The electromagnetic spectrum is becoming increasingly congested due to the rapid development of wireless and mobile communication in recent decades. New, compact and efficient passband filters with multi-functions and good performance are highly demanded in current and future wireless systems. This has also driven considerable technological advances in reconfigurable/tunable filter and filtering antenna designs. In light of this scenario, the objectives of this thesis are to design, fabricate and measure efficient, compact, multi-standard, and reconfigurable/tunable microstrip resonator filters and study the integration of the resonators with patch antennas. As a passive design, a compact dual-band filter is implemented to cover 2.5 to 2.6 GHz and 3.4 to 3.7 GHz for 4G and 5G, respectively. Another design is also presented with the advantages of a wide passband of more than 1 GHz. Conversely, new and compact reconfigurable filters are designed using varactor and PIN diodes for 4G and 5G. The proposed filters are tunable in the range from 2.5 to 3.8 GHz. The bandwidth is adjustable between 40 and 140 MHz with return losses between 17 to 30 dB and insertion loss of around 1 dB. Also, the thesis investigates the design of cascaded and differentially-fed filtering antenna structures. The cascaded designs operate at 2.4 and 6.5 GHz and have a relatively wide-band bandwidth of more than 1.2 GHz and a fractional bandwidth of more than 40%. For the differentially-fed structures, good performance is achieved at the 3.5 GHz with a high realized gain of more than 7.5 dBi is observed. / European Union Horizon 2020 Research and Innovation Programme (Marie Skłodowska-Curie Actions) under grant agreement H2020-MSCA-ITN-2016 SECRET-722424.

L'objectif de la thèse était la conception et la synthèse de filtres RF passe-bande reconfigurables, basés sur des résonateurs de type “Patch”. Une méthode de conception dédiée à la synthèse des filtres reconfigurables a été développée et appliquée à deux filtres reconfigurables basés sur des « patchs » triangulaire et circulaire. La technique de synthèse repose sur l'analyse de la matrice de couplage, facilitée par une analyse électromagnétique des modes propres des résonateurs « Patch ». Les filtres reconfigurables ont été conçus et optimisés à l'aide de simulations électromagnétiques 3D en incluant le modèle électrique des composants localisés utilisés, diodes varactors et capacités fixes. Les deux filtres reconfigurables ont été réalisés en technologie circuit imprimé. Les dimensions minimum du « layout » ont été choisies afin d'être compatibles avec une technologie bas coût, la dimension la plus faible n'étant pas inférieure à 0,5 mm. / The objective of this thesis is the design and synthesis of tunable bandpass filters at microwave frequencies using planar patch resonators. A methodology for the design and synthesis of tunable patch filters is developed and applied to two filters with triangular and circular topologies. The methodology provides techniques to extract the coupling scheme that models the filter behavior and the necessary equations for calculating the corresponding coupling matrix. Then, the theoretical filter response resulting from the analysis of the coupling matrix coefficients is compared to the results of complete simulations. The complete simulations combine the results of the 3D electromagnetic (EM) simulation of the filter layout with the results of the electrical simulation of the tuning devices, represented by their lumped elements equivalent model. This allows the correct model of the tuning effect and the definition of the tuning possibilities and limits. In order to validate the methodology, the tunable patch filters are fabricated using Microwave Integrated Circuit (MIC) technology on flexible substrates. The minimum dimensions are greater than 0.5 mm, ensuring a low cost fabrication process.

