Agricultural land in China is being degraded, with soil erosion becoming an increasing problem. In Yunnan Province, south-west China, there is a long history of soil erosion due to soil type, climate, anthropogenic influence and because 95% of the Province is mountainous. Population pressure and lack of flat land necessitate cultivation of steep slopes. The Yunnan Government prohibits cultivation of slopes >25°, however policy enforcement would result in food shortages in the Province, due to a lack of suitable land <25°. Therefore, the most appropriate way to curb soil erosion in Yunnan is to devise affordable agronomic means of reducing soil loss, which do not decrease crop productivity on sloping land currently under cultivation. At present, very little research has addressed these issues. A research project, building on existing work from 1993-1996, was initiated in 1998. The aim was to test the hypothesis that contour cultivation and contour cultivation plus straw mulch decrease runoff and soil erosion rates on sloping land in Yunnan Province under maize cultivation and to assess the impact of these conservation measures on maize productivity and soil nutrient status. Thirty runoff plots, located on three different slope angles (I 3°, II 10° and III 27°), in three groups of 10, were used to examine three cropping treatments in a replicated plot design in 1998 and 1999. Treatments were downslope cultivation (control), contour cultivation and contour cultivation plus straw mulch. In addition, there was an unreplicated bare plot in each group. Runoff and soil loss were measured on a storm-by-storm basis. Soil nutrient status was measured at the beginning and end of each cropping season. Crop growth parameters and soil physical properties were measured throughout the cropping seasons (21/05–7/10 in 1998 and 22/05–2/10 in 1999). In 1998, seasonal rainfall was 1024 mm, ~28% greater than the 30-year mean. Soil loss was significantly reduced by contour cultivation on Slopes I and II. On Slope I, downslope cultivation produced 3.07 t ha-1 soil loss and contour cultivation reduced this by 81.4 %. On Slope II, downslope cultivation produced 19.11 t ha-1 and contour cultivation reduced this by 58.0%. The addition of straw mulch gave a further, nonsignificant, reduction on both slopes. On Slope III, downslope cultivation and contour cultivation produced 6.92 and 6.29 t ha-1 of soil loss, respectively, with contour cultivation plus straw mulch having 99.4% less erosion than downslope cultivation. In the much drier 1999 season, no treatment significantly reduced soil loss on Slope I. Contour cultivation significantly reduced soil loss on Slopes II and III. On Slope II, downslope and contour cultivation produced 11.52 t ha-1 of soil loss and contour cultivation reduced this by 85.8%. On Slope III, downslope and contour cultivation produced 8.62 and 0.23 t ha-1, respectively; a reduction of 97.3% by contour cultivation. The addition of straw mulch did not further decrease soil loss. Treatment effects on soil nutrient status varied between the two years. At the end of the 1998 season, there was significantly higher soil available N under contour cultivation plus straw mulch on all three slopes (Slopes I and II P <0.001, Slope III P <0.05), an effect that was not found in 1999. At the end of the 1999 season, soil available K was significantly (P <0.001) higher under contour cultivation plus straw mulch on Slope III. In both years, contour cultivation plus straw mulch significantly reduced soil temperature. However, this did not result in yield reductions in comparison with the control. There was an increase in soil moisture content under contour cultivation plus straw mulch during dry periods, which was particularly noticeable in 1999. In 1998, there were no significant treatment effects on grain or shoot yield. In 1999, on Slope II, contour cultivation plus straw mulch significantly increased grain yield by 50.3% compared with the downslope treatment (P <0.05). In 1999, contour cultivation plus straw mulch also significantly increased leaf plus stem yield on Slopes I and II by 12.4 and 36.8%, respectively. It is concluded that on ≤10° slopes, contour cultivation alone is a suitable soil conservation measure. However, use of straw mulch would benefit soil moisture and nutrient status and could, therefore, increase crop yield. On ≥27° slopes, it is recommended that contour cultivation plus straw mulch be used as a soil conservation measure to ensure maximum soil conservation, even in extreme rainfall conditions.

