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Das Wesen der Beteiligungsziffer bei den Verkaufssyndikaten : unter besonderer Berücksichtigung des Syndikatsvertrages /Horak, Karl. January 1927 (has links)
Thesis (doctoral)--Universität Göttingen.
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Syndicated loans in the United States (1995-2000) : announcement effects, long-term performance and capital structure issues from a borrower perspective /Le, Kim-Song. Unknown Date (has links)
Thesis (Ph.D.)--Murdoch University, 2007. / Thesis submitted to the Division of Business Information, Technology and Law. Includes bibliographical references (leaves 255-280).
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Die Haftung von Emissionskonsortien eine rechtsvergleichende Untersuchung des deutschen und des US-amerikanischen Rechts /Gerner-Beuerle, Carsten. January 2009 (has links)
Humboldt-Univ., Diss.--Berlin, 2008. / Includes bibliographical references and index.
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Trade union investment funds : the emergence of a new idea and its realization in Sweden, Italy and QuébecAnderson, John (John Stark) January 1986 (has links)
The thesis examines the emergence of a new idea--trade union investment funds. The thesis looks at their establishment in Sweden, Italy and Quebec in the years 1983-84. The thesis aims to compare these three funds, the first three in the developed countries, and attempts to explain the reason for the important differences between the funds. The thesis situates the funds within the overall concept of economic democracy and traces a brief historical sketch of the development of this idea. The evolution of the general fund idea is exposed as is the debate over the significance of the funds in intellectual, political and union circles. The thesis examines whether the funds, particularly the Swedish version, represent a step forward towards socialism, yet a further integration of the working class into advanced capitalist society or an attack on democratic pluralism.
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Trade union investment funds : the emergence of a new idea and its realization in Sweden, Italy and QuébecAnderson, John (John Stark) January 1986 (has links)
No description available.
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The reputation of underwriters, the bonding hypothesis, and the impact on the information environment of U.S. cross-listed firmsLoureiro, Gilberto Ramos, January 2007 (has links)
Thesis (Ph. D.)--Ohio State University, 2007. / Title from first page of PDF file. Includes bibliographical references (p. 101-110).
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Problematic issues pertaining to racketeering offences in the prevention of organised Crime Act 121 of 1998Fisher-Klein, Schane Francis January 2013 (has links)
Organised crime is a worldwide phenomenon, which also affects South Africa. In
many instances organised crime is transnational. Consequently, South Africa had to
develop legislation in order adequately to deal with organised syndicates and
associations of criminals, and bring its legal system in line with international
standards aimed at combating transnational organised crime.
In the United States of America organised crime, and any conduct that meets a
“pattern of racketeering”, are prosecuted under the Racketeering Influenced and
Corrupt Organizations Act 18 USCA 1961-1968. This legislation played a significant
role when racketeering offences were formulated in the South African Act.
The Prevention of Organised Crime Act 121 of 1998 inter alia includes aspects such
as racketeering, money laundering, gangs and the civil recovery of property. It also
deals with conduct of individual wrongdoing and crimes that cannot be categorised
as organised crime. This study focuses on problematic aspects with regard to
racketeering offences in Chapter 2 of the Act that are probably going to labour the
Constitutional Court and/or the Supreme Court of Appeal in the near future.
One of the problematic aspects of Chapter 2 of the Act is that it does not include a
definition of “racketeering”. It only describes the different types of conduct which may
lead to a successful prosecution on racketeering offences. The legislation also
introduces new concepts, such as “enterprise” and “pattern of racketeering activity”.
Therefore, in order to determine whether the State will succeed in prosecuting an
accused with racketeering offences, it must be established what is meant by the
terms of being part of an “enterprise” and what a “pattern of racketeering activity”
entails.
Also of importance is the requirement that two or more offences referred to in
Schedule 1 of the Act must have been committed for a successful prosecution.
Although the South African courts have considered this aspect there is still room for discussion as to whether an accused must have previously been convicted of two or
more criminal offences referred to in Schedule 1 for a conviction on racketeering
offences, or whether the commission of one offence will suffice.
The offence of racketeering does not only consist of the commission of an act in
itself. The membership or association with a legal or illegal organisation also plays a
vital role to determine culpability. This study looks at the possible role (s) that an
accused may fulfil when he is involved as a member of an organisation involved with
racketeering offences. Another aspect that needs to be clarified is the requirement relating to fault. The
element of unlawfulness is also problematic when an accused did not foresee the
possibility of unlawfulness of his actions. Close consideration is given to the
requirements for culpability and whether mere negligence on the part of a role player
is sufficient as a form of mens rea for a successful prosecution or not.
