L'essor que connaît aujourd'hui la gestion intégrée des eaux pluviales s'accompagne d'un recours croissant à des techniques favorisant l'infiltration de l'eau “à la source”, disséminées sur des bassins versants urbains. Néanmoins, de telles pratiques suscitent des interrogations sur la capacité du sol à jouer le rôle de “filtre” vis-à-vis des polluants présents dans le ruissellement. Ces travaux de thèse s'intéressent à la contamination du sol par les métaux et les hydrocarbures aromatiques polycycliques (HAP) dans ces dispositifs, avec trois objectifs : (i) évaluer les niveaux et l'étendue spatiale de la contamination, (ii) mieux comprendre les mécanismes qui gouvernent le devenir de ces contaminants dans le sol des ouvrages, et (iii) proposer des recommandations sur la conception et la maintenance de ces installations, afin de leur assurer un fonctionnement épuratoire durable.La première partie du travail consiste en une série d'investigations expérimentales sur dix sites d'étude aux caractéristiques contrastées, en service depuis plus de dix ans. Cette phase donne lieu à des cartographies de la contamination superficielle en éléments traces métalliques, puis à des profils verticaux de métaux et HAP, accompagnés de différentes variables explicatives. La distribution spatiale des métaux en surface, qui est toujours structurée autour de la zone d'arrivée de l'eau, porte la signature du fonctionnement hydraulique réel des dispositifs, et révèle le caractère non-uniforme de l'infiltration lors des événements pluvieux courants, qui représentent la plus grande partie du flux polluant à l'échelle annuelle. Dans la zone la plus contaminée des ouvrages, métaux et HAP présentent un enrichissement significatif sur 10 à 40 centimètres de profondeur. La rétention des contaminants résulte de la combinaison de processus physico-chimiques (adsorption) et mécaniques (sédimentation et filtration) ; leur importance relative peut être quantifiée grâce au déficit de zirconium dans le sédiment urbain par rapport au bruit de fond géochimique local. La variabilité inter-sites des niveaux de contamination s'explique à la fois par les capacités de rétention du sol et par les flux de polluants issus du bassin versant d'apport. Bien que les teneurs de surface excèdent, sur certains sites, les seuils internationaux de remédiation du sol pour des espaces “multifonctionnels”, la zone concernée représente — latéralement et verticalement — une région assez limitée dans les ouvrages.La seconde partie de la thèse consiste en une approche de modélisation, dont la finalité est de décrire l'évolution à long terme de la contamination du sol, et d'évaluer l'incidence de différentes pratiques de conception ou de gestion. Une analyse de sensibilité est d'abord mise en œuvre afin d'identifier les “éléments-clés” dans la description du système, et d'orienter le choix du modèle. Les résultats montrent qu'une mauvaise estimation de la dispersivité ou de l'isotherme d'adsorption du sol est susceptible de biaiser significativement la prévision des profils de contamination. Dans la suite du travail, on propose une méthode visant à décrire l'infiltration non-uniforme et la filtration des polluants particulaires. Le modèle ainsi construit est validé via une comparaison entre mesures et simulations sur l'un des sites d'étude faisant l'objet d'une nouvelle caractérisation approfondie. Enfin, une analyse de scénarios illustre les bénéfices d'un amendement de l'horizon superficiel par un matériau adsorbant, ainsi que d'une répartition homogène des flux d'eau en surface, en matière de durée de vie des installations et de fréquence d'intervention. / Sustainable Urban Drainage Systems (SUDS) are increasingly used for stormwater management. However, the generalization of runoff infiltration in urban watersheds raises some concerns regarding the soil's ability to retain ubiquitous micropollutants. The present work addresses soil contamination by trace metals and polycyclic aromatic hydrocarbons (PAHs) in such infiltration devices, with the aims of: (i) appraising the levels and spatial extent of soil contamination, (ii) better understanding the mechanisms which govern the fate of contaminants in these systems, and (iii) identifying design and maintenance guidelines which may enhance long-term pollutant control through SUDS.The first part of the study consists in a series of experimental investigations in ten contrasting study sites, which have been in operation for more than ten years. The two-stage methodology successively leads to cartographies of metal contamination in the surface soil, and vertical profiles of metal and PAH concentrations, along with different explanatory variables. The spatial distribution of trace metals in the upper horizon displays a systematic structure with respect to the inflow area, and bears the time-integrated signature of the infiltration fluxes and flow pathways at the surface. In the most contaminated zone of the facilities, a significant enrichment