Thesis (PhD)--Stellenbosch University, 2015. / ENGLISH ABSTRACT: The synthesis of a range of siloxane functionalized Ru(arene)Cl(N,N) complexes allowing for the synthesis of novel MCM-41 and SBA-15 immobilized ruthenium(II) catalysts, is described in this thesis. Two distinctly different approaches were envisaged to achieve successful heterogenization of these siloxane functionalized complexes. Condensation of the siloxane functionalized complexes, C2.4-C2.6 (siloxane tether attached to imine nitrogen) and C3.5-C3.7 (siloxane tether via the arene ring), with the surface silanols of the synthesized silica support materials MCM-41 and SBA-15, afforded immobilized catalysts IC4.1-IC4.6 (siloxane tether attached to imine nitrogen) and IC4.7-IC4.12 (siloxane tether via the arene ring). Model and siloxane functionalized complexes C2.1-C2.6 were prepared by the reaction of diimine Schiff base ligands L2.1-L2.6 with the [Ru(p-cymene)2Cl2]2 dimer. A second, novel, approach involved the introduction of the siloxane tether on the arene ligand of the complex. Cationic arene functionalized Ru(arene)Cl(N,N) complexes, C3.1-C3.4, were prepared with varying N,N ligands including bipyridine and a range of diimine ligands, with either propyl or diisopropyl(phenyl) substituents at the imine nitrogen (greater steric bulk around the metal center). The reaction of these propanol functionalized complexes with 3-(triethoxysilyl)propyl isocyanate, afforded urethane linked siloxane functionalized complexes C3.5-C3.8, where the siloxane tether is attached to the arene ring of the complex. The complexes were fully characterized by FT-IR spectroscopy, NMR (1H and 13C) spectroscopy, ESI-MS analysis and microanalysis. Suitable crystals for the alcohol functionalized complex C3.1 were obtained and the resultant orange crystals were analyzed by single crystal XRD. The heterogenized catalysts, IC4.1-IC4.12, were characterized by smallangle powder X-ray diffraction, scanning and transmission electron microscopy (SEM and TEM), thermal gravimetric analysis (TGA), inductively coupled plasma optical emission spectroscopy (ICP-OES) and nitrogen adsorption/desorption (BET) surface analysis to name but a few. ICP-OES allowed for direct comparison of the model and immobilized systems during catalysis ensuring that the ruthenium loadings were kept constant. The application of the model complexes C2.1-C2.3 and C3.1-C3.3, as well as their immobilized counterparts, IC4.1-IC4.12, as catalyst precursors in the oxidative cleavage of alkenes (1-octene and styrene), were investigated. The proposed active species for the cleavage reactions was confirmed to be RuO4 (UV-Vis spectroscopy). In general it was observed that at lower conversions, aldehyde was formed as the major product. Increased reaction times resulted in the conversion of the formed aldehyde to the corresponding carboxylic acid. For the oxidative cleavage of 1-octene using the systems with the siloxane tether attached to the imine nitrogen, the immobilized systems outperformed the model systems in all regards. Higher conversions and selectivities of 1-octene towards heptaldehyde were obtained when using immobilized catalysts IC4.1-IC4.6, as compared to their non-immobilized model counterparts (C2.1-C2.3) at similar times. It was found that the immobilized catalysts could be used at ruthenium loadings as low as 0.05 mol %, compared to the model systems where 0.5 mol % ruthenium was required to give favorable results. Complete conversion of 1-octene could be achieved at almost half the time needed when using the model systems as catalyst precursors. The activity of the model systems seems to increase with the increase in steric bulk around the metal center. These model and immobilized systems were also found to cleave styrene affording benzaldehyde in almost quantitative yield in some case (shorter reaction times). The systems, with the siloxane tether via the arene ring, were found to be less active for the cleavage