Dissertation Submitted in Fulfillment of the Requirements for the Degree of Doctor of Philosophy (PhD.) at the University of Witwatersrand – School of Governance September 2015 / This research is demarcated according to two modes, one conceptual – state sovereignty - and two - distant proximity – the ideal of regional integration. When these are juxtaposed in the state sovereignty-regional integration complex, they resemble a complex picture of what is under construction. The nation state currently exists, so it is an important variable. The research examines what happens to the nation state variable, in respect to its policy preferences, interests and ideational content as the process of regional integration evolves. Put differently, does the nation state remain indivisible or is it evolving as the process of regional integration deepens? The research has found that the policy preferences and interests of states in Southern Africa converge and/or diverge not so much based on the SADC objectives and norms. The convergence and/or divergence of policy preferences among states in SADC is informed by the constant negotiation and engagement among states - yielding not so much a zero-sum regional integration arrangement nor is it leading to the demise of the nation state – but around a range of factors including: perceived economic gains and losses; persuasion and influence among state and non-state actors; political solidarity among state actors; external and internal political and economic pressures. The notion of state sovereignty is invoked by many states when all the factors above have yielded inadequate results for the particular state. The research has found that a constructivist process of co-determination and co-constitution and solidarity, albeit very loose and not legaly binding, is taking place in Southern Africa. This process, the research has found, is pointing to an intergovernmental regional integration arrangement wherein certain policy areas or competencies reside at the regional level and some at the nation state level. The process of inter-state action and behaviour, the dissertation has found, is underpinned by the interests, preferences and choices of states in their discursive relationship to one another in the process of regional integration. / MT2016

An appropriate regional cooperation environment makes a vital contribution to the social and economic development of every country in the region. This research thesis focuses specifically on the growing lack of appropriate regional cooperation models in developing countries, and the Southern African Development Community (SADC) is used as a case study. The research highlights some key issues on the development of the appropriate regional cooperation models. The research information is obtained on the research areas through questionnaire surveys to respondents from South Africa, Tanzania, and Mauritius on the current regional cooperation model and the perceived ideal one. The conclusions drawn are that the regional cooperation models envisaged to be in use in the SADC differ significantly from the theory, which results in inappropriate focus on the requirements of the majority of the states. This is primarily due to the use of inappropriate regional cooperation models. The indications are that traditional market-type integration models, which are used as a “default model” without major adjustments, are inappropriate within the developing countries context, owing to the existence of a fundamental incongruence between the assumptions and requirements of such models and the needs and realities prevailing in Southern Africa. Southern Africa does not satisfy the foremost prerequisites of successful market integration. Despite the considerable advantages the models might have gained in other developed regions, they often fail to meet the requirements of the developing countries. In measuring the satisfaction regarding the current regional cooperation adhering to the requirements of the majority of states, it becomes obvious that the SADC population is generally not satisfied with the results regarding the current regional cooperation. In order to meet the requirements of the majority of states, SADC regional cooperation needs to focus on the appropriate regional cooperation. This requires an understanding and management of three classes of factors, which are environmental factors, capacity factors, and regional organisational factors. The three classes of factors together affect the participation rate of the states. / Business Leadership / DBL (Business Leadership)

An appropriate regional cooperation environment makes a vital contribution to the social and economic development of every country in the region. This research thesis focuses specifically on the growing lack of appropriate regional cooperation models in developing countries, and the Southern African Development Community (SADC) is used as a case study. The research highlights some key issues on the development of the appropriate regional cooperation models. The research information is obtained on the research areas through questionnaire surveys to respondents from South Africa, Tanzania, and Mauritius on the current regional cooperation model and the perceived ideal one. The conclusions drawn are that the regional cooperation models envisaged to be in use in the SADC differ significantly from the theory, which results in inappropriate focus on the requirements of the majority of the states. This is primarily due to the use of inappropriate regional cooperation models. The indications are that traditional market-type integration models, which are used as a “default model” without major adjustments, are inappropriate within the developing countries context, owing to the existence of a fundamental incongruence between the assumptions and requirements of such models and the needs and realities prevailing in Southern Africa. Southern Africa does not satisfy the foremost prerequisites of successful market integration. Despite the considerable advantages the models might have gained in other developed regions, they often fail to meet the requirements of the developing countries. In measuring the satisfaction regarding the current regional cooperation adhering to the requirements of the majority of states, it becomes obvious that the SADC population is generally not satisfied with the results regarding the current regional cooperation. In order to meet the requirements of the majority of states, SADC regional cooperation needs to focus on the appropriate regional cooperation. This requires an understanding and management of three classes of factors, which are environmental factors, capacity factors, and regional organisational factors. The three classes of factors together affect the participation rate of the states. / Business Leadership / DBL (Business Leadership)

