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This thesis focusses on synthetic studies and mechanistic investigations into reactions involving hydrogen-transfer processes. In the first part, the development of an efficient method for the synthesis of β-hydroxy ketones (aldols) and β-amino ketones (Mannich products) from allylic alcohols and aldehydes is described. These reactions use  Ru(η5-C5Ph5)(CO)2Cl as the catalyst. The reaction parameters were optimised in order to suppress the formation of undesired by-products. Neutral and mild reaction conditions enabled the synthesis of a variety of aldol products in up to 99% yield, with a good syn/anti ratio. The influence of the stereoelectronic properties of the catalyst on the reaction outcome was also studied. Based on the results obtained, a plausible reaction mechanism has been proposed, involving as the key steps the 1,4-addition of hydride to α,β-unsaturated ketones and the formation of ruthenium (Z)-enolates. In the second part of this thesis, a ruthenium-catalysed tandem isomerisation/C-H activation reaction is presented. A number of ruthenium complexes, phosphine ligands, and additives were evaluated in order to establish the optimal reaction conditions. It was found that the use of a stable ruthenium catalyst, Ru(PPh3)3Cl2, together with PtBu3 and HCO2Na resulted in an efficient tandem transformation. Using this procedure, a variety of ortho-alkylated ketones were obtained in excellent yields. Moreover, homoallylic alcohols could also be used as starting materials for the reaction, which further expands the substrate scope. Mechanistic investigations into the isomerisation part of the process were carried out. The last project described in the thesis deals with the design and preparation of novel bifunctional iridium complexes containing an N-(2-hydroxy-isobutyl)-N-Heterocyclic carbene ligand. These complexes were used as catalysts to alkylate amines using alcohols as latent electrophiles. The catalytic system developed here was found to be one of the most active systems reported to date, allowing the reaction to be performed at temperatures as low as 50 °C for the first time. A broad substrate scope was examined. Combined experimental and theoretical studies into the reaction mechanism are consistent with a metal-ligand bifunctional activity of the new catalyst.

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The results from density functional theory (DFT) studies into C–H bond activation, hydrogen transfer, and alkyne–to–vinylidene isomerization are presented in this work. The reaction mechanism for the reductive elimination (RE) of methane from [ κ3- TpPtIV(CH3)2H (1)] (Tp = hydridotris(pyrazolyl)borate) by oxidative addition (OA) of benzene to form [ κ3-TpPtIV(Ph)2H] (19) was investigated through DFT calculations. For 31 density functionals, the calculated values for the barriers to methane formation (Ba1) and release (Ba2) from 1 were benchmarked against the experimentally reported values of 26 (Ba1) and 35 (Ba2) kcal•mol-1, respectively. The values for Ba1 and Ba2, calculated at the B3LYP/DZP level of theory, are 24.6 and 34.3 kcal•mol-1, respectively. The best performing functional was BPW91 where the m.a.e. for the calculated values of the two barriers is 0.68 kcal•mol-1. Classic and newly proposed mechanisms for metal-mediated hydrogen transfer (HT) were analyzed with density functional theory (DFT) and Bader's "Atoms In Molecules" (AIM) analysis. Seven sets of bonding patterns that characterize theconnectivity in metal-mediate HT were found from the analysis of representative models for σ-bond metathesis ( σBM), oxidative addition / reductive elimination (OA/RE), and alternative mechanisms. The mechanism for the formation of the alkynyl, vinylidene complex, [(PiPr3)2Rh(CCPh)(CC(H)(Ph))] (2), by the addition of two equivalents of phenylacetylene (PA) to [( η3-C3H5)Rh(PiPr3)2] (1) was studied through DFT calculations. Two experimentally observed intermediates on the reaction coordinate are the η2-PA, alkynyl complex, [(PiPr3)2Rh( η2-HCCPh)(CCPh)] (Ia) and the fivecoordinate, pseudo square-pyramidal, RhIII–H complex, [(PiPr3)2Rh(H)(CCPh)2] (Ib), and were found to be in equilibrium. The relative energies of Ia, Ib, and 2 (relative to 1 + 2PA) depend on the phosphine that was used in the calculation; the predicted product is 2 with PiPr3 and PEt3 but Ia with PMe3, PMe2Ph, PMePh2, PPh3, and PH3. The equilibrium between Ia and Ib was calculated with PEt3 and one conformation of PiPr3. We investigated the mechanism for the formation of 2 from Ia, and a lower energy pathway where the π-bound PA of Ia slips to bind through the σ-C–H bond prior to the formation of 2 through hydrogen migration was found.

