In this thesis the interactions in cellulose systems havebeen studied with emphasis on surface forces and adsorptionphenomenon. The study was limited to surfaces and polymers ofinterest for papermaking. During papermaking both therunability of the paper machine as well as the properties ofthe final paper will depend on the molecular interactionsbetween the components present in the suspension. The objectiveof this work was to gain a better understanding of theseinteraction forces and how they are affected by solutionconditions like pH and electrolyte concentration. The maintechniques employed for this purpose were direct surface forcemeasurements using both the interferometric surface forceapparatus (SFA) and the atomic force microscopy (AFM)colloidal-probe technique. In addition, both electronspectroscopy for chemical analysis (ESCA) and AFM imaging wereused for surface characterisation and to study adsorptionbehaviour. Since a smooth and transparent surface is needed forsurface force studies using SFA, Langmuir-Blodgett films ofcellulose were employed. The interactions between cellulose surfacesand xylansurfaces were studied. Cellulose is the main constituent of thewood fibre. In close association with cellulose in the cellwall are the hemicelluloses, xylan being a commonhemicellulose. Steric forces were found to dominate theinteractions between these substances in aqueous solutions.Still factors like charge density, solution pH and electrolyteconcentration were important. The adhesion between cellulosesurfaces in air depended on the contact area. The effect of acationic polyelectrolyte on the forces between cellulosesurfaces and between cellulose and mineral surfaces wasinvestigated to obtain a better understanding of the effects ofcationic retention and strength additives. In the presence of acationic polyelectrolyte the forces at large distances weredominated by double-layer repulsion. Bridging attraction was insome cases observed, but the presence and magnitude of thisforce was dependent on the properties of the substratesurface. Lignin on the fibre surface affects brightness, swelling andstrength of paper. In addition, dissolved lignin interfereswith added polymers during papermaking. For this reason theadsorption of lignin on cellulose fibre surfaces was explored.The adsorption of lignin was influenced by the concentration oflignin in solution and by the electrolyte composition of thesolution. The retention of lignin was affected by the presenceof a cationic polyelectrolyte and particularly by how thepolyelectrolyte was added. The AFM imaging revealed thestructure of the adsorbed lignin, which varied with the way ofadding the polyelectrolyte, and gave an idea about theadsorption mechanism. The effect of lignin on strengthproperties of paper sheets was also evaluated. Keywords: cellulose, hemicellulose, xylan, lignin, surfaceforces, adsorption, polyelectrolyte, SFA, AFM, ESCA,Langmuir-Blodgett films, chitosan, steric forces,bridging,adhesion

The Langmuir – Blodgett (LB) technique is about forming insoluble monolayer on the surface of aqueous solution and recently, it has emerged as one of the best method to study floating monolayer at the air – water interface. It has gained popularity after the use of monolayer with chemical complexes as well as biological species, and recently it has been used for the formation of biosensors. Langmuir monolayer arrays the amphiphilic molecules in a fashion where the hydrophobic part points towards the air and the hydrophilic group remains in contact with the aqueous subphase. Due to this property of Langmuir monolayer to orient the molecules at the air – water interface in a particular fashion, it can successfully serve as a template for two – dimensional reactions with restricted freedom. Hence, Langmuir monolayer has been extensively employed to study chemical and biological reactions at the air – water interface. To understand the behavior of Langmuir monolayer, surface pressure – molecular area (P – A) isotherms are studied as these P – A isotherms illustrate general conditions regarding the phase behavior of the two-dimensional Langmuir monolayer. Any change occurring due to the alignment of aliphatic molecules forming the monolayer is reflected by the change in P – A isotherms, which is known as phase transition. The phase transition is the most important element of the P – A isotherms with a characteristic signature of a plateau region in the isotherms. This phase transition point changes with the change of certain external parameters such as temperature, pH, and ionic strength, and as a result gives general information regarding the phase transition behavior. Therefore, with the little change of external parameters, the arrangement of the molecules in the monolayer also changes, which is reflected in the change in the nature of the isotherms. Thus, the system can, in principle, be used to define several physical parameters associated with it. On account of the property of Langmuir monolayer to orient the molecules at the air – water interface with restricted mobility and due to their condensed nature known as solid like phase, it closely mimics the situation inside a biological cell. Hence, we wanted to test whether an artificial nucleus can be generated at LB films. This can be achieved by immobilizing DNA or protein at the air – water interface and then by promoting their biological properties through macromolecular recognition. Here, immobilization of a macromolecule of biological relevance, its interaction with another component of a cell and extracting the thermodynamic parameters utilizing the LB technique will be of significance. This thesis embodies the immobilization of some biologically important proteins then follows their activity as well as DNA recognition properties at the air – water interface. A set of equations are derived here for the two dimensional Langmuir monolayer, which are used to calculate the thermodynamics of the system under study. Chapter 1 outlines the information about Langmuir monolayer and LB films. It sketches the historical background of the Langmuir monolayer and also elucidates the theory behind the same. This chapter cites the technical details of formation of Langmuir monolayer and LB films viś – a – viś other methods available for the fabrication of monomolecular films. It adequately discusses the functional LB films and their utilization for various different purposes. Finally, the role of metal ions in the LB films and in immobilizing biological macromolecules is discussed. Chapter 2 discusses the different techniques employed to