Tropical small-scale fisheries represent the main livelihood and protein source for a substantial portion of the global population. Growing pressures on marine resources, however, have left many fishing communities faced with declining catches and increased environmental degradation. Effective management strategies and governance institutions are thus critically important. Conventional top-down, exogenous approaches to fisheries management have been ineffective in more traditional and small-scale fisheries. Yet, there remains little understanding of the effectiveness of alternative approaches and few studies offer feasible solutions for managers in lesser developed nations. This case-study of artisanal fisheries in the Comoros examines how effective local fishing associations are at managing common fisheries resources, and provides some understanding of the underlying characteristics of effectiveness. To do so, qualitative methods were used to collect data on fishing practices, local knowledge and beliefs, governance structures, and livelihoods in male and female fisheries in five villages on Ngazidja island. The results of this study are organized into three papers. The first paper focuses on current fisheries trends on Ngazidja and the implications of the gradual shift from traditional to modern fishing practices. This paper contributes to the overall goal of this study as the modernization of the fishing sector may affect both the ecological sustainability of the fishery and the ability of local fishing associations to effectively govern fisheries. Results show that although the fishery sector is not undergoing a rapid modernization, loss in traditional practices, beliefs, and values are occurring and may be linked to corresponding declines in marine resources. Improved monitoring systems will help inform local governing institutions about the need to develop enhanced management practices. The second paper examines the effectiveness of community-based governance of artisanal fisheries and addresses the overarching goal of the study by improving understanding of the key elements of success of the community fishing associations. These fishing associations collectively design, monitor, and enforce local regulations. Decisions are based on local knowledge and experience, and management strategies are based on low-cost, practical solutions. Compliance with local regulations is high, primarily due to participatory decision-making, community-monitoring, and strong feelings of solidarity among fishers. The last paper looks at fisherwomen on Ngazidja and focuses specifically on documenting their fishing practices, livelihood contributions, and potential participation in fisheries management. This paper is critical to enhancing understanding of the impacts and potential of the fishery on Ngazidja as the sector has so far failed to take into account all marine harvesting activities, particularly those undertaken by women. Moreover, authorities have recently attempted to ban women from fishing as their practices are considered destructive to near-shore reefs and juvenile fish populations. Results from the study indicate that women’s fishing methods can be destructive and may have contributed to localized declines in intertidal marine resources and habitats. Yet, fisherwomen also provide substantial contributions to household livelihoods. Thus, banning the fishery altogether is not an acceptable solution. Instead, authorities should work to empower fisherwomen with the tools necessary to manage their fishery sustainably, which will eventually lead to improved conservation measures. Overall, this case-study provides a unique example of how collective governance of common-pool resources can be achieved within communities, and how feelings of empowerment and shared responsibility among users can lead to effective management practices. There are a number of clear lessons learned from the successes of this fishery that can be applied to other similar small-scale fisheries. Future research priorities should concentrate on assessing the ecological sustainability of current fishing and management practices, and paying particular attention to the recognition and inclusion of fisherwomen. Marine conservation and sustainable fisheries systems are only facilitated when all users are recognized and engaged in management and policy decisions. / Graduate

