We used long-term observations of grassland aboveground net plant production (ANPP, 19392016), growing seasonal advanced very-high-resolution radiometer remote sensing normalized difference vegetation index (NDVI) data (1982-2016), and simulations of actual evapotranspiration (1912-2016) to evaluate the impact of Pacific Decadal Oscillation (PDO) and El Nino-Southern Oscillation (ENSO) sea surface temperature (SST) anomalies on a semiarid grassland in northeastern Colorado. Because ANPP was well correlated (R-2 = 0.58) to cumulative April to July actual evapotranspiration (iAET) and cumulative growing season NDVI (iNDVI) was well correlated to iAET and ANPP (R-2 = 0.62 [quadratic model] and 0.59, respectively), we were able to quantify interactions between the long-duration (15-30 yr) PDO temperature cycles and annual-duration ENSO SST phases on ANPP. We found that during cold-phase PDOs, mean ANPP and iNDVI were lower, and the frequency of low ANPP years (drought years) was much higher, compared to warm-phase PDO years. In addition, ANPP, iNDVI, and iAET were highly variable during the cold-phase PDOs. When NINO-3 (ENSO index) values were negative, there was a higher frequency of droughts and lower frequency of wet years regardless of the PDO phase. PDO and NINO-3 anomalies reinforced each other resulting in a high frequency of above-normal iAET (52%) and low frequency of drought (20%) when both PDO and NINO-3 values were positive and the opposite pattern when both PDO and NINO-3 values were negative (24% frequency of above normal and 48% frequency of drought). Precipitation variability and subsequent ANPP dynamics in this grassland were dampened when PDO and NINO-3 SSTs had opposing signs. Thus, primary signatures of these SSTs in this semiarid grassland are (1) increased interannual variability in ANPP during cold-phase PDOs, (2) drought with low ANPP occurring in almost half of those years with negative values of PDO and NINO-3, and (3) high precipitation and ANPP common in years with positive PDO and NINO-3 values.

The Caledon River Basin is located on one of the most water-scarce region on the African continent. The water resources of the Caledon River Basin play a pivotal role in socio-economic activities in both Lesotho and South Africa but the basin experiences recurrent severe droughts and frequent water shortages. The Caledon River is mostly used for commercial and subsistence agriculture, industrial and domestic supply. The resources are also important beyond the basin’s boundaries as the water is transferred to the nearby Modder River. The Caledon River is also a significant tributary to the Orange-Senqu Basin, which is shared by five southern African countries. However, the water resources in the basin are under continuous threat as a result of rapidly growing population, economic growth as well as changing climate, amongst others. It is therefore important that the hydrological regime and water resources of the basin are thoroughly evaluated and assessed so that they can be sustainably managed and utilised for maximum economic benefits. Climate change has been identified by the international community as one of the most prominent threats to peace, food security and livelihood and southern Africa as among the most vulnerable regions of the world. Water resources are perceived as a natural resource which will be affected the most by the changing climate conditions. Global warming is expected to bring more severe, prolonged droughts and exacerbate water shortages in this region. The current study is mainly focused on investigating the impacts of climate change on the water resources of the Caledon River Basin. The main objectives of the current study included assessing the past and current hydrological characteristics of the Caledon River Basin under current state of the physical environment, observed climate conditions and estimated water use; detecting any changes in the future rainfall and evaporative demands relative to present conditions and evaluating the impacts of climate on the basin’s hydrological regime and water resources availability for the future climate scenario, 2046-2065. To achieve these objectives the study used observed hydrological, meteorological data sets and the basin’s physical characteristics to establish parameters of the Pitman and WEAP hydrological models. Hydrological modelling is an integral part of hydrological investigations and evaluations. The various sources of uncertainties in the outputs of the climate and hydrological models were identified and quantified, as an integral part of the whole exercise. The 2-step approach of the uncertainty version of the model was used to estimate a range of parameters yielding behavioural natural flow ensembles. This approach uses the regional and local hydrological signals to constrain the model parameter ranges. The estimated parameters were also employed to guide the calibration process of the Water Evaluation And Planning (WEAP) model. The two models incorporated the estimated water uses within the basin to establish the present day flow simulations and they were found to sufficiently simulate the present day flows, as compared to the observed flows. There is an indication therefore, that WEAP can be successfully applied in other regions for hydrological investigations. Possible changes in future climate regime of the basin were evaluated by analysing downscaled temperature and rainfall outputs from a set of 9 climate models. The predictions are based on the A2 greenhouse gases emission scenario which assumes a continuous increase in emission rates. While the climate models agree that temperature, and hence, evapotranspiration will increase in the future, they demonstrate significant disagreement on whether rainfall will decrease or increase and by how much. The disagreement of the GCMs on projected future rainfall constitutes a major uncertainty in the prediction of water resources availability of the basin. This is to the extent that according to 7 out of 9 climate models used, the stream flow in four sub-basins (D21E, D22B, D23D and D23F) in the Caledon River Basin is projected to decrease below the present day flows, while two models (IPSL and MIUB) consistently project enhanced water resource availability in the basin in the future. The differences in the GCM projections highlight the margin of uncertainty involved predicting the future status of water resources in the basin. Such uncertainty should not be ignored and these results can be useful in aiding decision-makers to develop policies that are robust and that encompass all possibilities. In an attempt to reduce the known uncertainties, the study recommends upgrading of the hydrological monitoring network within the Caledon River Basin to facilitate improved hydrological evaluation and management. It also suggests the use of updated climate change data from the newest generation climate models, as well as integrating the findings of the current research into water resources decision making process.

Modification of land use/land cover in South Florida has posed a major challenge in the region’s eco-hydrology by shifting the surface-atmosphere water and energy balance. Although drainage and development in South Florida took place extensively between the mid- and late- 20th century, converting half of the original Everglades into agricultural and urban areas, urban expansion still accounts for a dominant mode of surface cover change in South Florida. Changes in surface cover directly affect the radiative, thermophysical and aerodynamic parameters which determine the absorption and partitioning of radiation into different components at the Earth surface. The alteration is responsible for changing the thermal structure of the surface and surface layer atmosphere, eventually modifying surface-induced convection. This dissertation is aimed at analyzing the extent and pattern of land cover change in South Florida and delineating the associated development of urban heat island (UHI), energy flux alteration, and convective rainfall modification using observed data, remotely sensed estimates, and modeled results. Urban land covers in South Florida are found to have increased by 10% from 1974 to 2011. Higher Landsat-derived land surface temperatures (LST) are observed in urban areas (LSTu-r =2.8°C) with satisfactory validation statistics for eastern stations (Nash-Sutcliffe coefficient =0.70 and R2 =0.79). Time series trends, significantly negative for diurnal temperature range (DTR= -1°C, p=0.005) and positive for lifting condensation level (LCL > 20m) reveal temporal and conspicuous urban-rural differences in nocturnal temperature (ΔTu-r = 4°C) shows spatial signatures of UHI. Spatially higher (urban: 3, forest: 0.14) and temporally increasing (urban: 1.67 to 3) Bowen’s ratios, and sensible heat fluxes exceeding net radiation in medium and high-intensity developed areas in 2010 reflect the effect of urbanization on surface energy balance. Radar reflectivity-derived surface-induced convective rainfall reveals significantly positive mean differences (thunderstorm cell density: 6/1000 km2and rain rate: 0.24 mm/hr/summer, p < 0.005) between urban and entire South Florida indicating convective enhancement by urban covers. The research fulfils its two-fold purposes: advancing the understanding of post-development hydrometeorology in South Florida and investigating the spatial and temporal impacts of land cover change on the microclimate of a subtropical city.

