This thesis studies quaternary chalcogenide nanocrystals and their photovoltaic applications. A temperature-dependent phase change between two distinct crystallographic phases of stoichiometric Cu₂ZnSnS₄ is investigated through the development of a one pot synthesis method. Characterisation of the Cu₂ZnSnS₄ nanocrystals was performed using absorption spectroscopy, transmission electron microscopy (TEM) and powder X-ray diffraction (XRD). An investigation was conducted into the effects of using hexamethyldisilathiane (a volatile sulphur precursor) in the nucleation of small (<7nm), mono-dispersed and solution-stable quaternary Cu₂ZnSnS₄ nanocrystals. A strategy to synthesize high quality thermodynamically stable kesterite Cu₂ZnSnS₄ nanocrystals is established, which subsequently enabled the systematic study of Cu₂ZnSnS₄ nanocrystal formation mechanisms, using optical characterization, XRD, TEM and Raman spectroscopy. Further studies employed scanning transmission electron microscopy (STEM) energy dispersive x-ray (EDX) mapping to examine the elemental spatial distributions of Cu₂ZnSnS₄ nanocrystals, in order to analyse their compositional uniformity. In addition, the stability of nanocrystals synthesised using alternative ligands is investigated using Fourier transform infrared spectroscopy, without solution based ligand substitution protocol is used to replace aliphatic reaction ligands with short, aromatic pyridine ligands in order to further improve Cu₂ZnSnS₄ colloid stability. A layer-by-layer spin coating method is developed to fabricate a semiconductor heterojunction, using CdS as an n-type window, which is utilised to investigate the photovoltaic properties of Cu₂ZnSnS₄ nanocrystals. Finally, three novel passivation techniques are investigated, in order to optimise the optoelectronic properties of the solar cells to the point where a power conversion efficiency (PCE) of 1.00±0.04% is achieved. Although seemingly modest when compared to the performance of leading devices (PCE>12%) this represents one of the highest obtained for a Cu₂ZnSnS₄ nanocrystal solar cell, fabricated completely under ambient conditions at low temperatures.

O estudo do ordenamento de nanopartículas em estruturas bi e tridimensionais, também conhecidas como superredes, é de grande interesse científico e tecnológico, tanto pelo interesse em se explicar a origem e as consequências deste fenômeno, quanto pelas possibilidades de aplicação oriundas das propriedades observadas nestes sistemas. Quando são utilizados dois tipos de nanomateriais diferentes em tamanho e/ou composição química, tem-se a formação de superredes binárias. Estas estruturas apresentam propriedades que são resultado das propriedades individuais de seus constituintes e, além disso, do conjunto de interações que existem no sistema. Graças a este conjunto de propriedades e interações coletivas, o princípio de se empregar nanopartículas como \"building blocks\" para a criação ou aprimoramento de dispositivos funcionais. Assim, neste trabalho são discutidas as sínteses de óxidos magnéticos do tipo MFe2O4 (com M = Co, Fe ou Mn) e as características necessárias para o emprego destes na formação de superredes de nanopartículas. Os materiais foram sintetizados procurando-se alcançar uma estreita distribuição de tamanho e homogeneidade quanto à forma. Foram empregados sistemas de nanopartículas nos estudos para a formação de superredes que apresentaram polidispersividade entre 6 e 20%, de forma a discutir o efeito desta propriedade no ordenamento das nanopartículas. Observou-se que o ordenamento em escala macroscópica é fortemente influenciado pela tensão de superfície da subfase, enquanto que o arranjo local das nanopartículas em relação aos seus vizinhos mais próximos é mais influenciado pela taxa de evaporação do solvente e pelas interações interpartículas. Para a formação de superestruturas binárias foram empregadas as nanopartículas de CoO/CoFe2O4 com 9,6 nm ou de Fe3O4 de 10,7 nm, com nanopartículas de CdSe de 3,6 nm. Os sistemas de nanopartículas binárias apresentaram arranjos do tipo AlB2 e tiveram, em sua maioria, crescimento na forma de supercristais facetados. A formação de estruturas bidimensionais com crescimento ao longo do plano da membrana foi favorecida pelo aumento na proporção das nanopartículas de maior diâmetro em relação às menores. A compreensão do fenômeno de auto-organização em membranas de superredes binárias possibilita a obtenção de novos materiais nanoestruturados e que apresentem propriedades moduladas. / Self-assembly nanoparticles into superlattices array have attracted significant attention both for the scientific understanding of nanocrystals ordering process and the development of new functional devices