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<p>Coupled Composite Plate Shear Walls / Concrete Filled (CC-PSW/CFs) are being employed as a seismic lateral force resisting system for the design and construction of mid- to high-rise buildings around the world. The coupled system consists of two or more Composite Plate Shear Walls – Concrete Filled (C-PSW/CFs) connected to each other using composite coupling beams located at the story heights. The CC-PSW/CF system can provide higher overturning moment capacity, lateral stiffness, and ductility than uncoupled walls. Concrete-filled steel box sections are typically used for the composite coupling beams, which are designed to be flexure critical members. When the CC-PSW/CF system is subjected to lateral seismic forces, plastic hinge formation and inelastic deformations (energy dissipation) occur near the ends of most of coupling beams along the structure's height, followed by flexural hinging of the C-PSW/CFs, typically at the base. </p> <p>This work presents the details and design of four composite coupling beam-to-C-PSW/CF connection configurations. Six connection specimens, representing the four connection configurations, with beam clear span-to-section depth, <em>Lb</em>/<em>d</em>, ratios of 3.5 and 5.1, were designed, fabricated, and tested. The experimental program focused on the force-displacement and moment-rotation responses, behavioral observations, limit states, and flexural capacities of the tested specimens. Major limit states and events included yielding of the steel plates comprising the coupling beam, followed by local inelastic buckling, fracture initiation in the base metal (near the weld toes) in the connection region, and fracture propagation through the beam flange and web plates leading to loss of flexural strength and failure. All specimens developed and exceeded the capacity and chord rotation requirements, in accordance with ANSI/AISC 341-22 guidelines.</p> <p>Detailed nonlinear 3D finite element models of the tested specimens were developed and verified using experimental results. The 3D finite element models accurately simulate the stiffness, flexural capacities, and monotonic responses of tested specimens. Nonlinear fiber-based models of the tested coupling beam-to-C-PSW/CF specimens were developed and verified using experimental results. The nonlinear fiber-based models can accurately simulate the stiffness, flexural capacities, and cyclic responses of tested specimens. The benchmarked fiber models were used to estimate the moment-rotation response of full-scale archetype connections. </p>

A key consideration in seismic design of buildings is to ensure that the lateral load resisting system has an appropriate combination of strength, stiffness and energy dissipation capacity. Hybrid coupled wall systems, in which steel beams are used to couple two or more reinforced concrete shear walls in series, can be designed to have these attributes and therefore have the potential to deliver good performance under severe seismic loading. This research presents an investigation of the seismic behavior of this type of structural system. System response of 12- and 18-story high prototypes is studied using transient finite element analyses that accounts for the most important aspects of material nonlinear behavior including concrete cracking, tension stiffening, and compressive behavior for both confined and unconfined concrete as well as steel yielding. The developed finite element models are calibrated using more detailed models developed in previous research and are validated through numerous comparisons with test results of reinforced concrete walls and wall-beam subassemblages. Suites of transient inelastic analyses are conducted to investigate pertinent parameters including hazard level, earthquake record scaling, dynamic base shear magnification, interstory drift, shear distortion, coupling beam plastic rotation, and wall rotation. Different performance measures are proposed to judge and compare the behavior of the various systems. The analyses show that, in general, hybrid coupled walls are particularly well suited for use in regions of high seismic risk. The results of the dynamic analyses are used to judge the validity of and to refine a previously proposed design method based on the capacity design concept and the assumption of behavior dominated by the first vibration mode. The adequacy of design based on the pushover analysis procedure as promoted in FEMA-356 (2000) is also investigated using the dynamic analysis results. Substantial discrepancies between both methods are observed, especially in the case of the 18-story system. A critical assessment of dynamic base shear magnification is also conducted, and a new method for estimating its effects is suggested. The method is based on a modal combination procedure that accounts for presence of a plastic hinge at the wall base. Finally, the validity of limitations in FEMA-368 (2000) on building height, particularly for hybrid coupled wall systems, is discussed.