The objectives of this work were to investigate, design and implement beam steering antenna arrays for mobile and wireless applications using the genetic algorithm (GA) and particle swarm optimisation (PSO) techniques as optimisation design tools. Several antenna designs were implemented and tested: initially, a printed dipole antenna integrated with a duplex RF switch used for mobile base station antenna beam steering was investigated. A coplanar waveguide (CPW) to coplanar strip (CPS) transition was adopted to feed the printed dipole. A novel RF switch circuit, used to control the RF signal fed to the dipole antenna and placed directly before it, was proposed. The measured performance of the RF switch was tested and the results confirmed its viability. Then two hybrid coupled PIN diode phase shifters, using Branchline and Rat-Race ring coupler structures, were designed and tested. The generation of four distinct phase shifts was implemented and studied. The variations of the scattering parameters were found to be realistic, with an acceptable ±2 phase shift tolerance. Next, antenna beam steering was achieved by implementing RF switches with ON or OFF mode functions to excite the radiating elements of the antenna array. The switching control process was implemented using a genetic algorithm (GA) method, subject to scalar and binary genes. Anti-phase feeding of radiating elements was also investigated. A ring antenna array with reflectors was modelled and analysed. An antenna of this type for mobile base stations was designed and simulation results are presented. Following this, a novel concept for simple beam steering using a uniform antenna array operated at 2.4 GHz was designed using GA. The antenna is fed by a single RF input source and the steering elements are reactively tuned by varactor diodes in series with small inductors. The beam-control procedure was derived through the use of a genetic algorithm based on adjusting the required reactance values to obtain the optimum solution as indicated by the cost function. The GA was also initially used as an optimisation tool to derive the antenna design from its specification. Finally, reactive loading and time modulated switching techniques are applied to steer the beam of a circular uniformly spaced antenna array having a source element at its centre. Genetic algorithm (GA) and particle swarm optimisation (PSO) processes calculate the optimal values of reactances loading the parasitic elements, for which the gain can be optimised in a desired direction. For time modulated switching, GA and PSO also determine the optimal on and off times of the parasitic elements for which the difference in currents induced optimises the gain and steering of the beam in a desired direction. These methods were demonstrated by investigating a vertically polarised antenna configuration. A prototype antenna was constructed and experimental results compared with the simulations. Results showed that near optimal solutions for gain optimisation, sidelobe level reduction and beam steering are achievable by utilising these methods. In addition, a simple switching process is employed to steer the beam of a horizontally polarised circular antenna array. A time modulated switching process is applied through Genetic Algorithm optimisation. Several model examples illustrate the radiation beams and the switching time process of each element in the array.

La croissance rapide du marché des télécommunications a conduit à une augmentation significative du nombre de bandes de fréquences allouées et à un besoin toujours plus grand en terminaux offrant un accès à un maximum de standards tout en proposant un maximum de services. La miniaturisation de ces appareils, combinée à la mise en place de fonctions supplémentaires, devient un vrai challenge pour les industriels. Une solution consiste à utiliser des fonctions hyperfréquences accordables (filtres, commutateurs, amplificateurs,…). A ce jour, trois technologies d'accord sont principalement utilisées : capacités variables, matériaux agiles ou encore MEMS RF. Dans le cadre de cette thèse, nous avons travaillé sur l’optimisation de dispositifs hyperfréquences reconfigurables en utilisant des couches minces ferroélectriques KTN et des diodes varactor. Nos premiers travaux étaient relatifs à l’optimisation des dispositifs hyperfréquences accordables à base de couche minces KTN. Dans ce sens, nous avons