using bottom up techniques. The co-assembly of two types of nanoparticles in binary nanoparticles superlattices provides a new way to design metamaterials with unusual and modulated properties. These unusual properties arise from interparticle interactions in the superlattice structure, and from nanoparticles physical properties. To obtain highly ordered structures, it is required that nanocrystals have narrow size distribution. This thesis presents the synthesis of oxide magnetic nanoparticles (MFe2O4; M = Co, Fe, or Mn) and their application as building blocks in nanocrystal superlattices. Nanoparticles presented size distribution from 6% to 20%, and their assemblies has shown amorphous structure when samples have size distribution above 10%. Self-assembled nanoparticles superlattices in the liquid-air interface were obtained using either single or binary components. Single component superlattices were used as model for the understand of self-assembly process, which depends on subphase surface tension and dispersion evaporation rate. Nanocrystals superlattices were obtained from CdSe nanoparticles, with average size of 3,6 nm, and CoO/CoFe2O4 with size of 9,6 nm, and was observed a AlB2-type superstructure. The same superlattice structure was obtained for CdSe and Fe3O4, with average size of 10,7 nm, which indicate that AlB2 is the equilibrium phase for a rage of radii ratios and nanoparticles stoichiometry. These findings enable to better understand self-assembled binary nanocrystal superlattices formation and how to manipulate interparticle interactions in order to synthesize highly ordered structures.

This work investigates the compositional and nanostructural variability of celluloses isolated from plants and the impact of the variability in the production of cellulose nanocrystals. A variable set of cellulose isolated from plants were generated starting with a range of feedstocks (coconut fiber, sisal fiber, eucalyptus sawdust, pine sawdust, sugarcane rind and sugarcane pith), applying a range of cellulose isolation processes (acetossolv, liquid hot water, alkaline, and liquid hot water + alkaline) and adding commercial cellulose (eucalyptus kraft pulp, dissolving pulp, and microcrystalline cellulose) as reference materials. The nanostructural characteristics were evaluated by calorimetric thermoporometry, X-ray diffraction, and moisture sorption isotherms. Composition was evaluated by standard wet chemical analysis and insights on functional groups were obtained by infrared spectroscopy. The cellulose nanocrystals were produced by acid hydrolysis with sulfuric acid and characterized by atomic force microscopy and X-ray diffraction. The measured parameters of the isolated celluloses were spread, showing we could achieve a highly diverse set of substrates. Significant correlations between measured variables across the sample set, indicating possible unforeseen multivariate relations among cellulose features. For example, we could show that cellulose monolayer hydration is determined by both hemicelluloses content (compositional parameter) as well as cellulose crystal width (structural parameter). Cellulose nanocrystals were successfully produced, although in some cases such as for the acetossolv pulps the acid conditions were too aggressive and oxidized the substrates. Finally, some quantitative correlations were seen between the parameters of cellulose substrates and the resulting cellulose nanocrystals. These results supply the first hints about how the nanostructural variability of isolated cellulose can influence the cellulose nanocrystals produced from them. / Este trabalho investiga a variabilidade composicional e nanoestrutural de celuloses isoladas de plantas e o seu impacto na variabilidade na produção de nanocristais de celulose. Um conjunto variável de celuloses isoladas de plantas foi gerado a partir de uma série de matérias-primas (fibra de coco, sisal, serragem de eucalipto, serragem de pinheiro, casca de cana e miolo de cana), aplicando uma série de processos de isolamento de celulose (hidrotérmico, alcalino, hidrotérmico + alcalino e acetosolve) e adicionando celuloses comerciais (polpa kraft de eucalipto, polpa para dissolução e celulose microcristalina) como materiais de referência. As características nanoestruturais foram avaliadas por termoporometria calorimétrica, difração de raios X e isotermas de sorção de umidade. A composição foi avaliada por análise química húmida padrão e os conhecimentos sobre grupos funcionais foram obtidos por espectroscopia de infravermelhos. Os nanocristais de celulose foram produzidos por hidrólise ácida com ácido sulfúrico e caracterizados por microscopia de força atômica e difração de raios-X. Os parâmetros medidos das