Reinforced concrete buildings built prior to the enactment of modern seismic codes are often seismically deficient. These buildings may have inadequate strength and ductility to withstand strong earthquakes. Conventional retrofit techniques for such frame buildings involve adding reinforced concrete shear walls or structural bracing systems to the existing bays. These techniques can be intrusive and result in lengthy down times and expensive structural interventions. An alternative to conventional techniques is the use of high-strength prestressing strands or cables, diagonally placed as tension elements. This technique was researched and used in a limited manner after the 1985 Mexico City Earthquake. It has since been further investigated at the University of Ottawa through experimental and analytical research (Shalouf and Saatcioglu (2006), Carrière (2008), Molaei (2014)). While the use of steel strands as tension bracing elements proves to be an effective technique, the resulting stiffening effects on the frames lead to increased seismic force demands and higher based shear, as well as increased axial forces on the attached columns, potentially generating net tension, foundation uplift and excessive compression. Relatively low elongation characteristics of high-strength cables and slack caused by yielding strands and associated pinching of hysteresis curves reduce potential energy dissipation capacity. The current research aims to improve the previously observed deficiencies of the system. One of the improvements involve the use of shape memory alloys (SMA) in the middle of the cables, which reduce/eliminate residual deformations upon yielding and associated pinching of the hysteresis curves. SMA allows energy dissipation in the system while forcing the structure to recover from its inelastic deformations because of the flag-shape hysteretic characteristics of the material. The feasibility of the cable-SMA assembly as tension brace elements is illustrated through dynamic analyses of selected prototype buildings. The other improvement is the development of progressively engaging, initially loose multiple strands as tension cables. These cables are placed loosely to engage in seismic resistance at pre-determined drift levels, thereby eliminating premature increase in seismic force demands until their participation is required as the frame capacity is reached. Tests of a large-scale reinforced concrete frame, designed following the requirements of the 1965 National Building Code of Canada NRC (1965) as representative of existing older frame buildings in Canada, are conducted under simulated seismic loading to assess the effectiveness of the proposed system. The verification of the concept is extended analytically to prototype buildings and the effectiveness of the system is demonstrated for mid-rise and low-rise frame buildings.

Concentrically braced frames with replaceable brace modules (RBMs) have the potential of improving the constructability of braced frames, mitigating the structural damage during earthquakes, and minimizing the time of post-earthquake repairs. To fill the gaps between the component-level performance of RBMs and system-level behaviour of SCBFs with RBMs, this thesis focused on the overall system-level seismic performance of SCBFs with RBMs in three steps. Firstly, the effects of beam-column connection fixity on the behaviour of three SCBFs were investigated to determine what level of fixity, if any, is required to ensure adequate collapse capacity of an SCBF. Secondly, the effects of column design parameters on braced frame seismic performance were investigated, where two different brace-to-frame connections were considered: 1) conventional gusset plate connection and 2) the newly proposed connection detail with RBMs. Detailed numerical modelling was undertaken to develop improved provisions for designing columns in SCBFs. Finally, a large-scale experimental program was conducted to evaluate the seismic performance of braced frames with initial and replaced RBMs where realistic boundary conditions were provided. Three different beam-column connections that can be used in SCBFs with RBMs were designed and tested. Based on the current work, the recently proposed concept of replaceable brace modules, accompanied by the recommended methods for designing columns and detailing beam-column connections, appears to be a promising approach. The fabrication and installation are simpler, the seismic performance is similar to that of SCBFs with currently accepted connection detailing, and the approach can increase the post-earthquake reparability of steel concentrically braced frames. / Dissertation / Doctor of Philosophy (PhD)

Design of retaining structures depends upon the load which is transferred from backfill soil as well as external loads and also the resisting capacity of the structure. The traditional safety factor approach of the design of retaining structures does not address the variability of soils and loads. The properties of backfill soil are inherently variable and influence the design decisions considerably. A rational procedure for the design of retaining structures needs to explicitly consider variability, as they may cause significant changes in the performance and stability assessment. Reliability based design enables identification and separation of different variabilities in loading and resistance and recommends reliability indices to ensure the margin of safety based on probability theory. Detailed studies in this area are limited and the work presented in the dissertation on the Optimum design of retaining structures under static and seismic conditions: A reliability based approach is an attempt in this direction. This thesis contains ten chapters including Chapter 1 which provides a general introduction regarding the contents of the thesis and Chapter 2 presents a detailed review of literature regarding static and seismic design of retaining structures and highlights the importance of consideration of variability in the optimum design and leads to scope of the investigation. Targeted stability is formulated as optimization problem in the framework of target reliability based design optimization (TRBDO) and presented in Chapter 3. In Chapter 4, TRBDO approach for cantilever sheet pile walls and anchored cantilever sheet pile walls penetrating sandy and clayey soils is developed. Design penetration depth and section modulus for the various anchor pulls are obtained considering the failure criteria (rotational, sliding, and flexural failure modes) as well as variability in the back fill soil properties, soil-steel pile interface friction angle, depth of the water table, total depth of embedment, yield strength of steel, section modulus of sheet pile and anchor pull. The stability of reinforced concrete gravity, cantilever and L-shaped retaining walls in static conditions is examined in the context of reliability based design optimization and results are presented in Chapter 5 considering failure modes viz. overturning, sliding, eccentricity, bearing, shear and moment failures in the base slab and stem of wall. Optimum wall proportions are proposed for different coefficients of variation of friction angle of the backfill soil and cohesion of the foundation soil corresponding to different values of component as well as lower bounds of system reliability indices. Chapter 6 presents an approach to obtain seismic passive resistance behind gravity walls using composite curved rupture surface considering limit equilibrium method of analysis with the pseudo-dynamic approach. The study is extended to obtain the rotational and sliding displacements of gravity retaining walls under passive condition when subjected to sinusoidal nature of earthquake loading. Chapter 7 focuses on the reliability based design of gravity retaining wall when subjected to passive condition during earthquakes. Reliability analysis is performed for two modes of failure namely rotation of the wall about its heel and sliding of the wall on its base are considering variabilities associated with characteristics of earthquake ground motions, geometric proportions of wall, backfill soil and foundation soil properties. The studies reported in Chapter 8 and Chapter 9 present a method to evaluate reliability for external as well as internal stability of reinforced soil structures (RSS) using reliability based design optimization in the framework of pseudo static and pseudo dynamic methods respectively. The optimum length of reinforcement needed to maintain the stability against four modes of failure (sliding, overturning, eccentricity and bearing) by taking into account the variabilities associated with the properties of reinforced backfill, retained backfill, foundation soil, tensile strength and length of the geosynthetic reinforcement by targeting various component and system reliability indices is computed. Finally, Chapter 10 contains the important conclusions, along with scope for further work in the area. It is hoped that the methodology and conclusions presented in this study will be beneficial to the geotechnical engineering community in particular and society as a whole.

