As visual display technologies move closer to producing true three dimensional displays, pixel technologies need to be ever smaller and more functional to keep pushing the boundaries. Plasmonic metasurfaces have been shown to control the phase, amplitude and/or polarisation of incoming electromagnetic radiation. Nano-fabrication advancements have resulted in the fabrication of the building blocks of such metasurfaces at nano-scale dimensions, allowing the surfaces to interact with visible light, opening up applications in visual displays. As pixel sizes shrink, smaller colour filters will be required. The excitation of plasmonic resonances in metallic nano-structure arrays have resulted in colour filters an order of magnitude smaller than what is currently commercially available. As colour filters, plasmonic metasurfaces offer numerous advantages over pigment-based colour filters used in modern commercial liquid crystal (LC) displays, including environmental, size and longevity factors. Furthermore, exploiting the wavelength and polarisation dependant scattering of nano-structures, optical components, including lenses, waveplates and holograms containing sub-wavelength pixels have been demonstrated in the visible wavelength spectrum. The metasurfaces are able to mould optical wavefronts into arbitrary shapes with sub-wavelength resolution by introducing spatial variations in the optical response of the light scatterers. The applications demonstrated so far are, on the whole, static devices, that is to say their optical properties may not be altered post fabrication. To realise the full potential of plasmonic metasurfaces to visual applications the devices must be made active. By activating structural colour surfaces, not only may pixel densities potentially be increased simply by removing the need for separate red, green and blue filters, but a new class of high definition ultra-thin display devices may be accessible, whilst the dynamic manipulation of the wavelength and polarisation properties of nano-scattering elements would open up the possibilities to create sub-wavelength holographic pixels. This thesis investigates ways to activate static metasurfaces for colour, flat optic, and holographic applications. First, methods of dynamic control of the structural colour of plasmonic nano-hole arrays are investigated. By combining nano-hole arrays with liquid crystals, transmissive electrically tunable LC-nanohole pixels operating across the visible spectrum with un-polarised input light are experimentally demonstrated. An output analyser in combination with a nematic LC layer enables pixel colour to be electronically controlled through an applied voltage across the device, where LC re-orientation leads to tunable mixing of the relative contributions from the plasmonic colour input. Furthermore, exploiting the strong surface anchoring effects between an aluminium surface and LC molecules a twisted nematic LC cell, using a metallic grating as a combined colour filter, electrode and alignment layer, was shown to act a variable amplitude colour filter. The colour of these pixels was improved greatly utilising a grating-insulator-grating structure unique to this work. Second, a new process for fabricating aluminium nano-rod structures embedded in an elastomeric medium, with high spatial accuracy, is presented. The process is used to create nano-rod plasmonic resonator arrays whose optical properties may be altered by mechanical deformation. The pattern transfer process is further utilised to create dynamic optical elements, including nano-rod arrays for colour filters, tunable focal length Fresnel zone plates and photon sieves, and stretchable holograms with dynamic replay fields.

This dissertation presents theoretical and experimental work on non-imaging diffractive optics. The new use of devices based on this work is shown and grouped by application. First, devices for telecommunications applications are described: volume reflection Bragg gratings were designed for wavelength division multiplexing (WDM) and optical code division multiple access (OCDMA) applications. Two devices based on reflection Bragg filters are presented in this work. Tunable phenanthrenquinone-doped poly(methyl methacrylate) (PQ-PMMA) edge illuminated Bragg filters were found to be wavelength selectable via the application of a constant stress, either in tension or compression, allowing for a wavelength tuning of ~4.5nm. Silica on silicon, multichannel parallel anti-symmetric waveguide Bragg gratings (AWBG) are theoretically demonstrated based on coupled mode theory, mode overlap with parallel gratings and previous experimental results with single channel AWBGs. These parallel AWBG devices are shown to be scalable, with the device length increasing as the number of parallel channels increases. Second, diffractive devices based on flexible, volume transmission holograms are presented and demonstrated for low level solar concentration in latitude mounted applications. The film, arrayed next to the solar cells, directs the incoming solar irradiance incident upon it towards the solar cell. These holograms are shown to work for both silicon and Copper Indium Gallium diSelenide (CIGS) solar cells. New solar holographic designs for non-latitude mounting applications are also shown for common photovoltaic materials. The holographic designs are based on approximate coupled wave analysis (ACWA), the latitude and mounting angle of the application, the spectral response of the photovoltaic material, and the seasonal and daily sun angle position. The simulation work suggests that holograms optimized for non-latitude mounted applications contribute proportionately more energy throughout the year than earlier latitude mounted hologram designs.