The knowledge of soil moisture is of pronounced importance in various applications e.g. flood control, agricultural production and effective water resources management. These applications require the knowledge of spatial and temporal variation of the soil moisture in the watershed. There are three approaches of estimating/measuring soil moisture namely,(i) in-situ measurements,(ii) remote sensing, and(iii) hydrological modelling. The in situ techniques of measurement provide relatively accurate information at point scale but are not feasible to gather in large numbers relevant for a watershed. The soil moisture can be simulated by hydrological models at the desired spatial and temporal resolution, but these simulations would often be affected by the uncertainties in the model physics, parameters, forcing, initial and boundary conditions. The remote sensing provides an alternative to retrieve the soil moisture of the surface (top few centimeters ) layer, but even this data is limited by the spatial or temporal resolution, which is satellite dependant. Hydrological models could be improved by assimilating remotely sensed soil moisture, which requires a retrieval algorithm. In order to develop a retrieval algorithm the satellite data need to be calibrated/validated with the in-situ ground measurements. The retrieval of surface soil moisture from microwave remote sensing is sensitive to surface conditions, and hence requires calibration/validation specific to a site/region. The improvement in the hydrological variables/fluxes is sensitive to the framework adopted during the assimilation of remotely sensed data. The main focus of the study was to assess the retrieval algorithm for the surface soil moisture from both active (ENVISAT,RADARSAT-2)and passive(AMSR-E) microwave satellites in a semi-arid tropical watershed of South India. Further, the usefulness of these retrieved remotely sensed products for the estimation of recharge was investigated by developing a coupled hydrological model and an assimilation framework. A brief introduction was made in Chapter 1 on the importance of surface soil moisture and evapotranspiration in hydrology, and the feasible options available for the retrieval from microwave remote sensing. A detailed review of the literature is presented in Chapter 2 to establish the state-of-the-art on the following:(i) retrieval algorithms for the surface soil moisture from active and passive microwave remote sensing,(ii) estimation of actual evapotranspiration from optical remote sensing(MODIS),(iii) coupled surface-ground water hydrological models,(iv) estimation of soil hydraulic properties with their uncertainties, and(v) assimilation framework specific to hydrological modelling. To calibrate/validate the retrieval algorithms and to test the coupled model and the assimilation framework developed, field measurements were carried out in the BerambadI experimental watershed located in the Kabini river basin. The surface soil moisture in 50 field plots, profile soil moisture up to 1m depth in 20 field plots, and ground water level in 200 bore wells were measured. Twelve images of ENVISAT, seven teen images of RADARSAT-2, along with AMSR-E and MODIS data were used. These data pertained to different durations during the period 2008 to 2011,the details of which are given in Chapter 3. The approach for the retrieval of surface soil moisture and the associated uncertainty from active and passive microwave remote sensing is given in Chapter 4. Surface soil moisture was retrieved for six vegetation classes using the linear regression model and copulas. Three types of copulas(Clayton, Frank and Gumbel) were investigated. It was found that the ensemble mean simulated using the linear regression model and three copulas was nearly same. The copulas were found to be superior than the linear regression model when comparing the distributions of the mean of the generated ensemble. Among the copulas it was observed that the Clayton copula performed better in the lower and middle ranges of backscatter coefficient, while the Gumbel and Frank copulas were found to be superior in the upper ranges of backscatter coefficients. The range of RMSE was approximatively 4cm3cm−3 indicating that the retrieval from ENVISAT/RADARSAT-2 was good. ACDF based approach was proposed to retrieve the surface soil moisture map for the watershed with a spatial resolution of 100m x 100m ( i.e one hectare). The map of the uncertainty in the retrieved surface soil moisture was also prepared using the Clayton copula. The AMSR-E surface soil moisture product was calibrated for the watershed during the period 2008 to 2011, using the map generated from the ENVISAT/RADARSAT data. They Clayton copula was used to generate the ensemble of the corrected AMSR-E surface soil moisture. The standard deviation of the generated ensemble varied from 0.01 to 0.03cm3cm−3 ,hence the derived surface soil moisture product for Berambadi was found to be good. In the Chapter 5, a one dimensional soil moisture model was developed based on the numerical solution of the Richards’ equation using finite difference method and inverse modeling was carried out using the Generalized Likelihood Uncertainty Estimation(GLUE) approach for estimating the soil hydraulic parameters of the van Genuchten(VG) model and their uncertainty. The parameters were estimated from the two field sites(Berambadi and Wailapally watershed in South India) and from laboratory evaporation experiment for the Wailapally site. It was found that the GLUE approach was able to provide good uncertainty bounds for the soil hydraulic parameters. The uncertainty in the estimates from the field experiment was found to be higher than from the laboratory evaporation experiment for both water retention and hydraulic conductivity curves. The saturated soil moisture(θs )and shape parameter (n) of VG model estimated from the laboratory evaporation and field experiment were found to be the same, and further more they showed a lower uncertainty from both the experiments. Moreover, the residual soil moisture (θr), inverse of capillary fringe thickness (α) and saturated hydraulic conductivity( KS) showed a relatively higher uncertainty. In the Berambadi watershed ,the inverse modeling was performed in three bare field plots, and it was found that field plots which had higher θs showed a relatively higher actual evapotranspiration (AET) and lower potential recharge. In Chapter 6, the retrieval of profile soil moisture up to 2m by assimilation of surface soil moisture was investigated by performing synthetic experiments on six soil types. The measured surface soil moisture over top 5cm depth was assimilated into the one dimensional soil moisture model to retrieve the profile soil moisture. Even though the assimilation of surface soil moisture helped in improving the profile soil moisture for the six soil types, the bias was observed. To reduce the bias, pseudo observations of profile soil moisture were generated and used in addition to the surface soil moisture in the assimilation altogether. These pseudo observations were generated using the linear relationship existing between the surface and profile soil moisture. A significant bias reduction was found to be feasible by using this method when pseudo observations beyond 75cm depth were used then there was no significant improvement. A coupled surface-ground water model was developed, which had 5 layers for the vadose zone and one layer for the ground water zone, in order to consider the major hydrological processes from ground surface to ground water table in a semi-arid watershed. The details of the coupled model were described in Chapter 7. The major aim of this model was to be able to use remotely sensed data of surface soil moisture and evapotranspiration to simulate recharge. The model was tested by applying in a lumped framework to the field data set in the Berambadi watershed for the year 2010 to 2011. The performance of the model was evaluated with the measured watershed average root zone soil moisture and ground water levels. The watershed average root zone soil moisture was obtained by averaging the field measurements from 20 plots and average ground water level was obtained by averaging the field measurement from 200 bore wells. In order to assimilate the AET into the coupled model, the daily AET at a spatial resolution of 1km was estimated from MODIS data. The AET was validated in one forested and four agricultural sites in the watershed. The validation was based on the comparison with AET simulated from water balance models. For agricultural plots the STICS (crop model) and for the forested site the COMFORT (hydrological) model were used. The AET from the MODIS showed a reasonably good match with both the forested and agricultural plots at the annual scale (for the crop model approximately 4-5 months). Model simulations were carried out with and without assimilating the remotely sensed data and the performance was evaluated. It was found that the assimilation helped in capturing the trends in deeper layer soil moisture and groundwater level. At the end, in Chapter 8 the major conclusions drawn from the various chapters are summarized.