perform the experiments described in this thesis. It includes the purification methods for the different proteins and DNA; the details of formation of Langmuir monolayer and fabrication of LB films. This chapter also describes the various techniques used for the characterization of the LB films, i.e Atomic Force Microscopy (AFM) and Fourier Transform Infrared (FTIR) spectroscopy. In Chapter 3, immobilization and imaging of protein molecules and protein DNA complexes on a LB substrate have been explored. Firstly, we describe the preparation of a Ni (II) – arachidate (NiA) monolayer and its characterization through P – A isotherm on a LB trough. Then, recombinant RNA polymerase from Escherichia coli, where the largest subunit was replaced with the same gene having a series of histidine amino acids at the C-terminus end of the protein, was immobilized over the NiA monolayer through a Ni (II) – histidine interaction. A single molecule of RNA polymerase (RNAP) could be seen through intermittent-contact AFM. Under the condition of the formation of the LB monolayer, the enzyme molecules were arrayed and transcriptionally active. Interestingly, they could pick up sequence specific DNA molecules from the subphase in an oriented fashion. In Chapter 4, the interaction between NiA and histidine tagged RNAP (HisRNAP), and RNAP and DNA were studied. LB films of Arachidic acid – NiA, NiA -HisRNAP and NiA – HisRNAP – DNA with different mole fractions were fabricated systematically. P -A isotherms were registered, and the excess Gibbs energy of mixing was calculated. The LB films were then deposited on solid supports for FTIR spectroscopic measurements. The FTIR spectra revealed the change in the amount of incorporated Ni (II) ions into the AA monolayer with the change in pH. The increase in mole fraction of RNAP and DNA in the NiA and NiA – RNAP monolayer, respectively, with their increasing concentration in the subphase are also noticed. The system developed here is robust and can be utilized to follow macromolecular interactions. In chapter 5, the Langmuir monolayer has been utilized to array a protein, Dps, specific for Fe (II) and non-specific for DNA. Dps from Mycobacterium smegmatis is known to have a cage like structure, exists in two oligomeric states, trimer and dodecamer, and can accommodate Fe (II) ions in its internal cavity. In addition, it converts Fe (II) to Fe (III), both in trimeric and dodecameric form, whereas the latter species is specific for non-specific DNA binding. We demonstrate here that, histidine tagged Dps in both oligomeric states can be immobilized on NiA LB films, where both ferroxidation and DNA binding ability remained unaffected in the ordered protein assembly. Interestingly, when Fe (II) – arachidate was used to generate a LB layer instead of NiA, Dps protein not only recognizes Fe (II) ion in the monolayer, it also converts it to Fe (III) ion in a time dependent fashion. However, once Fe (III) – Dps complex is formed and arrayed on LB monolayers, it remains very stable.

<p>In this thesis the interactions in cellulose systems havebeen studied with emphasis on surface forces and adsorptionphenomenon. The study was limited to surfaces and polymers ofinterest for papermaking. During papermaking both therunability of the paper machine as well as the properties ofthe final paper will depend on the molecular interactionsbetween the components present in the suspension. The objectiveof this work was to gain a better understanding of theseinteraction forces and how they are affected by solutionconditions like pH and electrolyte concentration. The maintechniques employed for this purpose were direct surface forcemeasurements using both the interferometric surface forceapparatus (SFA) and the atomic force microscopy (AFM)colloidal-probe technique. In addition, both electronspectroscopy for chemical analysis (ESCA) and AFM imaging wereused for surface characterisation and to study adsorptionbehaviour. Since a smooth and transparent surface is needed forsurface force studies using SFA, Langmuir-Blodgett films ofcellulose were employed.</p><p>The interactions between cellulose surfacesand xylansurfaces were studied. Cellulose is the main constituent of thewood fibre. In close association with cellulose in the cellwall are the hemicelluloses, xylan being a commonhemicellulose. Steric forces were found to dominate theinteractions between these substances in aqueous solutions.Still factors like charge density, solution pH and electrolyteconcentration were important. The adhesion between cellulosesurfaces in air depended on the contact area. The effect of acationic polyelectrolyte on the forces between cellulosesurfaces and between cellulose and mineral surfaces wasinvestigated to obtain a better understanding of the effects ofcationic retention and strength additives. In the presence of acationic polyelectrolyte the forces at large distances weredominated by double-layer repulsion. Bridging attraction was insome cases observed, but the presence and magnitude of thisforce was dependent on the properties of the substratesurface.</p><p>Lignin on the fibre surface affects brightness, swelling andstrength of paper. In addition, dissolved lignin interfereswith added polymers during papermaking. For this reason theadsorption of lignin on cellulose fibre surfaces was explored.The adsorption of lignin was influenced by the concentration oflignin in solution and by the electrolyte composition of thesolution. The retention of lignin was affected by the presenceof a cationic polyelectrolyte and particularly by how thepolyelectrolyte was added. The AFM imaging revealed thestructure of the adsorbed lignin, which varied with the way ofadding the polyelectrolyte, and gave an idea about theadsorption mechanism. The effect of lignin on strengthproperties of paper sheets was also evaluated.</p><p>Keywords: cellulose, hemicellulose, xylan, lignin, surfaceforces, adsorption, polyelectrolyte, SFA, AFM, ESCA,Langmuir-Blodgett films, chitosan, steric forces,bridging,adhesion</p>

