In this thesis, it mainly studies the performance characteristics of the bending losses in semiconductor waveguides and the quantum dots semiconductor optical amplifier. We used InP-subtract and InGaAlAs /InAlAs multiple quantum wells epitaxial wafer grown by MBE as our material(£fg=1.41£gm). We had successfully fabricated a series of bending strip-loaded waveguides. On the quantum dots semiconductor optical amplifier, symmetric InGaAlAs/GaAs quantum well structure is used to fabricate the optical waveguide. We have established an automatic optical measurement system to measure the device characteristics more accurately. Design respect of bending waveguide, we design a series of radius, is 60£gm, 80£gm, 110£gm, 170£gm,and 260£gm respectively, and utilize Fabry-Perot resonant, measurement and estimate the loss of bending waveguide in quantity. We find the bending waveguide loss as radius for 260£gm and contain deeply etching process was quite equal to straight waveguide loss. On the quantum dots semiconductor optical amplifier, we design a single mode waveguide and a broad area waveguide to compare the difference of their electron-hole combination situation. A single mode waveguide with longer cavity length had better combination situation than shorter (C311 of cavity length 4000£gm ,0.00066£gW *A/cm2). And the broad area waveguide had more better combination situation to single mode waveguide (C311 of cavity width 150£gm, length 4000£gm , 0.0966£gW *A/cm2). For the gain to the pump signal, C311 singe mode waveguide (emission peak:1211nm,pump signal:1260nm) could get a gain about 3.56dB¡Fand C374 singe mode waveguide (emission peak:1255nm,pump signal:1260nm) could get a gain about 6.1dB.

High efficient optical spot size converter (SSC) is one of the most important building blocks for dense optical interconnection network and high-speed optical fiber communications due to efficient optical power transfer between different optical modules. Using tapered optical direction coupler (TODC) as SSC can reduce the dimension with high efficiency because of resonant condition and tapered structure. However, the strong dependence of operation on wavelength leads to narrow band operation, reducing the usage of wavelength division multiplexer (WDM) technique for upgrading optical data capacity through optical spectrum. In this work, based on multi- resonant points of TODC, a broadband SSC integrated with optical electroabsorption modulator (EAM) is proposed, designed, and fabricated. By tapering quantum well of the top active waveguide (AW), the integration with bottom passive waveguide (PW) can form a TODC. With the tapered structure, the gradually varied effective index forms a resonant point along wave propagation, inducing strong coupling, collecting optical power after resonant point, and thus leading to high efficient coupling. With multi-section of resonant conditions and also tapered structure, broadband operation can be realized. Through 3 section of tapered AW of TODC, the calculated coupling efficiency from bottom PW with larger than 70% is found for the regime of 1530nm~1550nm wavelength. The EAM-integrated SSC is also fabricated. With counter direction of optical coupling, the measured photocurrent in EAM shows a broadband of flap coupling from 1570nm~1585nm is observed, suggesting the multi-section TODC can bring out broadband operation.

Ce travail de thèse porte sur la modélisation des propriétés optiques de diélectriques nanostructurés par des particules métalliques. Nous nous sommes intéressés à deux aspects du problème : la détermination de l’indice effectif et la distribution du champ du plasmon de nanoparticules métalliques dispersées dans de tels milieux. Nous avons développé deux approches numériques. La première étude a été consacrée à la modélisation des parties réelle et imaginaire de l’indice effectif d’un milieu hétérogène. Pour comparer nos résultats de simulations d’indice à l’expérience, nous avons proposé une méthode expérimentale pour la mesure de l'indice de réfraction effectif de solutions colloïdales comportant des nanosphères métalliques ou semiconductrices. La seconde étude traite de la méthode d’extraction de la distribution du champ du plasmon sur la surface d’une nanosphère métallique excitée par une onde électromagnétique plane. Pour l’ensemble de ce travail nous avons tenu compte des paramètres caractéristiques de la matrice hôte et des nanoparticules sur l’indice effectif et le champ du plasmon calculés / This thesis is devoted to modeling of the optical properties of nanostructured dielectrics by metal particles. We interested in two aspects of the problem: the determination of effective index and field distribution of plasmon nanoparticles dispersed in such media. We have developed two numerical approaches. The first is devoted to the simulation of real and imaginary parts of the effective index of heterogeneous medium. In order to compare experience and theory, we have proposed an experimental approach to measure the effective refractive index of colloidal solutions containing metal or semiconductor nanospheres. The second aspect deals with the method of extraction of the field plasmon on the surface of metal nanosphere when it is excited by electromagnetic plane wave. The calculated effective index and field plasmon are done in function of characteristic parameters of nanoparticles and host matrix

