In this dissertation, we study properties of quantum interaction phenomena in two-dimensional (2D) and one-dimensional (1D) electronic systems in p-GaAs micro- and nano-scale devices. We present low-temperature magneto-transport data from three forms of low-dimensional systems 1) 2D hole systems: in order to study interaction contributions to the metallic behavior of 2D systems 2) Bilayer hole systems: in order to study the many body, bilayer quantum Hall state at nu = 1 3) 1D hole systems: for the study of the anomalous conductance plateau G = 0.7 ???? 2e2/h The work is divided into five experimental studies aimed at either directly exploring the properties of the above three interaction phenomena or the development of novel device structures that exploit the strong particle-particle interactions found in p-GaAs for the study of many body phenomena. Firstly, we demonstrate a novel semiconductor-insulator-semiconductor field effect transistor (SISFET), designed specifically to induced 2D hole systems at a ????normal???? AlGaAs-on-GaAs heterojunction. The novel SISFETs feature in our studies of the metallic behavior in 2D systems in which we examine temperature corrections to ????xx(T) and ????xy(T) in short- and long-range disorder potentials. Next, we shift focus to bilayer hole systems and the many body quantum Hall states that form a nu = 1 in the presence of strong interlayer interactions. We explore the evolution of this quantum Hall state as the relative densities in the layers is imbalanced while the total density is kept constant. Finally, we demonstrate a novel p-type quantum point contact device that produce the most stable and robust current quantization in a p-type 1D systems to date, allowing us to observed for the first time the 0.7 structure in a p-type device.

The development of monolithic microwave integrated circuits (MMICs) has enabled the expansion of multiple circuit elements on a single piece of semiconductor, enclosed in a package with connecting leads. Attributable to the widespread use of wireless circuits and sub-systems, MMICs meet stringent demands for smaller chip area, low loss and low cost. These require highly integrated MMICs with compact features. This thesis provides valuable insight into the design of compact multifunctional MMICs using three-dimensional (3-D) multilayer technology. The proposed technology offers compact, hence low-cost solutions, where all active and passive components are fabricated vertically on the same substrate and no expensive via hole or backside processing is required. The substrate used in this work contains pre-fabricated 0.5 µm pseudomorphic High Electron Mobility Transistor (pHEMT) GaAs active devices. The performances of the uncommitted and committed pHEMTs are compared in terms of their DC, small-signal and large-signal RF measurements and modelling results. Committed pHEMT refers to the pHEMT that is connected to multilayer circuit, whereas uncommitted pHEMT is not. The effect of integrating committed pHEMTs with multilayer passive components is studied and the suitability of the multilayer fabrication processing is assessed. Using this technology, two pHEMT Schottky diodes with 120 µm and 200 µm gate widths are designed, fabricated and extensively characterised by I-V, C-V and S-parameter measurements. The information gained from the measurements is then used to extract all unknown equivalent circuit model parameters using high-frequency on-wafer microwave probing. The measured results showed good agreement with the modelled ones over the frequency range up to 40 GHz. Preliminary demonstrations of the use of these pHEMT Schottky diodes in microwave limiter and detector circuit applications are also discussed, showing promising results. Finally, the implementation of 3-D multilayer technology is shown for the first time in single-pole single-throw (SPST) and single-pole double-throw (SPDT) switches design by utilising the pre-fabricated pHEMTs. The design and analysis of the switches are demonstrated first through simulation using TriQuint's Own Model - Level 3 (TOM3). Three optimised SPST and SPDT pHEMT switching circuits which can address applications ranging from L to X bands are successfully fabricated and tested. The performance of the pHEMT switches is comparable to those of the current state-of-the-art, while simultaneously offering compact circuits with the advantages of integration with other MMIC components. All works reported in this thesis should facilitate foundry design engineers towards further development of 3-D multilayer technology.

