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Design and Analysis of Arrayed Waveguide Grating Abstract Fiber optic communication provides extremely broad bandwidth making transferring large quantities of voice/data possible. Dense Wavelength Division Multiplexing (DWDM) is the most critical technology of the optical communication system. It allows the simultaneous transmission of up to hundreds of channels within a single fiber across a distance of thousands of kilometers. Arrayed waveguide grating (AWG) is the most critical component in the DWDM system. It takes a single input and separates different optical ¡§channels¡¨ into different output fibers. It is critical that we develop our own ability to design and fabricate such a device, so that we will not be left behind in the technological realm. Although there are many commercially available AWG designing software such as the Phaser package of the BPMPRO software, they fail to provide a solution to aide in the final design of the optical mask for the AWG. In this thesis, we present a detailed, step-by-step analysis of an AWG device, as well as a description of how the AWG device works. In the process, we have classified the free parameters from that of depending parameters and have solved the routing problem in the layout of the waveguides. To summarize the primary result of this thesis, we use five main points, which are: 1) We discuss the function of each block, the subsystems of the AWG. 2) We propose a novel, yet intuitive theory based on geometric optics ¡V how the device is able to perform its de-multiplexing functions. 3) We present an analytic formula showing the linear property of the optical path difference along the source and the receiver arrays. 4) We solved the routing problem of the various waveguide sections of the AWG. 5) We have automated the process of generating optical masks in AutoCAD format from within a Matlab environment.

The characteristics of a silicon-on-insulator (SOI) rib waveguide, including the bending loss of a multimode bent waveguide and the birefringence of a rib waveguide, are analyzed by using a finite-difference method (FDM). Based on a detailed analysis for a multimode bent waveguide, an appropriately designed multimode bent waveguide for reducing effectively the bending loss of the fundamental mode is realized. The slab height and the rib width of an SOI rib waveguide are normalized with the total height of the silicon layer and a general relation between these two normalized parameters for a nonbirefringent SOI rib waveguide is established. Using this general relation, one can easily design a nonbirefringent SOI rib waveguide. The issue of multimode effect in the SOI-based microphotonic devices such as arrayed-waveguide gratings (AWGs), etched diffraction gratings (EDGs), and multimode interference (MMI) couplers is discussed in detail. Two kinds of taper structures are proposed for reducing the multimode effects in EDGs or MMI couplers. A bi-level taper is introduced to eliminate effectively the multimode effects in an EDG or an MMI coupler. The bi-level taper is very appropriate for an EDG demultiplexer since the Si layer is etched through simultaneously for both the grating and the bottom taper structure, and thus no additional fabrication process is required. For the simulation of an AWG demultiplexer, a fast simulation method based on the Gaussian approximation is proposed and two kinds of effective and accurate three-dimensional (3D) simulation modeling are developed. The first 3D model is based on Kirchhoff-Huygens diffraction formula. To improve the computational speed, the 3D model is reduced to a two-dimensional (2D) one by integrating the corresponding field distributions in the AWG demultiplexer along the vertical direction under an assumption that the power coupled to the higher order modes in the free propagation region (FPR) is negligibly small. The equivalent 2D model has an almost the same accuracy as the original 3D model. Furthermore, a reciprocity theory is introduced for the optimal designof a special structure used for flattening the spectral response of an AWG demultiplexer. In the second 3D simulation method, we combine a beam propagation method (BPM) and the Kirchhoff-Huygens diffraction formula. In this method, a 3D BPM in a polar coordinate system is used for calculating the light propagation in the region connecting the first FPR and the arrayed waveguides, and thus the coupling coefficient of each arrayed waveguide is calculated conveniently and accurately. In the simulation of the second FPR, due to the uniform arrangement of arrayed waveguides, only several arrayed waveguides are needed in the BPM window and thus the computational efficiency is improved. / QC 20101004

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This project focuses on wavelength division multiplexing passive optical network (WDM-PON) supervision using optical time domain reflectometer (OTDR) for detection and localization of any fault occurred in optical distribution network. The objective is to investigate the impact of OTDR monitoring signal on the data transmission in the WDM-PON based on wavelength re-use system, where the same wavelength is assigned for both upstream and downstream to each end user. Experimental validation has been carried out to measure three different schemes, i.e. back-to-back, WDM-PON with and without OTDR connection by using 1xN and NxN arrayed waveguide gratings. Furthermore, a comprehensive comparison has been made to trace out the effect of the monitoring signal which is transmitted together with the data through the implemented setup. Finally, the result has confirmed that the OTDR supervision signal does not affect the data transmission. The experiment has been carried out at Ericsson AB, Kista.