Inner Mongolian grasslands are part of the vast Eurasian steppe belt and were used for nomadic pastoralism for thousands of years. As a result of political and economic changes in China in the last century, this mobile grazing management has been replaced by a sedentary and intensified livestock production. Stocking rates have increased substantially, overshooting the carrying capacity of the grasslands. These land use changes have induced severe grassland degradation. The impact and causes of grassland degradation have been investigated by the Sino-German joint research group MAGIM (Matter fluxes in grasslands of Inner Mongolia as influenced by stocking rate) in the Xilin River catchment of Inner Mongolia since 2004. This work is part of subproject P6, which amongst others pursues the goal of quantifying water balance exchange by micrometeorology and remote sensing. The dominating process of water balance losses in Inner Mongolian grasslands is evapotranspiration (ET), whereby water vapour is released into the lower atmosphere. ET is highly variable in both time and space in this semi-arid environment, as it is coupled with the typically fluctuating amount of precipitation (P). However, despite ET being the key output process of the hydrological cycle of Inner Mongolian grasslands and despite its important role as an indicator for ecosystem functioning, little is known about its spatiotemporal distribution and variability in this remote area. Recent studies on ET have demonstrated variations due to phenology, soil moisture and land use, but these studies have been limited to short periods and have been conducted on a few field sites in close proximity with debatable representativeness for the 2600 km² of grasslands in the Xilin River catchment. The development of a number of remote sensing methods in the last decades has introduced various approaches to determining spatial ET from space, but the application of remotely sensed ET in regional long-term studies is still problematic. Nevertheless, a variety of surface parameters are provided by the sensor MODIS (moderate resolution imaging spectroradiometer) at a resolution of approx. 1km. The aim of this work was (1) to close the gap between the limitations of available local ET measurements and the need for long-term studies on spatial ET in Inner Mongolian grasslands and (2) to analyse the spatiotemporal variability of ET and its implications on livestock management in this area. Therefore, micrometeorological data, remote sensing products and hydrological modelling with BROOK90 were integrated to model spatial ET for the grasslands of the Xilin River catchment over 10 years. The hydrological model BROOK90 calculates ET based on a modified Penman-Monteith approach including the separation of energy into transpiration and soil evaporation. The spatial application of the model was based on a land use classification restricted to the land use unit typical steppe. BROOK90 was parameterised from eddy covariance measurements, soil characteristics and MODIS leaf area index (LAI). Location and canopy parameters were provided individually, as well as the essential daily model input, including P and air temperatures for each pixel. Minimum and maximum air temperatures were calculated based on a relationship between measured air temperatures and MODIS surface temperatures (R²=0.92 and R²=0.87, n=81). Spatial P was estimated from a relationship found between the measured cumulative P of six rain gauges within the grasslands and the increase of MODIS LAI around these measurements (R²=0.80, n=270). Modelled ET is plausible and fits in the range of published results. ET was demonstrated to be highly variable in both time and space: the high spatiotemporal variability of eight-day ET is reflected by the coefficients of variation, which varied between 25% and 40% for the whole study area and were up to 75% for individual pixels. Soil evaporation reacts considerably more sensitively to precipitation pulses than transpiration. Modelled annual ET sums approached or exceeded precipitation sums in general; however, P exceeded ET in 2003, when exceptionally high precipitation occurred. The strong dynamics and the high spatiotemporal variability of ET clearly demonstrate that the current static livestock management is not adapted to the conditions of Inner Mongolian grasslands. New concepts for a sustainable livestock management could be developed in consideration of the intrinsic long-term patterns of spatial ET distribution and spatiotemporal variability identified in this work. Moreover, as this method for modelling spatial ET is not restricted to the grasslands of the Xilin River catchment, livestock management in other semi-arid grasslands could benefit from it as well. / Die Grasländer der Inneren Mongolei sind Teil des riesigen eurasischen Steppengürtels und wurden seit Tausenden von Jahren für die nomadische Weidewirtschaft genutzt. Als Folge der politischen und wirtschaftlichen Veränderungen in China im letzten Jahrhundert ist diese mobile Weidewirtschaft durch eine ortsgebundene und intensivierte Tierhaltung ersetzt worden. Besatzdichten wurden erheblich erhöht und die Tragfähigkeit der Grasländer wurde deutlich überschritten. Diese Landnutzungsänderungen haben schwerwiegende Degradationserscheinungen der Grasländer induziert. Die Ursachen und Auswirkungen der Degradation sind von der Deutsch-Chinesischen-Forschungsgruppe MAGIM (Matter fluxes in grasslands of Inner Mongolia as influenced by stocking rate) im Einzugsgebiet des Xilin-Flusses in der Inneren Mongolei seit 2004 untersucht worden. Diese Arbeit wurde im Rahmen des Teilprojektes P6 erstellt, welches unter anderem das Ziel