of metals and PAHs is detectable until 10 to 40 cm depth. Contaminant retention results from the combination of different physicochemical and mechanical processes (resp. sorption and sedimentation/filtration), the contribution of which can be assessed via the zirconium deficit in urban sediment in comparison to the soil's geochemical background. The inter-site variability of contamination levels is attributable to (i) differences in the soil's retention capacities, and (ii) differences in pollutant loads from the watershed. Although surface contents may exceed intervention thresholds for “multi-functional” spaces in several study sites, the area which would require soil remediation is laterally and vertically limited.These experimental assessments are complemented by a modelling approach, to describe the long-term evolution of soil contamination, and to evaluate the effect of various SUDS designs and maintenance operations. A sensitivity analysis is first carried out so as to identify the “key elements” in the system description: the results show that a wrong estimation of the soil's dispersivity or sorption isotherm is likely to induce significant biases in the predicted contamination profiles. A method is then proposed to describe non-uniform water infiltration fluxes, and the filtration of particle-bound contaminants. The model is validated via a comparison between measured and predicted metal profiles in one of the study sites, where a comprehensive soil characterization is undertaken. Finally, a “scenario analysis” illustrates the benefits of (i) using soil enrichment products with enhanced sorption capacities, and (ii) facilitating water spreading at the surface, in terms of “lifespan” of the devices and maintenance requirements.

Submitted by Alison Vanceto (alison-vanceto@hotmail.com) on 2017-02-21T14:20:24Z No. of bitstreams: 1 TeseSPS.pdf: 7148087 bytes, checksum: 030a3087a773f12ba04ea57e6ff1eb13 (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-03-20T13:30:09Z (GMT) No. of bitstreams: 1 TeseSPS.pdf: 7148087 bytes, checksum: 030a3087a773f12ba04ea57e6ff1eb13 (MD5) / Approved for entry into archive by Ronildo Prado (ronisp@ufscar.br) on 2017-03-20T13:30:17Z (GMT) No. of bitstreams: 1 TeseSPS.pdf: 7148087 bytes, checksum: 030a3087a773f12ba04ea57e6ff1eb13 (MD5) / Made available in DSpace on 2017-03-20T13:38:30Z (GMT). No. of bitstreams: 1 TeseSPS.pdf: 7148087 bytes, checksum: 030a3087a773f12ba04ea57e6ff1eb13 (MD5) Previous issue date: 2016-10-27 / Não recebi financiamento / Many municipalities have problems with the drainage system and the excess rainwater in certain periods of the year. The management of cities should take into account the sustainability and for this, the indicators are important tools in helping to making the use and land use decision and thus avoid risk situations related to urban water. The sustainability principles guided the development of this research for this, were developed 13 sustainability principles specific to the management of stormwater based on general principles in the literature. After surveying the literature of sustainability indicators, they were found 102 indicators and of those, 65 that could be used in the management of rainwater, one of the indicators selection criteria was the correlation with the specific principles and other direct relationship with problem. Then we sought in the literature, the problems faced by the government and the people related to rainwater, were 47 major found this total, 19 were considered direct problems and the remaining effects caused by these problems. These 19 problems were divided into five dimensions of sustainability: environmental, social, economic, political, cultural and technological or management. For each problem have been assigned their respective indicators, a total of 54, leaving at least 2 indicators of the problem. Using multi-criteria method, priority indicators were selected, that is, those that would be most suitable for the monitoring of problems, however, in the absence of information available to these priority indicators can be used side indicators. These indicators served for the preparation of SAMSAP tool - Support System for Water Management Stormwater, which will serve for the development of scenarios for monitoring and decision making of managers and responsible for the management of rainwater. / Muitos municípios brasileiros apresentam problemas com o sistema de drenagem e com os excessos de águas pluviais em determinados períodos do ano. A gestão das cidades deve levar em conta a sustentabilidade e para isso, os indicadores são ferramentas importantes no auxílio à tomada de decisão do uso e ocupação do solo e dessa maneira evitarem situações de risco relacionados a águas urbanas. A finalidade foi produzir uma ferramenta capaz de orientar gestores do manejo de águas pluviais na tomada de decisão. Os princípios de sustentabilidade nortearam o desenvolvimento dessa pesquisa, para isso, foram elaborados 13 princípios