Size reduction is a key issue in the development of contemporary integrated photonics. This thesis is mainly devoted to study some integrated photonic components in sub-wavelength or nanometric scales, both theoretically and experimentally. The possible approaches to reduce the sizes or to increase the functionalities of photonic components are discussed, including waveguides and devices based on silicon nanowires, photonic crystals, surface plasmons, and some near-field plasmonic components. First, some numerical methods, including the finite-difference time-domain method and the full-vectorial finite-difference mode solver, are introduced. The finite-difference time-domain method can be used to investigate the interaction of light fields with virtually arbitrary structures. The full-vectorial finite-difference mode solver is mainly used for calculating the eigenmodes of a waveguide structure. The fabrication and characterization technologies for nano-photonic components are reviewed. The fabrications are mainly based on semiconductor cleanroom facilities, which include thin film deposition, electron beam lithography, and etching. The characterization setups with the end-fire coupling and the vertical grating coupling are also described. Silicon nanowire waveguides and related devices are studied. Arrayed waveguide gratings with 11nm and 1.6nm channel spacing are fabricated and characterized. The dimension of these arrayed waveguide gratings is around 100 μm, which is 1--2 order of magnitude smaller than conventional silica based arrayed waveguide gratings. A compact polarization beam splitter employing positive/negative refraction based on a photonic crystal of silicon pillars is designed and demonstrated. Extinction ratio of ~15dB is achieved experimentally in a wide wavelength range. Surface plasmon waveguides and devices are analyzed theoretically. With surface plasmons the light field can be confined in a sub-wavelength dimension. Some related photonic devices, e.g., directional couplers and ring resonators, are studied. We also show that some ideas and principles of microwave devices, e.g., a branch-line coupler, can be borrowed for building corresponding surface plasmon based devices. Near-field plasmonic components, including near-field scanning optical microscope probes and left handed material slab lenses, are also analyzed. Some novel designs are introduced to enhance the corresponding systems. / QC 20100908

[EN] The present PhD thesis deals on the model, design and experimental demonstration of Arrayed Waveguide Grating (AWG) with advanced features. Firstly, building upon existing AWG formulations, design equations are provided, libraries developed and all this is experimentally validated with devices in Indium Phosphide (InP) and Silicon-on-insulator (SOI) technologies. Next, a model and experimental validation is reported for an Interleave-Chirped Arrayed Waveguide Grating (IC-AWG), which is able to process optical signals as WDM demultiplexer, polarization splitter and phase diversity component all in a single device. This device was fabricated and tested in InP technology. The second innovative AWG demonstrated in this thesis, a Reflective type (R-AWG), whose layout allows for tailoring the pass-band shape and to change the spectral resolution. A demonstration of design and fabrication for this device is provided in SOI technology. The last AWG with innovative concepts is one driven by Surface Acoustic Waves (AWG-SAW), where the spectral channels can be tuned by means of acousto-optic effect. The device was fabricated in Aluminium Gallium Arsenide (AlGaAs) technology, and measurements are provided to validate the concept and design flow. In parallel this thesis has resulted in the development of different AWG layouts for a wide number of (generic) technologies and foundries, coded into design libraries, of use in a de-facto standard software employed for the design of photonic integrated circuits. These design libraries have been licensed to the UPV spin-off company VLC Photonics S.L. / [ES] La presente tesis se ha centrado en el modelado, diseño y demostración experimental del dispositivo Arrayed Waveguide Grating (AWG) con funcionalidades avanzadas. Primero, usando la formulación existente sobre AWGs se aportan ecuaciones y librerías de diseño, y se validan experimentalmente por