Submitted by DOUGLAS RICARDO DE ASSIS null (douglasnet9@hotmail.com) on 2016-03-10T00:50:50Z No. of bitstreams: 1 Dissertação de mestrado_Douglas Ricardo de Assis.pdf: 1652654 bytes, checksum: 93d244d8dfc88314c10a76a7d27326ef (MD5) / Approved for entry into archive by Sandra Manzano de Almeida (smanzano@marilia.unesp.br) on 2016-03-10T19:37:31Z (GMT) No. of bitstreams: 1 assis_dr_me_araiq_par.pdf: 232607 bytes, checksum: 0428ae381482be9888a3bad4adaa01cc (MD5) / Made available in DSpace on 2016-03-10T19:37:31Z (GMT). No. of bitstreams: 1 assis_dr_me_araiq_par.pdf: 232607 bytes, checksum: 0428ae381482be9888a3bad4adaa01cc (MD5) Previous issue date: 2016-02-19 / Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq) / A auto-organização é uma das ferramentas mais versáteis e mais poderosas para a estruturação de nanopartículas em duas ou três dimensões. A técnica de Langmuir - Blodgett é o método mais promissor para a produção de filmes bidimensionais organizados de tensoativos, polímeros e nanopartículas (NPs), porque proporciona um bom controle da espessura e a homogeneidade da monocamada e de multicamadas. Esse trabalho visa sintetizar nanopartículas de Ag na interface ar-água utilizando filmes de Langmuir-Blodgett de surfactantes como suportes. A síntese das NPs de Ag na interface ar/água foi realizada de acordo com a metodologia de Khomutov e colaboradores. Foi possível sintetizar as NPs de Ag através do espalhamento da mistura das soluções de sulfadiazina de prata e ácido esteárico com razão molar de 1:1. As imagens de microscopia eletrônica de varredura de alta resolução mostram que a ausência de ácido esteárico melhorou a organização das NPs durante a síntese na interface ar/água. A composição química das NPs de prata foi determinada através da espectroscopia de energia dispersiva de raios X acoplada ao microscópio eletrônico operando no modo de varredura. Um estudo comparativo foi feito preparando-se filmes de NPs de Ag. As nanopartículas de Ag recobertas com dodecil sulfato de sódio foram sintetizadas de acordo com o método descrito por Song. As nanopartículas de Ag recobertas com polietilenoglicol (MM ≈ 3400 g.mol-1) e com ácido oléico/oleilamina foram sintetizadas pelo método poliol. Os difratogramas de raios X confirmaram a composição e a fase obtida em cada amostra. Foi estudada a composição do recobrimento das NPs através da espectroscopia na região do infravermelho e quantificado através das análises termogravimétricas. A preparação dos filmes LB de todas as amostras foi feita de acordo com o método descrito por Shin. Através das imagens de microscopia eletrônica de varredura de alta resolução observa-se que somente os filmes LB das nanopartículas de Ag recobertas com ácido oléico e oleilamina apresentam uma organização a longo alcance. Durante a formação dos filmes das amostras recobertas com SDS e com PEG3400 as nanopartículas agregaram prejudicando a organização do sistema. Esse processo de agregação pode ser atribuído a falta de surfactante na superfície das NPs ou ao excesso de polímero que aprisiona as nanopartículas no meio de suas cadeias carbônicas interferindo na organização de NPs. / Self-assembly is one of the most powerful and versatile tools for structuring nanoparticles in two or three dimensions. The Langmuir–Blodgett (LB) technique is the most promising method for production of organized surfactants, polymers, and nanoparticles (NPs) two-dimensional films, because it provides good control of the thickness and homogeneity of the mono and multilayer. This paper aims to synthesize silver nanoparticles in the air-water interface using surfactants Langmuir-Blodgett films such as “templates”. The synthesis of Ag NPs in the air / water interface was performed according the Khomutov methodology [1] it was possible to synthesize Ag NPs by spreading the mixture of silver sulfadiazine solutions and stearic acid molar ratio 1: 1. Field emission gun scanning electron microscope (FEG-SEM) images show that the absence of stearic acid improved the arrangement of NPs during synthesis in the air / water interface. The chemical composition of silver NPs was determined by energy dispersive X-ray spectroscopy attached to the electron microscope operating in scan mode. A comparative study was made preparing Ag NPs films. The Ag nanoparticles coated with sodium dodecyl sulfate were synthesized according to the method described by Song. The Ag nanoparticles coated with polyethylene glycol (MW ≈ 3400 g / mol) and oleic acid / oleylamine was synthesized by the polyol method. The X-ray diffraction confirmed the composition and phase obtained in each sample. It studied the composition of the coating of NPs through spectroscopy in the infrared region and quantified through thermogravimetric analysis. The preparation of LB films of a silver nanoparticles covered with oleic acid and olelamine (Ag@AO/OL) was done according to the methodology described by Shin et al. The images obtained by electron microscopy high resolution scan can be observed that only the LB films of Ag nanoparticles coated with oleic acid and oleylamine have an organization-reaching. During the formation of the films of the other samples the aggregated nanoparticles damaging the system organization. This aggregation process may be attributed to the lack of surfactant on the surface of the NPs or excess polymer which entraps the nanoparticles in the middle of their carbon chains interfering with NPs organization. / CNPq: 139251/2013-8

Foram investigadas as propriedades de formação de filmes de Langmuir e as propriedades ópticas e elétricas de filmes mistos de Langmuir-Blodgeti (LB) preparados com os polímeros HPDR13, MMA-DR13 e IPDI-DR19CI com adição de estearato de cádmio (CdSt). Para caracterizar os polímeros foram usadas as técnicas de calorimetria diferencial de varredura, espectroscopia ultravioleta-visível (W-Vis) e difração de raios X. As medidas de isotermas de pressão e de potencial de superfície com os filmes Langmuir mostraram que ocorre agregação molecular associada a interações dipolares. Medidas de absorção no W-Vis mostraram que os agregados dipolares formados são do tipo-J. As investigações dos sistemas poliméricos mostraram que o sinal da birrefringência fotoinduzida pode depender do número de camadas LB, potência da luz de excitação e temperatura. Funções com duas exponenciais e de Kohlrausch-Williams-Watts foram usadas de forma sistemática para analisar as curvas de crescimento e decaimento do sinal de birrefringência. As dependências das constantes de tempo das funções citadas também foram analisadas em função da temperatura. Observou-se que os filmes de IPDI-DR19CI/CdSt apresentam os resultados mais regulares e mais reprodutíveis para a birrefringência fotoinduzida. Isso foi atribuído a maior homogeneidade desse tipo de filme devida a menor agregação dipolar. Experimentos realizados em baixa temperatura com o polímero MMA-DRI 13 mostraram que o sinal máximo da birrefringência fotoinduzida aumenta até 120 K e diminui acima desse valor. 