abstract: GaAs single-junction solar cells have been studied extensively in recent years, and have reached over 28 % efficiency. Further improvement requires an optically thick but physically thin absorber to provide both large short-circuit current and high open-circuit voltage. By detailed simulation, it is concluded that ultra-thin GaAs cells with hundreds of nanometers thickness and reflective back scattering can potentially offer efficiencies greater than 30 %. The 300 nm GaAs solar cell with AlInP/Au reflective back scattering is carefully designed and demonstrates an efficiency of 19.1 %. The device performance is analyzed using the semi-analytical model with Phong distribution implemented to account for non-Lambertian scattering. A Phong exponent m of ~12, a non-radiative lifetime of 130 ns, and a specific series resistivity of 1.2 Ω·cm2 are determined. Thin-film CdTe solar cells have also attracted lots of attention due to the continuous improvements in their device performance. To address the issue of the lower efficiency record compared to detailed-balance limit, the single-crystalline Cd(Zn)Te/MgCdTe double heterostructures (DH) grown on InSb (100) substrates by molecular beam epitaxy (MBE) are carefully studied. The Cd0.9946Zn0.0054Te alloy lattice-matched to InSb has been demonstrated with a carrier lifetime of 0.34 µs observed in a 3 µm thick Cd0.9946Zn0.0054Te/MgCdTe DH sample. The substantial improvement of lifetime is due to the reduction in misfit dislocation density. The recombination lifetime and interface recombination velocity (IRV) of CdTe/MgxCd1-xTe DHs are investigated. The IRV is found to be dependent on both the MgCdTe barrier height and width due to the thermionic emission and tunneling processes. A record-long carrier lifetime of 2.7 µs and a record-low IRV of close to zero have been confirmed experimentally. The MgCdTe/Si tandem solar cell is proposed to address the issue of high manufacturing costs and poor performance of thin-film solar cells. The MBE grown MgxCd1-xTe/MgyCd1-yTe DHs have demonstrated the required bandgap energy of 1.7 eV, a carrier lifetime of 11 ns, and an effective IRV of (1.869 ± 0.007) × 103 cm/s. The large IRV is attributed to thermionic-emission induced interface recombination. These understandings can be applied to fabricating the high-efficiency low-cost MgCdTe/Si tandem solar cell. / Dissertation/Thesis / Doctoral Dissertation Electrical Engineering 2015

abstract: In mesoscopic physics, conductance fluctuations are a quantum interference phenomenon that comes from the phase interference of electron wave functions scattered by the impurity disorder. During the past few decades, conductance fluctuations have been studied in various materials including metals, semiconductors and graphene. Since the patterns of conductance fluctuations is related to the distributions and configurations of the impurity scatterers, each sample has its unique pattern of fluctuations, which is considered as a sample fingerprint. Thus, research on conductance fluctuations attracts attention worldwide for its importance in both fundamental physics and potential technical applications. Since early experimental measurements of conductance fluctuations showed that the amplitudes of the fluctuations are on order of a universal value (e2/h), theorists proposed the hypothesis of ergodicity, e.g. the amplitudes of the conductance fluctuations by varying impurity configurations is the same as that from varying the Fermi energy or varying the magnetic field. They also proposed the principle of universality; e.g., that the observed fluctuations would appear the same in all materials. Recently, transport experiments in graphene reveal a deviation of fluctuation amplitudes from those expected from ergodicity. Thus, in my thesis work, I have carried out numerical research on the conductance fluctuations in GaAs nanowires and graphene nanoribbons in order to examine whether or not the theoretical principles of universality and ergodicity hold. Finite difference methods are employed to study the conductance fluctuations in GaAs nanowires, but an atomic basis tight-binding model is used in calculations of graphene nanoribbons. Both short-range disorder and long-range disorder are considered in the simulations of graphene. A stabilized recursive scattering matrix technique is used to calculate the conductance. In particular, the dependence of the observed fluctuations on the amplitude of the disorder has been investigated. Finally, the root-mean-square values of the amplitude of conductance fluctuations are calculated as a basis with which to draw the appropriate conclusions. The results for Fermi energy sweeps and magnetic field sweeps are compared and effects of magnetic fields on the conductance fluctuations of Fermi energy sweeps are discussed for both GaAs nanowires and graphene nanoribbons. / Dissertation/Thesis / Doctoral Dissertation Electrical Engineering 2015