tout d’abord caractérisé le matériau KTN en basse et haute fréquence afin de déterminer ses caractéristiques diélectriques et ses caractéristiques en température. Nous avons ensuite réalisé des dispositifs hyperfréquence élémentaires tels des capacités interdigitées et des déphaseurs à base de KTN. Leurs performances ont alors été comparées aux mêmes dispositifs réalisés cette fois à base de la solution la plus utilisée BST. Bien qu’un léger avantage soit acquis à la solution BST, il n’en reste pas moins vrai que les résultats avec le matériau KTN sont très proches indiquant que cette voie peut également, après optimisation, apporter une alternative au BST. La seconde partie de nos travaux concerne la réalisation de filtres planaires accordables en fréquence à base de matériaux KTN et de diodes varactor. Nous avons ainsi réalisé deux filtres passe-bande accordables. Un premier filtre passe-bande de type « open loop » possédant deux pôles agiles en fréquence centrale et un second filtre passe-bande de type SIR rendant possible l’accord de sa fréquence centrale ainsi que de sa bande passante à partir de diodes varactor. Lors de la conclusion sur nos travaux, nous évoquons les suites à donner à ce travail et les perspectives. / The rapid growth of the telecommunications industry has led to a significant increase in the number of allocated frequency bands and a growing need for terminals providing access to an increasing number of standards while offering maximum services. The miniaturization of these devices combined with the implementation of additional functions has become a real challenge for the industry. The use of tunable microwave functions (filters, switches, amplifiers ...) appears as a solution to this issue. In this way, three main technologies are mainly used: variable capacitors, tunable materials and RF MEMS. Within the scope of this thesis work, our investigations focused on tunable microwave devices optimization through the use of KTN ferroelectric thin films and varactor diodes. The first part of our study deals with the optimization of tunable microwave devices based on KTN ferroelectric thin films. In this way, we initially characterized KTN material in low and high frequency to determine its dielectric properties and characteristics according to the temperature. Then, we designed basic microwave devices such as interdigitated capacitors and phase shifters based on KTN thin films. Their performances were then compared with BST solution. Despite results highlighting a slight advantage to BST solution, KTN material, after optimization process, could be a BST alternative solution. In a second part, our work focused on the realization of tunable planar filters based on KTN materials and varactor diodes. We made two tunable bandpass filters. The first one is a center frequency tunable bandpass two pole open loop filter and the second one is a center frequency and bandwidth tunable SIR bandpass filter using varactor diodes. Finally, we discussed follow-up to give to this work and outlooks.

In modern broadband microwave applications, receivers are very sensitive to interference signals which can come from the system itself or from hostile emitters. Electronically tunable bandstop filters can be used to eliminate these interference signals with adaptation to changing frequency conditions. In this thesis, electronically tunable bandstop filter design techniques are investigated for microwave frequencies. The aim is to find filter topologies which allow narrowband bandstop or &lsquo / notch&rsquo / filter designs with low-Q resonators and with tuning capability. Tunability will be provided by the use of electronically tunable capacitors, specifically varactor diodes. For this purpose, firstly direct bandstop filter techniques are investigated and their performances are analyzed. Then phase cancellation approach, which enables high quality bandstop filter design with lossy circuit elements, is introduced and analyzed. Lastly, a novel notch filter design technique called as all-pass filter approach is introduced. This approach allows a systematic design method and enables to design very good tunable notch filter characteristics with low-Q resonators. Three filter topologies using this approach are given and their performances are analyzed. Also prototype tunable notch filters operating in X-Band are designed and implemented by using these three topologies.