The element of unlawfulness is also discussed. Ordinary citizens may raise the issue
that they did not know that the commission of two or more offences mentioned in
Schedule 1, may lead to the prosecution of a racketeering offence. Therefore, it is
crucial to determine whether a role player must have the necessary knowledge of
unlawfulness to commit the racketeering offences.
The fact that the Act has been introduced in the South African legal system to
criminalise racketeering offences does not exclude the scenario that each case must
be decided on its own particular set of facts. It is clear from the research presented
that there must be one or other link between the accused person, the “enterprise”
and the “pattern of racketeering activities” for a successful prosecution on a
racketeering offence.
This study seeks to provide assistance to legal practitioners when their clients are
faced with prosecution on a racketeering offence. The study also discusses the real
risk of a possible duplication of convictions. / Dissertation (LLM)--University of Pretoria, 2013. / gm2014 / Procedural Law / unrestricted
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Les origines du corporatisme du personnel navigant technique dans l'Italie républicaine / Civilian pilots : the origins of corporatism in Italy after the Second World WarCorsi, Roberta 27 November 2015 (has links)
Dés la réorganisation de l'aviation civile en italie après la Seconde Guerre Mondial, le personnel navigant technique, grâce aux caractéristiques de son identité professionnelle valorisée par l'efficacité organisationnelle et politique de ses instances représentatives au niveau national et international, arrive à obtenir non seulement un statut professionnel mais aussi une légitimisation politique qui ne sera pas vraiment remise en cause jusqu'à la faillite de la compagnie nationale Alitalia. La recherche vise à étudier sous l'angle historique le travail du personnel navigant technique afin d'appréhender l'évolution de cette catégorie professionnelle et de comprendre les origine du phénomène corporatiste. / The research project aims to document and discuss from the historical point of wiew the work of civilian pilots and their workers' representatives in order to consider the origins and evolution giving rive to a corporatist union model in Italy after the Second World War.
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Does Underwriter Size Matter? Only Within the Right ContextKendall, Lynn K. 05 1900 (has links)
The initial matching relationships between underwriters and bonds/issuing firms and the certification quality of underwriters, as determined by changes in the issuing firm’s financial strength post issue, are the two primary research topics in this dissertation. Based on total underwriter syndicate market share, two distinct categories, low market power (LMP) syndicates and high market power (HMP) syndicates were defined. Firm financial strength is examined based on a new factor developed in this research. A comparison of the two underwriting categories, or pools, indicates that the HMP underwriters take on firms of lower initial financial strength and additionally, the issuing firms decline more in financial strength two years following bond issuance than do firms using LMP underwriters. Notwithstanding these results, the more interesting findings are the relationships within each of these pools. In the LMP pool of underwriters, financially stronger firms used the larger LMPs to underwrite their bonds, while the weaker firms used smaller LMPs. In contrast, among HMP underwriters, the largest HMPs aligned with the firms of relatively lower financial strength. The relationships in both pools reverse when changes in financial strength are examined. Larger LMPs are associated with greater issuing firm financial decline while larger HMPs correlate with lower levels of decline in firm financial strength. Divergent patterns in initial underwriter-issuer matching and underwriter certification found in this research indicate that there are true differences in the “small” underwriting syndicates as compared to the larger syndicates. These patterns should be considered by both issuing firms and investors as both constituencies contemplate the corporate bond market.
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Pricing decisions of syndicated loans for Hong Kong corporations.January 1998 (has links)
by Chow Ho Wai. / Thesis (M.B.A.)--Chinese University of Hong Kong, 1998. / Includes bibliographical references (leaves 50-51). / ABSTRACT --- p.ii / TABLE OF CONTENTS --- p.iii / LIST OF EXHIBITS --- p.v / LIST OF TABLES --- p.vi / PREFACE --- p.vii / CHAPTERS / Chapter I. --- INTRODUCTION --- p.1 / Definition of Syndicated Loans --- p.1 / Definition of Pricing --- p.2 / Project Objectives --- p.2 / Project Scope --- p.3 / Chapter II. --- KEY ELEMENTS OF SYNDICATED LOAN MARKET --- p.4 / Benefits to Borrowers --- p.4 / Benefits to Lenders --- p.6 / Types of Syndicated Facilities --- p.11 / Titles and Roles --- p.12 / Principal Terms and Conditions --- p.14 / Hong Kong Market Characteristics --- p.16 / Chapter III. --- METHODOLOGY --- p.22 / Literature Review --- p.22 / Model --- p.24 / Sample Data --- p.27 / Analytical Methods --- p.29 / Chapter IV. --- EMPIRICAL RESULTS AND ANALYSIS --- p.32 / Significant Independent Variables --- p.32 / Loan Pricing Model --- p.34 / Chapter V. --- CONCLUSION AND RECOMMENDATIONS --- p.35 / APPENDICES --- p.39 / BIBLIOGRAPHY --- p.50
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