本論文共一冊，約五至六萬字，分為七章，廿四節。 本論文研究的目的，在於瞭解我國電子電器、化學、基本金屬、機械儀器、橡膠塑膠 等三大製造業，近年來技術中進的成效，並從引進過程中探討影響成效的因素（第一 章），為了進行這項研究，曾對二百個樣本展開問卷調查，就所得資料加以統計分析 （第二章）。 本論文亦就過去國內外有關文獻（第三章）及與技術引進有關的政府法令規章（第四 章），略作評介。 第五及第六章根據廠迥回卷資料，分析五大製造業近年來技術引進成效，並探究影響 成效的各項因素。 最後，根據上述發現，闡釋策略涵意，分別對工業界、政府主管單位提出增進技術引 進成效的具體建議（第七章）。

This thesis aims to provide evidence on whether FDI occurring in the Turkish economy has any effect on domestic firms, especially whether and to what extent it leads to KTTs towards domestic firms by paying attention to the role of MNCs. In order to do so, we firstly conduct a series of econometric analyses to analyze the impact of FDI-related technology spillovers on domestic firms&rsquo / productivity level in the Turkish manufacturing industry. Estimation results produced positive evidence on horizontal and backward technology spillovers, while negative evidence on forward spillovers. Secondly, we conduct a comprehensive empirical research based on case study at firm-level in the Turkish automotive industry. By this study, generally we aim to investigate the existence, nature and intensity of transfers, and what &ndash / if any &ndash / kind of KTTs occur at both inter- and intra-firm level in the industry. For this aim, we used two different research methods to collect detailed data and information from both suppliers and AMMs at the firm-level. Our main findings in terms of KTTs at inter-firm level can be summarized in this way: foreign suppliers are seen to dominate local suppliers in terms of many indicators and absorptive capacity level / it seems that KTTs occur from AMMs to their domestic suppliers mainly on providing documentations, assistances for logistic management, quality control, know-how, R&amp / D, co-design and co-development activities, designing and cost reduction / compared to foreign suppliers, local suppliers tend to be involved in those production-product-training related KTTs which are less knowledge-intensive and of a lesser quality. Also, performing R&amp / D activities is found as the most important firm level factor which influences positively KTTs, strategic collaboration activities with the AMMs, and many technology activities of the suppliers. The technology policies on attracting more FDI flows should be reviewed under the findings and insights of this study since it is a necessary condition &ndash / although not sufficient - to have an efficient absorptive capacity level and/or skilled human capital stock in order to get benefit from these flows.

Thesis (Ph. D.)--University of California, Berkeley, 1993. / Includes bibliographical references (leaves 667-680).

Orientador: André Tosi Furtado / Dissertação (mestrado) - Universidade Estadual de Campinas, Instituto de Geociências / Made available in DSpace on 2018-08-26T17:33:16Z (GMT). No. of bitstreams: 1 Correa_CamilaBastos_M.pdf: 1769268 bytes, checksum: e4476134b9d8176d48e3230f7af1cfb6 (MD5) Previous issue date: 2014 / Resumo: As parcerias estratégicas tecnológicas representam instrumentos cada vez mais frequentes e para acesso a novas tecnologias e conhecimentos. Fazem parte de um universo de acordos cooperativos tecnológicos que ocorrem com maior ou menor frequência em função do nível de desenvolvimento científico e tecnológico do país, assim como varia entre os setores da indústria. Elas ainda se concentram entre empresas de países desenvolvidos, ao passo que são mais comuns às empresas dos países em desenvolvimento estabelecerem acordos de transferência de tecnologia, cuja divisão de trabalho é assimétrica entre os parceiros e que são menos intensivas em aprendizado. Neste sentido, visa-se analisar as oportunidades e os desafios relacionados à aplicação das tecnologias de segunda geração para a produção de etanol celulósico no país, a partir dos diferentes acordos cooperativos tecnológicos que se tornam cada vez mais frequentes no setor sucroalcooleiro, considerando o papel das empresas nacionais e estrangeiras no que tange à divisão de trabalho e a apropriação das tecnologias e conhecimentos. Assim como, pretende-se analisar o papel do governo e as políticas públicas para a alavancagem desses projetos. Foram identificados 21 acordos cooperativos tecnológicos relacionados com tecnologias de segunda geração para etanol celulósico, todos firmados no Brasil no período entre 2000 e 2013, sendo 19 (90%) deles internacionais. Os acordos foram compilados em um banco de dados, a partir do qual foi realizada uma análise agregada, seguida de entrevista semiestruturada e questionário enviados para uma amostra com os cinco casos mais relevantes: GranBio, Raízen, CTC, Odebrecht Agroindustrial e Petrobras. Dentre os principais casos analisados, apenas a Raízen apresenta uma parceria estratégica tecnológica vigente, ao passo que todos os outros casos são pautados em acordos unilaterais de transferência de tecnologia para os parceiros nacionais que não participam da propriedade intelectual ou da apropriação dos resultados da parceria. Sendo que na maioria dos casos os parceiros estrangeiros são detentores das tecnologias centrais, ao passo que as empresas nacionais desenvolvem tecnologias complementares. Conclui-se que, embora o Brasil seja pioneiro no desenvolvimento da tecnologia de bioetanol de primeira geração e que as políticas públicas tenham avançado no apoio aos projetos de inovação de bioenergia, as firmas nacionais ainda estão muito dependentes das empresas e das tecnologias estrangeiras que são transferidas em pacotes fechados para realizar o processo de transição tecnológica da primeira para a segunda geração no Brasil / Abstract: Strategic technological partnerships are increasingly common tools to access new technologies and knowledge. They are part of a universe of technological cooperative agreements and they occur more or less frequently depending on the level of scientific and technological development of the country and varies between industry sectors. They are still concentrated among companies in developed countries, whereas it is common to companies in developing countries to establish technology transfer agreements, whose division of labor is asymmetric between the partners and that are less intensive learning. In this sense, this works aims to analyze the opportunities and challenges related to the implementation of second-generation technologies for cellulosic ethanol production in Brazil, according to the different technological cooperative agreements established in the biofuels industry, considering the role of domestic and foreign firms regarding to the ownership of the technologies and knowledge. It aims to analyze the role of government and public policies to leverage these projects. It was identified 21 technological cooperative agreements related to second generation cellulosic ethanol technologies in Brazil, all signed in between 2000 and 2013, of which 19 (90%) of them were international. The agreements were compiled into a database, from which an aggregate analysis was performed, followed by semi-structured interview and questionnaire sent to a sample of the five most relevant cases: GranBio, Raizen, CTC, Odebrecht and Petrobras Agroindustrial. Among the main cases analyzed, only Raizen had a current strategic technological partnership, while all the other cases are guided by unilateral agreements for technology transfer to domestic partners who do not participate in the technological development or the intellectual property of the partnerships. In most cases the foreign partners are holders of core technologies, while domestic firms develop complementary technologies. It follows that, although Brazil is a pioneer in the development of first generation bioethanol technology, and public policy have advanced in support of bioenergy innovation projects, domestic firms are still heavily dependent on foreign companies and their technologies to carry out the process of technological transition from first to second generation in Brazil / Mestrado / Politica Cientifica e Tecnologica / Mestra em Política Científica e Tecnológica