Over the past three decades, there has been a global paradigm shift in biodiversity conservation approaches from exclusive protected areas (PAs) towards people-centred conservation. This has encouraged the development of community-based conservation across the world, promoting reconciliation between livelihood improvement and biodiversity conservation. However, there is a growing body of literature that demonstrates mixed outcomes of community-based conservation approaches in contributing to improved conservation and local livelihoods, especially to the communities neighbouring PAs in Africa. This dissertation examines the experience of implementing one community wildlife management area (WMA) in Tanzania, with a particular focus on the effectiveness of Ikona WMA in contributing to improved conservation and local livelihoods in Western Serengeti. Specifically, the study investigates livelihood benefits and conservation impacts attributed to Ikona WMA in the study area. It also explores the success and challenges of implementing Ikona WMA and suggests areas for improvement. Qualitative and quantitative data were gathered through field-based research in Nyichoka and Robanda villages, which participate in Ikona WMA, and Rwamchanga village, which does not. Research methods employed in this study include interviews, focus group discussions, and household surveys. With regard to livelihood benefits attributed to Ikona WMA, results show benefits to the communities participating in WMA at the community level, especially improvement of social infrastructure, while few or no benefits were realized at the household level. In addition, findings show variation in perceptions between and among the communities participating in Ikona WMA and the community not participating, and among conservation experts about community access to natural resources and benefits experienced at the household level in the study area. Findings show that the communities participating in the WMA had more positive perceptions of Ikona WMA, and perceived more conservation impact than did the community not participating in the WMA. Both community members and WMA administrators perceived a decline of illegal activities, improvement of habitat, increase of wild animals, and increase of wildlife protection as the major conservation impacts attributable to Ikona WMA. Ikona WMA demonstrates some success in contributing to improved conservation and local livelihoods at the community level. However, the study reveals a number of challenges hindering effective implementation of Ikona WMA, including insufficient power over crucial decision making and ownership of wildlife resources, insufficient involvement of community members, unequal distribution of benefits at the village level, and insufficient transparency, accountability, and monitoring of village development projects. In addition, respondents identified low levels of education among community members and WMA staff members, weak collaboration with other conservation actors, and increases in both livestock and human populations as challenges to the WMA in the study area. The study suggests that broad level participation of community members in decision making about wildlife conservation, empowerment of the local community, particularly with regard to financial resources, skills training, and true devolution of power over wildlife to the community, as well as fostering equity in benefit sharing at the village level, could help to cultivate community interest in wildlife conservation. / Graduate / 0768 / 0478 / 0368

Since its introduction into mainstream society two decades ago, ecotourism has become an international phenomenon. Claimed by its proponents to endorse ecologically, socially, and economically sustainable travel to natural areas, ecotourism is in many ways the conceptual fusion of conservation and development. Yet, despite the optimism often associated with the phenomenon, the question of the degree to which it actually contributes to development, however defined, has become a controversial issue. Theorists and practitioners hold a variety of opinions of ecotourism, ranging from cautious optimism (Honey 2008; Ross & Wall 1999) to outright rejection (Carrier & Macleod 2005; Wheeller 2003). Unfortunately, research shows that the poorest of the poor generally bear the burden of ecotourism initiatives without receiving an equitable share of the associated benefits (Stem et al. 2003; Western & Wright 1994). In response, a sustainable livelihoods approach is proposed as a practical means of understanding the complex livelihood strategies employed by indigenous populations. While tourism research has often focused on the economic impacts of ecotourism initiatives, current livelihoods discourse suggests that the poor draw on a wide range of assets and incorporate a variety of livelihood strategies, in their pursuit of economic gain (Ashley 2002; Ashley et al. 2001; Bebbington 1999; Bennett et al. 1999; Zoomers 1999). This discourse is especially timely for pastoral populations living adjacent to protected areas in Kenya. Recent changes in government policy have promoted the subdivision of land for private ownership (Homewood et al. 2009; Leserogol 2005; Lamprey & Reid 2004), an unexpected transformation that has led to the adoption of ecotourism as a sustainable livelihood strategy. Informed by development theory, tourism theory, and property rights theory, the purpose of this research was to examine the effect of different land tenure regimes on the distribution of benefits accrued from various ecotourism initiatives, and how those benefits impact the livelihoods of the pastoral Maasai living on the periphery of the Maasai Mara National Reserve. Culturally-appropriate, participatory research methods were combined with the Sustainable Livelihoods Framework to document an indigenous perspective on livelihood sustainability. By adapting the conceptual framework to include cultural and historical capital, it served as a lens for viewing and identifying the culturally embedded meaning associated with the recent privatisation of Maasai property. These changes include: significant increases in income generated from ecotourism initiatives, an increased desire to cultivate land, an enhanced capacity for participating in the decision-making process, and greater diversification in local livelihood strategies. However, the empirical evidence also demonstrated that changing property regimes have led to the increased sedentarisation of these semi-nomadic people, resulting in modifications to their pastoral culture, reductions in their herd sizes, and the occasional obstruction of wildlife migratory patterns through the construction of permanent fences.

