Increasing urbanization is a dominant global trend of the past few decades. For cities to become more sustainable, however, the infrastructure on which they rely must also become more efficient and resilient. Urban infrastructure systems are analogous to ecological systems because they are interconnected, complex and adaptive, are comprised of interconnected components, and exhibit characteristic scaling properties. Analyzing them together as a whole, as one would do for an ecological system, provides a better understanding about their dynamics and interactions, and enables system-level optimization. The adoption of this “infrastructure ecology” approach will result in urban development that costs less to build and maintain, is more sustainable (e.g. uses less materials and energy) and resilient, and enables a greater and more equitable creation of wealth and comfort. Resilience, or the capacity of a system to absorb shocks and perform under perturbations, can serve as an appropriate indicator of functional sustainability for dynamic adaptive systems like Urban Water Systems. This research developed an index of resilience (R-Index) to quantify the “full-spectrum” resilience of urban water systems. It developed five separate indices, namely (i) Index of Water Scarcity (IWS), (ii) Relative Dependency Index (RDI), (iii) Water Quality Index (WQI), (iv) Index of Network Resilience (INR), and (v) Relative Criticality Index (RCI), to address the criticalities inherent to urban water systems and then combines them to develop the R-Index through a multi-criteria decision analysis method. The research further developed a theoretical construct to quantify the temporal aspect of resilience, i.e. how quickly the system can return back to its original performance level. While there is a growing impetus of incorporating sustainability in decision making, frequently it comes at the cost of resilience. This is attributable to the fact that the decision-makers often lack a life-cycle perspective and a proven, consistent and robust approach to understand the tradeoff between increased resilience and its impact on sustainability. This research developed an approach to identify the sustainable and resilient (SuRe) zone of urban infrastructure planning and design where both sustainability and resilience can be pursued together.

The overall goal of this research is to develop an integrated system dynamics framework for sustainable management of municipal water and wastewater systems. Canadian municipalities have traditionally relied on grants received from senior levels of government to finance construction of water supply and wastewater collection infrastructure. User fees for water and wastewater services were determined so as to recover only the operating expenditures with no allowance to recoup the capital costs of infrastructure. As the infrastructure assets started approaching the end of their service life, investments needed to rehabilitate these assets were deferred in the expectation of receiving further grants for this purpose. Hence, a significant backlog of deteriorated infrastructure has accumulated over the years. Recently enacted regulations require that all expenditures incurred on provision of water and wastewater services should ultimately be financed from user fee based revenues. Another piece of legislation provides for establishment of service performance standards. Urban water and wastewater systems involve interconnections among physical infrastructure, financial, and socio-political factors. Several interacting feedback loops are formed due to these interconnections and render the management of water and wastewater infrastructure as a complex, dynamic problem. Existing asset management tools in the literature are found inadequate to capture the influence of feedback loops. A novel system dynamics approach is used to develop a demonstration model for water and wastewater network management. Model results for a case study show significance of feedback loops for financial sustainability of the system. For example, user fees have to be substantially increased to achieve financial sustainability, especially when price elasticity of water demand is considered. A detailed causal loop diagram for management of wastewater collection networks is presented. The causal loop diagram lays out qualitative causal relationships among system components and identifies multiple interacting feedback loops. Based on this causal loop diagram, a system dynamics model comprised of a wastewater pipes sector, a finance sector, and a consumers sector, is developed. Policy levers are included in the model to facilitate formulation of different financing and rehabilitation strategies for the wastewater collection network. Financial and service performance indicators included in the model allow comparison of different financing and rehabilitation strategies. Data requirements for implementation of the model are discussed. The wastewater collection network model is implemented for a case study of a medium-sized Canadian municipality with a substantial backlog of deteriorated pipes. A methodology for parameterization of the model using existing data sources is presented. Simulation results indicate that different financing strategies ranging from no borrowing to full utilization of debt capacity can achieve similar total life-cycle costs but with significantly varying impacts for consumers in terms of service performance and financial burden. A detailed causal loop diagram for management of a watermain distribution network is employed to identify feedback loops. The causal loop diagram is then developed into a system dynamics model comprised of watermain pipes, financial, and consumer sectors. Data requirements for implementation of the model are discussed.

