Proponents and advocates of transfrontier conservation in southern Africa have postulated rural communities living adjacent to conservation areas as one of the main determinants of the success of such initiatives and thus they should be potential beneficiaries along with the state and the private sector. This assertion is reflected in the various memoranda of understanding (MOU), treaties, policies and agreements establishing transfrontier conservation initiatives. For community participation to be effective, the laws, policies and institutions establishing transfrontier conservation in southern Africa must lead to the empowerment of these rural communities who commonly subsist on local natural resources and perceive them as opportunities to earn a living. I derive a principle and set of criteria and indicators that are used to analyse the legal, policy and institutional framework and its implications for community participation and empowerment in transfrontier conservation in southern Africa. The Great Limpopo Transfrontier Park provides a case study. I argue that while provisions for community participation are made in the laws, policies and institutions under which transfrontier conservation is being initiated and implemented in the region, they are not sufficiently prescriptive about empowering communities to secure commitment from conservation agencies to enable communities to effectively participate in transfrontier conservation. It is suggested that as presently defined, the laws, policies and institutions may lead to community disempowerment from transfrontier conservation, as they allow too much scope for interpretations that weaken options for censure where agencies are not demonstrating commitment to community participation and empowerment in conservation. / Thesis (M.Env.Dev.)-University of KwaZulu-Natal, Pietermaritzburg, 2007.

This study assessed the feasibility and suitability of a Water Quality Trading (WQT) program within the Kentucky River Basin (KRB). The study’s focal point was based on five success factors of a WQT program: environmental suitability, geospatial orientation, participant availability, regulatory incentive, and economic incentive. The study utilized these five success factors, geographical characteristics, and Discharge Monitoring Reports (DMR) to assess the feasibility of a WQT program. The assessment divided the KRB into five eight digit Hydrologic Unit Codes (HUC), North, Middle, and South Fork, Middle Basin, and Lower Basin, to determine regional impacts caused by the nutrient PSs. Individual nutrient profiles were generated to show the number of point sources (PS) operating in the KRB, their geospatial orientation to one another, and their permitted nutrient limits and nutrient discharges in form of total phosphorus (TP), total nitrogen (TN), and total nitrogen (as ammonia) (TA). Findings suggest trading is highly unlikely for TP and TN PSs due to the lack of regulatory standards, limited number of TN and TP PSs, and an inadequate demand for offset credits. Trading is also unlikely in all the HUC 8 watersheds except for the Lower Basin due to the lack of nutrient impaired waters. Key Words: Point Source, Non-Point Source, Water Quality Trading, TMDL, Impaired Waters

Many rural South African people depend on natural resources for their survival. Wetlands provide some of those natural resources. These are presently are under pressure due to high demand, overexploitation and poor land management. The history of South Africa has been characterised by exclusion of local communities in the process of decision-making and general management of natural resources. Participation of all stakeholders is crucial for successful sustainable natural resource management. Various South African departments are engaged in a number of strategies for promoting meaningful participation of local communities. The South African laws promoting protection and sustainable use of natural resources incorporate democratic principles that require high level of participation from resource users, local communities in particular. Most of the participation techniques used are focused on satisfying political mandates and do not respond to the social context of the resource users. The aim of the study was to review the participation of stakeholders in the project of promoting the sustainable use and protection of the Lake Fundudzi catchment. The idea was to probe stakeholder interests more carefully, and to research tensions that arise in the participation process, using qualitative methodologies. Through the use of questionnaires, observations and document analysis stakeholders’ interests were identified to assess their influence in the process of participation of local stakeholders. The review of stakeholders’ participation in the Lake Fundudzi Project showed that stakeholders’ interests are crucial for meaningful local community participation, communication and education influence. They enable meaningful participation and empowerment. A multi-stakeholders approach enables stakeholders to share roles and responsibilities and the participation process offers an opportunity for local stakeholders to participate democratically in the Project. Power relations affect stakeholder participation, capital dependant participatory initiatives are likely to be at risk, participatory processes are likely to promote the empowerment and knowledge exchange amongst stakeholders, the views of local stakeholders are not always considered by outside support organisation and multi-stakeholder participatory approaches enable the initiative/activity/project to achieve its objectives.