Wireless and mobile communications are already playing an important role in our lives, and this will can only grow more and more due to the predominant importance and use of modern smartphones, tablets and any kind of connected devices. With this is mind, the spectrum for wireless and mobile communications is becoming incredibly overcrowded, leading to increasing requirements for RF front-end filters. This progress has encouraged an impressive need for developing low-cost, high performance, mass-producible, small footprint, and highly integrated front-end solutions for microwave and millimeter-wave systems and applications including emerging 5G and future wireless platforms. In this context, high quality factor resonators are usually typical basic building blocks of many high performance passive and active circuits, and its design has become even more challenging in the last decade. As a result, Substrate Integrated Waveguide (SIW) technology has attracted scientific community and industry attention as a very good candidate for developing such desired high-Q planar microwave devices. Recently, SIW is demonstrating to be a successful approach for implementing microwave and mm-wave filters with high Q-factor, easy integration with other planar circuits, and for mass-production manufacturing processes in many technologies (i.e. Printed Circuit Board (PCB) and Low Temperature Co-fired Ceramics (LTCC) technologies among them). Its enormous similarity with waveguides is probably one of the main reasons why the development of SIW-based components and circuits is rapidly growing among the research community. Other potential features that, combined with the former advantages, could be of huge interest in a wide range of wireless and mobile applications are a lively set of research subjects, such as compactness, advanced filtering responses, and recently frequency-agility capabilities. These key features have been recently introduced in the design of microwave filters for the next-generation wireless systems. Taking into account the above-mentioned background, the work carried out during the course of this PhD Thesis has been directed towards a further study of SIW technology to propose, analyze and develop an innovative and original resonator topology. The proposed topology is based on the extension of the classical coaxial waveguide resonator to SIW technology, and must take advantage of the characteristics of SIW devices to allow the design of improved and innovative microwave resonator filters for advanced wireless systems. This PhD Thesis includes the latest improvements made on this topic, from the working principles of the basic coaxial SIW block, until different applications for the design of compact quasi-elliptic and reconfigurable microwave filters. The results are promising and demonstrate the validity of the proposed topology for the design of high-Q microwave filters, as well as its potential application to implement complex designs. The general knowledge gained from these cases of study can be considered a good base for further developing this technology, which can help to improve its EM performance, and also contribute to a more general use in the market. / Las comunicaciones inalámbricas y móviles juegan un papel importante en nuestras vidas, y esto sólo puede ir a más debido a su enorme importancia y al uso de los modernos teléfonos inteligentes (del inglés, smartphones), tabletas y toda clase de dispositivos inalámbricos. Con todo esto en mente, el espectro electromagnético para comunicaciones inalámbricas y móviles se está saturando cada día más, lo que conlleva un constante aumento de los requisitos para los filtros de radio-frecuencia usados en las cabeceras de dichos sistemas. Este progreso ha llevado a un creciente interés en desarrollar componentes de microondas de bajo coste, alto rendimiento, pequeño tamaño, que permitan implementar soluciones altamente integradas para sistemas de alta frecuencia (i.e. microondas y ondas milimétrica) y sus aplicaciones, incluyendo entre ellas la emergente conexión 5G y las futuras plataformas inalámbricas. En este contexto, los resonadores de elevado factor de calidad constituyen generalmente los bloques básicos para el diseño de muchos circuitos pasivos (entre ellos filtros) y activos de alto rendimiento. Su diseño se ha convertido por tanto en un reto aún mayor en la última década. Como resultado de ello, la tecnología de guía de ondas integradas en substrato (Substrate Integrated Waveguide, SIW) ha atraído la atención de la comunidad científica e industrial, al revelarse como una buena aproximación para el desarrollo de dispositivos planares de microondas con excelentes prestaciones eléctricas, y en particular para la implementación de filtros de microondas y onda milimétrica de bajas pérdidas y elevada integración con circuitos en tecnología planar. Además, su flexibilidad se caracteriza también por su adecuación a diferentes procesos de