This thesis studied the iron smelting technology of Southwest China. It introduces the natural and human environment of Southwest China and gives a systematic review on the important archaeological sites of Southwest China. A total of 75 iron smelting related sites of Southwest China were surveyed. Five of these sites were excavated and studied in detail including the furnace structures, smelting related materials and their smelting process. A statistical study of over 5,100 iron objects (and bronze and iron bi-metallic objects) in published excavation reports was carried out to understand the pattern and statistical distribution of iron objects excavated in Southwest China. This was followed by metallographic analysis of 66 samples taken from 42 iron objects and slags (mostly from the Lijiaba site, and from the Qiaogoutou site). The slag samples (from the Xuxiebian site) helped to identify the bowl-shaped furnaces, that discovered at the iron smelting sites of Southwest China, as refining furnaces. The results of the metallographic studies helped to characterise the range of technologies that developed in Southwest China primarily during the Han dynasty (202BC-220AD). According to these studies, some issues such as the origin and development of technology, the labourers’ identities, the origin of the blacksmiths, and the management and policy of iron production in Southwest China are discussed.

Framed by problems and dialogues established in anthropology of religion, ritual studies, and Yi studies, this dissertation explores the processes of religious revitalization and knowledge transformation in contemporary southwestern China among the ethnic Yi people, one of China’s officially designated 55 minority groups. Utilizing ethnographic and visual methods during a 16-month long fieldwork (2016-2017) conducted in Liangshan Yi Autonomous Prefecture in southern Sichuan, this dissertation examines the politics of religion and knowledge in the mapping of both the Chinese state’s modernist transformations of the 20th century and the ways that local Yi ritual specialists (mainly focused on the bimo priest-shamans) and lay participants wrestle with the emerging circumstances of social change. It draws on local discourses of mixin (“superstition”) as a site for untangling China’s historical problematization of “religion” and the concurrent public ambivalence towards the legitimacy and conceptualization of Yi ritual practices. It also tackles the theoretical debate on magico-religious practices and suggests an analytic approach to Yi bimoist ritual knowledge, practice, and power by undertaking a comparative framework of shamanic studies in South America and Inner Asia. In addition, this dissertation develops an ethnographic understanding of the assemblages and trajectories of objects, animal sacrifice, and the materio-socio-sensorial environment in Yi everyday and ceremonial lives. With this, it illustrates how a morally legitimate relatedness in light of a socio-cosmo-genealogical flow of power is casted in a history-in-the-making of an ethnic group.

Neogene climates and vegetation history of western Yunnan are reconstructed on the basis of known fossil plants using the Coexistence Approach (CA) and Leaf Margin Analysis (LMA). Four Neogene leaf floras from Tengchong, Jianchuan and Eryuan in southwestern China are analyzed by the CA, and the paleoclimatic data of one Miocene carpoflora from Longling and three Pliocene palynofloras from Longling, Yangyi and Eryuan are used for comparison. The Miocene vegetation of the whole of West Yunnan is subtropical evergreen broad-leaved forest, and a similar mean annual precipitation is inferred for Tengchong, Longling and Jianchuan. However, by the Late Pliocene a large difference in vegetation occurred between the two slopes of Gaoligong Mountain, western Yunnan. The region of Tengchong retained a subtropical evergreen broad-leaved forest vegetation, whereas in Yangyi and Eryuan a vertical vegetation zonation had developed, which consists, in ascending order, of humid evergreen broad-leaved, needle and broad-leaved mixed evergreen, and coniferous forests. Distinctively, the Late Pliocene vegetational patterns of West Yunnan were already very similar to those of the present, and the Pliocene mean annual precipitation in Tengchong was markedly higher than that of Yangyi and Eryuan. Considering that the overall vegetation of West Yunnan and the precipitation at Yangyi and Eryuan have undergone no distinct change since the Late Pliocene, we conclude that the Hengduan Mountains on the northern boundary of West Yunnan must have arisen after the Miocene and approached their highest elevation before the Late Pliocene. Furthermore, the fact of the eastern portion of the Tibetan Plateau underwent a slight uplift after the Late Pliocene is also supported.