This dissertation analyses and appraises factors that lead SADCC/SADC to restructure in 1992 and in 1999 respectively. Regime theory is used as an analytical tool of these factors throughout this study. The restructuring of regional organisation in the world is often associated with a decision that is taken by regional leaders, only to hide failures of these organisations to deliver. Studies of this phenomenon, however, frequently fail to research the underlying causes. In the case of SADCC/SADC, apart from the fact that the organisation failed to achieve its intended objectives, such as regional integration, economic independence, regional security, and more, this study argues that there were a lot of elements that influenced the pace and the operations of SADCC/C in achieving regional integration and other objectives. The basic debate in this study thus revolves around the fact that the restructuring exercise in SADCC/SADC was a result of many factors and this argument is supported by the regime theory. / Political Science / M.A. (Political Science)

M.A. / The main purpose and objective of this study was to evaluate and determine the impact of regionalisation in Southern Africa on South Africa's developmental goals. With regionalisation coming to the fore as a contemporary reality of the international political economy and with the importance placed on the Reconstruction and Development Plan by the South African Government, the opportinity presented itself where the dynamic impact of regionalisation could be determined and evaluated in a meaningful and relevant manner. The major research concerning regionalisation in Southern Africa focuses on either the economic viability of integration in the Southern African region, or the form of integration which should be pursued. No single study has tried to determine the possible total impact of the process of regionalisation on a specific country. This study breaches this intellectual and academic impasse by doing a multi-leveled analysis of the impact of regionalisation on South Africa's developmental goals. The motivation for this is to lead to more specific research concerning all aspects involved for all countries concerned. The emphasis falls on the holistic nature of this topic - where spesific focus is placed on the complexity and diversity of the roleplayers involved as well as the determinants which influence them. The specific methodology used was to incorporate varied forms of data-gathering, ranging from interviews with major roleplayers to literature studies. The important fact to emphasize is that regionalisation itself must be seen as a complex structure, evolving to the needs and circumstances of the countries involved. This study shows emphatically that the orthodox theory of regionalisation can not be used in the context of developing countries. This theory is based on the experiences of the European industrialised countries. Their methods of analysis is inappropriate in developing countries. It is showed that project- and functional co-operation would suit the requirements and needs of the Southern African region far better in delivering the benefits accrued through regionalisation. Using this as premiss and focussing on the develomental goals of South Africa - the probable impact of regionalisation was determined and evaluated. The Reconstruction and Development Plan and the White Paper on the Reconstruction and Development Plan was used to identify South Africa's developmental goals. Intense research was done to estimate and determine the probable impact of regionalisation, as well as the policy issues it entails, on these goals. An effort was made to integrate each aspect and sector with other sectors and to highlight the complex nature of these interrelated issues. Only broad discussion and recommendations could be drawn. But these are sufficient to lead to futher studies on each specific aspect as well as giving a broad perspective on how South Africa's development goals will be influenced by the process of regionalisation. From this study the conclusion can be drawn that there will be costs involved for South Africa's participation in regional integration. But the benefits derived from project co-operation could make it worthwhile for South Africa to implement positive policy decisions towards further regionalisation. It is important to notice the intense complexity of each sector and the influence a change in one sector will have on all others. Careful consideration should be given before any action is taken. This serves as justification for the study on the grounds that more studies of this nature is necessary for regionalisation to expand in the region, and for Southern Africa to develop as a region. The other member-countries should conduct studies of a similar nature - and through this the most appropriate policy decisions could be taken to improve the well-being of all the people in this region.

This dissertation analyses and appraises factors that lead SADCC/SADC to restructure in 1992 and in 1999 respectively. Regime theory is used as an analytical tool of these factors throughout this study. The restructuring of regional organisation in the world is often associated with a decision that is taken by regional leaders, only to hide failures of these organisations to deliver. Studies of this phenomenon, however, frequently fail to research the underlying causes. In the case of SADCC/SADC, apart from the fact that the organisation failed to achieve its intended objectives, such as regional integration, economic independence, regional security, and more, this study argues that there were a lot of elements that influenced the pace and the operations of SADCC/C in achieving regional integration and other objectives. The basic debate in this study thus revolves around the fact that the restructuring exercise in SADCC/SADC was a result of many factors and this argument is supported by the regime theory. / Political Science / M.A. (Political Science)