This paper outlines the current state of environmental legislation and administration in Botswana, identifying the various problems with that system. Those problems include fragmented and overlapping administration and out-dated legislation that is not in keeping with modem, holistic approaches to environmental management, ineffective and unreliable enforcement, compounded by rampant non-compliance. The paper then considers some the developments that are being made to improve this situation, including: the conversion of the environmental agency into a department and the introduction of an over-reaching environmental Act, preparation of a wetlands conservation strategy, the introduction of environmental impact assessment legislation. The paper concludes by querying the effectiveness of those developments when unsustainable attitudes continue to predominate in the country / Law / LL.M.

Over the last century, developing countries have undergone rapid urbanisation resulting in marked social, economic and environmental changes. Africa is the least urbanised continent in the world but trends indicate that it is also the most rapidly urbanising region, accompanied by rising urban poverty. Urbanisation processes are often most pronounced in smaller urban centres since they experience the most severe pressures of population growth. Little is known about the role natural resources play along the rural-urban continuum and even less is known about the contribution of these resources within an urban context, particularly in small urban centres. In many sub-Saharan African cities, urban agriculture (the informal production of food in urban areas) has been used as a strategy to cope with increasing poverty levels but its role remains widely debated and uncertain. This thesis seeks to analyse the impacts of urbanisation on livelihoods and natural resource use, including home gardening and the collection of wild resources, in two South African towns and data was collected along the rural-urban continuum in Queenstown (Eastern Cape province) and Phalaborwa (Limpopo Province). Practices and contributions associated with agriculture and wild resource use were found to be significantly higher in Phalaborwa and this could be attributed to favourable environmental conditions and accessibility to wild resources due to the surrounding Mopani Bushveld. Rural households in Queenstown and Phalaborwa were more reliant on natural resources than their urban counterparts, but still diverse and incorporated a number of land-based and cash income generating strategies. Urban households tended to rely on one primary cash income strategy such as wage employment or state grants. However, natural resources did appear to play a subtle role in urban settings and particularly in the townships, where exclusion of natural resource contributions saw poverty levels increase up to 5%. Home gardening was practised by a wide range of people and not restricted to any one income group and, not surprisingly, wealthy cultivators who had access to resources such as land, water and fertilizer enjoyed increased benefits such as high produce yields. The results obtained suggest that rural-urban dynamics are complex and natural resource use in local livelihoods is contextualised within environmental settings, social preferences and historical contexts. Increasing pressures from the influx of people into small urban centres calls for a better understanding to how these processes are affecting livelihoods and natural resources to ensure sustainable management in the future.

That natural resources (NRs) are important to those experiencing adversity, and, especially, vulnerability associated with HIV/AIDS, is well documented, particularly with respect to food and energy security. What is unclear is where HIV/AIDS ranks in terms of its significance in comparison to other household shocks, the role local ecological knowledge may (LEK) play in households' response to shock, a propos the types of coping strategies that are employed. Consequently, this research aims to bridge the knowledge gap between HIV/AIDS and the degree to which it is contributing to the expansion of NR commercialisation and to explore the unknowns surrounding the influence of LEK on people's choice of coping strategy. A two phase study was designed to provide quantitative rigour with qualitative depth. Phase one was an extensive, rapid survey of NR traders within urban and rural settings in five southern Africa countries. The principle objective was to profile the trade, the livelihoods of those involved and their reasons for entering the trade, to ultimately establish to what degree HIV/AIDS may have been a catalyst for this. Almost one third of the sample entered the trade in response to illness and/or death in their households, with 80% of deaths being of breadwinners. The findings illustrated considerable dependence on the sale of NRs; for almost 60% of the sample it was their household's only source of income. There was evidently increased blurring of the lines between rural and urban NR use with a greater diversity of products being traded in urban areas. Phase two involved in-depth interviews and work with a smaller sample at two sites selected based on the findings from the first phase. It incorporated three groups of households; non-trading, inexperienced trading and experienced trading households. Key areas of focus were household shocks, coping strategies employed in response to these and the role LEK may be playing in the choice of coping strategies. Within a two year period, 95% of households registered at least one shock, of which 80% recorded AIDS-related proxy shocks. Non-trading households were significantly worse-off in this regard, while in the case of non-AIDS proxy shocks, there was no such difference between groups. The most frequently employed coping strategy was the consumption and sale of NRs and was of particular importance when households were faced with AIDS proxy shocks. Trading households emerged as having superior levels of LEK in comparison to non-trading households, even for non-traded NRs, suggesting that prior LEK of NRs opened up opportunities to trade in NR as a coping strategy. Further inspection of the latter group however revealed that the portion of non-trading households who traded on a very ad hoc basis actually had comparable levels of LEK to the trading households. Despite the ad hoc trading households' vulnerable state and their disproportionately high level of AIDS proxy measures, they had at their disposal, sufficient LEK to unlock certain key coping strategies, namely the NR trade. In this sense there are apparent linkages between LEK, HIV/AIDS and the expansion of the commercialisation of NRs.