The spread of an agricultural lifestyle played a crucial role in the development of social complexity and in defining trajectories of human history. This dissertation presents the results of research into how agricultural strategies were modified during the spread of agriculture into Southwest China. By incorporating advances from the fields of plant biology and ecological niche modeling into archaeological research, this dissertation addresses how humans adapted their agricultural strategies or invented appropriate technologies to deal with the challenges presented by the myriad of ecological niches in southwest China. This dissertation uses ecological niche modeling to examine the options and constraints associated with practicing different types of agriculture in the specific ecological niches of southwest China. The predictions made by these models are then tested against archaeobotanical data from a series of sites from across the region. This approach allows one to understand how the spread of agriculture took place in its particular social and economic contexts. / Anthropology

A new species of fossil endocarp is described from the Sanying Formation of the upper Pliocene at Fudong Village, Lanping County of northwestern Yunnan Province, Southwest China. The endocarps are elliptic, ovate or oblong elliptic, 2.1-2.5. mm long and 1.2-1.7. mm wide. The dorsal face is convex and the ventral is concave or more flattened. The endocarp surface is loosely, transversely or sinuously furrowed and ridged, forming a reticulate and alveolate pattern on the ridges, and the inner wall of the surface cells on the ridges is flaky and scaly. They are morphologically compared with selected extant genera of Adoxaceae and Caprifoliaceae. The interspecific comparisons show diagnostic differences of the fossil endocarps from the selected modern species and other fossil taxa, supporting their recognition as a new species: Sambucus alveolatisemina Huang, Liu et Zhou, sp. nov. Previous records of the reliable Sambucus fossils were from mid-high latitude regions in Europe, northeastern Asia and northern North America. Therefore, it is interesting to note that S. alveolatisemina represents a fossil record from a low latitude region. Sambucus apparently has existed at low latitudes in China at least since the upper Pliocene. A review of other Sambucus fossil occurrences indicates that plants of this genus have been living at higher latitudes in the geological past than they are at present.

京都大学 / 0048 / 新制・課程博士 / 博士(地球環境学) / 甲第20541号 / 地環博第162号 / 新制||地環||32(附属図書館) / 京都大学大学院地球環境学舎地球環境学専攻 / (主査)教授 岡﨑 健二, 准教授 小林 広英, 准教授 西前 出 / 学位規則第4条第1項該当 / Doctor of Global Environmental Studies / Kyoto University / DFAM

The purpose of this study is to present an empirical pattern of social equity in Chinese higher education by investigating university students. Student socio-economic background influences access to, and socio-economic conditions in, higher education, and this, in turn, influences student career aspirations. The theoretical background of the study is interdisciplinary and a conceptual framework built on theories and previous research is used to analyse Chinese higher education in a historical, social and economic context. A questionnaire survey was administered at six public universities in the Southwest region of the country to explore students’ socio-economic background, costs and how they finance their studies, as well as their future career aspirations. The relationships between the factors investigated were examined using factor analytical techniques and linear structural relations (LISREL) analysis. The findings indicate that the students come from all socio-economic strata but a disproportionately large number are from high-income families. Students from urban areas are over-represented while rural girls are significantly under-represented. Although the gap between the lowest and highest study costs is enormous, the findings confirm that the average cost of higher education in China far exceeds the average annual income, even for urban residents. Moreover, about one-third of students and their families utilised financial resources other than family such as student loans, borrowing, and other forms of financial assistance. A structural model linking student socio-economic background, enrolment in elite institutions, costs and means of financing education with career aspirations is developed and tested in three stages in order to shed light on the conceptual framework and to present a pattern of social equity. The results show that family socio-economic status has only a modest impact on student access to and in higher education. On the other hand, having social origins in a well-developed community exerts an influential effect. Although study and living costs, and means of financing studies, are influenced by student socio-economic background, they intend to have positive impacts on student career aspirations. While enrolment in elite institutions has a strongly positive impact on costs, it has a moderately negative impact on aspirations to pursue advanced degrees. In conclusion, the study finds that the patterns of socio-economic factors influencing student upward mobility in present-day China are different from those of ancient China and from those previous Communist leaders attempted to achieve only 20 years ago.

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