verfolgt, Wasserhaushaltsprozesse mit Mikrometeorologie und Fernerkundung zu quantifizieren. Der dominierende Prozess der Wasserbilanz-Verluste in den Grasländern der Inneren Mongolei ist die Verdunstung (ET), wobei Wasserdampf in die untere Atmosphäre freigesetzt wird. ET ist in diesem semi-ariden Ökosystem in Zeit und Raum sehr variabel, da an die in der Regel schwankenden Niederschläge (P) gekoppelt. Trotz der Schlüsselrolle, die ET im Wasserkreislauf der Inneren Mongolei einnimmt, und der wichtigen Rolle als Indikator für die Funktionsweise des Ökosystems, ist wenig über die raum-zeitliche Verteilung und Variabilität von ET in dieser abgelegenen Region bekannt. Neuere Studien haben ET-Schwankungen aufgrund von Phänologie, Bodenfeuchte und Bodennutzung dargestellt, aber diese Studien sind auf kurze Zeiträume beschränkt und wurden auf nur wenigen Standorten, die sich in unmittelbarer Nähe befinden, durchgeführt. Dies stellt ihre Repräsentativität für die 2600 km² an Grasland im Xilin-Einzugsgebiet in Frage. Die Entwicklung von Fernerkundungsmethoden in den letzten Jahrzehnten hat verschiedene Ansätze zur Bestimmung der räumlichen ET hervorgebracht, jedoch ist die Anwendung von ET aus Fernerkundungsdaten in regionalen Langzeitstudien immer noch problematisch. Dennoch werden eine Vielzahl von Oberflächenparametern durch den Sensor MODIS (Moderate Resolution Imaging Spectroradiometer) bei einer Auflösung von ca. 1km zur Verfügung gestellt. Das Ziel dieser Arbeit war (1) die Lücke zwischen den verfügbaren lokalen ET-Messungen und dem Bedarf an langfristigen Untersuchungen zu räumlicher ET im Grasland der Inneren Mongolei zu schließen und (2) die räumlich-zeitliche Variabilität von ET vor dem Hintergrund des Beweidungsmanagements zu analysieren. Daher wurden mikrometeorologische Daten, Fernerkundungsprodukte und hydrologische Modellierungen mit BROOK90 integriert, um die räumliche ET für die Grasländer des Xilin-Einzugsgebietes über 10 Jahre zu modellieren. Das hydrologische Modell BROOK90 berechnet ET auf Basis eines modifizierten Penman-Monteith-Ansatzes einschließlich der Aufteilung in Transpiration und Bodenverdunstung. Die räumliche Anwendung des Standortmodells basiert auf einer Landnutzungsklassifikation und wurde für die Landnutzungsklasse typical steppe durchgeführt. Eddy-Kovarianz-Messungen, Bodeneigenschaften und MODIS-Blattflächenindex (LAI) wurden zur Parametrisierung von BROOK90 verwendet. Sowohl Lage- und Pflanzenparameter, als auch die notwendigen Modelleingangsdaten (Tageswerte von P und Lufttemperaturen), wurden für jeden Pixel individuell zur Verfügung gestellt. Minimum- und Maximum-Lufttemperaturen wurden mittels einer Beziehung zwischen gemessenen Lufttemperaturen und MODIS-Oberflächentemperaturen berechnet (R²=0.92 und R²=0.87, n=81). Räumliche P wurden aus einem Zusammenhang zwischen gemessenen kumulierten P von sechs Niederschlagsmessern im Untersuchungsgebiet und der Erhöhung des MODIS-LAI im Bereich dieser Messungen abgeleitet (R²=0.80, n=270). Die modellierte räumliche ET ist plausibel und liegt im Wertebereich der publizierten Ergebnisse. Es wurde gezeigt, das ET sehr variabel in Raum und Zeit ist: die raum-zeitlichen Schwankungen der achttägigen ET wurden durch den Variationskoeffizienten dargestellt, welcher zwischen 25% und 40% für das gesamte Untersuchungsgebiet variiert und für einzelne Pixel bis auf 75% ansteigt. Die Bodenverdunstung reagiert wesentlich empfindlicher auf Niederschlagsereignisse als die Transpiration. Modellierte Jahres-ET-Summen erreichen oder überschritten die Niederschlagssummen in der Regel, jedoch übertraf P die ET im Jahre 2003, als außergewöhnlich hohe Niederschläge aufgetreten sind. Die starke Dynamik und die hohe raum-zeitliche Variabilität der ET zeigen deutlich, dass die aktuelle statische Tierhaltung nicht an die Bedingungen in den Innermongolischen Grasländern angepasst ist. Neue Konzepte für eine nachhaltige Viehwirtschaft könnten unter Berücksichtigung der inhärenten langfristigen Muster der räumlichen Verteilung von ET und ihrer raum-zeitlichen Variabilität, die in dieser Arbeit identifiziert wurden, entwickelt werden. Außerdem ist die Anwendung der entwickelten Methode für die Modellierung räumlicher ET nicht auf die Grasländer des Xilin-Einzugsgebietes beschränkt; die Weidewirtschaft in anderen semi-ariden Grasländern könnte ebenfalls davon profitieren.

Hydrological processes and dynamics in the changing climate and environment: Lessons learned from multiple temporal and spatial scales Ye Su ABSTRACT Climate change, along with the changes in land use and land cover (LULC), is the key factor driving the changes in hydrological processes and dynamics in a basin. This thesis emphasized on understanding the impact of both long-term climate change and abrupt anthropogenic driven agricultural intensification or natural driven insect-induced forest disturbance on hydrological processes and dynamics at varying spatial and temporal scales in two diverting terrestrial environment. Two pattern-based investigations, one case study in a forest region in Central Europe and another in a semi-arid region in Central Asia, were aimed to answer the main research question "what are the responses of hydrological dynamics and the related hydro-geochemical conditions to climate change and certain changes in LULC at a basin-scale?". The long-term hydro-climatic dataset was used for conducting statistical analyses and establishing hydro-climatic modelling at the basin scale. We further conducted process-based studies, attempting to understand how and why the specific hydrological dynamics were altered at smaller spatial and temporal scales: (i) a catchment-scale tracer-based...