I have investigated gap plasmon mode of an eccentric coaxial waveguide structure using effective index method. The results found good agreement with fully-vectorial numerical calculation. In the eccentric structure, a strong field localization has been noticed at and around the smallest gap. Analysis showed the increase of effective index of lowest-order waveguide mode to 3.7 in the structure considered with a 2 nm minimum gap for a wavelength of 4 micrometer. In the visible regime, the effective index increases to over 10 for the same structure. Nanohole arrays, both flowover and flow-through formats, have been fabricated using focused ion beam (FIB). A 2-color LED-based nanohole sensor has been presented. The objective of the sensing platform was to register mutually opposite intensity change of transmitted light when the dielectric medium of metal-dielectric interface of the nanohole sensor undergoes a change. A number of tests with microfluidics setup demonstrated the proof-of-concept.

The vertical-cavity surface-emitting laser or VCSEL is a special type of diode laser, which has established itself in optoelectronic applications asa low-cost, high-quality miniaturized light source. The development of VCSELs can be largely promoted with support from computer simulations. In this study, we have used such simulations, on one hand to understand and improve the VCSEL performance, and on the other hand to prepare for analyzing new device concepts such as transistor-VCSELs. This thesis starts with a background introduction to the principle idea of VCSELs and then states the significance of this simulation work.Then it briefly introduces the previously used simulation workbench Sentaurus and explains the mathematical approach and the computation methods of the finally chosen simulator PICS3D. The case study of a fabricated and characterized epitaxially regrown VCSEL is the major component of this work. First the device configuration is demonstrated with detailed discussion on several design features. Second the physical models of electrical, optical and thermal phenomena along with their key parameters are presented and so are the advanced models for the active region. The main results of simulation, including steady-state characteristics and small-signal modulation, show good agreement with the experimental results and reveal some imperfections of the device design and processing, such as the overestimated stability of the regrown junction and the variation of cavity length caused by over-etch. This work is also treated as an evaluation of the simulator PICS3D, and two problems are identified: one is the troublesome way to construct a 3D device by coupling several 2D layer structures together, requiring the mesh for each layer structure to be compatible; the other would be the tricky boundary setting for the adopted method, Effective Index Method (EIM), for the transverse field calculation when only a weak index guiding effect exits in the cavity. Finally, we summarize this work and suggest some tasks for further simulations.

