The purpose of this thesis is to conduct a detailed examination of the forward-directivity characteristics of near-fault ground motions produced in the 2010-11 Canterbury earthquakes, including evaluating the efficacy of several existing empirical models which form the basis of frameworks for considering directivity in seismic hazard assessment. A wavelet-based pulse classification algorithm developed by Baker (2007) is firstly used to identify and characterise ground motions which demonstrate evidence of forward-directivity effects from significant events in the Canterbury earthquake sequence. The algorithm fails to classify a large number of ground motions which clearly exhibit an early-arriving directivity pulse due to: (i) incorrect pulse extraction resulting from the presence of pulse-like features caused by other physical phenomena; and (ii) inadequacy of the pulse indicator score used to carry out binary pulse-like/non-pulse-like classification. An alternative ‘manual’ approach is proposed to ensure 'correct' pulse extraction and the classification process is also guided by examination of the horizontal velocity trajectory plots and source-to-site geometry. Based on the above analysis, 59 pulse-like ground motions are identified from the Canterbury earthquakes , which in the author's opinion, are caused by forward-directivity effects. The pulses are also characterised in terms of their period and amplitude. A revised version of the B07 algorithm developed by Shahi (2013) is also subsequently utilised but without observing any notable improvement in the pulse classification results. A series of three chapters are dedicated to assess the predictive capabilities of empirical models to predict the: (i) probability of pulse occurrence; (ii) response spectrum amplification caused by the directivity pulse; (iii) period and amplitude (peak ground velocity, PGV) of the directivity pulse using observations from four significant events in the Canterbury earthquakes. Based on the results of logistic regression analysis, it is found that the pulse probability model of Shahi (2013) provides the most improved predictions in comparison to its predecessors. Pulse probability contour maps are developed to scrutinise observations of pulses/non-pulses with predicted probabilities. A direct comparison of the observed and predicted directivity amplification of acceleration response spectra reveals the inadequacy of broadband directivity models, which form the basis of the near-fault factor in the New Zealand loadings standard, NZS1170.5:2004. In contrast, a recently developed narrowband model by Shahi & Baker (2011) provides significantly improved predictions by amplifying the response spectra within a small range of periods. The significant positive bias demonstrated by the residuals associated with all models at longer vibration periods (in the Mw7.1 Darfield and Mw6.2 Christchurch earthquakes) is likely due to the influence of basin-induced surface waves and non-linear soil response. Empirical models for the pulse period notably under-predict observations from the Darfield and Christchurch earthquakes, inferred as being a result of both the effect of nonlinear site response and influence of the Canterbury basin. In contrast, observed pulse periods from the smaller magnitude June (Mw6.0) and December (Mw5.9) 2011 earthquakes are in good agreement with predictions. Models for the pulse amplitude generally provide accurate estimates of the observations at source-to-site distances between 1 km and 10 km. At longer distances, observed PGVs are significantly under-predicted due to their slower apparent attenuation. Mixed-effects regression is employed to develop revised models for both parameters using the latest NGA-West2 pulse-like ground motion database. A pulse period relationship which accounts for the effect of faulting mechanism using rake angle as a continuous predictor variable is developed. The use of a larger database in model development, however does not result in improved predictions of pulse period for the Darfield and Christchurch earthquakes. In contrast, the revised model for PGV provides a more appropriate attenuation of the pulse amplitude with distance, and does not exhibit the bias associated with previous models. Finally, the effects of near-fault directivity are explicitly included in NZ-specific probabilistic seismic hazard analysis (PSHA) using the narrowband directivity model of Shahi & Baker (2011). Seismic hazard analyses are conducted with and without considering directivity for typical sites in Christchurch and Otira. The inadequacy of the near-fault factor in the NZS1170.5: 2004 is apparent based on a comparison with the directivity amplification obtained from PSHA.