celuloses isoladas foram distribuídos, demonstrando que poderíamos alcançar um conjunto altamente diversificado de substratos. Correlações significativas entre as variáveis medidas foram observadas em todo o conjunto amostral, indicando possíveis relações multivariadas imprevistas entre as características da celulose. Por exemplo, poderíamos demonstrar que a monocamada de hidratação de celulose é determinada tanto pelo conteúdo de hemiceluloses (parâmetro de composição) quanto pela largura do cristal de celulose (parâmetro estrutural). Os nanocristais de celulose foram produzidos com sucesso, embora em alguns casos, como nas polpas acetosolve, as condições ácidas fossem muito agressivas e oxidassem os substratos. Finalmente, algumas correlações quantitativas foram observadas entre os parâmetros dos substratos de celulose e os nanocristais de celulose resultantes. Estes resultados fornecem as primeiras dicas sobre como a variabilidade nanoestrutural da celulose isolada pode influenciar os nanocristais de celulose produzidos a partir deles.

Celulose nanocristalina (CNC) é um material de grande ascensão e desenvolvimento no mercado, com um número cada vez maior de aplicações em diversos setores industriais. Contudo, suas aplicações dependem fortemente das propriedades químicas, físicas e ópticas inerentes da CNC, bem como a capacidade de subsequente modificação química. A produção de CNC por via enzimática é um processo controlado e ambientalmente correto que permite obter as CNCs com propriedades desejáveis, porém o processo ainda é pouco estudado. Neste contexto, o objetivo deste trabalho foi aumentar a seletividade da endoglucanase para as regiões amorfas e produzir CNC com alta cristalinidade e alto grau de pureza (baixo teor de hemicelulose). Para isso, foi investigado, pela primeira vez, os efeitos de um preparo enzimático rico em xilanase (Cellic HTec2 ®) para auxiliar na produção de CNC por hidrólise enzimática a partir de polpa kraft de eucalipto branqueada (BEKP). Surpreendentemente, combinações de enzimas com cargas mais elevadas de xilanase em relação a de endoglucanase, mostrou ter um maior potencial para produção de CNC, uma vez que esta foi a única condição que levou ao isolamento de nanopartículas. Essas nanopartículas apresentaram tamanho médio de 420-720nm, índice de cristalinidade entre 65-70%, suas suspensões aquosas permaneceram estáveis por um período maior do que 48h, e apresentaram termoestabilidade muito superior a CNCs obtidas pelo método tradicional de hidrólise com H2SO4. A combinação com carga de xilanase 3 e 7 vezes maior do que a de endoglucanase mostrou ser uma combinação ideal para produção de CNCs. Apesar da xilanase utilizada neste trabalho ter solubilizado mais 70% da xilana de BEKP, o teor de xilana encontrado nas CNCs mantiveram alto (13-15%) e não houve correlação com a composição química o resíduo de BEKP após a hidrólise enzimática. / Cellulose nanocrystal (CNC) is a high-value, emerging nanomaterial with an increasing number of applications in various industrial sectors. However, its applications depend heavily on the inherent chemical, physical and optical properties as well as its suitability for subsequent chemical modification. The enzymatic production of CNC is a controlled and ecofriendly process that allows to obtain CNC with improved properties, but the process is still poorly studied. In this context, the objective of this work was to increase the selectivity of an endoglucanase to the amorphous regions of cellulose and to produce CNC with high crystallinity and purity (low hemicellulose content). We investigated, for the first time, the ability of an endoxylanase enriched enzyme preparation (Cellic HTec2 ®) to aid in the production of CNC by enzymatic hydrolysis from a bleached eucalyptus kraft pulp (BEKP). Interestingly, it was found that combinations of enzymes with xylanase load higher than endoglucanase resulted in greater potential for CNC production, since this was the only condition that led to the isolation of nanoparticles. These nanoparticles showed an average particle size of 420- 720nm, crystallinity index between 65-70%, and their aqueous suspension could remain stable for a period longer than 48h. The enzymatically produced CNCs showed much higher thermostability than the CNC obtained by the traditional hydrolysis with H2SO4. The combination of xylanase loading 3 and 7 times greater than endoglucanase was shown to be an ideal combination for CNC production. Although the xylanase employed in this work solubilized more than 70% of the xylan in BEKP, the content of xylan found in CNC produced remained high (13-15%) and did not correlated with the chemical composition of the enzymatic hydrolysis cellulosic residue.