abstract: Electromigration in metal interconnects is the most pernicious failure mechanism in semiconductor integrated circuits (ICs). Early electromigration investigations were primarily focused on aluminum interconnects for silicon-based ICs. An alternative metallization compatible with gallium arsenide (GaAs) was required in the development of high-powered radio frequency (RF) compound semiconductor devices operating at higher current densities and elevated temperatures. Gold-based metallization was implemented on GaAs devices because it uniquely forms a very low resistance ohmic contact and gold interconnects have superior electrical and thermal conductivity properties. Gold (Au) was also believed to have improved resistance to electromigration due to its higher melting temperature, yet electromigration reliability data on passivated Au interconnects is scarce and inadequate in the literature. Therefore, the objective of this research was to characterize the electromigration lifetimes of passivated Au interconnects under precisely controlled stress conditions with statistically relevant quantities to obtain accurate model parameters essential for extrapolation to normal operational conditions. This research objective was accomplished through measurement of electromigration lifetimes of large quantities of passivated electroplated Au interconnects utilizing high-resolution in-situ resistance monitoring equipment. Application of moderate accelerated stress conditions with a current density limited to 2 MA/cm2 and oven temperatures in the range of 300°C to 375°C avoided electrical overstress and severe Joule-heated temperature gradients. Temperature coefficients of resistance (TCRs) were measured to determine accurate Joule-heated Au interconnect film temperatures. A failure criterion of 50% resistance degradation was selected to prevent thermal runaway and catastrophic metal ruptures that are problematic of open circuit failure tests. Test structure design was optimized to reduce resistance variation and facilitate failure analysis. Characterization of the Au microstructure yielded a median grain size of 0.91 ìm. All Au lifetime distributions followed log-normal distributions and Black's model was found to be applicable. An activation energy of 0.80 ± 0.05 eV was measured from constant current electromigration tests at multiple temperatures. A current density exponent of 1.91 was extracted from multiple current densities at a constant temperature. Electromigration-induced void morphology along with these model parameters indicated grain boundary diffusion is dominant and the void nucleation mechanism controlled the failure time. / Dissertation/Thesis / Ph.D. Materials Science and Engineering 2013

Este trabalho apresenta o resultado de investigações sobre efeitos de spin em amostras de poços quânticos simples e duplos de AlGaAs, crescidos em substratos de GaAs por MBE - Molecular Beam Epitaxy. O estudo se concentra na variação do fator g de Landé ao longo da estrutura dos poços, a qual ocorre em virtude da dependência dessa grandeza, com respeito ao conteúdo de Al na liga AlGaAs. Através de cálculos autoconsistentes foram encontradas a distribuição eletrônica nos poços e a penetração da densidade eletrônica nas barreiras. Os cálculos se basearam em valores de densidade superficial de elétrons ns medidos experimentalmente em diversas amostras através de medidas de Hall e Shubnikov-de Haas. O estudo permitiu a determinação do valor esperado do fator g de Landé, em função do deslocamento da densidade eletrônica dentro dos poços devido `a ação de campos elétricos externos arbitrário. Também foi estudada a influência do tunelamento da densidade eletrônica dos poços. / In this work we presents the results of our investigations concerning MBE grown AlGaAs/GaAs single and double quantum well samples. We focused on the variation of the Land´e g factor along the structure of the quantum wells, which occur as a consquence of its dependence on the Al content on the alloy AlGaAs. The electronic distribution on the wells and the penetration of the eletronic density into the barriers of the samples were found through selfconsistent calculations. The calculations were based on the eletronic sheet density ns measured through Hall and Shubinikov-de Haas efects. This research allowed the determination of the expected value of the Landé g-factor, as a function of the displacement of the electronic state inside the wells due to an arbitrary external electric field action. Also the influence of the tunneling effects was also studied.