de sustentabilidade específicos ao manejo de águas pluviais baseados em princípios genéricos presentes na literatura. Após o levantamento na literatura de indicadores de sustentabilidade, foram encontrados 102 indicadores e desses, 65 que poderiam ser utilizados no manejo de águas pluviais, um dos critérios de seleção dos indicadores foi a correlação com os princípios específicos e a outra a relação direta com o problema. Em seguida, buscou-se na literatura, os problemas enfrentados pelo poder público e pela população relacionados às águas pluviais, foram 47 os principais encontrados, desse total, 19 foram considerados problemas diretos e o restante, efeitos causados por esses problemas. Esses 19 problemas foram subdivididos em 5 dimensões de sustentabilidade: ambiental, social, econômica, política, cultural e tecnológica ou gestão. Para cada problema foram designados seus respectivos indicadores, num total de 54, cabendo no mínimo 2 indicadores por problema. Usando método multicritério, foram selecionados indicadores prioritários, isto é, aqueles que seriam mais adequados para o monitoramento dos problemas, entretanto, na ausência de informações disponíveis para o desses indicadores prioritários, poderá ser utilizado os indicadores secundários. Esses indicadores serviram para elaboração da ferramenta SAMSAP – Sistema de Apoio ao Manejo de Águas Pluviais, que servirá para a elaboração de cenários, para monitoramento e para tomada de decisão dos gestores e responsáveis pelo manejo de águas pluviais.

The overarching goal of this research is to establish a successful forum for a transition from the existing paradigm of managing wastewater infrastructure to a more sustainable paradigm that achieves a more efficient utilisation of wastewater assets. A transitioning approach to support a more efficient utilisation of surface water and wastewater assets and infrastructure is proposed and developed. The determined transitioning approach possesses key stages namely developing the arena, developing the agenda, case study, and monitoring. The case study stage investigates a drainage utility identifying their improvement drivers, the removal of surface water through detailed drainage modelling and the financial examination of the costs incurred under the various scenarios conducted. Understanding the implications of removing/attenuating surface water from the network is improved through obtaining data by detailed drainage modelling. Infoworks software is used to investigate and assess the current and future operational scenarios of a wastewater system operating over one calendar year. Modelling scenarios were conducted removing surface water from selected areas focusing on the volumes requiring pumping and durations of pumping station(s) operation prior to treatment during storm conditions. The financial implication of removing surface water in combined sewer systems is examined in three main components. Firstly the costs of electricity incurred at the single sewage pumping station (SPS) investigated during the various scenarios modelled require to be addressed. Secondly the costs to retrofit sustainable urban drainage system (SUDS) solutions needs to be identified. Thirdly the implications of removing surface water for the drainage utility at the national level and the potential saving for householder’s committing to a surface water disconnection rebate scheme. When addressed at the macro level i.e., with over 2,100 pumping stations, some operating in sequence and contained within one drainage utility annually treating 315,360 megalitres the significance of the same multiple quantifiable and intangible benefits becomes amplified. The research aims, objectives and findings are presented to the identified and convened stakeholders. The transitioning approach developed encourages positive discourse between stakeholders. The level of success of the transitioning approach determined is then tested using a quantitative methodology through the completion of questionnaires. From the questionnaires completed the respondents unanimously agreed that surface water flows should be removed as well as reduced from the combined sewer system. The respondents agreed that the removal of surface water from a typical combined sewer system is justified by applying a transitioning approach focusing on the energy consumption required to pump increased volumes during storm events. This response is significant based upon the economic evidence and is contrary to the respondents previous position that finance was their most influencing factor. When provided with other potentially available benefits the respondents were even more supportive of the justification to remove surface water from the combined sewer system. The combined findings of the work presented in this thesis provide further justification that the transitioning approach applied to the removal of surface water from a typical combined sewer system, as determined in this research has been successful.