This dissertation argues that in the 1990s and beyond, the character and functions of regions and regionalism have experienced a major transformation. This requires a reconceptualisation of regions and regionalism that transcends state-centrism. The argument here is that the definition of regions and regionalism needs to recognise that other actors also participate in the construction of regions and the practise of regionalism. Up to now, however, theories of integration incompletely deal with outcomes appropriate to developing countries, states and regions. In the context where people remain vulnerable to top-down forms of regionalism driven by the forces of globalisation, this calls for a new approach in the analytical study of regionalism in a transnational context. The contention is that new regionalism, and its variant, developmental regionalism pay attention to the role those organised civil society actors and those marginalised by both globalisation and regionalisation play in promoting regionalism in a transnational context. Historically, state-centric regionalism in southern Africa was not aimed at achieving developmental objectives. In the case of SACU, the argument is that South Africa used its economic strength in a hegemonial way. To counter-act apartheid South Africa’s economic hegemony, SADCC was formed. SADCC achieved limited success in the fields of infrastructural development and in attracting donor aid. The end of the Cold War and the downfall of apartheid compelled these organisations to recast their objectives and purpose. For SACU this meant changing from an organisation dominated by South Africa to a fully-fledged inter-state one. Disconcertedly, however, about the reforms undertook by SACU, is that the disposition of member states remain important in determining the content and scope of regionalism. SADC, on the other hand, has also not sufficiently reform itself to achieve the ambitious goals it set-out for itself. Moreover, while SADC has since its inception in 1992 set-out to involve non-state actors in its regional integration efforts, limited institutional reform in 2000 and beyond, and elites at the forefront of institutional restructuring make it difficult for non-state actors to contribute to sustainable regional integration. In conclusion, this dissertation maintains that sustainable regionalist orders are best built by recognising that beyond the geometry of state-sovereignty, civil society organisations with a regional focus and the ordinary people of the region also contribute to regioness and as such to the re-conceptualisation of regional community in southern Africa.

In order to assess the question as to whether the Southern African Development Community in principle attracts foreign direct investment, literature and data have been cited that compared the economic profiles and relative privatisation programs of member states of the Southern African Development Community with relative high inflows of foreign direct investment with the economic profiles and relative privatisation programs of member states with relative low inflows of foreign direct investment. Qualitative research has been conducted, and the author is of opinion that generally the member states with relative high foreign direct investment inflows had economic profiles and relative privatisation programs that encouraged foreign direct investment, and member states with relative low foreign direct investment inflows had economic profiles and relative privatisation programs that deterred foreign direct investment inflows. From the above the author has inferred that the Southern African Development Community in principle attracted foreign direct investment, but not to its full potential. The reason may be that although the member states’ economic profiles are favourable for foreign direct investment, their economic growths tend to fluctuate, and the future economic profiles are therefore unpredictable. With the above in mind this mini-treatise aims to address the question as to what steps the governments of the Southern African Development Community’s member states could follow in order to attract foreign direct investment. iii The author is of opinion that the member states should endeavour to maintain an annual average economic growth rate, and that the governments continue to engage into privatisation programs in order to encourage foreign direct investment.