Evapotranspiration ET is a dominant Earth System process that couples the water and energy cycles at the earth surface. The pressure of global environmental changes foster the broad scientific aim to understand impacts of climate and land-use on evapotranspiration under transient conditions. In this work, the spatial scale of river catchments is addressed through data analysis of hydrological and meteorological archives with ET classically derived through water balance closure. Through a synthesis of various catchments with different climatic forcings and hydrological conditions, the core objectives of this thesis are: - Did environmental changes in the past, such as climatic- or land-use and land cover (LULC) changes, result in detectable non-stationary changes in the hydro-climate time series? - How can the impacts of climatic- from LULC changes on the hydroclimatology of catchments be separated? - What are the factors that control the sensitivity of ET and streamflow to external changes? These research questions are addressed for the climatic scales of long-term annual averages and seasonal conditions which characterise the hydroclimatology of river catchments. Illustrated by a rich hydro-climatic archive condensed for 27 small to medium sized river catchments in Saxony, a method is proposed to analyse the seasonal features of river flow allowing to detect shifting seasons in snow affected river basins in the last 90 years. Observations of snow depth at these same times lead to the conclusion, that changes in the annual cycle of air temperature have a large influence on the timing of the freeze-thaw in late winter and early spring. This causes large changes in storage of water in the snow pack, which leads to profound changes of the river regime, particularly affecting the river flow in the following months. A model-based data analysis, based on the fundamental principles of water and energy conservation for long-term average conditions, is proposed for the prediction of ET and streamflow, as well as the separation of climate related impacts from impacts resulting from changes in basin conditions. The framework was tested on a large data set of river catchments in the continental US and is shown to be consistent with other methods proposed in the literature. The observed past changes highlight that (i) changes in climate, such as precipitation or evaporative demand, result in changes of the partitioning within the water and energy balance, (ii) the aridity of the climate and to a lesser degree basin conditions determine the sensitivity to external changes, (iii) these controlling factors influence the direction of LULC change impacts, which in some cases can be larger than climate impacts. This work provides evidence, that changes in climatic and land cover conditions can lead to transient hydrological behaviours and make stationary assumptions invalid. Hence, past changes present the opportunity for model testing and thereby deriving fundamental laws and concepts at the scale of interest, which are not affected by changes in the boundary conditions.:Kurzfassung Abstract List of Manuscripts Symbols and abbreviations List of Symbols List of abbreviations 1 Introduction 1.1 Motivation and relevance 1.1.1 Scientific importance of evapotranspiration 1.1.2 Pressure of human driven changes 1.1.3 Practical importance of evapotranspiration 1.2 Scope 1.2.1 Focus on the catchment scale 1.2.2 Changes in the hydroclimatology of river catchments 1.2.3 Hydro-climate data analysis 1.3 Objectives and research questions 1.3.1 Shifting seasons in hydrology 1.3.2 Long-term annual average changes of evapotranspiration and streamflow 1.3.3 Methodological requirements 1.4 Structure of the thesis 2 Long term variability of the annual hydrological regime 2.1 Introduction 2.1.1 Motivation 2.1.2 Seasonal changes in hydrologic records 2.1.3 Regional climate in Saxony 2.1.4 Objective and structure 2.2 Methods 2.2.1 Annual periodic signal extraction 2.2.2 The runoff ratio and its annual phase 2.2.3 Descriptive circular statistics 2.2.4 Detection of nonstationarities, trends and change points 2.3 Data 2.4.1 Estimation and variability of the timing of the runoff ratio 2.4.2 Temporal variability of the timing 2.4.3 Does temperature explain trends in seasonality of runoff ratio? 2.4.4 Trend analysis in snow dominated basins 2.4.5 Uncertainty and significance of the results 2.5 Conclusions 2.A Preparation of basin input data 2.A.1 Precipitation 2.A.2 Temperature and snow depth data 3 Evaluation of water-energy balance frameworks 3.1 Introduction 3.2 Theory 3.2.1 Coupled water and energy balance 3.2.2 The ecohydrologic framework for change attribution 3.2.3 Applying the climate change hypothesis to predict changes in basin evapo transpiration and streamflow 3.2.4 Derivation of climatic sensitivity using the CCUW hypothesis 3.2.5 The Budyko hypothesis and derived sensitivities 3.3 Sensitivity analysis 3.3.1 Mapping of the Budyko functions into UW space 3.3.2 Mapping CCUW into Budyko space 3.3.3 Climatic sensitivity of basin evapotranspiration and streamflow 3.3.4 Climate-vegetation feedback effects 3.4 Application: three case studies 3.4.1 Mississippi River Basin (MRB) 3.4.2 Headwaters of the Yellow River Basin (HYRB) 3.4.3 Murray-Darling River Basin (MDB) 3.5 Conclusions 3.5.1 Potentials and limitations 3.5.2 Insights on the catchment parameter 3.5.3 Validation 3.5.4 Perspectives 3.A Derivation of the climate change direction 4 Climate sensitivity of streamflow over the continental United States 4.1 Introduction 4.1.1 Motivation 4.1.2 Hydro-climate of the continental US 4.1.3 Aims and research questions 4.2 Methods 4.2.1 Ecohydrological concept to separate impacts of climate and basin changes 4.2.2 Streamflow change prediction based on a coupled water-energy balance framework 4.2.3 Streamflow change prediction based on the Budyko hypothesis 4.2.4 Statistical classification of potential climate and basin change impacts 4.3 Data 4.4 Results and discussion 4.4.1 Hydro-climate conditions in the US 4.4.2 Climate sensitivity of streamflow 4.4.3 Assessment of observed and predicted changes in streamflow 4.4.4 Uncertainty discussion 4.5 Conclusions 4.A Mathematical derivations for the Mezentsev function 5 Summary and conclusions 5.1 Shifting seasons in hydrology 5.1.1 Major findings 5.1.2 Socio-economic and political relevance 5.1.3 Limitations and possible directions for further research 5.2 Long-term annual changes in ET and streamflow 5.2.1 Major findings 5.2.2 Socio-economic and political relevance 5.2.3 Limitations and further research 5.3 General conclusions and outlook 5.3.1 Regional and temporal limits and validity 5.3.2 Hydrological records carry signals of climate and land use change 5.3.3 Statistical significance of past changes 5.3.4 Improvements in assessing ET 5.3.5 Remote sensing 5.3.6 Learning from the past to predict the future? Bibliography Danksagung Erklärung / Die Verdunstung ist ein maßgeblicher Prozess innerhalb des Klimasystems der Erde, welche den Wasserkreislauf mit dem Energiehaushalt der Erde verbindet. Eine zentrale wissenschaftliche Herausforderung ist, zu verstehen, wie die regionale Wasserverfügbarkeit durch Änderungen des Klimas oder der physiographischen Eigenschaften der Landoberfläche beeinflusst wird. Mittels einer integrierten Datenanalyse von vorhandenen langjährigen Archiven hydroklimatischer Zeitreihen werden die folgenden wissenschaftlichen Fragestellungen dieser Dissertation diskutiert: - Haben beobachtete Änderungen der Landoberfläche und des Klimas zu nachweisbaren, instationären hydroklimatischen Änderungen geführt? - Lassen sich die hydroklimatischen Auswirkungen von Klimaänderungen und Änderungen der Landoberfläche voneinander unterscheiden? - Welche Faktoren beeinflussen die Sensitivität von Abfluss und Verdunstung auf Veränderungen der klimatischen und physiographischen Randbedingungen? Hierbei fokussiert sich die Arbeit auf Änderungen im