of 1-octene when compared to the above mentioned systems (siloxane tether attached to the imine nitrogen). The immobilized systems IC4.7-IC4.12 performed well compared to their model counterparts, but could not achieve the same conversions at the shorter reaction times as were the case for IC4.1-IC4.6. This lower activity was ascribed to the decreased stability of these systems in solution compared to the above mentioned systems with the tether attached to the imine nitrogen. This was confirmed by monitoring the conversion of the complex (catalyst precursor) to the active species in the absence of substrate (monitored by UV-Vis spectroscopy). It was observed that model complex C3.1 could not be detected in solution after 1 hour, compared to complex C2.2 which was detected in solution even after 24 hours. Experiments were carried out where MCM-41 was added to a solution of model complex C2.2 under typical cleavage reaction conditions. A dramatic increase in the conversion was achieved when compared to a reaction in the absence of MCM-41. An investigation into the effect of the support material on the formation of the expected active species was carried out using UV-Vis spectroscopy. The presence of the active species, RuO4, could be observed at shorter reaction times in the presence of MCM-41. This suggested that the silica support facilitates the formation of the active species from the complex during the reaction, therefore resulting in an increased activity. It was also observed that RuO4 is present in solution in reactions where the immobilized catalyst systems are used after very short reaction times, compared to the prolonged times required for this to occur as is the case for the model systems. Model and immobilized catalysts, C2.1-C2.3 and IC4.1-IC4.6, were also applied as catalysts for the transfer hydrogenation of various ketones. The immobilized systems could be recovered and reused for three consecutive runs before the catalysts became inactive (transfer hydrogenation of acetophenone). Moderate to good conversion were obtained using the immobilized systems, but were found to be less active their model counterparts C2.1-C2.3. / AFRIKAANSE OPSOMMING: Die sintese van `n reeks siloksaan gefunksioneerde Ru(areen)Cl(N,N) komplekse, wat die sintese van nuwe MCM-41 en SBA-15 geimmobiliseerede rutenium(II) katalisatore toelaat, word in hierdie tesis beskryf. Twee ooglopend verskillende metodes is voorgestel om die suksesvolle immobilisering van die siloksaan gefunksioneerde komplekse te bereik. Die kondensasie van die siloksaan gefunksioneerde komplekse, C2.4-C2.6 (siloksaan ketting geheg aan die imien stikstof) en C3.5-C3.7 (siloksaan ketting geheg aan die areen ligand), met die oppervlak silanol groepe van die silika materiale MCM-41 en SBA-15, laat die sintese van geimmobiliseerde katalisatore IC4.1-IC4.6 (siloksaan ketting geheg aan die imien stikstof) en IC4.7-IC4.12 (siloksaan ketting geheg aan die areen ligand) toe. Model en siloksaan gefunksioneerde komplekse C2.6-C2.6 is berei deur die reaksie tussen Schiff basis ligande, L2.1-L2.6, en die [Ru(p-simeen)2Cl2]2 dimeer. `n Tweede, nuwe benadering wat die sintese van komplekse met die siloksaan ketting geheg aan die areen ligand behels, is ook gevolg. Kationiese areen gefunksioneerde Ru(areen)Cl(N,N) komplekse, C3.1-C3.4, is berei deur die N,N ligande rondom die metaal sentrum te wissel vanaf bipiridien tot `n reeks diimien ligande met propiel of diisopropielfeniel substituente by die imien stikstof. Hierdie propanol gefunksioneerde komplekse is met 3-(triëtoksiesiliel)propiel-isosianaat gereageer om sodoende die uretaan gekoppelde siloksaan gefunksioneerde komplekse C3.5-C3.8 op te lewer. Al die komplekse is ten volle gekaraktariseer deur van FT-IR spektroskopie, KMR (1H and 13C) spektroskopie, ESI-MS analise en mikroanalise gebruik te maak. In die geval van model kompleks C3.1, is `n kristalstruktuurbepaling ook uitgevoer. Die heterogene katalisatore, IC4.1- IC4.12, is