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Interest of STI policies to influence the innovation behaviour of firms has been increased considerably. This gives rise to the notion of behavioural additionality, broadening traditional evaluation concepts of input and output additionality. Though there is empirical work measuring behavioural additionalities, we know little about what role distinct firm characteristics play for their occurrence. The objective is to estimate how distinct firm characteristics influence the realisation of behavioural additionalities. We use survey data on 155 firms, considering the behavioural additionalities stimulated by the Austrian R&D funding scheme in the field of intelligent transport systems in 2006. We focus on three different forms of behavioural additionality project additionality, scale additionality and cooperation additionality and employ binary regression models to address this question. Results indicate that R&D related firm characteristics significantly affect the realisation of behavioural additionality. Firms with a high level of R&D resources are less likely to substantiate behavioural additionalities, while small, young and technologically specialised firms more likely realise behavioural additionalities. From a policy perspective, this indicates that direct R&D promotion of firms with high R&D resources may be misallocated, while attention of public support should be shifted to smaller, technologically specialised firms with lower R&D experience.

Innovation efficiency is a key factor influencing the position of high-tech industries in the global value chain. Through stochastic frontier analysis, innovation efficiency of China's high-tech industry from 2000 to 2016 was estimated and analyzed. Through five random frontier analysis models, innovation efficiency of new product sales revenue and number of patent applications are analyzed. Results show that the overall level of innovation efficiency in China's high-tech industry is not high. Government subsidies for innovation have a positive impact on the R&D results of new product income from China’s high-tech industry, but have a negative impact on the number of patent applications. Scale of enterprise, degree of openness of enterprise, quality of the labor force and export delivery have a positive impact on innovation efficiency of China's high-tech industry. R&D capital stock and R&D human capital stock have a positive effect on high-tech industry innovation. In high-tech industry's transition from patents to new products, there will be a low conversion rate. Results of economic analysis can help the government to make the basis for management decisions. Conclusion of innovation performance analysis provides practical normative guidance for these high-tech industries.

Innovation policy (science & technology policy/program) aims to stimulate industrial innovation and address the gap between ideas and the market for new products/process. Hence, small and medium enterprises (SMEs) are an important target group for innovation policy. While SMEs play important economic role in Taiwan, it is more meaningful to evaluate related innovation policies, to understand the impact of polices as well as test theoretical models of interactions between the public and private sectors. This topic is significant but little studied or investigated with the chance of bias. From the perspective of program evaluation, the thesis evaluated the effect of government subsidies on SMEs¡¦ innovation including impact assessment and efficiency assessment and took the Small Business Innovation Research (SBIR) Program as an example. The target population for evaluation covered three groups: SBIR awardees, firms with rejected applications, general SME manufacturers. Questionnaires were delivered to 942 firms with SBIR Phase I or Phase II awards and 222 firms with rejected applications between 1999 and 2004; 374 and 36 valid questionnaires were returned separately. The Department of Statistics of the Ministry of Economic Affairs provided the data of general SMEs. This thesis evaluated the impact of SBIR by a quasi-experimental design and examines the efficiency by an econometric model. Main findings are as follows: A. The impact of government R&D subsidies on SMEs: 1. Innovative activity (R&D spending): Compared to other SMEs (firms with rejected applications or general SME manufacturers), the growth of SBIR awardees¡¦ R&D spending is significant. 2. Productivity (employment or sales): Compared to other SMEs (firms with rejected applications or general SME manufacturers), the growth of SBIR awardees¡¦ employment is significant. Compared to general SME manufacturers, the growth of SBIR awardees¡¦ sales is significant; but compared to firms with rejected applications, the growth of SBIR awardees¡¦ sales is not significant. B. The efficiency of government R&D subsidies on SMEs: 1. Innovative activity (R&D spending): On average, 0.28 percentage change in SBIR awardees¡¦ R&D spending is correlated with 1 percent change in subsidies (elasticity relationship). 2. Productivity (employment or sales): On average, 0.08 percentage change in SBIR awardees¡¦ employment and 0.25 percentage change in SBIR awardees sales is separately correlated with 1 percent change in subsidies (elasticity relationship).

This thesis aims to assess impacts of European Framework Programme for Research and Technological Development (FP) on Turkish participants, focusing on Sixth Framework Programme (FP6) Information Society Technologies (IST) priority. A two-sided approach was employed while assessing impacts. First, DELPHI method was used to quantify and prioritise expectations of the decision makers in key stakeholders / second, a survey was designed to measure additionalities and the level of achievements of program participants. Scientific and technological impacts, economic impacts, institutional impacts and impacts on collaboration and sectoral knowledge were questioned as four main impact criteria. It is demonstrated in survey results that, significantly high levels of impacts were achieved in scientific and technological impacts and impacts on collaborations and development of sectoral knowledge. Nonetheless, economic impacts were noted to be lowest among all impact factors. Level of impacts were tested for different control factors including project instrument, organization type, project activity, project role and received grant. Project role was proved to be the most important control factor affecting the level of impact. It is presented in comparison of decision makers&rsquo / expectations and participants&rsquo / achievements that, decision makers&rsquo / expectations were mostly satisfied by participants except for economic impacts. Turkish participants in FP6 IST field had significant impacts in three out of four main impact factors. Moreover, decision makers expectations were highly satisfied except for economic impact factors. The results of this study, relying on the assessed impacts of FP6 IST field, support Turkey&rsquo / s participation in forthcoming FPs.

This thesis has two objectives in the field of policy evaluation that recently received extensive attention from international science and technology community. First, an attempt is made to examine, in the Turkish context, the effects of public subsidies on private research and development (R&amp / D), selecting and implementing a suitable empirical methodology. Second, in the context of emerging economies, it aims to contribute to the existing impact analysis literature by providing an evaluation study for the period during which public incentives in business R&amp / D have gained momentum with increased resources for diversified policy measures in Turkey since 2004. In the dissertation, three quantitative studies examining the causal relations between direct public support and private R&amp / D are presented. The first study, which uses the Tobit model, indicates that receiving a subsidy is an important determinant of private R&amp / D intensity. In the second study, adopting the propensity score matching and difference-in-differences methods and using a panel dataset, effectiveness of receiving a grant from the TUBITAK industrial R&amp / D support program is examined. The results indicate program-induced input additionality in (i) R&amp / D personnel, (ii) R&amp / D intensity and (iii) R&amp / D expenditure per employee of the beneficiary firms during 2004-2006. The analysis with the propensity score matching using the data from Turkish Community Innovation Survey 2006 is repeated and similar results are obtained. The results validate that engagement in public R&amp / D programs in Turkey is beneficial for private R&amp / D. Sufficient evidence was obtained to conclude that TUBITAK&rsquo / s industrial R&amp / D project support program has encouraged most private firms to increase their R&amp / D spending and R&amp / D personnel in the period of 2003-2006.