This work investigates the compositional and nanostructural variability of celluloses isolated from plants and the impact of the variability in the production of cellulose nanocrystals. A variable set of cellulose isolated from plants were generated starting with a range of feedstocks (coconut fiber, sisal fiber, eucalyptus sawdust, pine sawdust, sugarcane rind and sugarcane pith), applying a range of cellulose isolation processes (acetossolv, liquid hot water, alkaline, and liquid hot water + alkaline) and adding commercial cellulose (eucalyptus kraft pulp, dissolving pulp, and microcrystalline cellulose) as reference materials. The nanostructural characteristics were evaluated by calorimetric thermoporometry, X-ray diffraction, and moisture sorption isotherms. Composition was evaluated by standard wet chemical analysis and insights on functional groups were obtained by infrared spectroscopy. The cellulose nanocrystals were produced by acid hydrolysis with sulfuric acid and characterized by atomic force microscopy and X-ray diffraction. The measured parameters of the isolated celluloses were spread, showing we could achieve a highly diverse set of substrates. Significant correlations between measured variables across the sample set, indicating possible unforeseen multivariate relations among cellulose features. For example, we could show that cellulose monolayer hydration is determined by both hemicelluloses content (compositional parameter) as well as cellulose crystal width (structural parameter). Cellulose nanocrystals were successfully produced, although in some cases such as for the acetossolv pulps the acid conditions were too aggressive and oxidized the substrates. Finally, some quantitative correlations were seen between the parameters of cellulose substrates and the resulting cellulose nanocrystals. These results supply the first hints about how the nanostructural variability of isolated cellulose can influence the cellulose nanocrystals produced from them. / Este trabalho investiga a variabilidade composicional e nanoestrutural de celuloses isoladas de plantas e o seu impacto na variabilidade na produção de nanocristais de celulose. Um conjunto variável de celuloses isoladas de plantas foi gerado a partir de uma série de matérias-primas (fibra de coco, sisal, serragem de eucalipto, serragem de pinheiro, casca de cana e miolo de cana), aplicando uma série de processos de isolamento de celulose (hidrotérmico, alcalino, hidrotérmico + alcalino e acetosolve) e adicionando celuloses comerciais (polpa kraft de eucalipto, polpa para dissolução e celulose microcristalina) como materiais de referência. As características nanoestruturais foram avaliadas por termoporometria calorimétrica, difração de raios X e isotermas de sorção de umidade. A composição foi avaliada por análise química húmida padrão e os conhecimentos sobre grupos funcionais foram obtidos por espectroscopia de infravermelhos. Os nanocristais de celulose foram produzidos por hidrólise ácida com ácido sulfúrico e caracterizados por microscopia de força atômica e difração de raios-X. Os parâmetros medidos das celuloses isoladas foram distribuídos, demonstrando que poderíamos alcançar um conjunto altamente diversificado de substratos. Correlações significativas entre as variáveis medidas foram observadas em todo o conjunto amostral, indicando possíveis relações multivariadas imprevistas entre as características da celulose. Por exemplo, poderíamos demonstrar que a monocamada de hidratação de celulose é determinada tanto pelo conteúdo de hemiceluloses (parâmetro de composição) quanto pela largura do cristal de celulose (parâmetro estrutural). Os nanocristais de celulose foram produzidos com sucesso, embora em alguns casos, como nas polpas acetosolve, as condições ácidas fossem muito agressivas e oxidassem os substratos. Finalmente, algumas correlações quantitativas foram observadas entre os parâmetros dos substratos de celulose e os nanocristais de celulose resultantes. Estes resultados fornecem as primeiras dicas sobre como a variabilidade nanoestrutural da celulose isolada pode influenciar os nanocristais de celulose produzidos a partir deles.