Le but de cette thèse a été de caractériser des boîtes quantiques obtenues avec une nouvelle méthode de croissance. Utilisant des techniques de microphotoluminescence, nous avons étudié les différentes contributions au mélange des bandes de trous lourds et de trous légers. En l'absence de contrainte, la distribution du paramètre de mélange est plus homogène ; cependant, d'autres contributions deviennent dominantes et nous les avons discutées. Nous avons mesuré les paramètres magnéto-optiques : facteurs Landé de l'électron et du trou, décalage diamagnétique, paramètres de structure fine des états noirs et brillants. Les valeurs obtenues ont permis d'estimer la variation des paramètres géométriques des boîtes, ce qui est lié à la qualité du contrôle de la croissance. La polarisation des états noirs mesurée s'est révélée différente de celle prévue selon le modèle utilisé précédemment dans la littérature. Utilisant un modèle théorique récent, nous avons reproduit nos observations, ce qui met en évidence une modulation possible de la polarisation des états noirs par le champ magnétique. Finalement, nous avons effectué des études de contrôle de charges dans des structures n-i Schottky. Pour des boîtes uniques, des états multichargés ont été observés. Nous avons mesuré les énergies de liaison des trions positif et négatif, au préalable à une étude sur des molécules de boîtes. Nous avons observé des anticroisements des états S des trous dans deux boîtes, en accord avec nos prévisions basées sur les paramètres nominaux de l'échantillon. / The goal of this thesis work was to characterise quantum dots obtained by a novel growth method. We used microphotoluminescence techniques to study multiple properties of these dots. We have evaluated main contributions to light-heavy hole valence band mixing. Contrary to self-assembled dots, we find a more homogeneous distribution of the mixing parameter, which can be explained by the absence of mechanical tension due to lattice mismatch. We have also measured magneto-optical parameters such as electron and hole g-factors, diamagnetic shift, fine structure splitting for bright and dark states. These results allowed us to estimate geometric parameters of dots, making a point on the growth quality. Polarisation studies on the dark states have revealed a result different from previous theoretical predictions. We have used a recently presented model to explain our findings. The last part of this work presents results on quantum dots embedded in an n-i Schottky structure. We have measured binding energies of positive and negative trions, to make a connection with previous results, to then study double quantum dot system. We have observed an anticrossing of hole S states, which is in agreement with our estimations based on sample parameters.

A systematic study of microscopic many-body dynamics is used to analyze a strategy for how to generate ultrashort mode locked pulses in the vertical external-cavity surface-emitting lasers with a saturable absorber mirror. The field propagation is simulated using Maxwell's equations and is coupled to the polarization from the quantum wells using the semiconductor Bloch equations. Simulations on the level of second Born-Markov are used to fit coefficients for microscopic higher order correlation effects such as dephasing of the polarization, carrier-carrier scattering and carrier relaxation. We numerically examine recent published experimental results on mode locked pulses, as well as the self phase modulation in the gain chip and SESAM.

Rapid advancement in wireless communications over the years has been the driving force for many novel technologies providing compact and low cost solutions. Recent development of multilayer coplanar waveguide (CPW) MMIC technology promises realization of 3D MMIC in which large area-occupying passive components are translated from horizontal into vertical configuration resulting compact structure. The other main advantages of this technology are elimination of via-holes and wafer-thinning giving alternative performance solution, if not better, from the traditional MMIC. In this thesis, thermal and small-signal characteristics of prefabricated AlGaAs/InGaAs pseudomorphic high electron mobility transistors (pHEMTs) on semi-insulating (S.I.) GaAs substrate incorporated in the 3D MMIC technology have been analysed and modelled for the first time. A comprehensive small-signal parameter extraction procedure has been successfully developed which automatically determines the device small-signal parameters directly from the measured S-parameters. The developed procedure is unique since it provides a great deal of data on measured devices over a wide bias, temperature and frequency range for future incorporation of different active devices for the 3D MMIC technology and provides a first hand knowledge of how the multilayer structure will affect the performance of pre-fabricated pHEMTs. The extracted small-signal models of both pre- and post- multilayer processed pHEMTs have been compared and validated to the RF S-parameters measurements. The main focus was drawn upon the temperature dependent model parameters and how the underlying physics of the transistors behave in response to the change of temperature. These novel insights are especially valuable for devices designed specifically for high power applications like power amplifiers where tremendous heat could be generated. The data can also be interpreted as a way to optimise the multilayer structure, for example, alternative material with different properties can be implemented. The governing physics affecting device performance are also modelled and discussed empirically in details through extracted device parameters. These investigations would assist in the development of reliable, efficient and low cost production of future compact 3D multilayer CPW MMICs.

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