gekaraktariseer deur poeier X-straaldiffraksie, skandeer- en transmissieelektronmikroskopie, termogravimetriese analise (TGA), induktief gekoppelde plasma optiese emissie spektroskopie (IKP-OES) en BET oppervlak analises, om net `n paar te noem. IKP-OES het ons toegelaat om `n direkte vergelyking te tref tussen die model en geimmobiliseerde sisteme tydens die katalise reaksies. Model komplekse C2.1-C2.3 en C3.1-C3.3, sowel as hul geimmobiliseerde eweknieë IC4.1- IC4.12, is vir die oksidatiewe splyting van alkene (1-okteen en stireen) getoets. Die voorgestelde aktiewe spesie wat tydens hierdie reaksie gevorm word, RuO4, is bevestig deur van UV-Vis spektroskopie gebruik te maak. Oor die algemeen is dit gevind dat aldehied oorheersend gevorm word by laer omsetting. Wanneer die reaksietyd verleng is, is daar gevind dat die aldehied na die ooreenstemmende karboksielsuur omgeskakel is. Wanneer die geimmobiliseerde katalisatore gebruik is tydens die oksidatiewe splitsing van 1-okteen, het die sisteme, met die ketting geheg aan die imien stikstof, deurgangs beter as die model sisteme gevaar. Hoër omskakelings van 1-okteen en hoë selektiwiteite vir heptaldehied is behaal wanneer die geimobiliseerded katalisatore IC4.1-IC4.6 met die nie-geimmobiliseerde model sisteme (C2.1- C2.3) vergelyk is by dieselfde reaksietye. Die geimobiliseerde sisteme kon by rutenium beladings van so laag as 0.05 mol % gebruik word. Dit is in teenstelling met die model sisteme waar 0.5 mol % rutenium nodig was om die reaksie suksesvol te laat plaasvind. Die totale omskakeling van 1-okteen is bereik in die helfte van die tyd wat nodig was wanneer die model sisteme gebruik is. Dit is gevind dat die aktiwiteit van die model sisteme toeneem met `n toename in die steriese grootte van die ligand rondom die metaal. Beide die model en geimmobilseerde sisteme kon ook gebruik word vir die oksidatiewe splyting van stireen. Bensaldehied kon in kwantitiewe opbrengs gevorm word in sommige gevalle. `n Laer aktiwiteit vir die oksidatiewe splyting van 1-okteen is vir die sisteme waar die siloksaan ketting aan die areen ligand geheg is, waargeneem. Hoewel die geimmobiliseerde sisteme IC4.7-IC4.12 beter as hul model eweknieë gevaar het, kon die aktiwiteite wat met IC4.1-IC4.6 bereik is nie geewenaar word nie. Hierdie laer aktiwiteit is toegeskryf aan die verlaagde stabiliteit van dié sisteme in oplossing in vergelyking met IC4.1-IC4.6 (ketting geheg aan die imine stikstof). Die stabiliteit van beide sisteme is getoets deur die omskakeling van die model komplekse (C2.2 en C3.1; katalise voorgangers) na die aktiewe spesie te monitor (UV-Vis spektroskopie). Na 1 uur kon die model kompleks C3.1 nie meer in die oplossing waargeneem word nie. In teenstelling kon model kompleks C2.2 nog selfs na 24 uur in die oplossing bespeur word. Om die rol van die silika materiale tydens die reaksie te ondersoek, is `n eksperiment uitgevoer waar MCM-41 by `n oplossing van kompleks C2.2 gevoeg is. `n Toename in die omskakeling van 1-okteen is waargeneem in vergelyking met `n reaksie waar geen silika teenwoordig was nie. UV-Vis spektroskopie is gebruik om die invloed van die silika op die vorming van die aktiewe spesie te ondersoek. In eksperimente waar MCM-41 teenwoordig was, kon die aktiewe spesie, RuO4, by baie korter reaksietye waargeneem word. Dit wil blyk of die silika materiaal die vorming van die aktiewe spesie vanaf die kompleks aanhelp en sodoende `n toename in die spoed van die reaksie bewerkstellig. RuO4 kon ook by baie korter reaksietye waargeneem word wanneer die geimmobiliseerde sisteme gebruik is. Beide model en geimmobiliseerde sisteme, C2.1-C2.3 en IC4.1-IC4.6, is getoets vir die oordrag hidrogenering van verskilende ketone. Dit was moontlik om die geimmobiliseerde sisteme drie keer te herwin en vir daaropvolgende reaksies te gebruik. Vir die geimmobiliseerde sisteme kon egter slegs gemiddelde omskakelings verkryg word en het swakker gevaar as hul model ekwivalente sisteme, C2.1-C2.3.