Our planet stands before many great challenges, where climate change and urbanization are two of the major challenges. One of the challenges due to climate change is the increased amount of precipitation and of extreme rainfall, which creates a higher amount of stormwater within the urban areas and an increased risk of urban flooding. Urbanization and an increasing global population put pressure on the environment as more land is exploited and existing urban areas are further developed and densified. Urban areas are already under high pressure to handle the risks of climate change, therefore is climate change adaptation prominent to create more resilient and sustainable urban areas, where stormwater management is one of the challenges that need to be tackled. The aim of this study is to answers one main research question and three sub research question about enablers, barriers, and key factors regarding planning, designing, and implementing sustainable urban drainage systems in the built environment. The used methods are literature study research and multiple case study research. Five case study areas where studied to gather knowledge about areas that have implemented sustainable urban drainage systems. Lessons learned for each of the case study areas where gathered and connected to the literature and used to answer the research questions. The gathered knowledge from the literature and case studies where used to compile recommendations of how a sustainable urban drainage system could be planned and implemented at a pilot study area, which is Välsviken in Karlstad, Sweden. To be able to achieve a sustainable and resilient urban drainage system, that can handle the challenges of climate change and urbanization, it is important that the stormwater planning process is changing. It is crucial to implement facilities and systems that are sustainable, multifunctional, and flexible. The planning process needs to use planning and costing approaches that include flood mitigation and co-benefits, in the long-term and short-term simultaneously. Implementation of sustainable urban drainage systems also needs to be enabled in new areas or being retrofitted into already exploited areas. This could make it possible to create urban areas that are able to tackle the challenges of climate change and urbanization, and create multifunctional, sustainable, and flood mitigated urban areas. / Vår planet står inför många stora utmaningar, där klimatförändringar och urbanisering är två av dessa. En av utmaningarna med avseende på klimatförändringarna är den ökade mängden av nederbörd och extrema regntillfällen, vilka bidrar till större mängder dagvatten i urbana områden och en ökad risk för översvämningar. Urbaniseringen och det ökande antalet invånare globalt sätter press på miljön eftersom mer landyta exploateras och nuvarande urbana områden fortsätter att bebyggas och förtätas. De urbana områdena har redan stora utmaningar med att hantera riskerna med klimatförändringarna. Klimatanpassning är därför viktigt för att skapa mer resilienta och hållbara urbana områden, där dagvattenhanteringen är en av utmaningarna som behöver hanteras. Målet med denna studie är att besvara en övergripande forskningsfråga och tre underliggande forskningsfrågor om möjliggörare, barriärer och nyckelfaktorer gällande planering, design och implementering av hållbara urbana dagvattensystem i den bebyggda miljön.  Metoderna som användes var litteraturstudie och multipel fallstudie. Arbetet började med litteraturstudien och sedan genomfördes en fallstudie där fem områden som implementerat hållbara urbana dagvattensystem undersöktes. Lärdomar från varje område sammanställdes och kopplades samman med den andra litteraturen för att besvara forskningsfrågorna.  Utifrån litteraturen och fallstudierna sammanställdes rekommendationer för hur ett hållbart urbant dagvattensystem kan planeras och implementeras inom ett utvalt studieområde, vilket är Välsviken i Karlstad, Sverige.   För att åstadkomma ett hållbart och resilient urbant dagvattensystem, som kan hantera utmaningarna gällande klimatförändringar och urbanisering, är det viktigt att planeringsprocessen för dagvatten ändras. Det är viktigt att implementera anläggningar och system som är hållbara, multifunktionella och flexibla. Planeringsprocessen behöver använda planerings- och kostandsmetoder som inkluderar översvämningsanpassning och sidofördelar, både långsiktigt och kortsiktigt samtidigt. Man behöver också möjliggöra implementering av hållbara urbana dagvattensystem i nya områden eller anpassa områden som redan är bebyggda. Detta kan bidra till att skapa urbana områden som kan hantera klimatförändringarnas och urbaniseringens utmaningar, och skapa multifunktionella, hållbara och översvämningssäkrade områden.