Properly accounting for the uncertainties in predicting ground motion parameters is critical for Probabilistic Seismic Hazard Analyses (PSHA). This is particularly important for critical facilities that are designed for long return period motions. Non-ergodic PSHA is a framework that allows for this proper accounting of uncertainties. This, in turn, allows for more informed decisions by designers, owners and regulating agencies. The ergodic assumption implies that the standard deviation applicable to a specific source-path-site combination is equal to the standard deviation estimated using a database with multiple source-path-site combinations. The removal of the ergodic assumption requires dense instrumental networks operating in seismically active zones so that a sufficient number of recordings are made. Only recently, with the advent of networks such as the Japanese KiK-net network has this become possible. This study contributes to the state of the art in earthquake engineering and engineering seismology in general and in non-ergodic seismic hazard analysis in particular. The study is divided in for parts. First, an automated protocol was developed and implemented to process a large database of strong ground motions for GMPE development. A comparison was conducted between the common records in the database processed within this study and other studies. The comparison showed the viability of using the automated algorithm to process strong ground motions. On the other hand, the automated algorithm resulted in narrower usable frequency bandwidths because of the strict criteria adopted for processing the data. Second, an approach to include path-specific attenuation rates in GMPEs was proposed. This approach was applied to a subset of the KiK-net database. The attenuation rates across regions that contains volcanoes was found to be higher than other regions which is in line with the observations of other researchers. Moreover, accounting for the path-specific attenuation rates reduced the aleatoric variability associated with predicting pseudo-spectral accelerations. Third, two GMPEs were developed for active crustal earthquakes in Japan. The two GMPEs followed the ergodic and site-specific formulations, respectively. Finally, a comprehensive residual analysis was conducted to find potential biases in the residuals and propose models to predict some components of variability as a function of some input parameters. / Ph. D.

Northern Central America is a tectonically complex zone defined by its borders with Cocos and North America plates. The Middle America subduction zone and the strike-slip motion along the North America-Caribbean plate boundary, in that order, control most of its deformation. The interaction between the different elements of the studied area is evident from the high seismicity in the region, especially along plate boundaries. Also in the interior of the region, seismicity shows that deformation takes place, though in lesser degree. In a time window of 30 years, three earthquakes with moment magnitude larger than 7 struck northern Central America evincing the need to estimate the seismic hazard for the zone. To tackle the problem, we compiled a catalogue of hypocenters commencing in 1964, defined seismogenic sources and described the evolution of earthquake activity through a Poisson model. Probabilistic seismic hazard (PSH) calculations for the next 50 years were performed. The highest estimate of seismic hazard was obtained for the zone adjacent to the subduction zone. Because of the fundamental importance of demarcating seismogenic sources in the PSH analysis, i.e. defining the seismotectonic model, we extended the catalogue to cover 102 years for the whole northern Central America. We have studied the North America-Caribbean plate boundary in order to refine the fault representation. Different techniques were used, like that of body-waveform modeling, allowing us to limit the extent of depth of faulting to 20 km. The seismic moment tensor was used to estimate the deformation velocities on known tectonic structures, including those of the Honduras depression and borderland faults. Finally, we made use of the Coulomb stress criterion to determine the relation between earthquake occurrence and static stress changes following major earthquakes.

<p>Northern Central America is a tectonically complex zone defined by its borders with Cocos and North America plates. The Middle America subduction zone and the strike-slip motion along the North America-Caribbean plate boundary, in that order, control most of its deformation. The interaction between the different elements of the studied area is evident from the high seismicity in the region, especially along plate boundaries. Also in the interior of the region, seismicity shows that deformation takes place, though in lesser degree. In a time window of 30 years, three earthquakes with moment magnitude larger than 7 struck northern Central America evincing the need to estimate the seismic hazard for the zone. To tackle the problem, we compiled a catalogue of hypocenters commencing in 1964, defined seismogenic sources and described the evolution of earthquake activity through a Poisson model. Probabilistic seismic hazard (PSH) calculations for the next 50 years were performed. The highest estimate of seismic hazard was obtained for the zone adjacent to the subduction zone. Because of the fundamental importance of demarcating seismogenic sources in the PSH analysis, i.e. defining the seismotectonic model, we extended the catalogue to cover 102 years for the whole northern Central America. We have studied the North America-Caribbean plate boundary in order to refine the fault representation. Different techniques were used, like that of body-waveform modeling, allowing us to limit the extent of depth of faulting to 20 km. The seismic moment tensor was used to estimate the deformation velocities on known tectonic structures, including those of the Honduras depression and borderland faults. Finally, we made use of the Coulomb stress criterion to determine the relation between earthquake occurrence and static stress changes following major earthquakes.</p>