Confocal microscopy rejects out of focus light from the object by scanning a pinhole through the object and constructing the image point by point. Volume holographic imaging (VHI) systems with bright-field illumination have been proposed as an alternative to conventional confocal type microscopes. VHI systems are an imaging modality that does not require scanning of a pinhole or a slit and thus provides video rate imaging of 3-dimensional objects. However, due to the wavelength-position degeneracy of the hologram, these systems produce less than optimal optical sectioning because the high selectivity of the volume hologram is not utilized. In this dissertation a generalized method for the design of VHI systems applied to microscopy is developed. Discussion includes the inter-relationships between the dispersive, degenerate, and depth axes of the system. Novel designs to remove the wavelength-position degeneracy and improve optical sectioning in these systems are also considered. Optimization of a fluorescence imaging system and of dual-grating confocal-rainbow designs are investigated. A ray-trace simulation that integrates the hologram diffraction efficiency and imaging results is constructed and an experimental system evaluated to demonstrate the optimization method. This results in an empirical relation between depth resolution and design tolerances. The dispersion and construction tolerances of a confocal-rainbow volume holographic imaging system are defined by the Bragg selectivity of the holograms. It is found that a broad diffraction efficiency profile of the illumination hologram with a narrow imaging hologram profile is an optimal balance between field of view, construction alignment, and depth resolution. The approach in this research is directly applicable towards imaging ovarian cells for the detection of cancer. Modeling methods, illumination design, eliminating the wavelength degeneracy of the hologram, and incorporating florescence imaging capability are emphasized in this dissertation. Results from this research may be used not only for biomedical imaging, but also for the design of volume holographic systems for both imaging and sensor applications in other fields including manufacturing (e.g. pharmaceutical), aerospace (e.g. LIDAR), and the physical sciences (e.g. climate change).

Metasurfaces, introduced as a compact 2D alternative of metamaterials, have developed into a vast field in recent times for light manipulation at an ultra-compact scale. Metasurface applications have found a place in the literature for compact alternatives to lens, holograms, polarizers, color filters. Plasmonic metasurfaces consisting of noble metals such as gold and silver provide light confinement on an unprecedented scale. Gold and silver grown conventionally on transparent substrates are polycrystalline, and exhibit losses and limit performance of the device. Moreover, these materials have a lower damage threshold and melting point. To circumvent the lower melting point and damage thresholds, new materials, and material growing techniques need to be researched. <br>In the first part of this work, a metasurface for color holography with an epitaxially grown silver thin film on a transparent substrate is shown. The demonstrated metasurface has been the first ever epitaxial silver metasurface that operated in the transmission mode. This plasmonic hologram has also been the thinnest metasurface hologram operating in transmission mode at the time of its reporting. The holographic image of all three basic color components of red, green, and blue has been demonstrated in the transmission mode. The control of color has been achieved by resonant sub-wavelength slits and the phase can be manipulated through altering slit orientation. This amplitude and phase control pave the way to applications of ultra-compact polychromatic plasmonic metasurfaces for advanced light manipulation. In the second part, we explore temperature rise due to the optical absorption in plasmonic structures. Titanium Nitride based metasurfaces structures are fabricated, that work in harsh environmental conditions and high temperature. A time domain thermo reflectance technique for rapid measurement of temperature is explored. Finally, a practical design prototype for thermo-photovoltaic (TPV) emitters using plasmonic metasurfaces is fabricated and characterized.<br><br>