Herein, we report the first solution-processed broadband photodetectors to break the past compromise between sensitivity and speed of response. Specifically, we report photodiodes having normalized detectivity (D*) > 1012 Jones and a 3dB bandwidth of > 2.9 MHz. This finding represents a 170,000 fold improvement in response speed over the most sensitive colloidal quantum dot (CQD) photodetector reported1 and a 100,000 fold improvement in sensitivity over the fastest CQD photodetector reported2. At the outset of this study, sensitive, solution-processed IR photodetectors were severely limited by low response speeds1. Much faster response speeds had been demonstrated by solution-processed photodetectors operating in the visible3, but these devices offered no benefits for extending the spectral sensitivity of silicon. No available solution-processed photodetector combined high sensitivity, high operating speed, and response to illumination across the UV, visible and IR. We developed a fast, sensitive, solution-processed photodetector based on a photodiode formed by a Schottky barrier to a CQD film. Previous attempts to form sensitive photodetectors based on CQD photodiodes had demonstrated low quantum efficiencies that limited sensitivity4,5. Efficient, sensitive semiconductor photodiodes are based on two fundamental characteristics: a large built-in potential that separates photogenerated charge carriers and minimizes internal noise generation, and high semiconductor conductivity for efficient collection of photogenerated charge. Schottky barriers to CQD films were developed to provide high, uniform built-in potentials. A multi-step CQD ligand exchange procedure was developed to allow deposition of tightly packed films of CQDs with high mobility and sufficiently well-passivated surfaces to form high-quality metallurgical junctions. The temporal response of the CQD photodiodes showed separate drift and diffusion components. Combined with detailed measurements of the Schottky barrier, these characteristics provided the physical basis for a numerical model of device operation. Based on this understanding, devices that excluded the slow diffusive component were fabricated, exploiting only the sub-microsecond field-driven transient to achieve MHz response bandwidth. These devices are the first to combine megahertz-bandwidth, high sensitivity, and spectral-tunability in photodetectors based on semiconducting CQDs. Record performance is achieved through advances in materials and device architecture based on a detailed understanding the physical mechanisms underlying the operation of CQD photodiodes.

Herein, we report the first solution-processed broadband photodetectors to break the past compromise between sensitivity and speed of response. Specifically, we report photodiodes having normalized detectivity (D*) > 1012 Jones and a 3dB bandwidth of > 2.9 MHz. This finding represents a 170,000 fold improvement in response speed over the most sensitive colloidal quantum dot (CQD) photodetector reported1 and a 100,000 fold improvement in sensitivity over the fastest CQD photodetector reported2. At the outset of this study, sensitive, solution-processed IR photodetectors were severely limited by low response speeds1. Much faster response speeds had been demonstrated by solution-processed photodetectors operating in the visible3, but these devices offered no benefits for extending the spectral sensitivity of silicon. No available solution-processed photodetector combined high sensitivity, high operating speed, and response to illumination across the UV, visible and IR. We developed a fast, sensitive, solution-processed photodetector based on a photodiode formed by a Schottky barrier to a CQD film. Previous attempts to form sensitive photodetectors based on CQD photodiodes had demonstrated low quantum efficiencies that limited sensitivity4,5. Efficient, sensitive semiconductor photodiodes are based on two fundamental characteristics: a large built-in potential that separates photogenerated charge carriers and minimizes internal noise generation, and high semiconductor conductivity for efficient collection of photogenerated charge. Schottky barriers to CQD films were developed to provide high, uniform built-in potentials. A multi-step CQD ligand exchange procedure was developed to allow deposition of tightly packed films of CQDs with high mobility and sufficiently well-passivated surfaces to form high-quality metallurgical junctions. The temporal response of the CQD photodiodes showed separate drift and diffusion components. Combined with detailed measurements of the Schottky barrier, these characteristics provided the physical basis for a numerical model of device operation. Based on this understanding, devices that excluded the slow diffusive component were fabricated, exploiting only the sub-microsecond field-driven transient to achieve MHz response bandwidth. These devices are the first to combine megahertz-bandwidth, high sensitivity, and spectral-tunability in photodetectors based on semiconducting CQDs. Record performance is achieved through advances in materials and device architecture based on a detailed understanding the physical mechanisms underlying the operation of CQD photodiodes.