0s resultados abaixo de 120 K foram analisados a luz da teoria do volume livre local e dos mecanismos de fotoisomerização e difusão rotacional térmica As medidas elétricas com os filmes LB mostraram que todos os filmes poliméricos apresentam um r e m e de condução ôhmico em baixos campos elétricos e um outro regime não ôhmico atribuído a injeção de portadores no volume do material. Concluiu-se das medidas elétrica que o CdSt determina as propriedades de condução dos filmes LB mistos / The formation of Langmuir films and the optical and electrical properties of mixed Langmuir-Blodgett (LB) films were studied. Films were prepared using cadmium stearate (CdSt) and the polymers HPDR13, MMA-DR13 and IPDI-DR19CI. These polymers were characterized with differential scanning calorimetry, visible-ultraviolet spectroscopy (UVVis) and X-ray- diffraction. Surface pressure and surface potential isotherms of the Langmuir films indicated the presence of molecular aggregation due to dipolar interactions. UV-Vis spectroscopy suggested J-type aggregation of dipoles. Measurements on mixed LB film showed that the photoinduced birefringence depends on the number of LB layers, the power of excitation light and on the temper-re. A double exponential function and the Kohlrausch-Williams-Watts function were used for analyzing the experimental curves of growth and decay of the birefringence signal. The dependence of time constants of such functions on the temperature was also analyzed. Mixed LB films of IPDI-DR19CI/CdSt presented the most reproducible results of photoinduced birefringence, which was attributed to the better homogeneity of this type film probably due to the low dipolar aggregation. Experiments carried out with the polymer MMA-DRI3 at low temperatures revealed that the maximum of birefringence increases up to 120 K and then decreases for higher temperatures. Results under 120 K were analyzed using the free local volume theory and included photoisomerization and thermal rotational diffusion processes. Electrical measurements of LB films showed that all LB films present an ohmic conduction regime at low electric fields and a non-ohmic regime attributed to charge carrier injection into the film bulk. It is concluded that CdSt determines the conduction properties of mixed LB films

A birrefringência fotoinduzida e a formação de grades de relevo vêm sendo extensivamente investigadas em filmes de azopolímeros, obtidos por diversas técnicas de fabricação. Embora para azopolímeros amorfos já haja modelos bem estabelecidos tanto para explicar a dinâmica de fotoindução da birrefringência quanto para o transporte de massa que leva à formação de grades de relevo, o mesmo não ocorre para os azopolímeros líquido-cristalinos. Numa tentativa de contribuir para dirimir dúvidas da literatura, nesta dissertação foi sintetizado um azopolímero com diferentes massas molares, depois empregado em medidas de armazenamento óptico e fotoinscrição de grades de relevo. A síntese dos polímeros foi feita a partir do 4,4-difenilmetano-diisocianato (MDI) e de um azomonômero, sintetizado em três etapas: síntese do azocorante, incorporação do segmento flexível e funcionalização do monômero. Os materiais foram caracterizados por espectroscopia ultravioleta-visível (UV-Vis), espectroscopia infravermelha (FTIR) e ressonância magnética nuclear de hidrogênio (1H-RMN). A massa molecular dos polímeros (Mn e Mw) foi determinada por cromatografia de exclusão de tamanha (HPSEC). Através de calorimetria diferencial exploratória (DSC), microscopia óptica polarizada e difração de raios X foram comprovadas as propriedades líquido-cristalinas do azomonômero e dos polímeros. A transição da fase anisotrópica para a isotrópica ocorreu em aproximadamente 79oC no monômero e 84oC para os polímeros. Filmes de Langmuir estáveis foram obtidos para os polímeros na interface ar-água, propiciando a transferência para substratos sólidos na forma de filmes Langmuir-Blodgett (LB). Esses filmes foram usados para armazenamento óptico, sendo que a birrefringência fotoinduzida foi mais alta do que em filmes cast, provavelmente devido à melhor organização do filme LB. Grades de relevo foram inscritas nos dois tipos de filme usando um laser de baixa intensidade, ao contrário do que encontra na literatura, em que grades só são formadas se lasers de altas intensidades são empregados. Embora a amplitude das grades seja pequena e o processo de fotoinscrição ainda precise ser otimizado, este resultado abre novas perspectivas de emprego de azopolímeros líquido-cristalinos. / Photoinduced birefringence and surface-relief gratings (SRGs) have been extensively investigated in azopolymer films obtained with various film-fabrication methods. Even though well-established models exist for amorphous azopolymers which explain the dynamics of photoinduced birefringence and mass transport leading to SRGs, the same is not true for liquid-crystalline azopolymers. In an attempt to try and resolve controversies in the literature, in this work we synthesized an azopolymer with two different molar masses, which were then employed in optical storage and photoinscription of SRGs. The synthesis was performed with 4,4-diphenylmethane-diisocyanate (MDI) and an azomonomer obtained in a 3-step procedure: synthesis of the azodye, incorporation of the flexible segment and functionalization of the monomer. The materials were characterized by ultraviolet-visible spectroscopy (UV-Vis), infrared spectroscopy (FTIR) and proton nuclear magnetic resonance (1H-NMR). The molar mass of the polymers was determined by high performance size exclusion chromatography (HPSEC). The liquid-crystalline properties of the azomonomer and azopolymers were confirmed via differential scanning calorimetry (DSC), polarized optical microscopy and X-ray diffraction, with a isotropic-liquid crystal phase transition occurring at ca 79oC and 84oC for the monomer and polymers, respectively. Stable Langmuir films made with the azopolymers could be formed at the air-water interface, which were transferred onto solid substrates in the form of Langmuir-Blodgett (LB) films. These LB films could be used in optical storage experiments, with the photoinduced birefringence being higher than in cast films of the same azopolymers, probably due to the better organization of the nanostructured LB films. SRGs could be photoinscribed on both types of film with a low-intensity laser beam, in contrast to the reports in the literature, according to which SRGs can only be inscribed on liquid-crystalline azopolymer samples if high laser intensities are used. Though the SRG amplitude was small and the photoinscription process still needs to be optimized, this finding may open the way for a host of new applications of liquid-crystalline azopolymers.