The main focus of this thesis lies on transition metal-catalyzed hydrogen transfer reactions. In the first part of the thesis, the mechanism for racemization of sec-alcohols with a ruthenium complex, Ru(CO)2Cl(η5-C5Ph5) was studied. The reaction between 5-hexen-2-ol and Ru(CO)2(Ot-Bu)(η5-C5Ph5) was studied with the aim to elucidate the origin of the slow racemization observed for this sec-alcohol. Two diastereomers of an alkoxycarbonyl complex, which has the double bond coordinated to ruthenium, were characterized by NMR and in situ FT-IR spectroscopy. The observed inhibition of the rate of racemization for substrates with double bonds provided further confirmation of the importance of a free coordination site on ruthenium for β-hydride elimination. Furthermore, we observed that CO exchange, monitored by 13C NMR using 13CO, occurs with both the precatalyst, Ru(CO)2Cl(η5-C5Ph5), and the active catalytic intermediate, Ru(CO)2(Ot-Bu)(η5-C5Ph5). It was also found that added CO has an inhibitory effect on the rate of racemization of (S)-1-phenylethanol. Both these observations provide strong support for reversible CO dissociation as a key step in the racemization mechanism. In the second part of this thesis, Ru(CO)2Cl(η5-C5Ph5) was combined with an enzymatic resolution catalyzed by a lipase, leading to several efficient dynamic kinetic resolutions (DKR). DKR of exocyclic allylic alcohols afforded the corresponding acetates in high yields and with excellent enantiomeric excess (ee). The products were utilized as synthetic precursors for α-substituted ketones and lactones. DKR of a wide range of homoallylic alcohols afforded the products in good to high yields and with high ee. The homoallylic acetates were transformed into 5,6-dihydropyran-2-ones in a short reaction sequence. Furthermore, DKR of a wide range of aromatic β-chloroalcohols afforded the products in high yields and with excellent ee. The β-chloro acetates were further transformed into chiral epoxides. / <p>At the time of the doctoral defense, the following papers were unpublished and had a status as follows: Paper 2: Manuscript. Paper 5: Mansucript.</p>

This thesis presents the results of the investigation on developing and evaluating a low temperature (<150oC) non - catalytic process using a hydrogen transfer agent (instead of molecu-lar hydrogen) for coal dissolution in supercritical CO2. The main idea behind the thesis was that one hydrogen atom from water and one hydrogen atom from the hydrogen transfer agent (HTA) were used to hydrogenate the coal. The products of coal dissolution were non-polar and polar while the supercritical CO2, which enhanced the rates of hydrogenation and dissolution of the non-polar molecules and removal from the reaction site, was non-polar. The polar modifier (PM) for CO2 was added to the freed to aid in the dissolution and removal of the polar components. The addition of a phase transfer agent (PTA) allowed a seamless transport of the ions and by-product between the aqueous and organic phases. DDAB, used as the PTA, is an effective phase transfer catalyst and showed enhancement to the coal dissolution process. COAL + DH- +H2O  COAL.H2 + DHO-- This process has a great feature due to the fact that the chemicals were obtained without requir-ing to first convert coal to CO and H2 units as in indirect coal liquefaction. The experiments were conducted in a unique reactor set up that can be connected through two lines. one line to feed the reactor with supercritical CO2 and the other connected to gas chromatograph. The use of the supercritical CO2 enhanced the solvent option due to the chemical extraction, in addition to the low environmental impact and energy cost. In this thesis the experiment were conducted at five different temperatures from atmos-pheric to 140°C, 3000 - 6000 psi with five component of feed mixture, namely water, HTA, PTA, coal, and PM in semi batch vessels reactor system with a volume of 100 mL. The results show that the chemicals were obtained without requiring to first convert coal to CO and H2 units as in indirect coal liquefaction. The results show that the conversion was found to be 91.8% at opti-mum feed mixtures values of 3, 1.0 and 5.4 for water: PM, HTA: coal, water: coal respectively. With the oil price increase and growing in energy demand, the coal liquefaction remain afforda-ble and available energy alternative.

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第18448号 / 理博第4008号 / 新制||理||1578(附属図書館) / 31326 / 京都大学大学院理学研究科化学専攻 / (主査)教授 林 重彦, 教授 寺嶋 正秀, 教授 松本 吉泰 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

The work described in this thesis is focused on the development of new bidentate iridium complexes and their applications in the asymmetric reduction of olefins, ketones and imines. Three new types of iridium complexes were synthesized, which included pyridine derived chiral N,P-iridium complexes, achiral NHC complexes and chiral NHC-phosphine complexes. A study of their catalytic applications demonstrated a high efficiency of the N,P-iridium complexes for asymmetric hydrogenation of olefins, with good enantioselectivity. The carbene complexes were found to be very efficient hydrogen transfer mediators capable of abstracting hydrogen from alcohols and subsequently transfer it to other unsaturated bonds. This hydrogen transferring property of the carbene complexes was used in the development of C–C and C–N bond formation reactions via the hydrogen borrowing process. The complexes displayed high catalytic reactivity using 0.5–1.0 mol% of the catalyst and mild reaction conditions. Finally chiral carbene complexes were found to be activated by hydrogen gas. Their corresponding iridium hydride species were able to reduce ketones and imines with high efficiency and enantioselectivity without any additives, base or acid. / <p>At the time of the doctoral defense, the following papers were unpublished and had a status as follows: Paper 5: Submitted. Paper 6: Manuscript.</p><p> </p>