Tesis por compendio / [ES] The pursuit of sustainable development in urban areas is crucial due to their significance as the primary human habitat and resource consumer. Rapid urbanization poses significant challenges for city management, necessitating actions to ensure sustainability and mitigate resource depletion. The conservation of water resources turns out to be an important focus, particularly in society's development due to the number of factors that depend on this resource. Water resources are essential for, serving critical roles in human health, agriculture, and industry, while also facilitating economic activities, cultural values, and climate regulation. In this context, the sustainability of water systems encompasses social, environmental, economic, and asset dimensions. Nevertheless, the accelerated social growth, exacerbates the strain on water supplies, necessitating measures to ensure sustainability. Key considerations include ensuring equitable access to water services, minimizing environmental impact, implementing cost-effective policies, and enhancing infrastructure resilience. Adopting sustainable practices encounters obstacles, particularly in data measurement and analysis, hindered by the complexities of emerging technologies. Addressing these challenges requires leveraging indicators to assess progress towards Sustainable Development Goals (SDGs) quantitatively. Despite significant strides, evaluating progress toward SDGs remains a complex task, particularly in urban water systems. Consequently, ongoing efforts are essential to advance sustainable development initiatives and ensure the long-term viability of urban water resources. Even though the SDGs have motivated several projects to advance sustainable development. However, it is complex to determine the progress made in fulfilling these goals, especially in particular cases like urban water systems. The development of a framework to measure sustainability in urban water systems contributes to the decision- making process to optimize system performance across the entire water cycle. These decision-making processes are crucial for various stakeholders, including governmental entities, the general population, and, of course, water resource managers. Considering the above, the main objective of this doctoral thesis consists of the development of a methodology to measure and categorize hydraulic systems according to their contribution to sustainability from their three dimensions. The methodology is based on the implementation of a series of indicators linked to each of the goals of the Sustainable Development Goals established by the UN. In this way and as a result of this work, it will be possible to categorize any type of urban water system with labels that indicate the level of contribution to achieving the SDGs and highlight the importance of water resources in meeting the SDGs. Also, another objective of the methodology's implementation is to validate by assessing the progress of the indicators if it is sufficient, or if acceleration and additional measures are required. This will serve as a benchmarking tool, as a support point for decision-making by the different actors involved in hydraulic management, thus achieving more sustainable water management. To achieve this objective, the doctoral thesis has been developed in three phases, the results of which have been published in 3 articles in indexed journals (JCR). The phases of work development are as follows: (i) Contextualization and development of the methodology (Publication I): an investigation was carried out on the concept of sustainability and what it encompassed, as well as the definition of the goals, their progress, and indicators currently used by both the UN and other entities for the evaluation of these. To complement this, case studies of urban hydraulic systems in which sustainability was evaluated were reviewed. Based on the information collected and as a result of the research, the evaluation methodolo / [CA] La cerca del desenvolupament sostenible en les zones urbanes és crucial a causa de la seua importància com a principal hàbitat humà i consumidor de recursos. La ràpida urbanització planteja desafiaments importants per a la gestió de la ciutat, la qual cosa requerix accions per a garantir la sostenibilitat i mitigar l'esgotament dels recursos. La conservació del recurs hídric resulta ser un focus important, particularment en el desenvolupament de la societat a causa de la quantitat de factors que depenen d'este recurs. Els recursos hídrics són essencials per a exercir funcions crítiques en la salut humana, l'agricultura i la indústria, al mateix temps que faciliten les activitats econòmiques, els valors culturals i la regulació del clima. En este context, la sostenibilitat dels sistemes hídrics abasta dimensions socials, ambientals, econòmiques i d'actius. No obstant això, el creixement social accelerat exacerba la pressió sobre el subministrament d'aigua, la qual cosa requerix mesures per a garantir la sostenibilitat. Les consideracions clau en este assumpte inclouen garantir l'accés equitatiu als servicis d'aigua, minimitzar l'impacte ambiental, implementar polítiques rendibles i millorar la resiliència de la infraestructura. L'adopció de pràctiques sostenibles troba obstacles, particularment en el mesurament i anàlisi de dades, obstaculitzats per les complexitats de les tecnologies emergents. Per a abordar estos desafiaments és necessari aprofitar els indicadors per a avaluar quantitativament el progrés cap als Objectius de Desenvolupament Sostenible (*ODS). Malgrat els importants avanços, avaluar el progrés cap als *ODS continua sent una tasca complexa, particularment en els sistemes d'aigua urbans. En conseqüència, els esforços continus són essencials per a promoure iniciatives de desenvolupament sostenible i garantir la viabilitat a llarg termini dels recursos hídrics urbans. Encara que els *ODS han motivat diversos projectes per a avançar en el desenvolupament sostenible. No obstant això, és complex determinar els avanços en el compliment d'estes metes, especialment en casos