<p>This report summarizes the work done to develop a 3D teleconferencing system, which enables remote participants anywhere in the world to be scanned in 3D, transmitted and displayed on a constructed 3D display with correct vertical and horizontal parallax, correct eye contact and eye gaze. The main focus of this report is the development of this system and especially how to in an efficient and general manner render to the novel 3D display. The 3D display is built out of modified commodity hardware and show a 3D scene for observers in up to 360 degrees around it and all heights. The result is a fully working 3D Teleconferencing system, resembling communication envisioned in movies such as holograms from Star Wars. The system transmits over the internet, at similar bandwidth requirements as concurrent 2D videoconferencing systems.</p> / Project done at USC Institute for Creative Technologies, LA, USA. Presented at SIGGRAPH09.

Compact and sensitive spectrometers are of high utility in biological and environmental sensing applications. Over the past half century, enormous research resources are dedicated in making the spectrometers more compact and sensitive. However, since all works are based on the same structure of the conventional spectrometers, the improvement on the performance is limited. Therefore, this ancient research filed still deserves further investigation, and a revolutionary idea is required to take the spectrometers to a whole new level. The research work presented in this thesis focuses on developing a new class of spectrometers that work based on diffractive properties of volume holograms. The hologram in these spectrometers acts as a spectral diversity filter, which maps different input wavelengths into different locations in the output plane. The experimental results show that properly designed volume holograms have excellent capability for separating different wavelength channels of a collimated incident beam. By adding a Fourier transforming lens behind the hologram, a slitless Fourier-transform volume holographic spectrometer is demonstrated, and it works well under diffuse light without using any spatial filter (i.e., slit) in the input. By further design of the hologram, a very compact slitless and lensless spectrometer is implemented for diffuse source spectroscopy by using only a volume hologram and a CCD camera. More sophisticated output patterns are also demonstrated using specially designed holograms to improve the performance of the holographic spectrometers. Finally, the performance of the holographic spectrometers is evaluated and the building of the holographic spectrometer prototype is also discussed.

Optics has the inherent advantages of parallelism and wide bandwidths in processing information. However, the need to interface with electronics creates a bottleneck that eliminates many of these advantages. The proposed research explores novel optical devices and techniques to overcome some of these bottlenecks. To address parallelism issues we take a specific example of a content-addressable memory that can recognize images. Image recognition is an important task that in principle can be done rapidly using the natural parallelism of optics. However in practice, when presented with incomplete or erroneous information, image recognition often fails to give the correct answer. To address this problem we examine a scheme based on free-space interconnects implemented with diffractive optics. For bandwidth issues, we study possible ways to eliminate the electronic conversion bottleneck by exploring all-optical buffer memories and all-optical processing elements. For buffer memories we examine the specific example of slow light delay lines. Although this is currently a popular research topic, there are fundamental issues of the delay-time-bandwidth product that must be solved before slow light delay lines can find practical applications. For all-optical processing we examine the feasibility of constructing circuit elements that operate directly at optical frequencies to perform simple processing tasks. Here we concentrate on the simplest element, a sub-wavelength optical wire, along with a grating coupler to interface with conventional optical elements such as lenses and fibers. Even such a simple element as a wire has numerous potential applications. In conclusion, information processing by all-optical devices are demonstrated with an associative memory using diffractive optics, an all-optical delay line using room temperature slow light in photorefractive crystals, and a subwavelength optical circuit by surface plasmon effects.

The problem of zero order diffraction (ZOD) in the computer generated hologram (CGH) is a commonly reported issue in employing computer generated hologram (CGH) systems. Failing to remove the zero order diffraction in either far-field or near-field region limits the display region or even worse, can destroy the reconstructed image. Therefore, the elimination of the ZOD is higly desired. The proposed new techniques to suppress the ZOD are the backbone of this thesis. We investigated ZOD sources in two different CGH systems and suggested different methods to remove the ZOD in each system. Two types of spatial light modulator (SLM) were employed for different type of CGHs, including a phase-only SLM and a binary amplitude-only SLM. All the proposed methods were examined with either simulation and experimental tests. For amplitude-only experiments, the ZOD suppression reached a factor of 3. Image quality and diffraction efficiency were also investigated for the proposed methods. / text