Lake Okeechobee is the largest lake in the southeastern United States and is a central component of the hydrology and environment of the Everglades ecosystem in South Florida. The natural state of the lake has been degraded as wetlands and natural habitats in the Lake Okeechobee watershed have been replaced with farms, urban areas, and dairy operations. Excessive phosphorus loadings from these diverse sources have been identified as the leading causes of the lake’s impairment. For more than four decades, many resources have been allocated to regional and local restoration efforts to reduce phosphorus loadings into the lake. However, phosphorus loadings have not decreased and the recovery of the lake could take more time, particularly with today’s limited local budgets. Market-based instruments, such as water quality trading programs, have emerged over the past decades to cost-effectively achieve water quality objectives in impaired watersheds. The main objective of this dissertation was to assess the environmental and economic benefits of implementing a phosphorus trading program in Lake Okeechobee watershed, compared to a conventional command-and-control approach. A comprehensive literature overview of nationally and internationally implemented trading programs was conducted to highlight advantages and challenges of these programs towards achieving water quality goals, and to outline the essential elements of a successful program. Furthermore, a modeling framework, integrating a hydrologic-water quality model with an economic model, was developed to assess the potential cost savings that trading might offer over a command-and-control approach. The modeling framework was applied in three priority basins of the Lake Okeechobee watershed. In each case, while developing trading scenarios to achieve phosphorus load reduction targets, the trading program was less expensive than the conventional command-and-control approach. This research provided the foundation for stakeholders to better understand whether water quality trading has the potential to work in the Lake Okeechobee watershed and to facilitate the development of a pilot program. In addition, it offered some insights on the potential economic opportunities that pollution sources would have by participating in the trading program. The modeling framework developed in this dissertation could facilitate the assessment of future water quality trading programs in other watersheds.

The Connecticut River watershed is experiencing a rapid invasion of aggressive non-native plant species, which threaten watershed function and structure. Volunteer-based monitoring programs such as the University of Massachusetts’ OutSmart Invasives Species Project, Early Detection Distribution Mapping System (EDDMapS) and the Invasive Plant Atlas of New England (IPANE) have gathered valuable invasive plant data. These programs provide a unique opportunity for researchers to model invasive plant species utilizing citizen-sourced data. This study took advantage of these large data sources to model invasive plant distribution and to determine environmental and biophysical predictors that are most influential in dispersion, and to identify a suitable presence-only model for use by conservation biologists and land managers at varying spatial scales. This research focused on the invasive plant species of high interest - Japanese stiltgrass (Mircostegium vimineum). This was identified as a threat by U.S. Fish and Wildlife Service refuge biologists and refuge managers, but for which no mutli-scale practical and systematic approach for detection, has yet been developed. Environmental and biophysical variables include factors directly affecting species physiology and locality such as annual temperatures, growing degree days, soil pH, available water supply, elevation, closeness to hydrology and roads, and NDVI. Spatial scales selected for this study include New England (regional), the Connecticut River watershed (watershed), and the U.S. Fish and Wildlife, Silvio O. Conte National Fish and Wildlife Refuge, Salmon River Division (local). At each spatial scale, three software programs were implemented: maximum entropy habitat model by means of the MaxEnt software, ecological niche factor analysis (ENFA) using Openmodeller software, and a generalized linear model (GLM) employed in the statistical software R. Results suggest that each modeling algorithm performance varies among spatial scales. The best fit modeling software designated for each scale will be useful for refuge biologists and managers in determining where to allocate resources and what areas are prone to invasion. Utilizing the regional scale results, managers will understand what areas on a broad-scale are at risk of M. vimineum invasion under current climatic variables. The watershed-scale results will be practical for protecting areas designated as most critical for ensuring the persistence of rare and endangered species and their habitats. Furthermore, the local-scale, or fine-scale, analysis will be directly useful for on-the-ground conservation efforts. Managers and biologists can use results to direct resources to areas where M. vimineum is most likely to occur to effectively improve early detection rapid response (EDRR).

