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The Novelletten of Robert Schumann stand out as unusual among his works for solo piano. It is the largest cycle of character pieces in his output and has other distinguishing features. One unusual aspect of the work is its abundance of literary references which Schumann revealed at various points when it was being composed. This is an aspect unique to this cycle since Schumann's other cycles refer to a single literary source. One of the purposes of this paper is to discuss these numerous literary references which have never been examined in any detail before. Present in the Novelletten is a use of musical motives from works of his wife Clara. There are also musical references to other composers such as Beethoven and Haydn. This quoting of himself and others is not an uncommon practice for Schumann but here, in context with remarks made by Schumann himself about the work, the nature of his use of these musical references becomes more transparent. One of the main points being made through this discussion of literary and musical references in the Novelletten is that partly through these elements the work is unified into an eight movement cycle.

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This study presents the life facts of John Hafen and examines his attitude changes as well as the changes in his art throughout his life. It catalogs with photographs the majority of Hafen's paintings.John Hafen's personal letters were searched, as well as books, manuscripts and newspapers for information germane to this thesis. Personal interviews were held with people who knew him best and his paintings were found, photographed, and examined for use in this thesis.John Hafen's life of fifty-four years was dedicated to his family, his church, and his art.

The primary purpose of this thesis is to give the prospective performer of Schumann's piano works a better understanding of his many works for the piano and to give the pianist, and musicians in general, a better understanding of the pianistic devices employed by Schumann in his works for this instrument. Schumann rose to great heights for short intervals. He possessed enthusiasm, humor, charm, and eloquence. Such qualities have kept his music alive and have provided his listeners with lasting pleasure. Much of his music represents the nobility and warm-heartedness that characterized early Romanticism at its best.

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