Muitas aplicações biológicas da quitosana dependem de sua interação com membranas celulares, cujo mecanismo não é conhecido em nível molecular. Nesta tese, empregam-se filmes de Langmuir dos fosfolipídios dipalmitoil fosfatidil colina (DPPC), dipalmitoil fosfatidil glicerol (DPPG) e ácido dimiristoil fosfatídico (DMPA) para mimetizar a membrana, e é avaliada a influência dos grupos hidroxila e amino de quitosana nas propriedades dos filmes. Para tanto, O-acilquitosanas foram produzidas por meio de reação de acilação, gerando os derivados 3,6 - O,O\'- dietanoilquitosana (DEQUI) e 3,6 - O,O\'- dipropanoilquitosana (DPPQUI) solúveis em solução aquosa ácida, e 3,6 - O,O\'- dimiristoilquitosana (DMQUI) e 3,6 - O,O\'- dipalmitoilquitosana (DPQUI), solúveis em clorofórmio. DEQUI e DPPQUI afetam mais fortemente as isotermas de pressão de superfície e elasticidade dos filmes do que quitosana, sendo os efeitos de DPPQUI (mais hidrofóbico) maiores do que para DEQUI. Isso indica que ligações hidrogênio envolvendo as hidroxilas da quitosana não são essenciais na interação. Espectros no infravermelho com modulação de polarização (PM-IRRAS) confirmaram interações hidrofóbicas, com penetração dos derivados entre as moléculas de fosfolipídio. DEQUI causa mais ordenamento das cadeias do fosfolipídio, enquanto o efeito de DPPQUI é oposto. DMQUI e DPQUI formam filmes de Langmuir altamente compactados com agregação de moléculas, inferida das isotermas de pressão e potencial de superfície. Os resultados sobre a influência dos grupos amino foram inconclusivos, pois o comportamento atrativo entre os materiais pode ser devido tanto à existência de grupos com cargas opostas, quanto interações hidrofóbicas. Quitosanas com diferentes massas moleculares (alta - QAMM e baixa - QBMM) foram utilizadas para obter informações sobre a orientação dos grupos químicos da quitosana e fosfolipídios e conformação do polímero em solução. Espectros PM-IRRAS indicam maior efeito de QBMM em monocamadas de DPPG, provocando diminuição na intensidade e deslocamento para maiores números de onda das bandas de CH, inversão na orientação do grupo P=O do DPPG e maior intensidade da banda amida II, sugerindo maior densidade desses grupos na interface. Os espectros de geração de soma de frequência (SFG) mostraram diminuição na ordenação/compactação das caudas de DPPG, aumento do espaçamento entre as moléculas e de defeitos gauche. Conclui-se que derivados O-acilados de quitosana têm maior efeito sobre modelos de membrana, principalmente devido às forças hidrofóbicas, sendo mais adequados em aplicações biológicas que dependam dessa interação. Também favorece a interação com a membrana a atração eletrostática, com efeitos mais relevantes para quitosanas de menores massas moleculares. / Many biological applications of chitosan depend on its interaction with cell membranes, whose mechanism at the molecular level is not known. In this thesis, Langmuir films from the phospholipids dipalmitoyl phosphatidyl choline (DPPC), dipalmitoyl phosphatidyl glycerol (DPPG) and dimyristoyl phosphatidic acid (DMPA) were used to mimic the cell membrane, and effects from the hydroxyl and amine groups in chitosan on the film properties were evaluated. For this, O-acylchitosans were produced by acylation reaction, resulting in the derivatives 3,6 - O,O\' - diacetylchitosan (DECT) and 3,6 - O,O\'- dipropionylchitosan (DPPCT), which are soluble in acidic aqueous solution, and 3,6 - O,O\'- dimyristoylchitosan (DMCT) and 3,6 - O,O\'- dipalmitoylchitosan (DPCT), soluble in chloroform. DECT and DPPCT affect the surface pressure and elasticity of the films more strongly than chitosan, especially DPPCT that is more hydrophobic. This indicates that hydrogen bonds involving the hydroxyl groups from chitosan are not essential for the interaction. Polarization-modulated infrared reflection absorption (PM-IRRAS) spectra confirmed hydrophobic interactions with penetration of derivatives between the phospholipid molecules. DECT induces ordering in the chains, while the opposite occurs for DPPCT. DMCT and DPCT form highly compressed films with aggregation, as shown by surface pressure and surface potential isotherms. The results on the importance of amino groups were inconclusive because the attractive behavior between materials may be due to either the oppositely charged groups or hydrophobic interactions. Chitosans with different molecular weights (high - CHMW and low - CLMW) were used to obtain information about the chitosan and phospholipids chemical groups orientation and polymer conformation in solution. PM-IRRAS spectra indicate greater effect from QBMM on DPPG monolayers, causing a decrease in intensity and shift to higher wavenumbers of the CH bands, inversion in the orientation of the P=O group from DPPG and greater intensity of the amide II band, suggesting greater density of these groups at the interface. The sum-frequency generation (SFG) spectra showed a decrease in ordering/packing of the DPPG chains, increased spacing between molecules and gauche defects. Overall, the O-acyl derivatives of chitosan have greater effect on cell membrane models, owing to hydrophobic forces, being therefore more suitable for biological applications that depend on this interaction. Also important for the interaction is the electrostatic attraction, with more relevant effects observed with low-molecular weight chitosans.