This thesis contains four parts. In the first part, we investigate the post treatment of low-temperature-deposited high dielectric constant (high-k) thin films to enhance their properties. The high-pressure oxygen (O2 and O2+UV light) is employed to improve the properties of low-temperature-deposited metal oxide dielectric films and interfacial layer. In this study, 13nm HfO2 thin films are deposited by sputtering method at room temperature. Then, the oxygen treatments with a high-pressure of 1500 psi at 150 ¢J are performed to replace the conventional high temperature annealing. According to the XPS analyses, integration area of the absorption peaks of O-Hf and O-Hf-Si bonding energies apparently raise and the quantity of oxygen in deposited thin films also increases from XPS measurement. In addition, the leakage current density of standard HfO2 film after O2 and O2+UV light treatments can be improved from 3.12¡Ñ10-6 A/cm2 to 6.27¡Ñ10-7 and 1.3¡Ñ10-8 A/cm2 at |Vg| = 3 V. The leakage current density is significantly suppressed and the current transport mechanism is transformed from trap-assisted tunneling to Schottky-Richardson emission due to the passivation of traps inside HfO2 film and interfacial layer. The proposed treatment is applicable for the future flexible electronics. In the second part of this thesis, we study the memory characteristics of CoSi2 nanocrystals with SiO2 or Al2O3/HfO2 multiple layer tunnel oxide. Due to the property of high-k, it can provide thicker physics thickness than thermal oxide (SiO2) under identical equivalent oxide thickness (EOT) and enhances the reliability without reducing the programming speed. By engineering the different dielectric constant materials and the energy band structure, the performance of nonvolatile memory can be improved. The device that employs HfO2/Al2O3/HfO2 as tunnel oxide exhibits better memory window and carrier injection efficiency than the device employing thermal oxide. Furthermore, the device employs Al2O3/HfO2/Al2O3 as tunnel oxide present the better retention characteristics than the device employs HfO2/Al2O3/HfO2 as tunnel oxide. The corresponding mechanisms were also discussed. For the advanced nonvolatile application, high-k material - hafnium oxide was applied on the resistance switching nonvolatile memory device as resistive switching layer with TiN/Ti/HfO2/TiN structure in the third part of this thesis. By using a thin Ti layer as the reactive buffer layer into the anode side, the proposed device exhibits superior bistable characteristics. Since the Ti can easily absorb oxygen atoms from buried HfO2, the TiN/Ti bi-layer can greatly improve the resistive switching characteristics. The mechanism of the proposed device is dominated by the redox reaction between the Hf and HfOX. In addition, the proposed device has multi-bit storage ability to enhance the storage density. From the temperature-dependent measurements, the low ambient temperatures would cause the formation and rupture of the conduction path with discordant quality and quantity during every switching cycle, which give rise to a wide distribution of the HRS and LRS resistance and instability of resistive switching properties. In the fourth part of this thesis, we investigate the characteristics of an advanced Cu-induced resistance switching non-volatile memory with Pt/Cu/SiON/TiN/SiO2/Si structure. By inserting a Cu ultra thin film between the SiON layer and Pt top electrode, the device exhibits bipolar resistive switching characteristics after a forming process at 13.6 V. However, the forming and resistive switching process can not be observed in the device if the Cu thin film is omitted. Additionally, we employ a two-step forming process to reduce the forming voltage to 7.5 V. During the forming process, the bias-induced Cu could form a filament-like stretched electrode, but the ¡§set¡¨ and ¡§forming¡¨ voltage of the proposed device take place on different polarity. Therefore, we suppose a bipolar switching mechanism, and our device is dominated by the formation and rupture of the oxygen vacancies in a conduction path between the Cu filament and TiN button electrode. The device also demonstrates stable resistance states during 105 cycling bias pulse operations and acceptable retention characteristics after an endurance test at 85¢J. The I-V switching curves are analyzed to realize the carrier transport mechanisms in different bias regions and resistance states. Additionally, the effective thickness of the resistance switching layers (deff) for the samples with different SiON thickness is also extracted from the related mechanism and demonstrated that the deff is independent with the initial SiON thickness. The corresponding mechanisms and the deff verify the bipolar switching is dominated by the formation and rupture of the oxygen vacancies in conduction path between Cu filament and TiN bottom electrode.