This research investigated the behavior of nonseismically detailed reinforced concrete exterior beam-column joints subjected to bidirectional lateral cyclic loading using nonlinear finite element analysis (NLFEA). Beam-column joints constitute a critical component in the load path of reinforced concrete buildings due to their fundamental role in integrating the overall structural system. Earthquake reconnaissance reports reveal that failure of joints has contributed to partial or complete collapse of reinforced concrete buildings designed without consideration for large lateral loads, resulting in significant economic impact and loss of life. Such infrastructure exists throughout seismically active regions worldwide, and the large-scale risk associated with such deficiencies is not fully known. Computational strategies provide a useful complement to the existing experimental literature on joint behavior and are needed to more fully characterize the failure processes in seismically deficient beam-column joints subjected to realistic failure conditions. Prior to this study, vulnerable reinforced concrete corner beam-column joints including the slab had not been analyzed using nonlinear finite element analysis and compared with experimental results. The first part of this research focused on identification and validation of a constitutive modeling strategy capable of simulating the behaviors known to dominate failure of beam-column joints under cyclic lateral load using NLFEA. This prototype model was formulated by combining a rotating smeared crack concrete constitutive model with a reinforcing bar plasticity model and nonlinear bond-slip formulation. This model was systematically validated against experimental data, and parametric studies were conducted to determine the sensitivity of the response to various material properties. The prototype model was then used to simulate the cyclic response of four seismically deficient beam-column joints which had been previously evaluated experimentally. The simulated joints included: a one-way exterior joint, a two-way beam-column exterior corner joint, and a series of two-way beam-column-slab exterior corner joints with varying degrees of seismic vulnerability. The two-way corner joint specimens were evaluated under simultaneous cyclic bidirectional lateral and cyclic column axial loading. For each specimen, the ability of the prototype model to capture the strength, stiffness degradation, energy dissipation, joint shear strength, and progressive failure mechanisms (e.g. cracking) was demonstrated.

The analytical tools used in displacement based design and assessment procedures require accurate strain limits to define the performance levels. Additionally, recently proposed changes to modeling and acceptance criteria in seismic regulations for both flexure and shear dominated reinforced concrete structural walls proves that a comprehensive study is required for improved limit state definitions and their corresponding values. This is due to limitations in the experimental setups, such that most previous tests used a single actuator at the top of the wall, which does not reflect the actual loading condition, and infeasibility of performing tests of walls of actual size in actual structural configuration. This study utilizes a well calibrated finite element modeling tool to investigate the relationship between the global drift, section rotation and curvature, and local concrete and steel strains at the extreme fiber of rectangular structural walls. Functions defining more exact limits of modeling parameters and acceptance criteria for rectangular reinforced concrete walls were developed. This way a strict evaluation of the requirements embedded in the Turkish Seismic Code and other design guidelines has become possible. Several other aspects of performance evaluation of structural walls were studied also. Accurate finite element modeling strategies and analytical models of wall and frame-wall systems were developed for seismic response calculations. The models are able to calculate both the static and dynamic characteristics of wall type buildings efficiently. Seismic responses of wall type buildings characterized with increasing wall area in the plan were analyzed under design spectrum compatible normal ground motions.