The designation and enforcement of protected areas in southeast Brazil severely restricted livelihoods of rural inhabitants, who had limited options to adapt to new settings. Serious challenges emerged from deficiency in local capacity for the organization, management, and application of mitigation interventions. However, the Cananéia Oyster Producers’ Cooperative managed to overcome numerous challenges and was a finalist for the United Nations Development Programme’s 2002 Equator Prize for simultaneous poverty alleviation and biodiversity conservation. Qualitative research methods, including Rapid Rural Appraisal tools, were employed to examine the cooperative’s self-organization, cross-scale institutional linkages, and livelihood and conservation impact. Through various coordinated endevours such as the adoption of oyster rearing beds, depuration station, education, and designation of an extractive reserve, cooperative members have been able to improve their livelihoods while minimizing environmental impact. Lessons learned from the cooperative on simultaneous poverty alleviation and biodiversity conservation are presented in the final chapter of this thesis.

Abstract Sustainable community development is a current approach to development that has evolved from previous approaches. In Malaysia, the community-based homestay programme, which is a collective project undertaken by community members, is promoted to rural villages by the Malaysian government as a development strategy. In fact, the homestay programme has the potential to generate additional income for the villagers and provide an avenue for them to participate in tourism development. It also offers cultural exchange between the hosts and the guests, and incorporates the surrounding environment, including farms and the rural landscape, as the main attractions. Nevertheless, research on the Malaysian homestay programme as a development strategy is scarce and predominantly focuses on villages with programmes that are performing well in terms of generating tourist revenue. Although it may be economically viable, economic criterion alone does not guarantee that the programme and the community will be sustainable in the future, justifying the sustainable community development focus of this thesis. Sustainable community development is based on the principle that the community is able to utilise its resources while ensuring future generations have enough resources, reflecting the concepts of equity, a development by the people and for the people, and self-sufficiency. Consequently, three important issues are addressed in this thesis; 1) the distribution of costs and benefits among local people, 2) the nature of local participation, and 3) the self-reliance of the community. In framing the issues, the thesis is underpinned by several theories relating to earlier development theories, sustainable tourism development, sustainable community development, and pro-poor tourism. Unlike previous research which concentrated primarily on the host group with only minor representation from other village members, this thesis seeks to assess all groups in the village; the host, non-host and non-participant. A total of 90 interviews were undertaken in three different categories of homestay villages, in addition to another 10 interviews with representatives from the government and the Malaysian Homestay Association. Semi-structured interviews provided primary data for this study while secondary data was sourced from document analysis. Consequently, the multiple data collection method, including field notes, and various types of data heighten the credibility of this research through triangulation. To provide a framework for the discussion, the Sustainable Livelihoods Framework (DFID, 1999) was applied to analyse the strengths and weaknesses of each homestay village. Overall, the results of this research reveal that the homestay programme is not able to contribute to sustainable community development when it is not accepted by all members of the community. Based on the results, this thesis proposes a framework towards an improvement in the organisation, the management and the community of homestay through an assessment and monitoring system. By implementing the concepts in the proposed Sustainable Livelihoods Framework for Homestay Programme (SLF-HP), it is hoped that such programmes will increase, sustain and expand the benefits to a larger number of community members.

The designation and enforcement of protected areas in southeast Brazil severely restricted livelihoods of rural inhabitants, who had limited options to adapt to new settings. Serious challenges emerged from deficiency in local capacity for the organization, management, and application of mitigation interventions. However, the Cananéia Oyster Producers’ Cooperative managed to overcome numerous challenges and was a finalist for the United Nations Development Programme’s 2002 Equator Prize for simultaneous poverty alleviation and biodiversity conservation. Qualitative research methods, including Rapid Rural Appraisal tools, were employed to examine the cooperative’s self-organization, cross-scale institutional linkages, and livelihood and conservation impact. Through various coordinated endevours such as the adoption of oyster rearing beds, depuration station, education, and designation of an extractive reserve, cooperative members have been able to improve their livelihoods while minimizing environmental impact. Lessons learned from the cooperative on simultaneous poverty alleviation and biodiversity conservation are presented in the final chapter of this thesis. / May 2006

Establishment of big companies in rural areas is something that is getting more and more common as the phenomenon of land acquisition is growing. This study is based on a case study in Manhiça where a big scale multinational sugar company, consisting of a sugar factory and sugarcane plantations, has been present for almost 20 years. The theoretical framework is based on the Sustainable Livelihoods Approach (SLA) that is made into a method by taking dimensions from the theory and converting them into analytical tools. The aim is to identify and analyse the impacts that the company’s activities have on longer term on the capital basis of the various groups with which the company relates. Using the perspective of SLA helps identify the wide range of impacts – direct and indirect, positive and negative – that matter to local people. The study is qualitative and based on semi-structured interviews made with different groups of outgrower farmers and employees as well as representatives for the company and the municipality. The results are, in accordance with the principles underlying the SLA, focusing on the perceptions of people and the dynamic nature of livelihoods. A pilot study is used to indicate which impacts that are a result of the company’s presence and which only a result of switching to cash crops. The study shows that different groups are affected different from the interactions with the company. People with already weak livelihoods are benefited least since their access to different capital assets decrease.