Over the past decades, the fast-changing global climate poses a significant challenge to many cities around the world to embrace resilience concepts, whereby a safe-to-fail planning approach replaces traditional fail-safe practices. The change in perspectives has seen an increase in climate-adapted infrastructural projects being integrated with the new urban planning agendas across the world. The investigation conducted was designed to understand the process of how resilience concepts travel between different cities, by investigating the actors who move policy knowledge, their roles in it, as well as the knowledge transfer process mechanism that is responsible for the movement of such policies. The investigation took advantage of a scoping study technique to answer the research questions, using mostly secondary data and an interview to verify the secondary sources. The findings and the discussion provided insights on who is involved in resilience policies and how these policies are transferred from one place to another. The investigation uncovered the influence policy mobilizers has on the movement of policy knowledge, as well as how the mobilization of policy knowledge can both be beneficial or detrimental, depending on the way it was moved or implemented. / Under de senaste decennierna utgör det snabba föränderliga globala klimatet en betydande utmaning för många städer runt om i världen med att anamma motståndskraftskoncept, där en planeringsstrategi med säkerhet att misslyckas ersätter traditionella felsäkra metoder. Förändringen i perspektiv har ökat klimatanpassade infrastrukturprojekten som integrerats med nya stadsplaneringsagendorna över hela världen. Studien genomfördes för att få en förståelse av hur motståndskraftskonceptet färdas mellan olika städer och detta genomfördes genom att undersöka de aktörer som förflyttar politisk kunskap och deras roller i den samt den kunskapsöverföringsmekanism som är ansvarig för rörelsen av sådan politik. Studien utnyttjade en scoping-studieteknik för att få svar på forskningsfrågorna, med mestadels sekundär data och en intervju för att verifiera sekundärkällorna. Resultaten och diskussionen gav insikter om vem som är inblandad i motståndskraft och hur policy överförs från en plats till en annan. Studien avslöjade även inflytande av politiskt mobilisering och kunskap som både kan vara fördelaktig eller skadlig beroende på hur den flyttades eller genomfördes.

Stormwater Management (SWM) or Best management practices (BMPs) treat the stormwater runoff that carries pollutants. Pollutants in the waters and in the stormwater, negatively impact the environment, the ecology, and natural resources. Stormwater Control Measures (SCM) are used in different projects to improve water quality and quantity. This thesis aims to understand the connection between SWMs, the economy, and environmental sustainability. This thesis evaluates the cost-effectiveness of SWMs in Mediterranean climates. The research aims to guide the next project managers to choose better SWMs based on cost-effectiveness, socio-economic, and environmental implications. Various studies suggest that the terms SWM, SWM, and SCM are used interchangeably. The research methodology uses a mix of qualitative and quantitative data analysis The research was conducted in Los Angeles at the request of UCLA. Therefore, it focused on water quality improvement projects in Los Angeles. The costs for the projects, areas, and whatSWMs are used will be acquired through data gathering and personal communication with experts. This thesis compares several projects which include different SWMs. It calculates the cost-effectiveness with two different methods, firstly, the cost per drainage area, and secondly, the cost per pollutant removed. Data is gathered from the city of LA and other secondary data sources to calculate the cost-effectiveness. The calculation results showed that the Glenoaksproject and the Machado lake project were the most cost-effective. Glenoaks utilizes infiltration wells and grass swales, and the Machado lake is a large wetland. Based upon these facts, generally, wetlands and grass swales can be recommended for Mediterranean climates. The expensive total costs of SWMs or their inability to remove pollutants can strongly affect the cost-effectiveness of some projects, and produce a negative impact on the economy. Quantitative assessment of study investigates cost-effectiveness of SWMs and for highlighting its economic impact. For qualitative assessment thematic analysis of 14 sample studies related to stormwater management (SWM) was carried out. Findings reveal that 78% of sample studies reflect the themes associated with the positive economic impact of SWMs. Additionally, the sample studies confirm a 76% positive impact of SWMs on the environment and ecology of the region. Further research with better data and more accurate calculations are needed. It would be beneficial if other factors such as recreation and unquantifiable factors such as the aesthetic improvements and community benefits were incorporated into or considered together with the cost-effectiveness for future projects.