Thesis (MA)--Stellenbosch University, 2002. / ENGLISH ABSTRACT: Free trade is said to maximize welfare in a world organized by nation-states. To participate in the global economy more effectively most nation-states have implemented economic policies with the objective of freeing international trade. This movement has been facilitated by the process of globalization which has had unparalleled effects on the economic policies of countries worldwide. However, countries-have found it increasingly difficult to manage their economies at the multilateral level since the benefits of global free trade are not equally shared. This has led to an increase in Regional Integration Agreements (RIAs), which are seen as a tool for strategic growth and development while promoting free trade on a more restricted basis. In the last decades of the 20th century, the world has seen an increase in the number of RIAs particularly in Sub-Saharan Africa, However, empirical evidence has shown, contrary to what happened in Europe, that in Africa most attempts at economic integration have failed to promote meaningful economic growth and development. Notwithstanding that, the Southern African Development Community (SADC) has embraced economic integration as a strategy for growth in the region. Focusing on SADC and the Angolan economy as the main units of analysis, this study looks at the theory of economic integration to evaluate its validity for the African context and to find out how useful integration is in promoting economic growth and development in less developed countries. The study concludes that economic integration theory, which was developed within the context of European economies, is not relevant for African economies, which are different in character. Evidence indicates for instance, that in Africa the most important gains from economic integration are dynamic and not static, as the theory seems to suggest. Additionally, contrary to what happened in former attempts at forming RlAs in Africa, SADC has implemented a development integration approach aiming at industrialization. This is important, because according to the "Krugman-Venables model of regional relocation" the least developed countries can benefit from trade and investment from the most developed ones. The SADe Free Trade Protocol may be harmful for the Angolan economy in the short to medium term because of structural problems. However, it was found that if properly implemented it could playa major role in promoting growth and development in the longer term. / AFRIKAANSE OPSOMMING: Vrye handel, so word beweer, vermeerder welvaart in 'n wêreld wat deur nasie-state georganiseer word. Die ekonomiese beleid van nasie-state is daarop gemik om internasionale handel te dereguleer, ten einde hulle in staat te stelom meer effektief binne die globale ekonomie deel te neem. Hierdie proses is gefasiliteer deur die verskynsel van globalisering wat ongeëwenaarde gevolge vir alle state in die wêreld meegebring het. Nietemin, vind state dit in toenemende mate moeilik om hierdie proses op multilaterale vlak te bestuur, aangesien die voordele van internasionale handel nie in gelyke mate gedeel word nie. Dit het gely tot 'n toename in Streeksintegrasie-Ooreenkornste (SIO's ). Hierdie ooreenkomste word beskou as 'n ekonomiese groei en ontwikkeling-strategie, terwyl internasionale handelop 'n meer beperkte grondslag bevorder word. Tydens die laatse dekades van die twintigste eeu, het die aantal SIO's (veral in Sub-Sahara Afrika) toegeneem. In teenstelling met die ervaring van die Europese Unie, dui die feite aan dat pogings tot ekonomiese integrasie in Afrika nie daarin geslaag het om betekenisvolle ontwikkeling en ekonomiese groei te bevorder nie. Nietemin, het die Suider-Afrikaanse Ontwikkelingsgemeenskap (SAOG) handels-integrasie aanvaar as 'n strategie vir ekonomiese groei in die streek (met as instrument die SAOG Vryehandel-protokol). Met fokus op die SAOG en Angola as eenhede van analise, evalueer die studie die liberale teorie van ekonomiese integrasie, ten einde uitspraak te lewer oor die geldigheid daarvan binne die konteks van Afrika, Tweedens, word daar ook aandag geskenk aan die vraag of ekonomiese integrasie 'n optimale strategie is vir die bevordering van ekonomiese groei en ontwikkeling in minder-ontwikkelde lande. Die gevolgtrekking wat gemaak word is dat ekonomiese integrasie (soos ontwikkel binne die Wes-Europese konteks) nie relevant is vir die eiesoortige omstandighede van Afrikastate nie. Daar is, onder andere, bevind dat die belangrikste voordele van integrasie in Afrika dinamies is, en nie staties nie (soos die teorie van ekonomiese integrasie dit in die vooruitsig stel). Daarby, en teenstrydig met vorige pogings tot die vorming van SIO's in Afrika, het die SAOG 'n ontwikkelings integrasie benadering aanvaar. Hierdie benadering is gemik op eweredige industrialisering in die streek. Dit is 'n belangrike punt, want volgens die "Krugman-Venables model van streekshervestiging" kan die minder ontwikkelde state voordeel trek van handel met, en beleggings uit die meer ontwikkelde state in die streek. Laatstens, is daar bevind dat die SAOG Vryehandel-protokol in die kort tot medium termyn nadelige gevolge vir Angola sal meebring. Dit is as gevolg van strukturele probleme in die Angolese ekonomie. Nietemin, indien behoorlik geïmplementeer, kan dit 'n betekenisvolle rol speel in die bevordering van ekonomiese groei en ontwikkeling oor die lang termyn.

M.Comm. / The purpose of this study is to identify and investigate potential obstacles for local and international investors in the Maputo Development Corridor (MDC). This study focuses exclusively on the Maputo-Mpumalanga Corridor axis which could be considered as an important nucleus of the eastern region of Southern Africa. The possibility of cooperation concerning the Corridor offers both South Africa and Mozambique - who have until recently both experienced less than optimal international trade relations – the opportunity for enhanced competitiveness. The study therefor attempts to measure the perceptions of potential investors to identify obstacles regarding the process of regional economic integration involving the Map uto-Mp umalanga Corridor in attracting investments. After thorough evaluation of the potential investment sectors among the various role players it became clear that tourism is the sector with the largest potential for investment. Next are the transport and agricultural sectors which show great potential and then, to a lesser extent manufacturing projects. By putting emphasis on these sectors as investment opportunities in particular, will result in more concentrated and graduated progress. With reference to the fact that investment is taking place slowly or does not take place at all, it is obvious that the,re are certain obstacles in the way of investment. The response that has been obtained shows clearly that the different role players do not regard the same factors as obstacles. This mere fact is probably already the biggest obstacle of them all. The fact that international investors regard safety and security as well as bureaucracy in the public sector as the two biggest obstacles, is a serious cause for concern. It shows that overseas investors are not as yet convinced of South Africa's democracy and its new government. Taking all the role players' opinions into consideration, it can be said that the general obstacles in investment in the Corridor can mainly be identified as follows: Safety and security. Bureaucracy in the public sector. Labour problems (productivity and demands by trade unions). Quality of products from Mozambique. Unless both governments address the above-mentioned obstacles immediately, potential investors would continue to regard the Maputo Corridor as unfavourable to a certain extent. This study therefor provides a clear explanation of the most important sectors for investment. It also identifies the most important obstacles to investment in the Maputo-Mpumalanga Development Corridor. It should be seen as an introduction to further research, for a more in-depth investigation of each sector will provide more specific problems and opportunities.