Conventional wastewater treatment in the U.S. is an energy dependent and carbon dioxide emitting process. Typical mechanical systems consume copious amounts of energy, which is most commonly produced from fossil fuel combustion that results in the production of CO2. The associated organic load is also metabolized by microorganisms into CO2 and H2O. As the desire to reduce CO2 output becomes more prominent, it is logical to assess the costs of conventional treatment methods and to compare them to alternative, more sustainable technology. Vegetated Sand Bed (VSB) and Reed Bed (RB) systems are green technologies that provide environmentally superior treatment to conventional systems at a fraction of the cost both environmentally and economically. Using mass balance equations the net CO2 produced from wastewater treatment at 3 conventional facilities, (Amherst, MA, Ithaca, NY and Shelburne-Buckland, MA) and 3 VSBs, (Lloyd, NY, Shushufindi Slaughterhouse, Ecuador and Shushufindi Municipal Facility, Ecuador), will be estimated. Carbon dioxide sources considered are BOD5 microbial respiration, power demand, and sludge treatment. Using the BOD5 reduction and the average daily flow from each of the conventional facilities, hypothetical VSB and RB systems will be sized for the 3 conventional systems. The land area for each hypothetical VSB and RB and the CO2 reduction for equal treatment are estimated for each conventional facility. Estimates of annual CO2 production for Amherst, Ithaca, and Shelburne-Buckland, are 3,021 metric tons, 5,575 metric tons, and 158 metric tons of, respectively. The annual CO2 reduction potential for the conventional facilities Amherst, Ithaca, and Shelburne-Buckland, when compared to VSB and RB technology is estimated to be 74.0%, 83.2%, and 86.3% respectively. VSB and RB technology also provide promising results for sustainable wastewater treatment and reuse. Ammonium and nitrate reduction at the Joseph Troll Turf Plot VSBs were 72% and 88% respectively. The mean ammonium microbial growth rate constant was – 0.14 d-1 and the mean nitrate microbial growth rate constant was – 0.23 d-1. The implications are ammonium and nitrate reduction is possible with VSB and RB technology. Further investigation to understand the processes and fate of nitrogen including separate testing of ammonium and nitrate reduction are recommended.

Many developing countries depend on the World Bank for development assistance, which the Bank often provides with policy reform conditions. Resistance to World Bank’s conditionality caused the Bank to posit “ownership” as a country’s real assent to its development policies. The combination of ownership and conditionality invalidates the neocolonial, false-paradigm and dualism theses in explaining the international dependence development model. This study explains this model by investigating how the relationship between conditionality and ownership in the context of this model impacts forest management in Cameroon. Integrating theoretical and methodological insights mainly from political science, economics, geosciences, and sociology, the study finds that in this model, conditionality and ownership have a hybrid relationship that fosters and hinders effective forest management in Cameroon. This finding positions policy hybridity within this model. It proposes a nouvelle way to understand international development policies’ interactions, and the effects of the interactions on natural resource management.