Reinforced concrete frame buildings designed and built prior to the enactment of modern seismic codes of the pre-1970’s era are considered seismically vulnerable, particularly when they are subjected to strong ground motions. It is the objective of this research to develop a new and innovative seismic retrofit technology for seismic upgrading of nonductile or limited ductility reinforced concrete frame buildings involving the implementation of buckling restrained braces. To achieve this objective, combined experimental and analytical research was conducted. The experimental research involved tests of large-scales reinforced concrete frames under slowly applied lateral deformation reversals, and the analytical research involved design and nonlinear analysis of laboratory specimens, as well as design and dynamic inelastic response history analysis of selected prototype buildings in eastern and western Canada. The research project started with a comprehensive review of the building code development in Canada to assess the progression of seismic design requirements over the years, and to select a representative period within which a significant number of engineered buildings were designed and constructed with seismic deficiencies. A similar review of seismic design and detailing provisions of the Canadian Standard Association (CSA) Standard A23.3 on Design of Concrete Structures was also conducted for the same purpose. Six-storey and ten-storey prototype buildings were designed for Ottawa and Vancouver, using the seismic provisions of the 1965 National Building Code of Canada, representative of buildings in eastern and western Canadian. Preliminary static and dynamic linear elastic analyses were performed to assess the effectiveness of upgrading the ten-storey reinforced concrete building designed for Ottawa. The retrofit methods studied consisted of lateral bracing by adding reinforced concrete shear walls, diagonal steel braces, or diagonal steel cable strands. The results indicated that the retrofit techniques are effective in limiting deformations in non-ductile frame elements to the elastic range. The numerical analyses were used to demonstrate the effectiveness of Buckling Restrained Braces (BRBs) as a retrofit method for seismically deficient reinforced concrete frame buildings. The experimental phase of research consisted of two, 2/3rd scale, single bay and single storey reinforced concrete frames, designed and constructed based on a prototype sixstorey moment resisting frame building located in Ottawa and Vancouver, following the requirements of the 1965 edition of the NBCC. One test specimen served as a bare control frame (BCF) that was first tested, repaired and retrofitted (RRF) to evaluate the effectiveness of the proposed retrofit methodology for buildings subjected to earthquakes in the City of Ottawa. The control frame was assessed to be seismically deficient. The second frame served as a companion non-damaged frame (RF) that was retrofitted with a similar retrofit concept but for buildings subjected to earthquakes in the City of Vancouver. A new buckling restrained brace (BRB) was conceived and developed to retrofit existing sub-standard reinforced concrete frames against seismic actions. The new BRB consists of a ductile inner steel core and an outer circular sleeve that encompasses two circular steel sections of different diameters to provide lateral restraint against buckling in compression of inner steel core. Mortar is placed between the two circular sections to provide additional buckling resistance. The inner core is connected to novel end units that allow extension and contraction during tension-compression cycles under seismic loading while providing lateral restraint against buckling within the end zones. The end units constitute an original contribution to the design of Buckling Restrained Braces (BRBs), providing continuous lateral restraint along the core bar. The new technique has been verified experimentally by testing four BRBs on the two test structures under simulated seismic loading. The test results of the BRB retrofitted frames indicate promising seismic performance, with substantial increases in the lateral load and displacement ductility capacities by factors of up to 3.9 and 2.6, respectively. In addition, the test results demonstrate that the BRB technology can provide excellent drift control, increased stiffness, and significant energy dissipation, while the reinforced concrete frames continue fulfilling their function as gravity load carrying frames. The above development was further verified by an exhaustive analytical study using SAP2000. At the onset, analyses were conducted to calibrate and verify the analytical models. Two-dimensional, one-bay, one-storey models, simulating the BCF and RRF test frames, were created. The models were subjected to incrementally increasing lateral displacement reversals in nonlinear static pushover analyses, and the results were compared with those obtained in the test program. Material nonlinearity was modeled using “Links” to incorporate all lumped linear and nonlinear properties that were defined with moment-rotation properties for flexural frame members and with force-displacement properties for the diagonal buckling restrained braces. Comparison with test data demonstrated good agreement of the frame behaviour in the elastic and post-elastic ranges, and the loading and unloading stiffness. The research program was further augmented with nonlinear dynamic time history analyses to verify the feasibility of the new retrofit technique in multi-storey reinforced concrete frame buildings located in Canada and their performances relative to the performance-based design objectives stated in current codes. Prior to conducting the analyses, 450 artificial earthquake records were studied to select the best matches to the Uniform Hazard Spectra (UHS) according to the 2010 edition of the NBCC for Ottawa and Vancouver. Furthermore, additional analyses were conducted on buildings for the City of Ottawa based on amplified Uniform Hazard Spectrum compatible earthquake records. The nonlinear time-history response analyses were conducted using a model that permits inelasticity in both the frame elements and the BRBs.The results indicated that reinforced concrete buildings built before the 1970’s in the City of Ottawa do not require seismic retrofitting; they remain within the elastic range under current code-compatible earthquake records. The structural building performance is within the Immediate Occupancy level, and all structural elements have capacities greater than the force demands. In the City of Vancouver, buildings in their virgin state experienced maximum interstorey drifts of 2.3%, which is within the Collapse Prevention structural performance level. Improved building performance was realized by retrofitting the exterior frames with multiple uses of the BRB developed in this research project. The seismic shear demands were reduced in the columns, while limiting the deformations in the non-ductile frame elements to the elastic range. The lateral interstorey drift was limited to 0.92%, which lies within the Life Safety structural performance level.