The new philanthropy is increasingly seen as a panacea and an alternative source of global development finance for rural development, especially in developing countries. The theoretical underpinning of the new philanthropy entails the idea that the private sector, led by philanthropists and civil society organisations in social policy issues can lead to more effective outcomes through partnership. The existing literature on the new philanthropy mainly focuses on its economic or commercial impact. This is particularly the case in the rural parts of Ghana; there has been very little research on the new philanthropy’s impact on the livelihoods of the poorest segments of society. Therefore, this research investigates the impact of new philanthropy on the livelihoods of smallholder farmers in Northern Ghana in order to fill the gap. The study employed ethnographic research, utilising qualitative techniques involving 20 stakeholders in philanthropy and livelihood affairs and 100 smallholder farmers. The research findings suggest that there is a significant relationship between philanthropic sponsored interventions in Ghana and an increase in smallholder farmers’ yields. The few farmers who purchased improved seeds and other agricultural inputs registered significant increases. However, this study identified some bottlenecks inhibiting access to agricultural inputs by smallholder farmers. Majority of smallholder farmers revealed that they could not afford them (seeds, chemical fertilizer and other inputs) despite the subsidies. Furthermore, rainfall variability gives rise to fluctuating food production from one season to another; meanwhile, there is a lack of strategy from philanthropic practitioners to address the variability in rainfall. Through philanthropy, other methods of faming such as irrigation farming agroecology, and permaculture could be exploited to the benefits of smallholder farmers. The outcomes of this study have policy implications for philanthropic practitioners. This study shows that the failure to involve farmers directly in decisions that affect their livelihoods is a major cause of livelihood interventionist programme failures in Ghana. Thus, this study argues that understanding the socioeconomic dynamics in the Northern Region and amongst the farmers should be an important part of policy formulation for philanthropic involvements seeking to improve livelihood of smallholder farmers. Lastly, the study called for a separate policy framework for philanthropy that would have a key objective of mobilising private philanthropic resources to support steady economic growth and sustainable development, dealing directly with recipients.

Magister Artium (Development Studies) - MA(DVS) / Tourism is one of the fastest growing global sectors, with current international tourist arrivals exceeding 935 million, and projected arrivals to exceed 1 billion by 2020. Community-based ecotourism has been suggested as a possible avenue for poverty eradication and local economic development in South Africa's remote rural regions, which are characterised by undeveloped infrastructure, poorly functioning schools and few economic opportunities. This is especially true of the Wild Coast region in the Eastern Cape Province, which is characterised by the contrasting elements of abundant natural resources eminently suitable for tourism development, and abject poverty. The central objective of this qualitative study is to evaluate the developmental impacts of the Bulungula Lodge and related initiatives, in order to assess the extent to which ecotourism can be used as a catalyst for local economic development. This includes the conservation practices employed by the enterprise, as well as its contribution towards conservation knowledge amongst community members. In addition, the study undertook to assess the extent to which the Bulungula Lodge and related initiatives has provided employment, and facilitated local participation in decision making and skills development in order to contribute towards sustainable livelihood outcomes. The findings indicate that Bulungula Lodge and related initiatives contribute positively to the local economy through job creation, skills development and local collaboration. However, Bulungula Lodge is faced with a number of factors which constrain the attainment of development goals, such as an inactive local and provincial government, low human and physical capital stocks and an inability to expand without threatening the sustainability of the natural resource base. In conclusion, the study provides numerous recommendations in order to increase the effectiveness of projects and employment within an environment devoid of government intervention. Among these are strategies for improving an understanding of conservation amongst community members, as well as strategies to improve adult education and the empowerment of women in the decision making process.