fabricación y producción en masa, en tecnologías tales como los circuitos impresos (Printed Circuit Board, PCB) o la tecnología de materiales cerámicos multi-capa co-sinterizados a baja temperatura (Low Temperature Co-fired Ceramics, LTCC) entre otras. Su enorme similitud con las ya largamente estudiadas guías de onda es, probablemente, una de las principales razones por las cuales el desarrollo de dicho circuitos está creciendo rápidamente entre la comunidad de investigadores. Cabe mencionar como, además de las anteriores ventajas, otras características de la tecnología SIW que podrían ser de gran interés en una amplia gama de aplicaciones inalámbricas y móviles son la miniaturización, la posibilidad de implementar respuestas avanzadas de filtrado y, recientemente, las capacidades de sintonía en frecuencia de los componentes de microondas. De este modo, el trabajo desarrollado a lo largo de esta Tesis Doctoral se ha orientado hacia el planteamiento, análisis y desarrollo de una topología de resonador innovadora y original. Dicha topología se basa en una extensión de las cavidades coaxiales en guía de onda metálica a una implementación integrada en substrato inspirada en la tecnología SIW. Esta Tesis Doctoral recapitula los últimos avances que se han producido sobre este tema, empezando desde la descripción de los principios fundamentales de funcionamiento de las estructuras, hasta la demostración de varias aplicaciones concretas útiles para el diseño de filtros de microondas muy compactos, con respuestas filtrantes avanzadas y reconfigurables. Los resultados que se van a mostrar a continuación son prometedores, y demuestran la validez de la topología propuesta. El conocimiento general obtenido de los diferentes prototipos fabricados y caracterizados experimentalmente puede considerarse una buena base para seguir desarrollando esta tecnología, lo que puede ayudar a mejorar su rendimiento electromagnético, así como a contribuir a un uso más extendido de estos dispositivos en el mercado. / Les comunicacions sense fils i mòbils juguen un paper important en les nostres vides, i això només pot anar a més a causa de la gran importància i l'ús dels moderns telèfons intel·ligents (de l'anglès, smartphones), tablets i tota classe de dispositius sense fil. Tenint en compte tot açò, l'espectre electromagnètic per a comunicacions sense fils i mòbils s'està saturant cada dia més, el que comporta un constant augment dels requisits per als filtres de radiofreqüència usats en les capçaleres d'aquests sistemes. Aquest progrés ha portat a un creixent interès en desenvolupar components de microones de baix cost, alt rendiment, volum reduït, que permeten implementar solucions altament integrades per a sistemes d'alta freqüència (ie. microones i ones mil·limètriques) i les seves aplicacions, incloent l'emergent connexió 5G i les futures plataformes sense fils. En aquest context, els ressonadors d'elevat factor de qualitat constitueixen generalment els blocs bàsics per al disseny de molts circuits passius (entre ells filtres) i actius d'alt rendiment. El seu disseny s'ha convertit per tant en un repte encara més gran en l'última dècada. Com a resultat d'això, la tecnologia de guia d'ones integrades en substrat (Substrate Integrated Waveguide, SIW) ha atret l'atenció de la comunitat científica i industrial, al revelar-se com una bona aproximació per al desenvolupament de dispositius planars de microones amb excel·lents prestacions elèctriques , i en particular per a la implementació de filtres de microones i ones mil·limètriques de baixes pèrdues i elevada integració amb circuits en tecnologia planar. A més, la seua flexibilitat es caracteritza també per la seua adequació a diferents processos de fabricació i producció en massa, en tecnologies com ara els circuits impresos (Printed Circuit Board, PCB) o la tecnologia de materials ceràmics multicapa co-sinteritzats a baixa temperatura (Low Temperature Co-Fired Ceramics, LTCC) entre d'altres. La seua enorme similitud amb les ja llargament estudiades guies d'ona és, probablement, una de les principals raons per les quals el desenvolupament d'aquests circuits està creixent ràpidament entre la comunitat d'investigadors. Cal destacar com, a més de les anteriors avantatges, altres característiques de la tecnologia SIW que podrien ser de gran interès en una àmplia gamma d'aplicacions sense fils i mòbils són la miniaturització, la possibilitat d'implementar respostes avançades de filtrat i, recentment, les capacitats de sintonia en freqüència dels components de microones. Aquestes característiques clau s'han introduït recentment en el disseny de filtres microones per als sistemes sense fils de pròxima generació, convertint-se en objecte prioritari d'estudi per part de la comunitat científica. D'aquesta manera, el treball desenvolupat al llarg d'aquesta tesi doctoral s'ha orientat cap al plantejament, anàlisi i desenvolupament d'una topologia de ressonador innovadora i