As redes ópticas de comunicação têm possibilitado, cada vez mais, o oferecimento de serviços do tipo faixa larga. A rede de comunicação totalmente óptica está se tornando a meta tecnológica mais ambiciosa. Grandes esforços têm sido concentrados no desenvolvimento e aperfeiçoamento de materiais e dispositivos não-recíprocos, como isoladores e circuladores constituem uma importante classe de dispositivos ópticos. Os isoladores são utilizados em sistemas ópticos para prevenir a reflexão de luz em lasers e amplificadores. Os circuladores são empregados em esquemas de derivação de sinais que utilizam multiplexação em comprimento de onda (WDM). O funcionamento destes dispositivos é baseado nas propriedades de materiais magnetoópticos. As metas desta dissertação são apresentar as principais características dos materiais magnetoópticos, explorando as características não-recíprocas dos modos TM. Guias planares e tridimensionais são analisados neste trabalho. Para tanto, são obtidas as expressões das componentes dos campos e as equações características dos modos de interesse em estruturas planares por meio da técnica de matriz de transferência (TMT). A análise de propagação de onda em guias planares com materiais magnetoópticos é feita por meio de simulação numérica empregando o método de propagação de feixe (BPM) baseado em diferenças finitas (FD) e o esquema de Crank-Nicholson (CN) na discretização da solução da equação de onda. A condição de fronteira transparente (TBC) é incorporada ao algoritmo FD-BPM com a finalidade de se evitar reflexões de ondas eletromagnéticas para dentro da janela computacional. O método do índice efetivo é empregado na análise de guias de onda tridimensionais do tipo rib. / Optical communication networks have allowed a continuous increase of broadband services offer. The all-optical communication networks are becoming the most ambitious technological goal. Great efforts have been concentrated on the materiaIs and devices development and improvement to make it possible. Nonreciprocal devices, such as isolators and circulators constitute an important class of optical devices. Isolators are used in optical systems to avoid reflection of light in lasers and amplifiers. Circulators are used in signal derivation schemes that use wavelength division multiplexing (WDM). The operation of these devices is based on the properties of magnetooptic materiaIs. The purposes of this dissertation are to present the main features of the magnetooptic materiaIs as well as to analyze the eletromagnetic wave propagation in magnetooptic waveguides, exploring nonreciprocal features of TM modes. Planar and three-dimensional waveguides are analysed in this present study. Therefore expressions of electromagnetic field components and characteristic equations of the modes of interest in planar structures are obtained by using transfer matrix technique (TMT). The wave propagation analysis in planar magnetooptic waveguides is realized by using the finite-difference beam propagation method (FD-BPM) and Crank-Nicholson scheme (CN) applied to wave equation solution discretization. In order to avoid electromagnetic wave reflection into computational window, the transparent boundary condition (TBC) is incorporated to the FD-BPM formalism. The effective index method (EIM) is used in the analysis of three-dimensional rib magnetooptic waveguides.

Plasmonic circuitry is considered as a promising solution-effectivetechnology for miniaturizing and integrating the next generation ofoptical nano-devices. The realization of a practical plasmonic circuitry strongly depends on the complete understanding of the propagation properties of two key elements: surface plasmons and electrons. The critical part constituting the plasmonic circuitry is a waveguide which can sustain the two information-carriers simultaneously. Therefore, we present in this thesis the investigations on the propagation of surface plasmons and the co-propagation of surface plasmons and electrons in single crystalline metal nanowires. This thesis is therefore divided into two parts. In the first part, we investigate surface plasmons propagating in individual thick penta-twinned crystalline silver nanowires using dual-plane leakage radiation microscopy. The effective index and the losses of the mode are determined by measuring the wave vector content of the light emitted in the substrate. Surface plasmon mode is determined by numerical simulations and an analogy is drawn with molecular orbitals compound with similar symmetry. Leaky and bound modes selected by polarization inhomogeneity are demonstrated. We further investigate the effect of wire geometry (length, diameter) on the effective index and propagation losses. On the basis of the results obtained during the first part, we further investigate the effect of an electron flow on surface plasmon properties. We investigate to what extend surface plasmons and current-carrying electrons interfere in such a shared circuitry. By synchronously recording surface plasmons and electrical output characteristics of single crystalline silver and gold nanowires, we determine the limiting factors hindering the co-propagation of electrical current and surface plasmons in these nanoscale circuits. Analysis of wave vector distributions in Fourier images indicates that the effect of current flow on surface plasmons propagation is reflected by the morphological change during the electromigration process. We further investigate the possible crosstalk between co-propagating electrons and surface plasmons by applying alternating current bias

Neste trabalho são analisados os quatro modos de plasmon, ligados simétrico (Sb) e assimétrico (ab), fuga pelo núcleo (ln) e fuga pela cobertura (lc), que se propagam em uma fibra óptica fracamente guiada envolta por um filme metálico. No filme metálico é depositada uma camada dielétrica extra e acima desta, uma outra denominada cobertura. A análise será desenvolvida para filmes metálicos de prata, paládio e ouro. Esta estrutura é muito útil na confecção de sensores ópticos. / In this work the four Plasmon modes are analyzed, the symmetrical (Sb) and asymmetrical bounded (ab); the core (ln) and covering leaky modes (lc), that propagate in weakly guided optical fibers with a metallic film around that. In the metallic film a layer extra dielectric is deposited and above this, another layer denominated covering. The analysis will be developed for metallic films of the Silver, Palladium and Gold. This structure is very useful to making optical sensors.