El fenómeno El Niño provoca intensas precipitaciones pluviales que se acumulan y discurren por la superficie, transportando importantes caudales de agua que se incrementan con el desplazamiento debido a la carencia de un pavimento permeable como sucede en la ciudad de Tumbes. Esta deficiencia produce daños en los sistemas de abastecimiento de agua, alcantarillado y aguas pluviales que, debido a la cantidad de basura y lodo que transportan los azolvamientos severos, afectan a las infraestructuras hidráulicas, medio ambiente y calidad de vida de la población. Una propuesta de solución es utilizar un sistema de drenaje urbano sostenible que permita complementar el sistema único de saneamiento diseñado para las aguas servidas, residuales y pluviales, existente en la gran mayoría de ciudades. Esta solución consiste en el diseño de un pavimento permeable porque permite alcanzar un volumen de captación de agua de 81-730 l/min/m2 debido al contenido de vacíos de 13 a 25%. Esta característica física es importante para garantizar la infiltración de grandes volúmenes de agua mediante sus poros para luego transmitir a estratos subyacentes; reducir el flujo del calor al conductor; y mitigar la isla de calor urbano en las ciudades. La presente investigación tiene como objetivo evaluar el desempeño del concreto permeable mediante 5 diseños de mezcla para estudiar la resistencia a la compresión, a la flexión y permeabilidad; la comparación de la escorrentía superficial pluvial de un pavimento de concreto permeable con un pavimento de concreto convencional mediante el software SWMM 5.1; y la comparación respecto al costo. / The El Niño phenomenon causes intense rainfall that accumulates and runs over the surface, transporting significant volumes of water that increase with displacement due to the lack of a permeable pavement, as happens in the city of Tumbes. This deficiency causes damage to the water supply, sewerage, and rainwater systems that, due to the amount of garbage and mud transported by severe silts, affect the hydraulic infrastructures, environment, and quality of life of the population. A proposed solution is to use a sustainable urban drainage system that allows complementing the unique sanitation system designed for sewage, waste, and storm water, existing in most cities. This solution consists of the design of a permeable pavement because it allows reaching a water collection volume of 81-730 l/min/m2 due to the void content of 13 to 25%. This physical characteristic is important to guarantee the infiltration of large volumes of water through its pores and then transmit to underlying strata; reduce heat flow to the conductor; and mitigate the urban heat island in cities. The objective of this research is to evaluate the performance of permeable concrete through 5 mix designs to study the resistance to compression, bending and permeability; the comparison of the surface rain runoff of a permeable concrete pavement with a conventional concrete pavement using SWMM 5.1 software; and the cost comparison. / Tesis

One of the main challenges in promoting rainwater management into practise is the fact that it was not recognized as an interdisciplinary issue. We should seek ways how to open the problem to other professions, specially for architects and urban planners, who are the key element of its farther development. This work analyzes the reasons of this unsatisfactory state of rainwater management in the Czech Republic and it defines the possible ways how to remedy this state and outlines scenarios of its further development. The default document of the work is czech technical standard "TNV 75 9010 Hospodaření se srážkovými vodami". The new methodological guide, which is part of this work, is based on it. The work extends the range of measures which are mentioned in the standard. It brings new ways for assessing the benefits of the various measures to streamline the application of rainwater management measures in urban space.