ABSTRACT “Theories of the Fantastic: Postmodernism, Game Theory, and Modern Physics” Karen Pike Degree: Doctor of Philosophy (2010) Centre for Comparative Literature University of Toronto This dissertation examines the fantastic mode of narrative as it appears in postmodern texts in a variety of media including literature, television, and film. By analyzing the kinds of changes which the fantastic mode has undergone in order to accommodate postmodern concerns, this project attempts to answer both how and why the fantastic has maintained its popularity and effectiveness. The first chapter seeks to define the fantastic mode by tracing the history of its definition from the early twentieth century up until the present. In doing so, it revisits the contributions of such analysts as Vax, Caillois, Todorov, and Freud. The second chapter discusses the changes to conventions demanded by postmodern discursive strategies, many of which include a back-and-forth movement between equally valid interpretations of the text. A discussion of Armin Ayren’s “Der Brandstifter,” a comparison of a recurring X-Files sub-plot to Bram Stoker’s Dracula, and an analysis of an intentionally self-reflexive episode of The X-Files demonstrate these changes. The third chapter introduces game theory as a way of understanding the back-and-forth movement typical of the fantastic mode. Hanns Heinz Ewers’s “Die Spinne” is used to illustrate the psychoanalytical aspect of this movement. The next chapter compares and contrasts three vampire films, The Addiction, Lair of the White Worm, and Nadja, in order to demonstrate how the degree to which this back-and-forth movement is present is an indicator of how successfully the fantastic effect emerges. The fifth chapter introduces modern physics as another mode for understanding the presence of the fantastic mode in the postmodern era. The analysis of House of Leaves in the final chapter illustrates how postmodern theory, game theory, and physics all work together to explain the fantastic’s effectiveness. This dissertation’s aim is to explain how and why a mode once defined as a specific nineteenth-century phenomenon keeps reinventing itself and re-emerging to continue to frighten and entertain us.

This thesis explores the affect of the emperor-centred visual culture on Sōseki’s use of visual methodologies in his travel writing in London and Manchuria, as well as his novel Sanshirō. In Part I of this thesis, I argue that Sōseki’s anxiety and ambivalence was in part due to the visual culture created around an imperial image infused with symbolic power. Part II of this thesis is almost a reversal of the first, as it discusses Sōseki’s use of deliberately visual methodologies to express his anxiety and ambivalence towards modernity. In light of my discussion of these complex visual techniques, I conclude by briefly addressing the allegations of Sōseki’s complicity in Japanese imperialism and the (non-)politicization of his work. While Sōseki’s anxiety and ambivalence may have been caused by the extremely visual culture centred on the emperor, it also provided him with a means and methodology for expressing his pessimism.

This thesis explores the affect of the emperor-centred visual culture on Sōseki’s use of visual methodologies in his travel writing in London and Manchuria, as well as his novel Sanshirō. In Part I of this thesis, I argue that Sōseki’s anxiety and ambivalence was in part due to the visual culture created around an imperial image infused with symbolic power. Part II of this thesis is almost a reversal of the first, as it discusses Sōseki’s use of deliberately visual methodologies to express his anxiety and ambivalence towards modernity. In light of my discussion of these complex visual techniques, I conclude by briefly addressing the allegations of Sōseki’s complicity in Japanese imperialism and the (non-)politicization of his work. While Sōseki’s anxiety and ambivalence may have been caused by the extremely visual culture centred on the emperor, it also provided him with a means and methodology for expressing his pessimism.

This dissertation examines the renovation of the modernist stage, from the beginning of the twentieth century to the late 1930s, via a retrieval of three artistic forms that had marginal importance in the commercial theatre of the nineteenth century. These three paths are the tradition of the commedia dell’arte, puppetry and marionettes, and, finally, what I denominate mysterium, following Elinor Fuch’s terminology in The Death of Character. This dissertation covers the temporal span of the first three decades of the twentieth century and, at the same time, analyzes modernist theatre in connection with the history of Western drama since the consolidation of the bourgeois institution of theatre around the late eighteenth century. The Theatrical Pendulum: Paths of Innovation in the Modernist Stage studies the renovation of the bourgeois institution of theatre by means of the rediscovery of artistic forms previously relegated to a peripheral status in the capitalist system of artistic production and distribution. In their dramatic works, Nikolai Evreinov, Josef and Karel Čapek, Massimo Bontempelli, and Federico García Lorca present fictional actors, playwrights and directors who resist the fact that their work be evaluated as just another commodity. These dramatists collaborate with the commercial stage of their time, instead of adopting the radical stance that characterized avant-garde movements such as Italian futurism and Dadaism. Yet they also question the illusionist fourth wall separating stage and audience in order to denounce the subjection of the modernist artist to the expectations of bourgeois spectators. Jan Mukařovský’s concept of practical function in art is central to understanding the didactic nature of the dramatic texts studied in this dissertation. By claiming the importance of Mukařovský’s phenomenological structuralism, I propose a new reading of the theoretical legacy of the Prague School in conjunction with recent contributions in the field of theatre studies by Elinor Fuchs, Martin Puchner and other scholars whose work will be discussed here.