As devices and new technologies continue to shrink, nanocrystalline multi-metal compounds are becoming increasingly important for high efficiency and multifunctionality. However, synthetic methods to make desirable nanocrystalline multi-metallics are not yet matured. In response to this deficiency, we have developed several solution-based methods to synthesize nanocrystalline binary alloy and intermetallic compounds. This dissertation describes the processes we have developed, as well as our investigations into the use of lithographically patterned surfaces for template-directed self-assembly of solution dispersible colloids. We used a modified polyol process to synthesize nanocrystalline intermetallics of late transition and main-group metals in the M-Sn, Pt-M’, and Co-Sb systems. These compounds are known to have interesting physical properties and as nanocrystalline materials they may be useful for magnetic, thermoelectric, and catalytic applications. While the polyol method is quite general, it is limited to metals that are somewhat easy to reduce. Accordingly, we focused our synthetic efforts on intermetallics comprised of highly electropositive metals. We find that we can react single-metal nanoparticles with zero-valent organometallic Zinc reagents in hot, coordinating amine solvents via a thermal decomposition process to form several intermetallics in the M’’-Zn system. Characterization of the single-metal intermediates and final intermetallic products shows a general retention of morphology throughout the reaction, and changes in optical properties are also observed. Following this principle of conversion chemistry, we can employ the high reactivity of nanocrystals to reversibly convert between intermetallic phases within the Pt-Sn system, where PtSn2 ↔ PtSn ↔ Pt3Sn. Our conversion chemistry occurs in solution at temperatures below 300 °C and within 1 hour, highlighting the high reactivity of our nanocrystalline materials compared to the bulk. Some evidence of the generality for this process is also presented. Our nanocrystalline powders are dispersible in solution, and as such are amenable to solution-based processing techniques developed for colloidal dispersions. Accordingly, we have investigated the use of lithographically patterned surfaces to control the self-assembly of colloidal particles. We find that we can rapidly crystallize 2-dimensional building blocks, as well as use epitaxial templates to direct the formation of interesting superlattice structures comprised of a bidisperse population of particles.

Applications of semiconductor nanocrystal in electronics are promising. Various techniques were developed to synthesize and analyze semiconductor nanocrystals for integrated circuit applications. In this study, silicon and germanium nanocrystals were synthesized in silicon dioxide matrix by magnetron sputtering deposition and following high temperature furnace annealing. Multilayer and single layer samples were prepared by co-sputtering depositions. Transmission electron microscopy measurements were carried out to analyze annealing effects on nanocrystal size distribution, change in shape, density and localization in silicon dioxide (SiO2). Ge-Ge Traverse Optical (TO) peak was monitored using Raman spectroscopy to investigate germanium nanocrystal formation and stress effects of silicon dioxide. Si-O-Si asymmetric stretching band is examined by Fourier transform infrared transmission spectroscopy to study silicon dioxide matrix recovery with germanium nanocrystal formation. Luminescence characteristics of silicon nanocrystals in visible and near infrared region (550nm-1050nm) with changing nanocrystal size and density were studied with photoluminescence spectroscopy.