Heterogeneous freezing processes in which atmospheric aerosols act as ice nuclei (IN) cause nucleation of ice crystals in the atmosphere. Heterogeneous nucleation can occur through several freezing mechanisms, including contact and immersion freezing. The mechanism by which this freezing occurs depends on the ambient conditions and composition of the IN. Aerosol properties change through chemical aging and reactions with atmospheric oxidants such as ozone. We have conducted a series of laboratory experiments using an optical microscope apparatus equipped with a cooling stage to determine how chemical oxidation changes the ability of atmospheric aerosols to act as IN. Freezing temperatures are reported for aerosols composed of fresh and oxidized soot and polyaromatic hydrocarbons (PAHs) including anthracene, phenanthrene, and pyrene. Our results show that oxidized soot particles initiate ice freezing events at significantly warmer temperatures than fresh soot, 3 °C on average. All oxidized PAHs studied had significantly warmer freezing temperatures than fresh samples. The chemical changes presumably causing the improved ice nucleation efficiency were observed using Fourier Transform Infrared Spectroscopy with Horizontal Attenuated Total Reflectance (FTIR-HATR). The addition of C=O bonds at the surface of the soot and PAHs led to changes in freezing temperatures. Finally, we have used classical nucleation theory to derive heterogeneous nucleation rates for the IN compositions in this research. The overall efficiency of the IN can be compared in order of least efficient to most efficient: fresh phenanthrene, fresh anthracene, fresh soot, oxidized phenanthrene, fresh pyrene, oxidized anthracene, oxidized soot, and oxidized pyrene. Overall oxidation of aerosols increases their ability to act as IN. Our results suggest that oxidation processes facilitate freezing at warmer temperatures at a broader range of conditions on the atmosphere.

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In the atmosphere, cloud droplets can remain in a supercooled liquid phase at temperatures as low as -40 °C. Above this temperature, cloud droplets freeze via heterogeneous ice nucleation whereby a rare and poorly understood subset of atmospheric particles catalyze the ice phase transition. As the phase state of clouds is critical in determining their radiative properties and lifetime, deficiencies in our understanding of heterogeneous ice nucleation poses a large uncertainty on our efforts to predict human induced global climate change. Experimental challenges in properly simulating particle-induced freezing processes under atmospherically relevant conditions have largely contributed to the absence of a well-established model and parameterizations that accurately predict heterogeneous ice nucleation. Conversely, the sparsity of reliable measurement techniques available struggle to be interpreted by a single consistent theoretical or empirical framework, which results in layers of uncertainty when attempting to extrapolate useful information regarding ice nucleation for use in atmospheric cloud models. In this dissertation a new framework for describing heterogeneous ice nucleation is developed. Starting from classical nucleation theory, the surface of an ice nucleating particle is treated as a continuum of heterogeneous ice nucleating activity and a particle specific distribution of this activity g is derived. It is hypothesized that an individual particle species exhibits a critical surface area. Above this critical area the ice nucleating activity of a particle species can be described by one g distribution, 𝑔, while below it 𝑔 expresses itself expresses externally resulting in particle to particle variability in ice nucleating activity. The framework is supported by cold plate droplet freezing measurements for dust and biological particles in which the total surface area of particle material available is varied. Freezing spectra above a certain surface area are shown to be successfully fitted with 𝑔 while a process of random sampling from 𝑔 can predict the freezing behavior below the identified critical surface area threshold. The framework is then extended to account for droplets composed of multiple particle species and successfully applied to predict the freezing spectra of a mixed proxy for an atmospheric dust-biological particle system. The contact freezing mode of ice nucleation, whereby a particle induces freezing upon collision with a droplet, is thought to be more efficient than particle initiated immersion freezing from within the droplet bulk. However, it has been a decades’ long challenge to accurately measure this ice nucleation mode, since it necessitates reliably measuring the rate at which particles hit a droplet surface combined with direct determination of freezing onset. In an effort to remedy this longstanding deficiency a temperature controlled chilled aerosol optical tweezers capable of stably isolating water droplets in air at subzero temperatures has been designed and implemented. The new temperature controlled system retains the powerful capabilities of traditional aerosol optical tweezers: retrieval of a cavity enhanced Raman spectrum which could be used to accurately determine the size and refractive index of a trapped droplet. With these capabilities, it is estimated that the design can achieve ice supersaturation conditions at the droplet surface. It was also found that a KCl aqueous droplet simultaneously cooling and evaporating exhibited a significantly higher measured refractive index at its surface than when it was held at a steady state temperature. This implies the potential of a “salting out” process. Sensitivity of the cavity enhanced Raman spectrum as well as the visual image of a trapped droplet to dust particle collisions is shown, an important step in measuring collision frequencies of dust particles with a trapped droplet. These results may pave the way for future experiments of the exceptionally poorly understood contact freezing mode of ice nucleation.