High-precision optical systems are generally tested using interferometry, since it often is the only way to achieve the desired measurement precision and accuracy. Interferometers can generally measure a surface to an accuracy of one hundredth of a wave. In order to achieve an accuracy to the next order of magnitude, one thousandth of a wave, each error source in the measurement must be characterized and calibrated.Errors in interferometric measurements are classified into random errors and systematic errors. An approach to estimate random errors in the measurement is provided, based on the variation in the data. Systematic errors, such as retrace error, imaging distortion, and error due to diffraction effects, are also studied in this dissertation. Methods to estimate the first order geometric error and errors due to diffraction effects are presented.Interferometer phase modulation transfer function (MTF) is another intrinsic error. The phase MTF of an infrared interferometer is measured with a phase Siemens star, and a Wiener filter is designed to recover the middle spatial frequency information.Map registration is required when there are two maps tested in different systems and one of these two maps needs to be subtracted from the other. Incorrect mapping causes wavefront errors. A smoothing filter method is presented which can reduce the sensitivity to registration error and improve the overall measurement accuracy.Interferometric optical testing with computer-generated holograms (CGH) is widely used for measuring aspheric surfaces. The accuracy of the drawn pattern on a hologram decides the accuracy of the measurement. Uncertainties in the CGH manufacturing process introduce errors in holograms and then the generated wavefront. An optimal design of the CGH is provided which can reduce the sensitivity to fabrication errors and give good diffraction efficiency for both chrome-on-glass and phase etched CGHs.

<p>Intense developments in optical metamaterials have led to a renaissance in several optics fields. Metamaterials, artificially structured media, provide several additional degrees of freedom that cannot be accessed with conventional materials. For example, metamaterials offer a convenient and precise way to explore a wide range of refractive indices, including negative values. </p><p>In this dissertation, I introduce the idea of metamaterial based diffractive optics. Merging diffractive optics with metamaterials has several benefits, including access to almost continuous phase profiles and a wide range of available controlled anisotropy. I demonstrate this concept with several examples. I begin with an example of metamaterial based blazed diffraction grating using gradient index metamaterials for <em>f</em>É = 10.6 <em>f</em>Êm. A series of non-resonant metamaterial elements were designed and fabricated to mimic a saw-tooth refractive index profile with a linear index variation of . The linear gradient profile is repeated periodically to form the equivalent of a blazed grating, with the gradient occurring across a spatial distance of 61 <em>f</em>Êm. The index gradient is confirmed by comparing the measured magnitudes of the -1, 0 and +1 diffracted orders to those obtained from full wave simulations. </p><p>In addition to a metamaterial grating, a metamaterial based computer-generated phase hologram was designed by implementing the Gerchberg-Saxton (GS) iterative algorithm to form a 2D phase panel. A three layer metamaterial hologram was fabricated, with the size of 750 <em>f</em>Êm ~ 750 <em>f</em>Êm. Each pixel is comprised of metamaterial elements. This simple demonstration shows the potential for practical applications of metamaterial based diffractive optics.</p><p>The demand for compact and integrated optoelectronic systems increases the urgency for optical components that can simultaneously perform various functions. This dissertation also presents an optical element capable of multiplexing two diffraction patterns for two orthogonal linear polarizations, based on the use of non-resonant metamaterial cross elements. The metamaterial cross elements provide unique building blocks for engineering arbitrary birefringence. As a proof-of-concept demonstration, I present the design and experimental characterization of a polarization multiplexed blazed diffraction grating and a polarization multiplexed computer-generated hologram, for the telecommunication wavelength of <em>f</em>É = 1.55 <em>f</em>Êm. A quantitative study of the polarization multiplexed grating reveals that this approach yields a very large polarization contrast ratio. The results show that metamaterials can form the basis for a versatile and compact platform useful in the design of multi-functional photonic devices. </p><p>The examples I have mentioned only provide a glimpse of the opportunities for metamaterials. I envision more compact optical devices, with greater functionality, being realized with metamaterials.</p> / Dissertation