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Barreiras da informação - chinese wall em bancos de investimentos: estudo comparado das regulamentações no Brasil, Estados Unidos e InglaterraHioki, Regiane Yuriko 14 December 2012 (has links)
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Previous issue date: 2012-12-14 / Due to the increase of trading volume resulting from Investment Banks
activities, such as mergers and acquisitions, spin-off operations and securities issues
(shares, subscription bonus and debentures), and because of the material values
involved in these transactions, the regulations become essential in order to avoid the
misuse of insider information. Due to those facts it becomes essential that regulators
and financial institutions adopt best practices of corporate governance, as a
mechanism of defense, especially as regard to the aspects of Information Barriers -
Chinese Wall. The purpose of the research was to examine the main laws and
regulations issued by regulatory bodies, associations and self regulatory
organizations presents in Brazil, USA and England, as well as compare them. To
accomplish it was conducted a descriptive study based on literature and secondary
data analysis, which contemplated laws and recommendations issued by regulators,
associations and self regulatory organizations. As a result were not identified
regulatory gaps, either big issue when comparing the laws. It was observed in Brazil,
unlike what happens in the United States and England, that the guides are not
centralized in one regulatory body, association or self regulatory organizations. It was
also found that some of the regulations in the market due to its wideness some
interpretations and guidelines have been developed in order to assist its
implementation / Em decorrência do aumento do volume de negociações efetuadas por Bancos
de Investimentos, como as operações de fusões e aquisições, cisões de empresas e
emissão de valores mobiliários (ações, bônus de subscrição e debêntures), e
consequentemente pela relevância dos valores financeiros envolvidos nestas
transações, torna-se necessária à existência de regulamentações visando coibir o
uso indevido de informações privilegiadas insider information. Desta forma torna-se
fundamental que os órgãos reguladores e instituições financeiras adotem boas
práticas de governança corporativa, como mecanismos de defesa, principalmente no
que tange aos aspectos de Barreiras da Informação Chinese Wall. O objetivo da
pesquisa foi de analisar as principais legislações e regulamentações emitidas por
órgãos reguladores, associações independentes e entidades autorreguladoras
presentes no Brasil, Estados Unidos e Inglaterra acerca das práticas de Barreiras de
Informação Chinese Wall, bem como comparar as regulamentações vigentes nos
países objeto de estudo. Para tanto, foi realizado estudo descritivo com base em
pesquisa bibliográfica e análises de dados secundários, o qual contempla as
legislações e recomendações emanadas pelos reguladores, associações
independentes e entidades autorreguladoras. Como resultado não foram
identificadas lacunas regulamentares, tampouco divergências representativas entre
as legislações. Observou-se no Brasil, diferentemente do que ocorre nos Estados
Unidos e Inglaterra, que os direcionamentos não estão centralizados em um único
órgão regulador, associação independente ou entidade autorreguladora. Constatouse
também, que as algumas regulamentações vigentes no mercado brasileiro devido
à sua amplitude, possuem interpretações e orientações de forma a auxiliar a sua
respectiva implementação
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Služby knihoven veřejných vysokých škol v České republice zaměřené na zahraniční studenty: analýza současného stavu / Academic libraries of public universities in the Czech Republic and their services aimed for foreign students : analysis of current stateJeřábková, Eva January 2011 (has links)
(in English) The aim of master thesis was to describe and asses current state of services offered by libraries of public (i.e. non-private) universities in the Czech Republic to foreign students. The first chapter briefly characterizes university libraries in the Czech Republic and aims at legislative framework, financing, institutional background, users, offered services and information sources typical for university libraries. The second chapter deals with foreign students at universities in the Czech Republic. It presents an overview of works which dealt with the theme of foreign students in the Czech Republic until now, informs about which public universities in the Czech Republic are preferred by foreign students and which countries these students come from. The third chapter presents the principal part of the work. It contains the report on the survey carried out in public university libraries in the Czech Republic to which a questionnaire was sent focusing on services offered to foreign students. This chapter coincides with the former chapter dealing with general characteristics of barriers and describes practical and particular manners through with university libraries try to overcome these barriers between a library and foreign students. The fourth chapter offers a view on the situation in...
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