Ice formation largely influences the properties of clouds and hence it has an important impact on weather and climate. Primary ice formation is a consequence of either homogeneous or heterogeneous ice nucleation. The latter process is catalyzed by a foreign substance called Ice Nucleating Particle (INP). Mineral dust particles were found to contribute to atmospheric INPs. Most types of mineral dust are ice active below -20 °C. In contrast, atmospheric observations indicate that immersion freezing as one of the most important heterogeneous ice nucleation processes can occur at temperatures higher than -15 °C. One possible explanation for cloud glaciation at high temperatures might be the presence of biological material (e.g. bacteria) inducing ice nucleation. Our fundamental process and even qualitative understanding concerning atmospheric heterogeneous ice nucleation is limited. In the framework of the present thesis, experimental and theoretical work was carried out to improve the basic understanding of the immersion freezing behavior of mineral dust and bacterial INPs. On the basis of model simulations immersion freezing experiments were designed at the Leipzig Aerosol Cloud Interaction Simulator (LACIS). The immersion freezing behavior of mineral dust and bacterial INPs was studied in dependence of temperature and particle surface area/number at LACIS. As a results of the present thesis, it was found that the immersion freezing behavior of kaolinite being a proxy of mineral dust INPs does not depend on the droplet volume, but on the particle surface area. The kaolinite particles investigated caused freezing below -30 °C. In contrast, Ice Nucleation Active (INA) protein complexes that are attributed to bacterial INPs were found to induce freezing at -7 °C. Furthermore, it was shown that the ice nucleation activity of protein complexes is very similar regardless of whether the INA protein complex is attached to the outer cell membrane of intact bacteria or to cell membrane fragments. The immersion freezing ability depends on the number and type of INA protein complexes present in the droplet ensemble. The immersion freezing ability of mineral dust and bacterial INPs was parameterized accounting for the time effect. With this, results from literature could be reproduced for both INP types. These parameterizations can be used in e.g. cloud resolving atmospheric models.

Ice formation largely influences the properties of clouds and hence it has an important impact on weather and climate. Primary ice formation is a consequence of either homogeneous or heterogeneous ice nucleation. The latter process is catalyzed by a foreign substance called Ice Nucleating Particle (INP). Mineral dust particles were found to contribute to atmospheric INPs. Most types of mineral dust are ice active below -20 °C. In contrast, atmospheric observations indicate that immersion freezing as one of the most important heterogeneous ice nucleation processes can occur at temperatures higher than -15 °C. One possible explanation for cloud glaciation at high temperatures might be the presence of biological material (e.g. bacteria) inducing ice nucleation. Our fundamental process and even qualitative understanding concerning atmospheric heterogeneous ice nucleation is limited. In the framework of the present thesis, experimental and theoretical work was carried out to improve the basic understanding of the immersion freezing behavior of mineral dust and bacterial INPs. On the basis of model simulations immersion freezing experiments were designed at the Leipzig Aerosol Cloud Interaction Simulator (LACIS). The immersion freezing behavior of mineral dust and bacterial INPs was studied in dependence of temperature and particle surface area/number at LACIS. As a results of the present thesis, it was found that the immersion freezing behavior of kaolinite being a proxy of mineral dust INPs does not depend on the droplet volume, but on the particle surface area. The kaolinite particles investigated caused freezing below -30 °C. In contrast, Ice Nucleation Active (INA) protein complexes that are attributed to bacterial INPs were found to induce freezing at -7 °C. Furthermore, it was shown that the ice nucleation activity of protein complexes is very similar regardless of whether the INA protein complex is attached to the outer cell membrane of intact bacteria or to cell membrane fragments. The immersion freezing ability depends on the number and type of INA protein complexes present in the droplet ensemble. The immersion freezing ability of mineral dust and bacterial INPs was parameterized accounting for the time effect. With this, results from literature could be reproduced for both INP types. These parameterizations can be used in e.g. cloud resolving atmospheric models.