Silicon photonics as a one of the most promising photonic integration technologies has attracted many attentions in recent years. The major feature of this technology is its compatibility with complementary metal-oxide semiconductor (CMOS) processes which makes it possible to integrate optical and electronic devices in a same chip and reduce the cost significantly. Another reason of using silicon photonics is the high index contrast between the silicon core and silicon dioxide cladding which ensures the high density integration of photonic devices on a single chip. Monolithic integration with electronic and optical circuits makes silicon photonics technology suitable for numerous applications. One example is microwave photonics (MWP). MWP is an area that studies the interaction between microwave and optical signal for the generation, processing, control and distribution of microwave signals by means of photonics. Silicon photonics offers a reduction in footprint, losses, packaging cost and power dissipation in MWP systems. This research in this thesis is focused on the design and fabrication of the silicon photonic devices for MWP signal processing and generation. Four MWP systems based on silicon photonic devices are proposed and experimentally demonstrated. 1) A single pass-band frequency-tunable MWP filter based on phase-modulation to intensity-modulation conversion in an optically pumped silicon-on-insulator (SOI) microring resonator (MRR) is designed and experimentally demonstrated. In the proposed filter, a phase-modulated optical signal is filtered by the SOI MRR, to have one first-order sideband suppressed by the MRR notch. The phase-modulated optical signal is converted to an intensity-modulated single-sideband (SSB) signal and detected at a photodetector (PD). The entire operation is equivalent to a single pass-band filter. The frequency tunability is achieved by tuning the resonance wavelength of the MRR, which is realized by optically pumping the MRR. A single pass-band MWP filter with a tunable center frequency from 16 to 23 GHz is experimentally demonstrated. 2) A broadband optically tunable MWP phase shifter with a tunable phase shift using three cascaded SOI MRRs that are optically pumped is designed and experimentally demonstrated. A microwave signal to be phase shifted is applied to an optical single-sideband (OSSB) modulator to generate an optical carrier and an optical sideband. The phase shift is introduced to the optical carrier by placing the optical carrier within the bandwidth of one resonance of the three cascaded MRRs. The experimental results show that by optically pumping the cascaded MRRs, a broadband MWP phase shifter with a bandwidth of 7 GHz with a tunable phase shift covering the entire 360o phase shift range is achieved. 3) A multi tap MWP filter with positive and negative coefficients using a silicon ring resonator modulator (RRM) is proposed and experimentally demonstrated. The RRM is designed and fabricated to operate based on the carrier depletion effect. The positive and negative coefficients are obtained by using opposite slopes of the modulation transmission response of the RRM. Two filter responses with two and three taps are experimentally demonstrated, showing the proof-of-principle for frequencies up to 18 GHz. 4) An approach to generate microwave signal based on enhanced four wave mixing (FWM) in an active silicon waveguide (SiWG) is studied. This SiWG is designed and fabricated, and the use of the active SiWG for MWP frequency multiplication to generate a frequency-sextupled millimeter-wave signal is experimentally demonstrated. Thanks to a reverse-biased p-n junction across the SiWG, the conversion efficiency of the FWM is improved, which leads to the improvement of the microwave frequency multiplication efficiency.

Avec la croissance forte de ces dernières années des objets connectés les technologies de communication optique et radio voient davantage d’opportunités de s’associer et se combiner dans des technologies bas-couts Photoniques-Microondes (MWP). Les réseaux domestiques en sont un exemple. La bande millimétrique notamment, de 57GHz à 67GHz, est utilisé pour contenir les exigences des communications sans fils très haut-débit, néanmoins, la couverture de ces systèmes wireless est limitée en intérieur (indoor) essentiellement à une seule pièce, à la fois du fait de l’atténuation forte de l’atmosphère dans cette bande de fréquence, mais aussi de fait de l’absorption et de la réflexion des murs. Ainsi il nécessaire de déployer une infrastructure pour diffuser l’information au travers d’un système d’antennes distribuées. Les technologiques optiques et photoniques-microondes sont une des solutions envisagées. Les technologies MWP se sont également étendues et couvrent une gamme très large d’applications incluant les communications mobiles 5G, les analyses biomédicales, les communications courtes-distances (datacom), le traitement de signal par voie optique et les interconnexions dans les véhicules et aéronefs. Beaucoup de ces applications requièrent de la rapidité, de la bande-passante et une grande dynamique à la fois, en même temps de demander des dispositifs compacts, légers et à faible consommation. Le cout d’implémentation est de plus un critère essentiel à leur déploiement, en particulier dans l’environnement domestique ainsi que dans d’autres applications variées des technologies MWP.Ce travail de thèse vise ainsi le développement de composants photonique-microondes (MPW) intégrés en technologie BiCMOS ou Bipolaire SiGe/Si, à très bas coût, incluant les phototransistors bipolaires à hétérojonctions (HPT) SiGe/Si, les Diodes Electro-Luminescentes (LED) Si et SiGe, ainsi que l’intégration combinées des composants optoélectroniques et microondes, pour l’ensemble des applications impliquant des courtes longueurs d’ondes (de 750nm à 950nm typiquement).Ces travaux se concentrent ainsi sur les points suivants :La meilleure compréhension de phototransistors SiGe/Si latéraux et verticaux conçus dans une technologie HBT SiGe 80GHz de Telefunken GmbH. Nous traçons des conclusions sur les performances optimales du phototransistor. Les effets de photodétection du substrat et de la dispersion spatiale des flux de porteurs sont analysés expérimentalement. Cette étude aide à développer des règles de dessin pour améliorer les performances fréquentielles du phototransistor HPT pour les applications visées.Dans l’objectif de développer de futures