Estudos em interfaces são importantes para o completo entendimento de muitos processos em química, física e biologia. Esses sistemas são governados principalmente pelas propriedades interfaciais dos materiais. Nas duas últimas décadas, o desenvolvimento de novos métodos experimentais melhorou o nosso entendimento das propriedades interfaciais. O advento de uma série de técnicas de espectroscopia a laser baseadas em óptica não linear e o desenvolvimento das técnicas de microscopia por ponta de prova, possibilitaram estudos antes inimagináveis em superfícies e interfaces. Entre as técnicas de espectroscopia não linear, destacamos a espectroscopia por Geração de Soma de Frequências (espectroscopia SFG). Essa técnica foi desenvolvida por Shen et al. em 1987 e, desde então, é aplicada a muitos estudos em superfícies e interfaces. A espectroscopia SFG pode fornecer informações sobre a natureza química por meio do espectro vibracional e sobre o ordenamento médio das moléculas em uma única monocamada. O sinal SFG só pode ser gerado em meios não centrossimétricos, isso inclui superfícies ou interfaces entre meios centrossimétricos, onde há quebra da simetria de inversão. A combinação da espectroscopia SFG com a microscopia óptica tem sido proposta como uma nova técnica experimental para obter imagens em interfaces com sensibilidade química pelo espectro vibracional e contraste pela orientação e ordenamento das moléculas. Neste trabalho, apresentamos o desenvolvimento, construção e caracterização de um Microscópio SFG (MSFG). Esse MSFG foi especialmente projetado para estudos em superfícies ou interfaces tanto líquidas quanto sólidas. Testes iniciais de desempenho do MSFG foram realizados na interface líquido/ar da solução binária água/acetonitrila (H2O&frasl;CH3CN). Foram obtidas imagens do sinal SFG ressonante com o estiramento simétrico do grupo metil (CH3) da acetonitrila na interface líquido&frasl;ar da solução binária. Variando a fração molar da acetonitrila na solução entre 4% e 20% observamos a dependência da intensidade do sinal SFG na interface em função da fração molar de acetonitrila no volume do líquido. Testes também foram feitos em filmes Langmuir-Blodgett multicamada de ácido esteárico (CH3(CH2)16COOH). Obtivemos a espectromicroscopia SFG na ressonância dos grupos CH2 e CH3 do ácido graxo. Pelas diferenças entre os espectros SFG das regiões ordenadas e desordenadas, a espectromicroscopia revelou distribuições microscópicas do ordenamento das cadeias alquila que formam o filme. A sensibilidade da detecção do sinal SFG foi caracterizada e revelou a possibilidade de obter imagens na superfície da água em menos de um minuto. A caracterização óptica e os testes nas interfaces líquido&frasl;ar e sólido&frasl;ar demonstraram a completa capacidade do MSFG como ferramenta para investigar qualquer superfície ou interface, seja essa líquida ou sólida. / Interface studies are important for the complete understanding of many processes in chemistry, physics and biology. These systems are mainly governed by the interfacial properties of the materials. In the last two decades, the development of new experimental methods improved our understanding of interfacial properties. The advent of a host of laser spectroscopy techniques based on nonlinear optics and the development of the scanning probe microscopy techniques, opened up unimaginable possibilities of studies at surfaces and interfaces. Among these nonlinear spectroscopies we turned our attention to Sum Frequency Generation spectroscopy (SFG spectroscopy). This technique was developed by Shen et al. in 1987 and, since then, it has been applied to many studies of surfaces and interfaces. SFG spectroscopy can provide information about the chemical nature by the vibrational spectra and about the average of molecular ordering in a single monolayer. The SFG signal only can be generated in a noncentrossymetric media, this includes surfaces or interfaces between centrossymetric media, where there is a broken in the inversion symmetry. The combination of SFG spectroscopy with optical microscopy has been proposed as a novel experimental technique to obtain images at interfaces with chemical sensitivity by the vibrational spectra as well as contrast by the ordering and orientation of the molecules. In this work we present the development, construction and characterization of an SFG Microscope (SFGM). This SFGM was specially designed to perform studies on surfaces or interfaces of liquids and solids. Initial SFGM performance tests were performed at the liquid/air interface of the water/acetonitrile (H2O/CH3CN) binary solution. The images of the SFG signal were acquired on the resonance of the methyl group (CH3) of acetonitrile present at the liquid&frasl;air interface of the binary solution. By varying the molar fraction of acetonitrile in the solution between 4% and 20% we observed the dependency of the SFG signal intensity as a function the acetonitrile bulk mole fraction. We also performed tests in multi-layered Langmuir-Blodgett films of stearic acid (CH3(CH2)16COOH). We obtained the SFG spectromicroscopy in the resonance of CH2 and CH3 groups of the fatty acid. By the differences between the SFG spectra of ordered and disordered regions, the spectromicroscopy revealed microscopic distribution of the conformational ordering in the alkyl chains that composes the film. The sensitivity of the SFG microscope was characterized and it was shown that images could be acquired at the water surface in less than one minute. The optical characterization and the performed tests at the liquid/air and solid/air interfaces demonstrated the full capabilities of the SFGM as a tool for investigations in any liquid or solid interface.