langjährige Mittel und im Jahresgang von hydroklimatischen Variablen auf der räumlichen Skala von Flusseinzugsgebieten. Zur Untersuchung des hydrologischen Regimes wurde ein harmonischer Filter angewandt, der es erlaubt, die Eintrittszeit des Jahresgangs (Phase) zu quantifizieren. Diese klimatologische Kenngröße wurde für eine Vielzahl von Einzugsgebieten in Sachsen untersucht, wobei sich vor allem für die Gebiete in den Kammlagen des Erzgebirges signifikante Veränderungen ergaben. Es konnte gezeigt werden, dass die signifikante Phasenverschiebung der Temperatur seit Ende der 1980er Jahre zu einer verfrühten Schneeschmelze und dadurch zu einem Rückgang des Abflusses bis in die Sommermonate hinein geführt hat. Desweiteren wurde eine modellbasierte Datenanalyse entwickelt, welche auf Massen- und Energieerhalt von Einzugsgebieten im langjährigen Mittel beruht. Das entwickelte Konzept erlaubt es, Auswirkungen von Klimaänderungen von anderen Effekten, welche z.B. durch Landnutzungsänderungen bedingt sind, abzugrenzen und zu quantifizieren. Die Ergebnisse einer Sensitivitätsanalyse dieses Konzeptes sowie die Anwendung auf einen umfangreichen hydroklimatischen Datensatz der USA zeigen: (i) Veränderungen im Wasser- oder Energiedargebot beeinflussen auch die Aufteilung der Wasser- und Energieflüsse. (ii) Die Aridität des Klimas und nachgeordnet die physiographischen Faktoren bestimmen die Sensitivität von Verdunstung und Abfluss. (iii) Beide Faktoren beeinflussen die Stärke und Richtung der Auswirkungen von physiographischen Änderungen. (iv) Anthropogene Veränderungen der Landoberfläche führten zum Teil zu stärkeren Auswirkungen als klimatisch bedingte Änderungen. Zusammenfassend zeigt sich, dass Änderungen von Landnutzung und Klima zu Verschiebungen im Wasserhaushalt führen können und damit auch die Annahme von Stationarität verletzen. Hydroklimatische Veränderungen bieten aber auch eine Gelegenheit zum Testen von Theorien und Modellen, um somit die grundlegenden Zusammenhänge zu erkennen, welche nicht durch Änderungen der Randbedingungen hinfällig werden.:Kurzfassung Abstract List of Manuscripts Symbols and abbreviations List of Symbols List of abbreviations 1 Introduction 1.1 Motivation and relevance 1.1.1 Scientific importance of evapotranspiration 1.1.2 Pressure of human driven changes 1.1.3 Practical importance of evapotranspiration 1.2 Scope 1.2.1 Focus on the catchment scale 1.2.2 Changes in the hydroclimatology of river catchments 1.2.3 Hydro-climate data analysis 1.3 Objectives and research questions 1.3.1 Shifting seasons in hydrology 1.3.2 Long-term annual average changes of evapotranspiration and streamflow 1.3.3 Methodological requirements 1.4 Structure of the thesis 2 Long term variability of the annual hydrological regime 2.1 Introduction 2.1.1 Motivation 2.1.2 Seasonal changes in hydrologic records 2.1.3 Regional climate in Saxony 2.1.4 Objective and structure 2.2 Methods 2.2.1 Annual periodic signal extraction 2.2.2 The runoff ratio and its annual phase 2.2.3 Descriptive circular statistics 2.2.4 Detection of nonstationarities, trends and change points 2.3 Data 2.4.1 Estimation and variability of the timing of the runoff ratio 2.4.2 Temporal variability of the timing 2.4.3 Does temperature explain trends in seasonality of runoff ratio? 2.4.4 Trend analysis in snow dominated basins 2.4.5 Uncertainty and significance of the results 2.5 Conclusions 2.A Preparation of basin input data 2.A.1 Precipitation 2.A.2 Temperature and snow depth data 3 Evaluation of water-energy balance frameworks 3.1 Introduction 3.2 Theory 3.2.1 Coupled water and energy balance 3.2.2 The ecohydrologic framework for change attribution 3.2.3 Applying the climate change hypothesis to predict changes in basin evapo transpiration and streamflow 3.2.4 Derivation of climatic sensitivity using the CCUW hypothesis 3.2.5 The Budyko hypothesis and derived sensitivities 3.3 Sensitivity analysis 3.3.1 Mapping of the Budyko functions into UW space 3.3.2 Mapping CCUW into Budyko space 3.3.3 Climatic sensitivity of basin evapotranspiration and streamflow 3.3.4 Climate-vegetation feedback effects 3.4 Application: three case studies 3.4.1 Mississippi River Basin (MRB) 3.4.2 Headwaters of the Yellow River Basin (HYRB) 3.4.3 Murray-Darling River Basin (MDB) 3.5 Conclusions 3.5.1 Potentials and limitations 3.5.2 Insights on the catchment parameter 3.5.3 Validation 3.5.4 Perspectives 3.A Derivation of the climate change direction 4 Climate sensitivity of streamflow over the continental United States 4.1 Introduction 4.1.1 Motivation 4.1.2 Hydro-climate of the continental US 4.1.3 Aims and research questions 4.2 Methods 4.2.1 Ecohydrological concept to separate impacts of climate and basin changes 4.2.2 Streamflow change prediction based on a coupled water-energy balance framework 4.2.3 Streamflow change prediction based on the Budyko hypothesis 4.2.4 Statistical classification of potential climate and basin change impacts 4.3 Data 4.4 Results and discussion 4.4.1 Hydro-climate conditions in the US 4.4.2 Climate sensitivity of streamflow 4.4.3 Assessment of observed and predicted changes in streamflow 4.4.4 Uncertainty discussion 4.5 Conclusions 4.A Mathematical derivations for the Mezentsev function 5 Summary and conclusions 5.1 Shifting seasons in hydrology 5.1.1 Major findings 5.1.2 Socio-economic and political relevance 5.1.3 Limitations and possible directions for further research 5.2 Long-term annual changes in ET and streamflow 5.2.1 Major findings 5.2.2 Socio-economic and political relevance 5.2.3 Limitations and further research 5.3 General conclusions and outlook 5.3.1 Regional and temporal limits and validity 5.3.2 Hydrological records carry signals of climate and land use change 5.3.3 Statistical significance of past changes 5.3.4 Improvements in assessing ET 5.3.5 Remote sensing 5.3.6 Learning from the past to predict the future? Bibliography Danksagung Erklärung

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Dans la forêt boréale, les températures augmentent et les régimes de précipitations changent, ce qui entraîne une augmentation de l'intensité et de la fréquence des conditions de sécheresse. Ces changements devraient se poursuivre et avoir des effets complexes et variables sur la végétation de la forêt boréale, notamment la modification de la composition due à la sécheresse, la mortalité des arbres et la disparition des forêts. L'objectif de cette thèse était de fournir une meilleure compréhension fonctionnelle des relations arbre-eau pour deux espèces d'arbres boréales communes et co-occurrentes (l’épinette noire; Picea mariana et le mélèze laricin; Larix laricina) à travers la forêt boréale de l'ouest du Canada. Pour ce faire, j’ai étudié comment les différents éléments de l'hydraulique des arbres, y compris la transpiration, et le déficit hydrique, étaient affectés par les conditions locales (structure du peuplement, conditions édaphiques et type de couverture terrestre), les stratégies fonctionnelles des arbres (caractéristiques structurelles et foliaires) et/ou les conditions climatiques (déficit de pression de vapeur, rayonnement, température de l'air, pluie et évapotranspiration). J'ai déterminé que l'utilisation acquisitive des ressources se traduisait par une productivité plus élevée chez le mélèze laricin, lorsque la disponibilité en eau était élevée, que les nutriments n'étaient pas limités et que la concurrence pour la lumière était favorable. L'épinette noire, en revanche, avait une acquisition lente des ressources, privilégiant la conservation de l'eau par rapport à la croissance radiale. J'ai déterminé que la transpiration de l'épinette noire et du mélèze laricin était influencée par l'hétérogénéité du site dans un complexe de tourbières boréales boisées, entraînant une variabilité de la contribution de la transpiration à l’échelle de l’évapotranspiration de l'écosystème. J’ai associé des variables environnementales au déficit hydrique des arbres au niveau