ABSTRACT EFFECT OF INITIAL SUPPORT OF EXCAVATION ON SEISMIC PERFORMANCE OF CUT AND COVER STRUCTURES Rezaei, Hamidreza M.Sc., Department of Civil Engineering Supervisor: Asst. Prof. Dr. Alp Caner MAY 2011, 66 pages The effect of the initial support and its embedment depth, on the seismic performance of cut and cover tunnels is investigated. Cut and cover construction is one of the fastest and cheapest methods for constructing rectangular shallow tunnels. Construction of cut and cover structure in soil usually starts with installation of the initial support of excavation system, which may consists of rigid type of initial supports such as tangent piles or secant piles. These systems usually remain in place after completion of the final structure. However, to simplify the design, it is a common practice to ignore the contribution of initial support. In this study the effect of initial support of excavation on the seismic performance of cut and cover tunnels is investigated by means of a detailed dynamic finite element analysis. Three different tunnel geometries, three soil types and three acceleration histories were considered Results of the study show that depending on the soil stiffness (soft, medium, or stiff soil), the dynamic response of the tunnel deformations are affected significantly by the initial support of excavation. The effect of the initial support diminishes as the quality of the soil improves. Therefore, dynamic analyses are recommended for the final design of this type of structures especially in soft soils.

Most people do not associate Scandinavia with seismic activity and earthquakes; however, there is in fact seismic activity in the region. Although in comparison with southern Europe the return periods of earthquakes with large magnitudes are quite long, itis critical to consider earthquake impact when designing structures. Earthquake impact is difficult to predict, but building standards provide guidance to safely designstructures based on statistical and empirical data specific to regional conditions andcircumstances. Crucial for the final impact and response of a structure is not only theground acceleration, but also the ground type, which can amplify seismic vibrationsand ultimately cause unfortunate damage to the structural elements. Since 2010 Eurocode 8, the European standards for seismic design has been in effectfor building structures in Norway. The main difference with the application of thestandards in Norway compared to Southern Europe is the choice between elastic andductile design in some cases. Presumably, the same design regulations are applicablefor design of structures in Sweden, because parts of Sweden share similar conditionsas in Norway. This master thesis examines the results of selecting between elastic andductile design based on an arbitrary finite element model, and ultimately, presentsthe differences in cost efficiency in both quantitative and qualitative measures. In the arbitrary structure that is analyzed, the lateral bearing system contains a concrete wall shaft. In order to evaluate profitability, the cost development of reinforcement in the walls, is analyzed based on ground acceleration and ductility class. Thestudy ultimately implies a breaking point when structures in ductility class mediumare more cost efficient than structures in ductility class low and vice versa, with thecondition that the governing lateral force is the seismic vibration and that the normalized axial force is less than 15% / Skandinavien förknippas inte i första hand med seismisk aktivitet och jordbävningar.I regionen förekommer seismisk aktivitet, dock är returperioderna för jordbävningarmed stor magnitud förhållandevis lång i relation till södra Europa. Jordbävningslasterär svåra att förutse, men byggnormerna vägleder till säkert utformande och dimensionering mot dess påverkan, baserat på statistiska och empiriska data för regionala förutsättningar och omständigheter. En avgörande faktor för konstruktioners inverkan och respons är inte endast markaccelerationen utan även marktypen som kanförstärka de seismiska vibrationerna och eventuellt orsaka skada på byggnader. I Norge används sedan 2010 de europeiska normerna för jordbävningsdimensionering, Eurokod 8. Den väsentliga skillnaden jämfört med utförandet av konstruktioneri södra Europa är att valet mellan elastiska och duktila utformanden ges i vissa fall.Hypotetiskt kan samma normer användas för dimensionering av byggnader i Sverige,eftersom vissa regioner i Sverige har samma förutsättningar som i Norge. I detta examensarbete undersöks valet mellan elastisk och duktil dimensionering medhjälp av finita element modellering av en godtycklig konstruktion samt en jämförelseav de två fallen som slutligen leder till en analys av kostnadseffektiviteten, både kvantitativt och kvalitativt. Det horisontella bärsystemet i den använda modellen är ett schakt bestående av betongväggar. För att kunna uppskatta lönsamheten analyseras kostnadsutvecklingenav armeringsinnehållet, beroende av markacceleration och duktilitetsklass. Studienhar resulterat i definitionen av en brytpunkt som anger när dimensionering enligtduktilitetsklass medium är effektivare än dimensionering enligt duktilitetsklass lågoch vice versa, under förutsättning att jordbävningslasten är dimensionerande ochden normaliserade axialkraften är lägre än 15%.