interconnexions intra- et inter- puces, nous concevons des lignes de transmissions faibles-pertes et des guides d’ondes optiques polymères sur Silicium faible résistivité. Il s’agit d’une étape afin d’envisager des plateformes Silicium dans lesquelles les HPT SiGe pourront potentiellement être intégrés de manière performante à très bas coût avec d’autres structures telles que des lasers à émission par la surface (VCSEL), afin de construire un transpondeur optique complet sur une interface Silicium. Le polymère est utilisé comme une interface diélectrique entre les lignes de transmission et le substrat, pour les interconnexions électriques, et pour définir le gain du guide d’onde optique dans les interconnexions optiques.La conception, la fabrication et la caractérisation du premier lien photonique-microonde sur puce Silicium sont menées en se basant sur la même technologie HBT SiGe 80GHz de Telefunken dans la gamme de longueur d’onde 0,65µm-0,85µm. Ce lien optique complétement intégré combine des LEDS Silicium en régime d’avalanche (Si Av LED), des guides d’ondes optiques Nitrure et Silice ainsi qu’un phototransistor SiGe. Un tel dispositif pourrait permettre d’accueillir à l’avenir des communications sur-puce, de systèmes micro-fluidiques et des applications d’analyse biochimiques / With the recent explosive growth of connected objects, for example in Home Area Networks, the wireless and optical communication technologies see more opportunity to merge with low cost MicroWave Photonic (MWP) technologies. Millimeter frequency band from 57GHz to 67GHz is used to accommodate the very high speed wireless data communication requirements. However, the coverage distance of these wireless systems is limited to few meters (10m). The propagation is then limiting to a single room mostly, due to both the high propagation attenuation of signals in this frequency range and to the wall absorption and reflections. Therefore, an infrastructure is needed to lead the signal to the distributed antennas configuration through MWP technology. Moreover, MWP technology has recently extended to address a considerable number of novel applications including 5G mobile communication, biomedical analysis, Datacom, optical signal processing and for interconnection in vehicles and airplanes. Many of these application areas also demand high speed, bandwidth and dynamic range at the same time they require devices that are small, light and low power consuming. Furthermore, implementation cost is a key consideration for the deployment of such MWP systems in home environment and various integrated MWP application.This PhD deals with very cheap, Bipolar or BiCMOS integrated SiGe/Si MWP devices such as SiGe HPTs, Si LEDs and SiGe LEDs, and focused on the combined integration of mm wave and optoelectronic devices for various applications involving short wavelength links (750nm to 950nm).This research focused on the study of the following points:The better understanding of vertical and lateral illuminated SiGe phototransistors designed in a 80 GHz Telefunken GmbH SiGe HBT technology. We draw conclusions on the optimal performances of the phototransistor. The light sensitive Si substrate and two-dimensional carrier flow effects on SiGe phototransistor performance are investigated. This study helps to derive design rules to improve frequency behavior of the HPT for the targeted applications.For future intra /inter chip hybrid interconnections, we design polymer based low loss microwave transmission lines and optical waveguides on low resistive silicon substrate. It is a step to envisage further Silicon based platforms where SiGe HPT could be integrated at ultra-low cost and high performances with other structures such high-speed VCSEL to build up a complete optical transceiver on a Silicon optical interposer. The polymer is used as dielectric interface between the line and the substrate for electrical interconnections and to design the core and cladding of the optical waveguide.The design, fabrication and characterization of the first on-chip microwave photonic links at mid infrared wavelength (0.65-0.85μm) based on 80 GHz Telefunken GmbH SiGe HBT technological processes. The full optical link combines Silicon Avalanche based Light Emitting Devices (Si Av LEDs), silicon nitride based waveguides and SiGe HPT. Such device could permit hosting microfluidic systems, on chip data communication and bio-chemical analysis applications

[pt] Este trabalho apresenta a geração de pulsos de microondas linearmente e não-linearmente modulados em frequência (LFM e NLFM) através da técnica fotônica de auto-heterodinagem. Ao utilizar eletrônica de baixa frequência para modular um diodo laser de feedback distribuído, a variação da portadora óptica no tempo (chirp) é observada, o que é causado predominantemente por efeito térmico. Este efeito, combinado com batimento auto-heteródino, foi capaz de produzir pulsos LFM com alto produto largura de banda-tempo (TBWP). Uma outra abordagem é necessária para geração de pulsos NLFM. Primeiro, é introduzida a técnica Espectroscopia Óptica Resolvida no Tempo para caracterização do chirp de um diodo laser. Em seguida, um estímulo de corrente em formato de função degrau é aplicado ao diodo laser para aquisição da função de transferência de seu chirp, H(s). Com a posse de H(s), uma simulação numérica foi usada para descobrir o estímulo necessário de corrente i(t) para obtenção de pulsos de microondas NLFM através da técnica de auto-heterodinagem. Os resultados experimentais coincidem com a simulação. / [en] This work reports the photonic generation of both linear and non-linear frequency modulation (LFM and NLFM) microwave pulses through a self-heterodyne scheme. By using low-frequency electronics to drive a distributed feedback laser diode, optical chirping is generated predominantly by thermal effect. Combining laser chirping and self-heterodyning, LFM pulses with high time-bandwidth product (TBWP) were achieved. A different approach is required for generation of NLFM microwave pulses. First, for characterization of the laser diode chirp, it is introduced a technique named Time- Resolved Optical Spectroscopy. Then, by using a step-shaped current stimulus, the laser chirp transfer function H(s) was obtained. With knowledge on H(s), a numerical simulation produced the suitable current stimulus i(t) needed to generate NLFM microwave pulses through self-heterodyning. Experimental results agreed with the numerical simulations.