original. Aquesta topologia es basa en una extensió de les cavitats coaxials en guia d'ona metàl·lica a una implementació integrada a substrat inspirada en la tecnologia SIW. Aquesta tesi doctoral recapitula els últims avanços que s'han produït sobre aquest tema, començant des de la descripció dels principis fonamentals de funcionament de les estructures, fins a la demostració de diverses aplicacions concretes útils per al disseny de filtres i microones molt compactes, amb respostes de filtrat avançades i reconfigurables. Els resultats que es mostraran a continuació són prometedors, i demostren la validesa de la topologia proposada. El coneixement general obtingut dels diferents prototips fabricats i caracteritzats experimentalment es pot considerar com una bona base per seguir desenvolupant aquesta tecnologia, el que pot ajudar a millorar el seu rendiment electromagnètic, així com a contribuir a un ús més estès d'aquests dispositius en el mer / Sirci, S. (2017). Substrate Integrated Coaxial Filters with Fixed and Tunable Responses [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/78838 / TESIS

The objectives of this work were to investigate, design and implement beam steering antenna arrays for mobile and wireless applications using the genetic algorithm (GA) and particle swarm optimisation (PSO) techniques as optimisation design tools. Several antenna designs were implemented and tested: initially, a printed dipole antenna integrated with a duplex RF switch used for mobile base station antenna beam steering was investigated. A coplanar waveguide (CPW) to coplanar strip (CPS) transition was adopted to feed the printed dipole. A novel RF switch circuit, used to control the RF signal fed to the dipole antenna and placed directly before it, was proposed. The measured performance of the RF switch was tested and the results confirmed its viability. Then two hybrid coupled PIN diode phase shifters, using Branchline and Rat-Race ring coupler structures, were designed and tested. The generation of four distinct phase shifts was implemented and studied. The variations of the scattering parameters were found to be realistic, with an acceptable ±2 phase shift tolerance. Next, antenna beam steering was achieved by implementing RF switches with ON or OFF mode functions to excite the radiating elements of the antenna array. The switching control process was implemented using a genetic algorithm (GA) method, subject to scalar and binary genes. Anti-phase feeding of radiating elements was also investigated. A ring antenna array with reflectors was modelled and analysed. An antenna of this type for mobile base stations was designed and simulation results are presented. Following this, a novel concept for simple beam steering using a uniform antenna array operated at 2.4 GHz was designed using GA. The antenna is fed by a single RF input source and the steering elements are reactively tuned by varactor diodes in series with small inductors. The beam-control procedure was derived through the use of a genetic algorithm based on adjusting the required reactance values to obtain the optimum solution as indicated by the cost function. The GA was also initially used as an optimisation tool to derive the antenna design from its specification. Finally, reactive loading and time modulated switching techniques are applied to steer the beam of a circular uniformly spaced antenna array having a source element at its centre. Genetic algorithm (GA) and particle swarm optimisation (PSO) processes calculate the optimal values of reactances loading the parasitic elements, for which the gain can be optimised in a desired direction. For time modulated switching, GA and PSO also determine the optimal on and off times of the parasitic elements for which the difference in currents induced optimises the gain and steering of the beam in a desired direction. These methods were demonstrated by investigating a vertically polarised antenna configuration. A prototype antenna was constructed and experimental results compared with the simulations. Results showed that near optimal solutions for gain optimisation, sidelobe level reduction and beam steering are achievable by utilising these methods. In addition, a simple switching process is employed to steer the beam of a horizontally polarised circular antenna array. A time modulated switching process is applied through Genetic Algorithm optimisation. Several model examples illustrate the radiation beams and the switching time process of each element in the array.

Libyan Ministry of Higher Education. / The full text will be available at the end of the embargo: 28th Nov 2024 / Subtitle: Simulation and Measurement of Reconfigurable Antennas for Cognitive Radio, UWB Applications, Investigation of Antenna Gain and Efficiency, Frequency Tuneable Range, Antenna Radiation Performance and Antenna Design Optimization using Parametric Studies as well as using MIMO antenna for wireless body area networks