de l'espèce afin de déterminer les facteurs de stress hydrique chez l'épinette noire et le mélèze laricin sur cinq sites de la limite sud à la limite nord de la forêt boréale. J'ai determiné que le déficit hydrique quotidien des arbres était contrôlé par la transpiration, tandis que les périodes plus longues (jours à semaines) de stress dû à la sécheresse étaient contrôlées par le rayonnement solaire et la disponibilité de l'eau, et étaient coordonnées avec les flux d'évapotranspiration à l’échelle du peuplement. Il est important de comprendre les relations hydriques des espèces d'arbres dans le biome boréal occidental du Canada, car la disponibilité en eau devrait devenir de plus en plus limitée dans cette région. Malgré des stratégies différentes selon les espèces pour faire face aux conditions actuelles de la forêt boréale, il existe des incertitudes quant à la résilience des arbres face aux changements environnementaux prévus. La poursuite des travaux visant à quantifier les réponses des espèces d'arbres communes et répandues à des conditions progressivement limitées en eau aidera à comprendre la résilience des forêts boréales face aux changements environnementaux rapides et à maintenir leurs services écosystémiques liés à la régulation du climat, à la séquestration du carbone, à l'habitat de la faune et de la flore, à la culture et à l'économie. / In the boreal forest, air temperatures are increasing, and precipitation regimes are changing, leading to amplified intensity and frequency of drought conditions. Changes are projected to continue, resulting in complex and variable effects on boreal forest vegetation including drought-induced forest compositional changes, tree mortality and, in some places, forest loss. The objective l of this work was to provide an improved functional understanding of tree-water relationships for two common and co-occurring boreal tree species (black spruce; Picea mariana and tamarack; Larix laricina) across Canada’s western boreal forest. To achieve this objective, I explored how different elements of tree-water relations, including transpiration, and tree water deficit were affected by local conditions (stand structure, edaphic conditions, and land cover type), tree functional strategies (structural and foliar traits), and/or meteorological conditions (vapor pressure deficit, radiation, air temperature, rain, and evapotranspiration). In Chapter 2, I explored the coordination between resource-use strategies of tamarack and black spruce, and found that acquisitive resource-use resulted in higher productivity in tamarack, when water availability was high, nutrients were not limited and competition for light was favourable. Black spruce, by contrast, had slow resource acquisition, prioritizing water conservation over radial growth. Next, in Chapter 3, I determined that transpiration of black spruce and tamarack were influenced by site heterogeneity across a forested boreal peatland complex, leading to variability in the contribution of stand-level transpiration to ecosystem evapotranspiration. Finally, in Chapter 4, I paired environmental variables with species-level tree water deficit to determine the drivers of water-stress in black spruce and tamarack across five sites spanning the extent of the boreal biome in western North America from the southern to northern boreal tree-line. I determined that daily tree water deficit was controlled by transpiration, while longer periods (days to weeks) of drought stress were controlled by solar radiation and water availability. Both short and long periods of tree water deficit caused greater stand-level fluxes of evapotranspiration. Understanding water relations of tree species in Canada’s western boreal biome is of utmost importance as water availability is projected to become increasingly limited in this region. Although tree species have different strategies to cope with current conditions in the boreal forest, there is uncertainty regarding the resilience of black spruce and tamarack to projected environmental changes. Continued work to quantify the responses of common and widespread tree species to progressively water-limited conditions will help to understand the resilience of boreal forests in the face of rapid environmental change, and to maintain their ecosystem services related to climate regulation, carbon sequestration, wildlife habitat, culture and economy.

[ES] Las cubiertas ajardinadas forman parte de las soluciones, diseños y sistemas constructivos de la arquitectura sostenible. El equilibrio entre las dimensiones ambiental, social y económica en aras de conseguir el máximo bienestar y desarrollo de nuestras sociedades influye en cómo se construye. La rehabilitación energética de un parque de viviendas cada día más envejecido y deteriorado permite reducir el consumo energético desde dos puntos de vista: aprovechando recursos ya existentes, al ampliar la vida útil de edificios todavía estructuralmente funcionales, pero en una condiciones térmicas, de salubridad o equipamiento deficientes; y reduciendo el consumo energético de estos edificios, con los beneficios que ello supone para el medio ambiente, la economía y el bienestar social de sus usuarios y del entorno. En la presente tesis doctoral se profundiza en el comportamiento energético y térmico de las cubiertas ajardinadas en rehabilitación, estructurándose en dos apartados que abordan el estudio de la reducción del consumo energético y las consideraciones constructivas para una correcta ejecución de estos sistemas ajardinados. En el primer apartado se analiza la distribución de temperaturas y humedades relativas en las diferentes capas de modelos reales a escala de cubiertas ajardinadas. Las conclusiones extraídas de estos datos tomados mediante data-loggers, para la ciudad de València, se comparan con el funcionamiento de los mismos sistemas constructivos de cubierta, diseñados y simulados a través de modelos informáticos. Este proceso permite estudiar no solo el comportamiento térmico de la cubierta, sino también su funcionamiento energético y el posible ahorro a conseguir en diferentes hipótesis de rehabilitación de una vivienda, considerando también la posible intervención sobre otros elementos de la envolvente térmica. El mecanismo de evapotranspiración presenta un papel importante en la disipación de calor de las cubiertas ajardinadas, por lo que se profundiza en su estudio para el caso de cubiertas autosuficientes, es decir, sin aporte de agua de riego. Este sistema de cubierta ajardinada pretende responder a la problemática escasez de agua a la que se enfrenta parte del territorio español, especialmente en la costa mediterránea en la que se ubica la ciudad de València. También se profundiza en la comprensión sobre qué variables climáticas, de entre temperatura ambiente, radiación solar y precipitaciones, son más influyentes en este proceso. La relación de la evapotranspiración con el agua almacenada, en las capas de la cubierta dispuestas a tal fin, queda patente, reduciéndose este proceso a menor disponibilidad de agua, especialmente en climas como el mediterráneo, con escasas precipitaciones y elevada temperatura ambiental y radiación solar. Todas las reflexiones obtenidas permiten confirmar las limitaciones en las pérdidas de calor por evapotranspiración derivadas de la escasez de agua, lo que conlleva la necesidad de buscar posibles soluciones que mejoren su comportamiento energético. Cada una de las situaciones estudiadas, conocidas y planteadas sus debilidades y fortalezas, permite concluir cuál es el mejor sistema constructivo de cubierta ajardinada para el caso de rehabilitación, principal aportación de este trabajo. En el segundo y último apartado, se realiza el estudio constructivo de una rehabilitación mediante el sistema de cubierta ajardinada escogido previamente. Esto permite detectar y conocer los problemas y soluciones que afrontar para conseguir una correcta ejecución, la cual supondrá