medio de dispositivos fabricados en tecnologías de Indium Phosphide (InP) y Silicon-on-insulator (SOI). Después, se reporta un modelo y demostración experimental para un Interleave-Chirped Arrayed Waveguide Grating (IC-AWG), el cual es capaz de procesar señales ópticas como demultiplexor WDM, divisor de polarización y componente de diversidad de fase en un único dispositivo. Este dispositivo fue fabricado y probado en tecnología de InP. El segundo AWG innovador demostrado en esta tesis es de tipo Reflectante (R-AWG), cuyo diseño permite modificar la forma espectral del canal y cambiar su resolución espectral, incluyendo una demostración de diseño y fabricación de este dispositivo en tecnología de SOI. El último AWG que incluye conceptos innovadores es uno sintonizable por Acoustic Waves (AWGSAW), donde los canales espectrales pueden ser sintonizados por medio del efecto acusto-óptico. Dicho dispositivo fue fabricado en tecnología de Aluminium Gallium Arsenide (AlGaAs), y se han incluido medidas experimentales para validar el concepto y el flujo de diseño. En paralelo junto con esta tesis se han desarrollado diferentes diseños para el AWG en un amplio número de tecnologías (genéricas) y plataformas de fabricación, implementadas en unas librerías de diseño para uno de los softwares m¿as utilizados para el diseño de circuitos integrados ópticos, siendo actualmente el estándar de facto. Dichas librerías de diseño han sido licenciadas a la compañía VLC Photonics S.L., spin-off de la UPV. / [CAT] La present tesi ha estat centrada en el modelatge, disseny i demostració experimental del dispositiu Arrayed Waveguide Grating (AWG) amb funcionalitats avançades. Primer, usant la formulació existent sobre AWGs s'aporten equacions i llibreries de disseny, i es validen experimentalment per mitjà de dispositius fabricats en tecnologies de Indium Phosphide (InP) i Silicon-on-insulator (SOI). Després, es reporta un model i demostració experimental per a un Interleave-Chirped Arrayed Waveguide Grating (IC-AWG), el qual és capaç de processar senyals òptiques com demultiplexor WDM, divisor de polarització i component de diversitat de fase en un únic dispositiu. Aquest dispositiu va ser fabricat i provat en tecnologia de InP. El segon AWG innovador demostrat en aquesta tesi és de tipus Reflector (R-AWG), amb un disseny que permet modificar la forma espectral del canal i canviar la seua resolució espectral, incloent una demostració de disseny i fabricació d'aquest dispositiu en tecnologia de SOI. L'últim AWG que inclou conceptes innovadors és un sintonitzable per Acoustic Waves (AWG-SAW), on els canals espectrals poden ser sintonitzats per mitjà de l'efecte acusto-òptic. Aquest dispositiu va ser fabricat en tecnologia de Aluminium Gallium Arsenide (AlGaAs), i s'han inclòs mesures experimentals per validar el concepte i el flux de disseny. En paral.lel juntament amb aquesta tesi s'han desenvolupat diferents dissenys per al AWG en un ampli nombre de tecnologies (genèriques) i plataformes de fabricació, implementades en unes llibreries de disseny per a un dels programaris més utilitzats per al disseny de circuits integrats òptics, sent actualment l'estàndard de facto. Aquestes llibreries de disseny han estat llicenciades a la companyia VLC Photonics S.L., spin-off de la UPV. / Gargallo Jaquotot, BA. (2016). Advanced arrayed waveguide gratings: models, design strategies and experimental demonstration [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/74646 / TESIS

Les travaux portent sur les multiplexeurs optiques fonctionnant à mi-IR pour la source à large bande dans l'application de détection de gaz. Deux configurations ont été étudiées: réseau de guides d'onde (AWG) et réseau concave planaire (PCG). Premièrement, le principe du fonctionnement a été compris afin de développer une solution analytique pour le champ de sortie en utilisant une approximation gaussienne du champ et de l'optique de Fourier. Ensuite, un outil de simulation semi-analytique de la réponse spectrale pour les deux configurations de multiplexeur a été développé dans MATLAB. La distribution normale des erreurs de phase a été introduite dans le modèle semi-analytique AWG, ce qui nous a permis d'étudier la corrélation entre l'écart-type des erreurs de phase et le niveau de diaphonie de la réponse spectrale AWG. AWG à 5,65 μm a été fabriqué à partir de