Cette thèse de doctorat introduit un modèle et un algorithme six-dimensions pour la reconstruction des orientations cristallines locales dans les matériaux polycristallins. Le modèle s’applique actuellement aux données obtenues avec un rayonnement synchrotron (faisceau parallèle et monochromatique), mais il est également possible d’envisager des extensions aux instruments et sources de laboratoire (polychromatique et divergent). Le travail présenté est principalement une extension de la technique connue sous le nom de “Diffraction Contrast Tomography” (DCT) qui permet la reconstruction de la forme et de l’orientation cristalline des grains dans des matériaux polycristallins (avec certaines restrictions concernant la taille et le nombre total de grains ainsi que la mosaicité intragranulaire). / This Ph.D. thesis is about the development and formalization of a six-dimensional tomography method, for the reconstruction of local orientation in poly-crystalline materials. This method is based on a technique known as diffraction contract tomography (DCT), mainly used in synchrotrons, with a monochromatic and parallel high energy X-ray beam. DCT exists since over a decade now, but it was always employed to analyze undeformed or nearly undeformed materials, described by “grains” with a certain average orientation. Because an orientation can be parametrized by the used of only three num- bers, the local orientation in the grains is modelled by a six-dimensional space X6 = R3 ⊗ O3, that is the outer product between a three-dimensional real- space and another three-dimensional orientation-space. This means that for each point of the real-space, there could be a full three-dimensional orientation- space, which however in practice is restricted to a smaller region of interest called “local orientation-space”. The reconstruction problem is then formulated as a global minimisation prob- lem, where the reconstruction of a single grain is the solution that minimizes a functional. There can be different choices for the functionals to use, and they depend on the type of reconstructions one is looking for, and on the type of a priori knowledge is available. All the functionals used include a data fidelity term which ensures that the reconstruction is consistent with the measured diffraction data, and then an additional regularization term is added, like the l1-norm minimization of the solution vector, that tries to limit the number of orientations per real-space voxel, or a Total Variation operator over the sum of the orientation part of the six-dimensional voxels, in order to enforce the homogeneity of the grain volume. When first published, the results on synthetic data from the third chapter high- lighted some key features of the proposed framework, and showed that it was in principle possible to extend DCT to the reconstruction of moderately de- formed materials, but it was unclear whether it could work in practice. The following chapters instead confirm that the proposed framework is viable for reconstructing moderately deformed materials, and that in conjunction with other techniques, it could also overcome the limitations imposed by the grain indexing, and be applied to more challenging textured materials.

Many transition metal oxides exhibit a Metal-Insulator Transition (MIT). This is an interesting phenomenon where the material undergoes a structural phase transition, and the electronic charge is redistributed in the crystal lattice. The crystallographic, optical, electrical, and magnetic properties are drastically changed when a material undergoes a MIT. Vanadium oxides are thermochromic materials, which means that the optical properties change with temperature, closely connected to the MIT. Vanadium sesquioxide (V2O3) experiences a MIT at the transition temperature (Tt) 160-170 K. Below the transition temperature, it is a monoclinic ferromagnetic insulator, and above the transition temperature it becomes a paramagnetic rhombohedral corundum-type metal. In the insulating phase, infrared (IR) light is transmitted, whereas in the metallic phase, IR light is reflected. The aim of this Master thesis is to improve the methodology to produce V2O3 thin films, characterize them, and study how different parameters affect the structural and optical properties of the film. V2O3 thin films were synthesized by sol-gel and deposited by spin-coating on sapphire substrates. Thereafter, the resulting films underwent an annealing process in a reducing atmosphere to achieve crystalline V2O3. The obtained crystal phase was examined by X-ray diffraction. The surface structure and morphology were studied with an optical microscope and scanning electron microscope. The optical transmittance in the IR region was examined by Fourier transform infrared spectroscopy. At last, a laser test was performed on one of the samples. In conclusion, a majority of the thin films consisted of polycrystalline V2O3. The MIT was studied with the optical hysteresis loop, which showed great difference among the different samples studied. The thin film that exhibited best optical properties showed a maximum transmission of 66 % below the Tt, and a minimum transmission of 6 % above the Tt. In comparison to this one, the other samples exhibited lower transmission and a decrease in Tt. This difference was attributed to the different morphologies and crystal orientations of the samples.