Neste trabalho são analisados os quatro modos de plasmon, ligados simétrico (Sb) e assimétrico (ab), fuga pelo núcleo (ln) e fuga pela cobertura (lc), que se propagam em uma fibra óptica fracamente guiada envolta por um filme metálico. No filme metálico é depositada uma camada dielétrica extra e acima desta, uma outra denominada cobertura. A análise será desenvolvida para filmes metálicos de prata, paládio e ouro. Esta estrutura é muito útil na confecção de sensores ópticos. / In this work the four Plasmon modes are analyzed, the symmetrical (Sb) and asymmetrical bounded (ab); the core (ln) and covering leaky modes (lc), that propagate in weakly guided optical fibers with a metallic film around that. In the metallic film a layer extra dielectric is deposited and above this, another layer denominated covering. The analysis will be developed for metallic films of the Silver, Palladium and Gold. This structure is very useful to making optical sensors.

As redes ópticas de comunicação têm possibilitado, cada vez mais, o oferecimento de serviços do tipo faixa larga. A rede de comunicação totalmente óptica está se tornando a meta tecnológica mais ambiciosa. Grandes esforços têm sido concentrados no desenvolvimento e aperfeiçoamento de materiais e dispositivos não-recíprocos, como isoladores e circuladores constituem uma importante classe de dispositivos ópticos. Os isoladores são utilizados em sistemas ópticos para prevenir a reflexão de luz em lasers e amplificadores. Os circuladores são empregados em esquemas de derivação de sinais que utilizam multiplexação em comprimento de onda (WDM). O funcionamento destes dispositivos é baseado nas propriedades de materiais magnetoópticos. As metas desta dissertação são apresentar as principais características dos materiais magnetoópticos, explorando as características não-recíprocas dos modos TM. Guias planares e tridimensionais são analisados neste trabalho. Para tanto, são obtidas as expressões das componentes dos campos e as equações características dos modos de interesse em estruturas planares por meio da técnica de matriz de transferência (TMT). A análise de propagação de onda em guias planares com materiais magnetoópticos é feita por meio de simulação numérica empregando o método de propagação de feixe (BPM) baseado em diferenças finitas (FD) e o esquema de Crank-Nicholson (CN) na discretização da solução da equação de onda. A condição de fronteira transparente (TBC) é incorporada ao algoritmo FD-BPM com a finalidade de se evitar reflexões de ondas eletromagnéticas para dentro da janela computacional. O método do índice efetivo é empregado na análise de guias de onda tridimensionais do tipo rib. / Optical communication networks have allowed a continuous increase of broadband services offer. The all-optical communication networks are becoming the most ambitious technological goal. Great efforts have been concentrated on the materiaIs and devices development and improvement to make it possible. Nonreciprocal devices, such as isolators and circulators constitute an important class of optical devices. Isolators are used in optical systems to avoid reflection of light in lasers and amplifiers. Circulators are used in signal derivation schemes that use wavelength division multiplexing (WDM). The operation of these devices is based on the properties of magnetooptic materiaIs. The purposes of this dissertation are to present the main features of the magnetooptic materiaIs as well as to analyze the eletromagnetic wave propagation in magnetooptic waveguides, exploring nonreciprocal features of TM modes. Planar and three-dimensional waveguides are analysed in this present study. Therefore expressions of electromagnetic field components and characteristic equations of the modes of interest in planar structures are obtained by using transfer matrix technique (TMT). The wave propagation analysis in planar magnetooptic waveguides is realized by using the finite-difference beam propagation method (FD-BPM) and Crank-Nicholson scheme (CN) applied to wave equation solution discretization. In order to avoid electromagnetic wave reflection into computational window, the transparent boundary condition (TBC) is incorporated to the FD-BPM formalism. The effective index method (EIM) is used in the analysis of three-dimensional rib magnetooptic waveguides.