la technologie SiGe / Si à l'aide de l'outil MATLAB pour le calcul des paramètres de conception et de l'outil P.Labeye pour le calcul de la géométrie AWG. Les dispositifs avec des paramètres légèrement variables ont été caractérisés: AWG1 avec guides d'ondes de 4,6 μm et MMI de 9 μm; AWG2 avec guides d'ondes de 4,6 μm et MMI de 11 μm; AWG3 avec guides d'ondes de 4,8 μm et MMI de 9 μm. Des mesures des dispositifs sur la puce 36 (centre de la plaquette) et sur la puce 32 (côté de la plaquette) ont été effectuées et analysées. Les mesures de température de AWG2 et AWG3 (puce 32 et puce 36) aux points cinq points de température ont montré une dépendance linéaire du déplacement spectral avec la température qui a une bonne corrélation avec les prédictions de simulation. / The work focuses on optical multiplexers operating in mid-IR for broadband source in gas sensing application. Two configurations were studies – arrayed waveguide grating (AWG) and planar concave grating (PCG). First, principle of operation was understood in order to develop analytical solution for output field using Gaussian approximation of the field and Fourier Optics. Then, semi-analytical simulation tool of the spectral response for both multiplexer configurations was developed in MATLAB. Normal distribution of phase errors was introduced to semi-analytical AWG model, which allowed us to study the correlation between standard deviation of phase errors and the level of crosstalk of AWG spectral response. AWG at 5.65 µm was fabricated based on SiGe/Si technology using the MATLAB tool for design parameters calculation and P.Labeye’s tool for AWG geometry calculation. Devices with slightly varying parameters were characterized: AWG1 with 4.6 µm waveguides and 9µm MMI; AWG2 with 4.6 µm waveguides and 11µm MMI; AWG3 with 4.8 µm waveguides and 9µm MMI. Measurements of devices on chip 36 (center of the wafer) and chip 32 (side of the wafer) were performed and analyzed. Temperature measurements of AWG2 and AWG3 (chip 32 and chip 36) at points five temperature points showed linear dependence of spectral shift with the temperature which has a good correlation with simulation predictions.

[pt] As redes ópticas passivas de nova geração 2 (NG-PON2) estão estudando e considerando o WDM-PON (Wavelength-Division-Multiplexed Passive Optical Networks) como a nova arquitetura para as redes de acesso, é provável que esta arquitetura seja adotada num futuro como o padrão. No entanto, algumas instalações já foram realizadas em todo o mundo, a maior parte delas na Coréia do Sul. Com o objetivo de reduzir os custos de operação (OPEX) e garantir a qualidade do serviço (QoS) um sistema de supervisão e localização de falhas é necessário. Neste trabalho é proposto e demonstrado um OTDR sintonizável (Optical Time-Domain Reflectometer) para realizar o monitoramento de redes WDMPON em serviço. O método apresentado é provado para diferentes fontes laser sintonizáveis CW (Continuous Wave) e utiliza um amplificador óptico semicondutor (SOA) como comutador para o sinal de prova. O sistema de monitoramento é provado experimentalmente numa rede WDM-PON simulada no laboratório a qual utiliza um AWG (Arrayed Waveguide Grating) como distribuidor. Os resultados foram melhorados utilizando diferentes métodos para mitigar os efeitos de interferência. / [en] The Next Generation Passive Optical Network 2 (NG-PON2) is considering and studying wavelength-division-multiplexed passive optical networks (WDM-PONs) as the new architecture for access networks, this architecture is likely to be adopted in near future as standard. However some deployments have been achieved worldwide, most of them in South Korea. In order to lower the operational expenditure (OPEX) and guarantee quality-of-service (QoS) an in-service monitoring and fault localization system is required. We propose and demonstrate a tunable optical time-domain reflectometer (T-OTDR) for in-service monitoring of (WDM-PONs). The proposed method is proved for different continuous wave tunable laser sources (CW TLS), and uses semiconductor optical amplifier (SOA) as a switch for the probe signal. This monitoring system is experimentally proved in a simulated WDMPON employing a cyclic AWG (Arrayed Waveguide Grating) as wavelength distributor. We improve the results using different methods to mitigate the interference effects.