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第22259号 / 理博第4573号 / 新制||理||1657(附属図書館) / 京都大学大学院理学研究科地球惑星科学専攻 / (主査)教授 James Mori, 教授 久家 慶子, 教授 岩田 知孝 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

The objective of this study is to evaluate the regional differences between the worldwide based NGA-W1 ground motion models and available Turkish strong ground motion dataset and make the required adjustments in the NGA-W1 models. A strong motion dataset using parameters consistent with the NGA ground motion models is developed by including strong motion data from Turkey. Average horizontal component ground motion is computed for response spectral values at all available periods using the GMRotI50 definition consistent with the NGA-W1 models. A random-effects regression with a constant term only is used to evaluate the systematic differences in the average level of shaking. Plots of residuals are used to evaluate the differences in the magnitude, distance, and site amplification scaling between the Turkish dataset and the NGA-W1 models. Model residuals indicated that the ground motions are overestimated by all 5 NGA-W1 models significantly, especially for small-to-moderate magnitude earthquakes. Model residuals relative to distance measures plots suggest that NGA-W1 models slightly underestimates the ground motions for rupture distances within 100-200 km range. Models including the aftershocks over-predict the ground motions at stiff soil/engineering rock sites. The misfit between the actual data and model predictions are corrected with adjustments functions for each scaling term. Turkey-Adjusted NGA-W1 models proposed in this study are compatible with the Turkish strong ground motion characteristics and preserve the well-constrained features of the global models. Therefore these models are suitable candidates for ground motion characterization and PSHA studies conducted in Turkey.

Vertical design spectra may be developed in a probabilistic seismic hazard assessment (PSHA) by computing the hazard using vertical ground motion prediction equations (GMPEs), or using a vertical-to-horizontal spectral acceleration (V/H) ratio GMPEs to scale the horizontal spectrum that was developed using the results of horizontal component PSHA. The objective of this study is to provide GMPEs that are compatible with regional ground motion characteristics to perform both alternatives. GMPEs for the V/H ratio were developed recently by G&uuml / lerce and Abrahamson (2011) using NGA-W1 database. A strong motion dataset consistent with the V/H ratio model parameters is developed by including strong motion data from earthquakes occurred in Turkey with at least three recordings per earthquake. The compatibility of GA2011 V/H ratio model with the magnitude, distance, and site amplification scaling of Turkish ground motion dataset is evaluated by using inter-event and intra-event residual plots and necessary coefficients of the model is adjusted to reflect the regional characteristics. Analysis of the model performance in the recent moderate-tolarge magnitude earthquakes occurred in Turkey shows that the Turkey-Adjusted GA2011 model is a suitable candidate V/H ratio model for PSHA studies conducted in Turkey. Using the same dataset, a preliminary vertical ground motion prediction equation for Turkey consistent with the preliminary vertical model based on NGA-W1 dataset is developed. Proposed preliminary model is applicable to magnitudes 5-8.5, distances 0-200 km, and spectral periods of 0-10 seconds and offers an up-to-date alternative to the regional vertical GMPEs proposed by Kalkan and G&uuml / lkan (2004).