particulars com els sistemes d'aigua urbans. El desenvolupament d'un marc per a mesurar la sostenibilitat en els sistemes d'aigua urbans contribuïx al procés de presa de decisions per a optimitzar el rendiment del sistema al llarg de tot el cicle de l'aigua. Estos processos de presa de decisions són crucials per a diverses parts interessades, incloses entitats governamentals, la població en general i, per descomptat, els administradors de recursos hídrics. Considerant l'anterior, l'objectiu principal d'esta tesi doctoral consistix en el desenvolupament d'una metodologia per a mesurar i categoritzar els sistemes hidràulics segons la seua contribució a la sostenibilitat des de les seues tres dimensions. La metodologia es basa en la implementació d'una sèrie d'indicadors vinculats a cadascuna de les metes dels Objectius de Desenvolupament Sostenible establits per l'ONU. D'esta manera i com a resultat d'este treball, serà possible categoritzar qualsevol tipus de sistema d'aigua urbà amb etiquetes que indiquen el nivell de contribució a l'assoliment dels *ODS i ressalten la importància dels recursos hídrics en el compliment dels *ODS. Així mateix, un altre objectiu de la implementació de la metodologia és validar avaluant l'avanç dels indicadors si és suficient, o si es requerix acceleració i mesures addicionals. Això servirà com a ferramenta de benchmarking, com a punt de suport per a la presa de decisions dels diferents actors implicats en la gestió hidràulica, aconseguint així una gestió més sostenible de l'aigua. Per a aconseguir este objectiu, la tesi doctoral s'ha desenvolupat en tres fases, els resultats de les quals s'han publicat en 3 articles en revistes indexades (*JCR). Les fases del desenvolupament del treball són les següents: (i) Contextualització i desenvolupament de la metodologia (Publicació I): es va realitzar una investigació sobre e / [EN] The pursuit of sustainable development in urban areas is crucial due to their significance as the primary human habitat and resource consumer. Rapid urbanization poses significant challenges for city management, necessitating actions to ensure sustainability and mitigate resource depletion. The conservation of water resources turns out to be an important focus, particularly in society's development due to the number of factors that depend on this resource. Water resources are essential for, serving critical roles in human health, agriculture, and industry, while also facilitating economic activities, cultural values, and climate regulation. In this context, the sustainability of water systems encompasses social, environmental, economic, and asset dimensions. Nevertheless, the accelerated social growth, exacerbates the strain on water supplies, necessitating measures to ensure sustainability. Key considerations include ensuring equitable access to water services, minimizing environmental impact, implementing cost-effective policies, and enhancing infrastructure resilience. Adopting sustainable practices encounters obstacles, particularly in data measurement and analysis, hindered by the complexities of emerging technologies. Addressing these challenges requires leveraging indicators to assess progress towards Sustainable Development Goals (SDGs) quantitatively. Despite significant strides, evaluating progress toward SDGs remains a complex task, particularly in urban water systems. Consequently, ongoing efforts are essential to advance sustainable development initiatives and ensure the long-term viability of urban water resources. Even though the SDGs have motivated several projects to advance sustainable development. However, it is complex to determine the progress made in fulfilling these goals, especially in particular cases like urban water systems. The development of a framework to measure sustainability in urban water systems contributes to the decision- making process to optimize system performance across the entire water cycle. These decision-making processes are crucial for various stakeholders, including governmental entities, the general population, and, of course, water resource managers. Considering the above, the main objective of this doctoral thesis consists of the development of a methodology to measure and categorize hydraulic systems according to their contribution to sustainability from their three dimensions. The methodology is based on the implementation of a series of indicators linked to each of the goals of the Sustainable Development Goals established by the UN. In this way and as a result of this work, it will be possible to categorize any type of urban water system with labels that indicate the level of contribution to achieving the SDGs and highlight the importance of water resources in meeting the SDGs. Also, another objective of the methodology's implementation is to validate by assessing the progress of the indicators if it is sufficient, or if acceleration and additional measures are required. This will serve as a benchmarking tool, as a support point for decision-making by the different actors involved in hydraulic management, thus achieving more sustainable water management. To achieve this objective, the doctoral thesis has been developed in three phases, the results of which have been published in 3 articles in indexed journals (JCR). The phases of work development are as follows: (i) Contextualization and development of the methodology (Publication I): an investigation was carried out on the concept of sustainability and what it encompassed, as well as the definition of the goals, their progress, and indicators currently used by both the UN and other entities for the evaluation of these. To complement this, case studies of urban hydraulic systems in which sustainability was evaluated were reviewed. Based on the information collected and as a result of the research, the evaluation methodolo / Garcia Rodriguez, CA. (2024). Development of a Methodology to Characterize Sustainability in Hidraulic Systems by Applying Indicators that Evaluate Goals Contained in the Sustainable Development Goals [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/213236 / Compendio