O ibuprofeno é um antiinflamatório não esteróide, com baixa solubilidade em água, que apresenta diversos efeitos colaterais, incluindo lesão gástrica e intestinal. Esses efeitos podem depender da interação com a membrana celular, o que nos motivou a investigar, na primeira parte deste trabalho, a incorporação do ibuprofeno em monocamadas de Langmuir como modelos de membrana celular. Monocamadas de dipalmitoil fosfatidil glicerol (DPPG) e dipalmitoil fosfatidil colina (DPPC) co-espalhadas com o ibuprofeno ou depositadas sobre subfases contendo o fármaco foram estudadas por meio das isotermas de pressão e potencial de superfície. Foram observados efeitos significativos para monocamadas de DPPC, particularmente na transição de fase líquido-expandida para líquido-condensada, com modificações relevantes na elasticidade da monocamada. Esses efeitos aumentaram com a concentração do ibuprofeno. Para os dois tipos de fosfolipídios, o ibuprofeno pôde penetrar na região hidrofóbica, o que foi confirmado por espectroscopia de reflexão e absorção no infravermelho com modulação da polarização (PM-IRRAS), indicando assim a presença de interações hidrofóbicas. A análise por microscopia no ângulo de Brewster (BAM) mostrou que o ibuprofeno impede a formação de grandes domínios de DPPC, enquanto que não foram observadas alterações significativas para o DPPG. A interação entre o ibuprofeno e o DPPG também foi confirmada após a imobilização da monocamada mista em filmes LB com alterações na absorção no UV-Vis da molécula de ibuprofeno. No que diz respeito às implicações biológicas, a ação farmacológica que depende diretamente da interação com a membrana deve ocorrer primeiramente em regiões neutras via penetração do ibuprofeno na região hidrofóbica da membrana celular. A segunda parte deste trabalho foi dedicada à interação de capsaicinóides extraídos da pimenta malagueta com monocamadas de Langmuir constituídas de DPPG e DPPC. A capsaicina é um potente analgésico de uso tópico, que pode causar dessensibilização no local de aplicação dependendo da dose e, portanto há interesse na sua incorporação em sistemas de liberação controlada, como os lipossomos. A técnica de Langmuir foi empregada para verificar essa possibilidade. Os capsaicinóides expandiram as monocamadas de DPPG e aumentaram sua elasticidade. As isotermas de potencial de superfície indicaram que os capsaicinóides provocam aumento de 10% no momento de dipolo numa concentração de 30% em mol. Para os filmes mistos de DPPC e capsaicinóides, a área mínima diminuiu e a elasticidade da monocamada aumentou. De acordo com as isotermas de potencial, os momentos de dipolo diminuíram para as monocamadas de DPPC independentemente da concentração de capsaicinóides. Esses resultados sugerem que as moléculas de DPPC são solubilizadas para a subfase na presença do fármaco. A partir destes resultados, conclui-se que os capsaicinóides podem ser incorporados em estruturas lipídicas, constituídas principalmente de DPPG, o que é relevante para uso em sistemas de liberação de fármacos. / Ibuprofen is a nonsteroidal anti-inflammatory drug, with low solubility in water, which exhibits side effects including gastric and intestinal injury, often irreversible. Some of these effects may depend on the interaction with the cell membrane, which motivated us to investigate the incorporation of ibuprofen in Langmuir monolayers as cell membrane models, in the first part of this thesis. Dipalmitoyl phosphatidyl choline (DPPC) or dipalmitoyl phosphatidyl glycerol (DPPG) monolayers co-spread with ibuprofen or deposited on ibuprofen-containing aqueous subphases were studied using surface pressure and surface potential isotherms. Significant effects were observed for DPPC monolayers, particularly at the liquid-expanded to liquid-condensed phase transition, with relevant changes in the elasticity of the monolayer. These effects increased with the ibuprofen concentration. For both types of phospholipids, ibuprofen could penetrate into the hydrophobic part of the monolayer, which was confirmed with polarization-modulated infrared reflection absorption spectroscopy (PM-IRRAS), thus indicating the presence of hydrophobic interactions. BAM images showed that ibuprofen prevents the formation of large domains of DPPC, while no significant changes were observed for DPPG. The interaction between DPPG-ibuprofen was also confirmed for deposited layers in the form of LB films, with changes in the ibuprofen UV-Vis absorption. As for the biological implications, the pharmacological action depending directly on the membrane interaction should occur primarily with zwitterionic regions of the membrane via penetration of ibuprofen in the hydrophobic part of the monolayer. The second part of this thesis is dedicated to the interaction of capsaicinoids, extracted from malagueta pepper, with Langmuir monolayers of DPPC and DPPG. Capsaicin is a powerful analgesic of topical use, which can cause desensitization in the application site depending on the dose, and therefore there is interest in its incorporation in drug delivery systems, such as liposomes. The Langmuir technique was employed to verify this possibility. The capsaicinoids expanded the DPPG monolayer and increased its elasticity. Surface potential isotherms indicated that the capsaicinoids increased the average dipole moment by 10 % for 30 mol % of capsaicinoids. For the mixed films of DPPC and capsaicinoids, the minimum area decreased and the elasticity increased. According to the surface potential isotherms, the dipole moments decreased for DPPC monolayers regardless of the capsaicinoid concentrations. These results suggest that the DPPC molecules are solubilized into the subphase in the presence of the drug. From these results, it is concluded that the capsaicinoids can be incorporated into structures as the liposomes constituted mainly of DPPG, which is relevant for use in drug delivery systems.