Mechanistic studies on three different ruthenium-based catalysts have been performed. The catalysts have in common that they have been employed in hydrogen transfer reactions involving alcohols and ketones, amines and imines or both. Bäckvall’s catalyst, η5-(Ph5C5)Ru(CO)2Cl, finds its application as racemization catalyst in dynamic kinetic resolution, where racemic alcohols are converted to enantiopure acetates in high yields. The mechanism of the racemization has been investigated and both alkoxide and alkoxyacyl intermediates have been characterized by NMR spectroscopy and in situ FT-IR measurements. The presence of acyl intermediates supports a mechanism via CO assistance. Substantial support for coordination of the substrate during the racemization cycle is provided, including exchange studies with both external and internal potential ketone traps. We also detected an unexpected alkoxycarbonyl complex from 5-hydroxy-1-hexene, which has the double bond coordinated to ruthenium. Shvo’s catalyst, [Ru2(CO)4(μ-H)(C4Ph4COHOCC4Ph4)] is a powerful catalyst for transfer hydrogenation as well as for dynamic kinetic resolution. The mechanism of this catalyst is still under debate, even though a great number of studies have been published during the past decade. In the present work, the mechanism of the reaction with imines has been investigated. Exchange studies with both an external and an internal amine as potential traps have been performed and the results can be explained by a stepwise inner-sphere mechanism. However, if there is e.g. a solvent cage effect, the results can also be explained by an outer-sphere mechanism. We have found that there is no cage effect in the reduction of a ketone containing a potential internal amine trap. If the mechanism is outer-sphere, an explanation as to why the solvent cage effect is much stronger in the case of imines than ketones is needed. Noyori’s catalyst, [p-(Me2CH)C6H4Me]RuH(NH2CHPhCHPhNSO2C6H4-p-CH3), has successfully been used to produce chiral alcohols and amines via transfer hydrogenation. The present study shows that the mechanism for the reduction of imines is different from that of ketones and aldehydes. Acidic activation of the imine was found necessary and an ionic mechanism was proposed.

Dans la présente étude, la compatibilité de molécules polyfonctionnelles a été évaluée en oxydation catalytique aérobie. L'oxydation du géraniol en citral a été réalisée dans un mélange t-BuOH/eau à 40°C en présence de Pt/C et Pt-Bi/C. A 90°C, l'oxydation sélective du 8-Chloro-1-Octanol en acide 8-Chlorooctanoïque a été réalisée. Par contre, d'autres substrats n'ont pas pu être transformés sélectivement en aldéhyde ou en acide à cause de leur sensibilité vis-À-Vis de l'oxygène (alcool-A) ou de leur réactivité particulière (5-Chloro-1-Pentanol qui est cyclisé en produits non désirés). En conditions anaérobies, le transfert d'H alcool / accepteur a été développé, à partir du géraniol (alcool allylique) comme substrat modèle : il convient de réaliser soit la déshydrogénation sélective de sa fonction alcool, soit son isomérisation lorsque la fonction alcool est déshydrogénée en même temps que la C=C allylique est hydrogénée. Les catalyseurs au Cu supporté ont montré un potentiel beaucoup plus prometteur que les métaux nobles, et de nombreux supports ont été évalués. Le styrène utilisé comme accepteur d'H ne permet pas d'obtenir sélectivement le produit de déshydrogénation du géraniol (citral), par contre l'utilisation d'un accepteur d'H confidentiel permet d'obtenir sélectivement le citral sans former de citronellal (produit d'isomérisation de la fonction alcool allylique) en présence de catalyseur au cuivre sur un support ex-Hydrotalcite. En l'absence d'accepteur, ce catalyseur permet l'isomérisation sélective de différents alcools allyliques avec des sélectivités jusqu'à 90 % en cétones saturées / In this study, we evaluated the compatibility of polyfunctional alcohols with catalytic aerobic oxidation systems. Geraniol dehydrogenation was carried out in mild conditions (t-BuOH / water mixture as solvent, 40°C) in the presence of Pt / C (promoted with Bi to avoid leaching). These catalysts are efficients for the oxidation of 8-Chloro-1-Octanol into corresponding acid at 90°C. However, other reactants were not selectively transformed into aldehyds or acids because of their oxygen sensivity (alcool-A) or their particular reactivity toward cyclization products (5-Chloro-1-Pentanol). In parallel, H transfer dehydrogenation was developed in anaerobic conditions. Geraniol was choosen as a model molecule since it can be selectively dehydrogenated or isomerizd (a reducible function on the substrate is hydrogenated when alcohol function is dehydrogenated). Some noble metals were evaluated for these reactions (Pd in the presence of alkene as H acceptor or Ag for acceptorless dehydrogenation), but performances and selectivities are quite low. Copper catalysts showed better results, and a lot of supports were evaluated. Selectivity toward dehydrogenation product (citral) is not total when styrene is used as hydrogen acceptor, but the use of another H acceptor (confidential) in the presence of copper supported on modified hydrotalcite catalyst allows selective dehydrogenation of geraniol without isomerization intro citronellal. Without H acceptor, this catalyst leads to selective isomerization of secondary allylic alcohols into saturated ketones (90 % selectivity)