Concentrically braced frames with replaceable brace modules (RBMs) have the potential of improving the constructability of braced frames, mitigating the structural damage during earthquakes, and minimizing the time of post-earthquake repairs. To fill the gaps between the component-level performance of RBMs and system-level behaviour of SCBFs with RBMs, this thesis focused on the overall system-level seismic performance of SCBFs with RBMs in three steps. Firstly, the effects of beam-column connection fixity on the behaviour of three SCBFs were investigated to determine what level of fixity, if any, is required to ensure adequate collapse capacity of an SCBF. Secondly, the effects of column design parameters on braced frame seismic performance were investigated, where two different brace-to-frame connections were considered: 1) conventional gusset plate connection and 2) the newly proposed connection detail with RBMs. Detailed numerical modelling was undertaken to develop improved provisions for designing columns in SCBFs. Finally, a large-scale experimental program was conducted to evaluate the seismic performance of braced frames with initial and replaced RBMs where realistic boundary conditions were provided. Three different beam-column connections that can be used in SCBFs with RBMs were designed and tested. Based on the current work, the recently proposed concept of replaceable brace modules, accompanied by the recommended methods for designing columns and detailing beam-column connections, appears to be a promising approach. The fabrication and installation are simpler, the seismic performance is similar to that of SCBFs with currently accepted connection detailing, and the approach can increase the post-earthquake reparability of steel concentrically braced frames. / Dissertation / Doctor of Philosophy (PhD)

La présente thèse vise à caractériser le comportement mécanique à la ruine de poutres métalliques avec ouvertures, de formes et de tailles variables, renforcées ou non par raidisseurs. L’étude s’intéresse à des poutres de dimensions réalistes et s’appuie sur une combinaison de différentes approches : essais, modèles éléments finis et modèles analytiques. Les raidisseurs sont généralement utilisés pour corriger certaines faiblesses au niveau du comportement mécanique autour des ouvertures. Autour des ouvertures rectangulaires, ces raidisseurs, disposés verticalement ou horizontalement, ont fait l’objet de peu d’études scientifiques publiées. Généralement, le comportement des poutres à ouvertures d’âmes est considéré comme étant similaire à celui d’une poutre échelle (ou poutre Vierendeel) chargée aux noeuds. Cette hypothèse permet de considérer que les membrures de l’ouverture sont soumises à un moment fléchissant local bi-triangulaire sur la longueur de l’ouverture. Cependant, la distribution du moment fléchissant, et de ses contraintes axiales, le long d’une membrure peut s’avérer être plus complexe et dépend de la forme de l’ouverture (rectangulaire, hexagonale, circulaire, sinusoïdale ou quelconque), de la position de l’ouverture le long de la poutre et enfin, du type de chargement (concentré ou uniformément réparti). Plusieurs études numériques et expérimentales ont déjà été menées sur les poutres à ouvertures d’âmes et ont permis de développer différentes approches analytiques en vue de décrire leurs comportements. Cependant, ces modèles montrent certaines imprécisions ou insuffisances pour différents types et dimensions d’ouvertures notamment les ouvertures rectangulaires. Les travaux présentés dans cette thèse font le point sur les principaux modèles existants de calcul de résistance des poutres avec ouvertures d’âmes. Ils présentent notamment leurs avantages et limites. Pour conforter les descriptions basées sur les analyses bibliographiques, une campagne expérimentale est réalisée pour valider un modèle éléments finis développé dans le cadre de l’étude. Les essais s’appuient sur des tronçons de poutres de dimensions réalistes avec différentes configurations d’ouvertures isolées renforcées ou non par des raidisseurs. Les mesures autour de l’ouverture utilisent des jauges de déformation pour analyser le profil des contraintes et son évolution, au cours du chargement, dans différentes sections critiques. Les essais sont menés jusqu’à la ruine qui s’est développée généralement par une combinaison de comportement élasto-plastique et d’instabilité locale autour des ouvertures. Certaines ruines se sont produites par rupture en traction-cisaillement de l’acier dans des zones critiques. Les analyses numériques et expérimentales ont permis d’étudier l’influence de différentes conditions sur la distribution des contraintes, notamment axiales, au sein d’une membrure d’ouverture, en vue d’évaluer son potentiel de voilement local qui reste un phénomène complexe à appréhender. Elles ont permis aussi de comprendre le fonctionnement mécanique des ouvertures renforcées par des raidisseurs de différentes dimensions et positions. L’étude paramétrique menée, en utilisant le modèle éléments finis validé par essai, a permis d’évaluer la pertinence des hypothèses retenues dans les approches analytiques existantes. Ces