O ibuprofeno é um antiinflamatório não esteróide, com baixa solubilidade em água, que apresenta diversos efeitos colaterais, incluindo lesão gástrica e intestinal. Esses efeitos podem depender da interação com a membrana celular, o que nos motivou a investigar, na primeira parte deste trabalho, a incorporação do ibuprofeno em monocamadas de Langmuir como modelos de membrana celular. Monocamadas de dipalmitoil fosfatidil glicerol (DPPG) e dipalmitoil fosfatidil colina (DPPC) co-espalhadas com o ibuprofeno ou depositadas sobre subfases contendo o fármaco foram estudadas por meio das isotermas de pressão e potencial de superfície. Foram observados efeitos significativos para monocamadas de DPPC, particularmente na transição de fase líquido-expandida para líquido-condensada, com modificações relevantes na elasticidade da monocamada. Esses efeitos aumentaram com a concentração do ibuprofeno. Para os dois tipos de fosfolipídios, o ibuprofeno pôde penetrar na região hidrofóbica, o que foi confirmado por espectroscopia de reflexão e absorção no infravermelho com modulação da polarização (PM-IRRAS), indicando assim a presença de interações hidrofóbicas. A análise por microscopia no ângulo de Brewster (BAM) mostrou que o ibuprofeno impede a formação de grandes domínios de DPPC, enquanto que não foram observadas alterações significativas para o DPPG. A interação entre o ibuprofeno e o DPPG também foi confirmada após a imobilização da monocamada mista em filmes LB com alterações na absorção no UV-Vis da molécula de ibuprofeno. No que diz respeito às implicações biológicas, a ação farmacológica que depende diretamente da interação com a membrana deve ocorrer primeiramente em regiões neutras via penetração do ibuprofeno na região hidrofóbica da membrana celular. A segunda parte deste trabalho foi dedicada à interação de capsaicinóides extraídos da pimenta malagueta com monocamadas de Langmuir constituídas de DPPG e DPPC. A capsaicina é um potente analgésico de uso tópico, que pode causar dessensibilização no local de aplicação dependendo da dose e, portanto há interesse na sua incorporação em sistemas de liberação controlada, como os lipossomos. A técnica de Langmuir foi empregada para verificar essa possibilidade. Os capsaicinóides expandiram as monocamadas de DPPG e aumentaram sua elasticidade. As isotermas de potencial de superfície indicaram que os capsaicinóides provocam aumento de 10% no momento de dipolo numa concentração de 30% em mol. Para os filmes mistos de DPPC e capsaicinóides, a área mínima diminuiu e a elasticidade da monocamada aumentou. De acordo com as isotermas de potencial, os momentos de dipolo diminuíram para as monocamadas de DPPC independentemente da concentração de capsaicinóides. Esses resultados sugerem que as moléculas de DPPC são solubilizadas para a subfase na presença do fármaco. A partir destes resultados, conclui-se que os capsaicinóides podem ser incorporados em estruturas lipídicas, constituídas principalmente de DPPG, o que é relevante para uso em sistemas de liberação de fármacos. / Ibuprofen is a nonsteroidal anti-inflammatory drug, with low solubility in water, which exhibits side effects including gastric and intestinal injury, often irreversible. Some of these effects may depend on the interaction with the cell membrane, which motivated us to investigate the incorporation of ibuprofen in Langmuir monolayers as cell membrane models, in the first part of this thesis. Dipalmitoyl phosphatidyl choline (DPPC) or dipalmitoyl phosphatidyl glycerol (DPPG) monolayers co-spread with ibuprofen or deposited on ibuprofen-containing aqueous subphases were studied using surface pressure and surface potential isotherms. Significant effects were observed for DPPC monolayers, particularly at the liquid-expanded to liquid-condensed phase transition, with relevant changes in the elasticity of the monolayer. These effects increased with the ibuprofen concentration. For both types of phospholipids, ibuprofen could penetrate into the hydrophobic part of the monolayer, which was confirmed with polarization-modulated infrared reflection absorption spectroscopy (PM-IRRAS), thus indicating the presence of hydrophobic interactions. BAM images showed that ibuprofen prevents the formation of large domains of DPPC, while no significant changes were observed for DPPG. The interaction between DPPG-ibuprofen was also confirmed for deposited layers in the form of LB films, with changes in the ibuprofen UV-Vis absorption. As for the biological implications, the pharmacological action depending directly on the membrane interaction should occur primarily with zwitterionic regions of the membrane via penetration of ibuprofen in the hydrophobic part of the monolayer. The second part of this thesis is dedicated to the interaction of capsaicinoids, extracted from malagueta pepper, with Langmuir monolayers of DPPC and DPPG. Capsaicin is a powerful analgesic of topical use, which can cause desensitization in the application site depending on the dose, and therefore there is interest in its incorporation in drug delivery systems, such as liposomes. The Langmuir technique was employed to verify this possibility. The capsaicinoids expanded the DPPG monolayer and increased its elasticity. Surface potential isotherms indicated that the capsaicinoids increased the average dipole moment by 10 % for 30 mol % of capsaicinoids. For the mixed films of DPPC and capsaicinoids, the minimum area decreased and the elasticity increased. According to the surface potential isotherms, the dipole moments decreased for DPPC monolayers regardless of the capsaicinoid concentrations. These results suggest that the DPPC molecules are solubilized into the subphase in the presence of the drug. From these results, it is concluded that the capsaicinoids can be incorporated into structures as the liposomes constituted mainly of DPPG, which is relevant for use in drug delivery systems.