O objetivo principal desta dissertação é analisar como a mudança climática pode afetar o processo de desenvolvimento humano. Com esse objetivo, procurou-se identificar, caracterizar e sistematizar os impactos potenciais da mudança climática em dimensões relevantes do desenvolvimento humano, tais como: saúde, educação, meios de subsistência, segurança, valores culturais e relações sociais. O trabalho propõe uma estrutura analítica na qual se identificam relações diretas e indiretas entre os componentes climáticos e do bem-estar humano e definem-se mecanismos que interligam as duas áreas, sendo estes os recursos naturais de água, solo e biodiversidade, assim como os serviços dos ecossistemas. A análise realizada não foi restrita à realidade de um país, ao invés, foram associados elementos tendo em conta as evidências em nível global. O estudo foi baseado na abordagem de desenvolvimento humano fundamentada por Amartya Sen, a qual permitiu considerar um conjunto amplo de dimensões na avaliação do bem-estar, abrangendo as diversas formas em que as pessoas são e podem ser privadas de desfrutar uma vida que eles valoram devido à mudança climática. Através da estrutura analítica proposta neste trabalho e na investigação sistemática de dois corpos de literatura (respectivamente ambiental e de desenvolvimento humano), foi possível constatar que o processo de desenvolvimento humano está determinado pela expansão de aspectos multidimensionais, como funcionamento e capacitações, bem como meios e intitulamentos que podem aumentar ou diminuir dependendo a relação com os sistemas do meio ambiente, em especial, do sistema climático. As evidências analisadas demonstraram como as alterações do clima constituem um risco latente para o retrocesso do desenvolvimento humano e ampliação das privações humanas em todo o mundo, com desproporcionais efeitos em países pobres e em desenvolvimento. Por um lado, os choques climáticos ameaçam em diferentes caminhos (direta e indiretamente) os funcionamentos e capacitações das pessoas, como a saúde, a educação, os valores culturais e as relações sociais. Por outro lado, os choques climáticos restringem o desenvolvimento humano ao afetar e limitar os "meios e intitulamentos" necessários para o sustento das pessoas, através da redução da quantidade e qualidade da água, da produção agrícola, da alteração de atividades de pesca, redução de rendimentos econômicos, entre outras formas. Os maiores impactos são em áreas rurais, as quais concentram maior proporção de pobres. O exame de impactos levou em conta a interação com aspectos de vulnerabilidade pré-existente de cada país ou região, relacionados com a exposição definida pela localização geográfica, a sensibilidade de acordo com a dependência na agricultura e nos serviços dos ecossistemas e a capacidade de adaptação determinada por aspectos sociais, econômicos, institucionais, políticos e dotação dos recursos naturais. / The main aim of this dissertation is to examine how climate change can affect the process of human development. In particular, it tries to identify, characterize and classify the potential impacts of climate change on relevant dimensions of human development, such as health, education, livelihoods, security, cultural values and social relations. The dissertation proposes an analytical structure in which it delves into direct and indirect relations between the components of the climate and well being, and set up mechanisms that link the two areas, which are the natural resources of water, soil and biodiversity as well as the ecosystem services. The analysis was not restricted to the particular realities of a given country, in contrast, it focused on evidence at a global level. This study is based on the vision of human development as characterized by the work of Amartya Sen, which enabled us to consider a wide range of dimensions in the assessment of well being, covering the various ways in which people are and can be deprived of enjoying a life that they value due to climate change. Through the analytical framework proposed in this paper and the systematic investigation of two bodies of literature (the environmental and human development), it was possible to see that the process of human development is determined by the expansion of multidimensional aspects, such as functionings and capabilities, as well as means and entitlements that may increase or decrease depending on the relation with the environment, especially the climate system. The analysis showed evidence such as that climate change is a latent risk to the setback of human development and expansion of human deprivation in the world, with disproportionate effect on poor and developing countries. The climatic shocks threaten in different ways (directly and indirectly) the functionings and capabilities of individuals, such as health, education, cultural values and social relations. Moreover, the climatic shocks restrict human development to affect and limit the "means and entitlements" necessary for the sustenance of the people, by reducing the quantity and quality of water, agricultural production, modification of fishing activities, reduction income, among other ways. The largest impacts are in rural areas, which concentrate the largest proportion of poor people. An examination of impacts took into account the interaction with aspects of pre-existing vulnerability of each country or region, associated with exposure defined by geographic location, according to the sensitivity of the dependence on agriculture and ecosystems services and the capacity of adaptation certain by social, economic, institutional, political and status of natural resources.