mejorar la accesibilidad, mantenimiento, sostenibilidad y vida útil del sistema ajardinado de cubierta. Comprender el comportamiento energético de las cubiertas ajardinadas, así como las particularidades de instalación y construcción, permite ampliar su difusión, aplicación y los beneficios ambientales, sociales y económicos que de su uso se derivan. / [CA] Les cobertes enjardinades formen part de les solucions, dissenys i sistemes constructius de l'arquitectura sostenible. L'equilibri entre les dimensions ambiental, social i econòmica a fi d'aconseguir el màxim benestar i desenvolupament de les nostres societats influeix en com es construeix. La rehabilitació energètica d'un parc d'habitatges cada dia més envellit i deteriorat permet reduir el consum energètic des de dos punts de vista: aprofitant recursos ja existents, en ampliar la vida útil d'edificis encara estructuralment funcionals, però en una condicions tèrmiques, de salubritat o equipament deficients; i reduint el consum energètic d'aquests edificis, amb els beneficis que això suposa per al medi ambient, l'economia i el benestar social dels seus usuaris i de l'entorn. En la present tesi doctoral s'aprofundeix en el comportament energètic i tèrmic de les cobertes enjardinades en rehabilitació, estructurant-se en dos apartats que aborden l'estudi de la reducció del consum energètic i les consideracions constructives per a una correcta execució d'aquests sistemes enjardinats. En el primer apartat s'analitza la distribució de temperatures i humitats relatives en les diferents capes de models reals a escala de cobertes enjardinades. Les conclusions extretes d'aquestes dades preses mitjançant data-loggers, per a la ciutat de València, es comparen amb el funcionament dels mateixos sistemes constructius de coberta, dissenyats i simulats a través de models informàtics. Aquest procés permet estudiar no sols el comportament tèrmic de la coberta, sinó també el seu funcionament energètic i el possible estalvi a aconseguir en diferents hipòtesis de rehabilitació d'un habitatge, considerant també la possible intervenció sobre altres elements de l'envolupant tèrmica. El mecanisme d'evapotranspiració presenta un paper important en la dissipació de calor de les cobertes enjardinades, per la qual cosa s'aprofundeix en el seu estudi per al cas de cobertes autosuficients, és a dir, sense aportació d'aigua de reg. Aquest sistema de coberta enjardinada pretén respondre a la problemàtica escassetat d'aigua a la qual s'enfronta part del territori espanyol, especialment en la costa mediterrània en la qual se situa la ciutat de València. També s'aprofundeix en la comprensió sobre quines variables climàtiques, d'entre temperatura ambient, radiació solar i precipitacions, són més influents en aquest procés. La relació de l'evapotranspiració amb l'aigua emmagatzemada, en les capes de la coberta disposades a tal fi, queda patent, reduint-se aquest procés a menor disponibilitat d'aigua, especialment en climes com el mediterrani, amb escasses precipitacions i elevada temperatura ambiental i radiació solar. Totes les reflexions obtingudes permeten confirmar les limitacions en les pèrdues de calor per evapotranspiració derivades de l'escassetat d'aigua, la qual cosa comporta la necessitat de buscar possibles solucions que milloren el seu comportament energètic. Cadascuna de les situacions estudiades, conegudes i plantejades les seues febleses i fortaleses, permet concloure quin és el millor sistema constructiu de coberta enjardinada per al cas de rehabilitació, principal aportació d'aquest treball. En el segon i últim apartat, es realitza l'estudi constructiu d'una rehabilitació mitjançant el sistema de coberta enjardinada triat prèviament. Això permet detectar i conéixer els problemes i solucions que afrontar per a aconseguir una correcta execució, la qual suposarà millorar l'accessibilitat, manteniment, sostenibilitat i vida útil del sistema enjardinat de coberta. Comprendre el comportament energètic de les cobertes enjardinades, així com les particularitats d'instal·lació i construcció, permet ampliar la seua difusió, aplicació i els beneficis ambientals, socials i econòmics que del seu ús es deriven. / [EN] Green roofs are part of the solutions, designs and construction systems of sustainable architecture. The balance between the environmental, social and economic dimensions in order to achieve the maximum well-being and development of our societies influences how to build. The energy renovation of an increasingly aged and deteriorated housing stock allows energy consumption to be reduced from two points of view: taking advantage of already existing resources, by extending the useful life of buildings that are still structurally functional, but in thermal, health or equipment poor conditions; and reducing the energy consumption of these buildings, with the benefits that this implies for the environment, the economy and the social well-being of its users and the surroundings. This thesis delves into the energy and thermal behaviour of green roofs under renovation, structured into two sections that address the study of energy consumption reduction and construction considerations for proper execution of these vegetated systems. The first section analyses the distribution of temperatures and relative humidity in the different layers of real-scale models of green roofs. The conclusions drawn from these data taken by data-loggers, for the city of València, are compared with the running of the same roof construction systems, designed and simulated through computer models. This process makes it possible to study not only the thermal behaviour of the roof, but also its energy performance and the possible savings to be achieved in different housing renovation scenarios, also considering the possible intervention on other elements of the thermal envelope. The evapotranspiration mechanism plays an important role in the heat dissipation of green roofs, so its study is deepened in the case of self-sustaining roofs, that is, without irrigation water supply. This green roof system aims to respond to the problematic water shortage that part of the Spanish territory is facing, especially on the Mediterranean coast where the city of València is located. It also deepens the understanding of which climatic variables, among outdoor temperature, solar radiation and precipitation, are most influential in this process. The relationship of evapotranspiration with stored water, in the roof layers arranged for this purpose, is evident, reducing this process to less water availability, especially in climates such as the Mediterranean, with low precipitation and high outdoor temperature and solar radiation. All the reflections obtained make it possible to confirm the limitations in heat losses due to evapotranspiration derived from water scarcity, which entails the need to look for possible solutions that improve their energetic behaviour. Each of the situations studied, known and raised their weaknesses and strengths, allows us to conclude which is the best green roof construction system for the case of renovation, the main contribution of this work. In the second and last section, the constructive study of a renovation is carried out using the previously chosen green roof system. This makes it possible to detect and learn about the problems and solutions to be faced in order to achieve correct execution, which will mean improving the accessibility, maintenance, sustainability and useful life of the green roof system. Understanding the energy behaviour of green roofs, as well as the particularities of installation and construction, allows to expand its diffusion, application and the environmental, social and economic benefits derived from its use. / Garcia Borràs, J. (2023). Estudio hidrotérmico de cubiertas ajardinadas. Análisis y recomendaciones de diseño para una mayor eficiencia energética [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/195341