analyses ont permis aussi de proposer un modèle analytique tenant compte du comportement d’ouvertures isolées avec ou sans raidisseurs. / The present thesis aims to characterize the mechanical behavior to failure of steel beams with openings, with variable shapes and sizes, reinforced or not by stiffeners. The study considers beams of realistic dimensions and combines different approaches: tests, finite element models and analytical models. The stiffeners are generally used to improve some weaknesses in the mechanical behavior around the openings. Around rectangular openings, these stiffeners, in vertical or horizontal arrangements, have been the subject of limited number of scientific publications. In general, the behavior of beams with web openings is considered similar to that of Vierendeel beams with loads applied at the nodes. This hypothesis allows to consider that each frame around the opening is characterized by a bi-triangular local bending moment along the frame elements. In fact, the bending moment distribution, and their resultant axial stresses, along a frame can be more complex and depends on the shape of the opening (rectangular, hexagonal, circular, sinusoidal or any), the position of the opening along the beam and finally, the type of loading (concentrated or uniformly distributed). Several numerical and experimental studies have been conducted on the beams with web openings and different analytical approaches have been developed to describe and predict the behavior of these beams. However, these models show some inaccuracies or inadequacies depending on the types and dimensions of openings including rectangular openings. The work presented in this thesis examines the main existing models predicting the resistance for beams with web openings. It shows their advantages and limits based on the existing but limited results. To obtain additional and specific results to be used in the comparisons and to validate a finite element model developed within the framework of the study, an experimental campaign is carried out. The tests are focused on beams of real dimensions with different configurations of isolated openings reinforced or not by stiffeners. The measurements around the opening use strain gauges to analyze the stress profile and its evolution, during loading, in different critical sections. The tests are carried out until failure generally characterized by a combination of elastic-plastic behavior and local instability around openings. Some final failures occurred by tensile-shear fracture of steel in some critical zones. Numerical and experimental analyzes are performed to study the influence of various conditions on the stresses distributions, in particular axial stresses, within the frames around the openings. The stress distribution is mainly observed to evaluate the local buckling potential that remains a complex phenomenon difficult to predict. The results are also analyzed to understand the mechanical behavior of the openings reinforced by stiffeners of different dimensions and positions. The parametric study conducted using the validated finite element model allows evaluating the relevance of the assumptions considered in the existing analytical approaches. These analyzes made it possible to propose an analytical model taking into-account the behavior of isolated openings with or without stiffeners.

Der Beitrag gibt einen kompakten Überblick zur Leistungsfähigkeit und Anwendbarkeit der in den Teilprojekten D2-Numerische Simulation, E3-Sicherheitsbeurteilung und E4-Numerische Langzeitprognose des Sonderforschungsbereichs 528 entwickelten Algorithmen und Programmlösungen. Die gezeigten Methoden sind praxistauglich aufbereitet und stehen zur Anwendung für die Analyse des Kurz- und Langzeit-Tragverhaltens von Textilbetonstrukturen zur Verfügung. / The paper provides a compact summary of the ability and applicability of the algorithms and software packages developed in the project parts D2-Numerical Simulation, E3-Reliability Assessment und E4-Numerical Long-term Prognosis of the Collaborative Research Centre 528. The presented methods are prepared for practical use and are available for the analysis of the short- and longterm load-bearing behaviour of textile reinforced concrete structures.

Der Beitrag gibt einen kompakten Überblick zur Leistungsfähigkeit und Anwendbarkeit der in den Teilprojekten D2-Numerische Simulation, E3-Sicherheitsbeurteilung und E4-Numerische Langzeitprognose des Sonderforschungsbereichs 528 entwickelten Algorithmen und Programmlösungen. Die gezeigten Methoden sind praxistauglich aufbereitet und stehen zur Anwendung für die Analyse des Kurz- und Langzeit-Tragverhaltens von Textilbetonstrukturen zur Verfügung. / The paper provides a compact summary of the ability and applicability of the algorithms and software packages developed in the project parts D2-Numerical Simulation, E3-Reliability Assessment und E4-Numerical Long-term Prognosis of the Collaborative Research Centre 528. The presented methods are prepared for practical use and are available for the analysis of the short- and longterm load-bearing behaviour of textile reinforced concrete structures.