The desire and need for historical representation in postmodernism are coupled with the self-reflexive acknowledgement of our inability to faithfully represent the past. This dissertation examines the ways in which certain historical events are represented in postmodern fiction. More specifically, it introduces the term ‘distortion’ to designate various ways that postmodern authors have attempted to convey traumatic and violent histories through intentional permutations of historical facts. In this study, I analyse six texts, representative works that present the multi-faceted nature of what I call ‘distorted’ historical fiction. Each text is devoted to one of three historical events: the Holocaust in Martin Amis’s Time’s Arrow and Art Spiegelman’s Maus; the Chilean dictatorship in Diamela Eltit’s Lumpérica and Isabel Allende’s La Casa de los espíritus; and finally, the Algerian War of Independence in Kateb Yacine’s Nedjma and Mohammed Dib’s Qui se souvient de la mer. The analyses of each text are guided by three main questions: How is the depicted history distorted in the narrative? Why is the historical reality distorted? And lastly, what are the hermeneutical effects for the reader of engaging with the distorted historical text? I contend that these historical fictions apply various modes of distortion to create a specific and often peculiar effect on the reader. These include distortions of narrative form and voice, as well as distortions of temporality and space. I argue that the reader’s encounter with distorted historical fiction creates a peculiar hermeneutical effect of ‘defamiliarisation,’ which has affinities with Viktor Shklovsky’s use of the term and Bertolt Brecht’s ‘V-effekt.’ The sense of defamiliarisation creates a conflict in readers, in which their foreknowledge of a past event clashes with the event's distorted depiction. This conflict demands that the reader be responsible, implying that the reader should not be ‘swept away’ by the distorted narrative. Instead the responsible reader is encouraged to interact with the text, apply previous historical knowledge to correct said distortions, and through this interaction gain a greater intimacy with the past.

ABSTRACT “Theories of the Fantastic: Postmodernism, Game Theory, and Modern Physics” Karen Pike Degree: Doctor of Philosophy (2010) Centre for Comparative Literature University of Toronto This dissertation examines the fantastic mode of narrative as it appears in postmodern texts in a variety of media including literature, television, and film. By analyzing the kinds of changes which the fantastic mode has undergone in order to accommodate postmodern concerns, this project attempts to answer both how and why the fantastic has maintained its popularity and effectiveness. The first chapter seeks to define the fantastic mode by tracing the history of its definition from the early twentieth century up until the present. In doing so, it revisits the contributions of such analysts as Vax, Caillois, Todorov, and Freud. The second chapter discusses the changes to conventions demanded by postmodern discursive strategies, many of which include a back-and-forth movement between equally valid interpretations of the text. A discussion of Armin Ayren’s “Der Brandstifter,” a comparison of a recurring X-Files sub-plot to Bram Stoker’s Dracula, and an analysis of an intentionally self-reflexive episode of The X-Files demonstrate these changes. The third chapter introduces game theory as a way of understanding the back-and-forth movement typical of the fantastic mode. Hanns Heinz Ewers’s “Die Spinne” is used to illustrate the psychoanalytical aspect of this movement. The next chapter compares and contrasts three vampire films, The Addiction, Lair of the White Worm, and Nadja, in order to demonstrate how the degree to which this back-and-forth movement is present is an indicator of how successfully the fantastic effect emerges. The fifth chapter introduces modern physics as another mode for understanding the presence of the fantastic mode in the postmodern era. The analysis of House of Leaves in the final chapter illustrates how postmodern theory, game theory, and physics all work together to explain the fantastic’s effectiveness. This dissertation’s aim is to explain how and why a mode once defined as a specific nineteenth-century phenomenon keeps reinventing itself and re-emerging to continue to frighten and entertain us.

This dissertation examines the renovation of the modernist stage, from the beginning of the twentieth century to the late 1930s, via a retrieval of three artistic forms that had marginal importance in the commercial theatre of the nineteenth century. These three paths are the tradition of the commedia dell’arte, puppetry and marionettes, and, finally, what I denominate mysterium, following Elinor Fuch’s terminology in The Death of Character. This dissertation covers the temporal span of the first three decades of the twentieth century and, at the same time, analyzes modernist theatre in connection with the history of Western drama since the consolidation of the bourgeois institution of theatre around the late eighteenth century. The Theatrical Pendulum: Paths of Innovation in the Modernist Stage studies the renovation of the bourgeois institution of theatre by means of the rediscovery of artistic forms previously relegated to a peripheral status in the capitalist system of artistic production and distribution. In their dramatic works, Nikolai Evreinov, Josef and Karel Čapek, Massimo Bontempelli, and Federico García Lorca present fictional actors, playwrights and directors who resist the fact that their work be evaluated as just another commodity. These dramatists collaborate with the commercial stage of their time, instead of adopting the radical stance that characterized avant-garde movements such as Italian futurism and Dadaism. Yet they also question the illusionist fourth wall separating stage and audience in order to denounce the subjection of the modernist artist to the expectations of bourgeois spectators. Jan Mukařovský’s concept of practical function in art is central to understanding the didactic nature of the dramatic texts studied in this dissertation. By claiming the importance of Mukařovský’s phenomenological structuralism, I propose a new reading of the theoretical legacy of the Prague School in conjunction with recent contributions in the field of theatre studies by Elinor Fuchs, Martin Puchner and other scholars whose work will be discussed here.