Bolu-Ilgaz region was damaged by several large earthquakes in the last century and the structural damage was substantial especially after the 1944 and 1999 earthquakes. The objective of this study is to build the seismic source characterization model for the rupture zone of 1944 Bolu-Gerede earthquake and perform probabilistic seismic hazard assessment (PSHA) in the region. One of the major improvements over the previous PSHA practices accomplished in this study is the development of advanced seismic source models in terms of source geometry and reoccurrence relations. Geometry of the linear fault segments are determined and incorporated with the help of available fault maps. Composite magnitude distribution model is used to properly represent the characteristic behavior of NAF without an additional background zone. Fault segments, rupture sources, rupture scenarios and fault rupture models are determined using the WG-2003 terminology. The Turkey-Adjusted NGAW1 (G&uuml / lerce et al., 2013) prediction models are employed for the first time on NAF system. The results of the study is presented in terms of hazard curves, deaggregation of the hazard and uniform hazard spectrum for four main locations in the region to provide basis for evaluation of the seismic design of special structures in the area. Hazard maps of the region for rock site conditions and for the proposed site characterization model are provided to allow the user perform site-specific hazard assessment for local site conditions and develop site-specific design spectrum. The results of the study will be useful to manage the future seismic hazard in the region.

Earthquake-induced slope instability is one of the major sources of earthquake hazards in near fault regions. Simplified tools, such as Newmark&rsquo / s Sliding Block (NSB) Analysis are widely used to represent the stability of a slope under earthquake shaking. The outcome of this analogy is the slope displacement where larger displacement values indicate higher seismic slope instability risk. Recent studies in the literature propose empirical models between the slope displacement and single or multiple ground motion intensity measures such as peak ground acceleration or Arias intensity. These correlations are based on the analysis of large datasets from global ground motion recording database (PEER NGA-W1 Database). Ground motions from earthquakes occurred in Turkey are poorly represented in NGA-W1 database since corrected and processed data from Turkey was not available until recently. The objective of this study is to evaluate the compatibility of available NSB displacement prediction models for the Probabilistic Seismic Hazard Assessment (PSHA) applications in Turkey using a comprehensive dataset of ground motions recorded during earthquakes occurred in Turkey. Then the application of selected NSB displacement prediction model in a vector-valued PSHA framework is demonstrated with the explanations of seismic source characterization, ground motion prediction models and ground motion intensity measure correlation coefficients. The results of the study is presented in terms of hazard curves and a comparison is made with a case history in Asarsuyu Region where seismically induced landslides (Bakacak Landslides) had taken place during 1999 D&uuml / zce Earthquake.

The primary objective of this study is to evaluate the seismic hazard in the Eastern Marmara Region using improved seismic source models and enhanced ground motion prediction models by probabilistic approach. Geometry of the fault zones (length, width, dip angle, segmentation points etc.) is determined by the help of available fault maps and traced source lines on the satellite images. State of the art rupture model proposed by USGS Working Group in 2002 is applied to the source system. Composite reoccurrence model is used for all seismic sources in the region to represent the characteristic behavior of North Anatolian Fault. New and improved global ground motion models (NGA models) are used to model the ground motion variability for this study. Previous studies, in general, used regional models or older ground motion prediction models which were updated by their developers during the NGA project. New NGA models were improved in terms of additional prediction parameters (such as depth of the source, basin effects, site dependent standard deviations, etc.), statistical approach, and very well constrained global database. The use of NGA models reduced the epistemic uncertainty in the total hazard incorporated by regional or older models using smaller datasets. The results of the study is presented in terms of hazard curves, deaggregation of the hazard and uniform hazard spectrum for six main locations in the region (Adapazari, Duzce, Golcuk, Izmit, Iznik, and Sapanca City Centers) to provide basis for seismic design of special structures in the area. Hazard maps of the region for rock site conditions at the accepted levels of risk by Turkish Earthquake Code (TEC-2007) are provided to allow the user perform site-specific hazard assessment for local site conditions and develop site-specific design spectrum. Comparison of TEC-2007 design spectrum with the uniform hazard spectrum developed for selected locations is also presented for future reference.