Cette recherche propose une réflexion sur les enjeux que recouvre la pédophilie dans la société occidentale contemporaine. Dans le premier chapitre, il sera d’abord question d’autorité : afin de bien comprendre le rapport entretenu avec l’autorité et l’importance accordée au système hiérarchique dans la société occidentale contemporaine, nous établirons une comparaison avec les sociétés grecques puisque celles-ci ont accepté et valorisé les relations intergénérationnelles. C’est à travers une lecture de différents textes de Michel Foucault et de Kenneth James Dover que nous approfondirons ces rapports. Cette première partie sera essentielle en ce qu’elle nous aidera à comprendre la façon dont les bases de la société occidentale contemporaine ont été édifiées, l’importance de la catégorisation des genres et les raisons du rejet des relations pédophiliques aujourd’hui. Dans le second chapitre, nous analyserons plus spécifiquement deux œuvres littéraires, La Mort à Venise de Thomas Mann et Quand mourut Jonathan de Tony Duvert, afin de percevoir le malaise que provoque la pédophilie. C’est notamment à travers une étude des figures sociales et de l’éducation que nous tenterons de saisir la place attribuée à la pédophilie. Cette étude se terminera par une réflexion autour de la photographie et du cinéma, afin de souligner l’impact apporté par le réalisme de ces arts. Nous aborderons ici des œuvres non pornographiques qui exposent des sexualités existantes mais non reconnues. Les différents aspects abordés nous permettront non seulement de saisir l’embarras que suscite la pédophilie, mais également de capter la place qu’on y accorde, ou non, au sein de la société contemporaine. / This research proposes a reflection on the stakes of pedophilia in contemporary western society. In the first chapter, we will raise the question of authority: in order to understand the relation with authority and the importance of a hierarchic system in the contemporary western society, we will compare it with the Greek society which accepted and valued intergenerational relationships. It is especially through a reading of various texts from Michel Foucault and Kenneth James Dover that this study will be conducted. This first part is necessary to understand how the bases of contemporary western society were established, the importance of genders’ categorization and the reason behind the rejection of pedophilia today. In the second chapter, we will more specifically analyze two novels, Thomas Mann’s La Mort à Venise and Tony Duvert’s Quand mourut Jonathan. It is mainly through a study of social figures and education that we will be able to understand the place given to pedophilia. This study will close in a reflection about photography and cinema in order to emphasize the impact of these arts’ realism. We will therefore approach non-pornographic works of art that present existing but never recognized sexualities. These different aspects will enable us to fully understand the embarrassment provoked by pedophilia today, but also to recognize the place it is given, or not, within contemporary society.

Ce mémoire décrit l’imaginaire sonore tel qu’il s’est transformé par l’apparition de dispositifs de reproduction (téléphone, phonographe et radio) à la fin du 19ème siècle et au début du 20ème siècle. Si ces appareils de reproduction sonore signalent un nouveau contexte socioculturel permettant la captation, la conservation et la transmission de manifestations sensibles, ils transforment également la manière de concevoir le son, ils modifient le statut de l’audition par rapport aux autres sens et reconfigurent un imaginaire qui traduit un rapport à soi, à autrui et au monde. Cette étude littéraire de la reproductibilité sonore propose une réflexion entre technologie et poétique en questionnant l’idée de communication. L’élément spécifique qui caractérise les appareils de reproduction sonore est un objet technique nommé «transducteur ». Je considère le transducteur à la fois comme métaphore et matérialité de médiation; conçu en termes de dispositif de transduction, ce concept permet une différente compréhension des pratiques sociales et de l’imaginaire constituant cet artefact culturel. / This thesis focuses on sound reproduction devices (telephone, phonograph and radio) that emerged in the late 19th and early 20th centuries. These aural technologies brought forth a new social and cultural context in which hearing became a distinctive characteristic of modern communication. But more importantly, they present new figures which translate different modalities of technological mediation. Technical means to inscribe, preserve, and broadcast matter are embedded socially in a constellation of institutions, practices and discourses ; they also configure particular relations that present a singular worldview that literary thought articulates. Understanding the unfolding of modern sound technologies and how we embody them calls for a critical account of a cordoned off visualist imaginary that accompanies technocultural analysis. This study takes up this question by elaborating a concept which encompasses the imaginary intertwined with sound reproduction media. The telephone, the phonograph and radio use a device called a « transducer ». By conceiving this specific object’s tropological and material structure, I argue that this transduction apparatus presents a new interpretative model that conveys the resonance of modern auditory cultural productions.

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