Eidgenössische Techn. Hochsch, Diss--Zürich, 2000.

The implementation of Wavelength Division Multiplexing system (WDM) optical fibre transmission systems has the potential to realise this high capacity data rate exceeding 10 Tb/s. The ability to reconfigure optical networks is a desirable attribute for future metro applications where light paths can be set up or taken down dynamically as required in the network. The use of microelectronics in conjunction with photonics enables intelligence to be added to the high-speed capability of photonics, thus realising reconfigurable optical devices which can revolutionise optical telecommunications and many more application areas. In this thesis, we investigate and demonstrate the capability of Opto-VLSI processors to realise a reconfigurable WDM optical device of many functions, namely, optical multiband filtering, optical notch filtering, and reconfigurable-Optical-Add-Drop Multiplexing (ROADM). We review the potential technologies available for tunable WDM components, and discuss their advantages and disadvantages. We also develop a simple yet effective algorithm that optimises the performance of Opto-VLSI processors, and demonstrate experimentally the multi-function WDM devices employing Opto-VLSI processors. Finally, the feasibility of Opto-VLSI-based WDM devices in meeting the stringent requirements of the optical communications industry is discussed.

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The objective of this thesis was to develop applications of monolithic fiber devices and actively controlled fibers. A special twin-core fiber known as a ‘Gemini’ fiber was used to construct equal arm-length fiber interferometers, impervious to temperature and mechanical perturbations. A broadband add/drop multiplexer was constructed by inscribing fiber Bragg gratings in the arms of a Gemini Mach-Zehnder interferometer. A broadband interferometric nanosecond switch was constructed from a micro-structured Gemini fiber with incorporated metal electrodes. Additionally, a Michelson fiber interferometer was built from an asymmetric twin-core fiber and used as a high-temperature sensor. While the device could be readily used to measure temperatures below 300 °C, an annealing process was required to extend the range up to 700 °C. The work included development, construction and evaluation of the components along with numerical simulations to estimate their behaviors and to understand the underlying processes. The thesis also explored the use of electrically controlled fibers for filtering in the microwave domain. An ultra-narrow phase-shifted fiber Bragg grating inscribed in a fiber with internal electrodes was used as a scanning filter to measure modulation frequencies applied to an optical carrier. A similar grating was used inside a dual-wavelength fiber laser cavity, to generated tunable microwave beat frequencies. The studied monolithic fiber interferometers and actively controlled fibers provide excellent building blocks in such varied field as in microwave photonics, telecommunications, sensors, and high-speed switching, and will allow for further applications in the future. / Syftet med denna avhandling var att utveckla tillämpningar av monolitiska fiber komponenter samt aktivt kontrollerbara fiber. En speciell tvillingkärnefiber, även kallad ’Geminifiber’ användes för att konstruera fiber interferometrar med identisk armlängd som ej påverkas av termiska och mekaniska variationer. En bredbanding utbytarmultiplexor konstruerades genom att skriva in fiber Bragg gitter inuti grenarna på en Gemini Mach-Zehnder interferometer. Geminifibrer med interna metallelektroder användes för att konstruera en bredbandig nanosekundsnabb interferometrisk fiberomkopplare. Därtill användes en tvillingkärnefiber som en hög-temperatursensor. Även om komponenten direkt kan användas upp till 300 °C, måste den värmebehandlas för att kunna användas upp till 700 °C. Arbetet har innefattat utveckling, konstruktion och utvärdering av komponenterna parallellt med numeriska simuleringar för att analysera deras beteenden samt få insikt om de underliggande fysikaliska processerna. Avhandlingen behandlar även tillämpningar av en elektriskt styrbar fiber för att filtrera radiofrekvenser. Ett ultrasmalt fasskiftat fiber Bragg gitter skrevs in i en fiber med interna elektroder och användes som ett svepande filter för att mäta modulationsfrekvensen på en optisk bärfrekvens. Ett liknande gitter användes inuti en laserkavitet för att generera två olika våglängder samtidigt. Dessa två våglängder användes sedan för att generera en svävningsfrekvens i mikrovågsbandet. De undersökta monolitiska fiberinterferometrarna och de aktivt styrbara fibrerna erbjuder en utmärkt byggsten inom så pass skiljda områden som Mikrovågsfotonik, Telekommunikation, Sensorer samt Höghastighets-omkopplare och bör kunna användas inom många olika tillämpningar i framtiden. / <p>QC 20130226</p>

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Le trafic dans les réseaux optiques est en constante augmentation depuis de nombreuses années. CISCO affirme qu'il devrait augmenter d'un facteur 13 en 2020. Ceci induit une augmentation de la consommation énergétique et de l'évolution de la taille des réseaux entrainant un accroissement de la complexité des réseaux. Dans ce contexte, pour répondre à l'augmentation du débit dans les réseaux et procure un réseau de télécommunications fiable, il faut prévoir une planification et une ingénierie de réseaux adaptées. Dans ce but, nous étudions dans cette thèse le design d'un nœud de commutation optique ROADM. nous considérons différentes architectures de nœud, composants et sous-systèmes utilisés dans les configurations de nœud RODM "Broadcast and Select" et "Route and Select". Diverses configurations de modules d'insertion/extraction sont analysées ("Colored/colorless, directional/directionless et contentional/contentionless"). Pour ce faire, nous avons développé un simulateur de nœud ROADM dans une plateforme de trafic dynamique et nous avons proposé une stratégie de gestion offline de la contention à l'intérieur du nœud. Nous avons obtenu une réduction du rapport de blocage intra noeud de l'ordre de 1.5. Ensuite, nous nous sommes focalisés sur la planification des futures générations de réseaux optiques métro cœur. Dans ce but, nous avons étudié la possibilité d'une transmission non cohérente à 100 Gb/s en utilisant le format de modulation PDM-DQPSK. Ensuite, nous avons considéré l'implémentation de la PDM-CS-DQPSK. La qualité de transmission de ces deux systèmes a finalement été évaluée / Traffic demand is exponentially increasing in recent years. Cisco forecast claims that by 2020, transport traffic will be 13 times of today's traffic transmission. This incremental traffic demand makes concerns about energy consumption and network scalability as well as increasing the network complexity. In this respect, to adresse the future traffic demand requirement and provide a reliable telecommunication network, precise network planning and engineering are needed. To this aim, we adress the problem of ROADM node design by presenting different architectures, components and subsystems to investigate the Broadcast and Select and Route and Select ROADM node architectures. Colored/colorless, directional/directionless and contentional/contentionless add/drop module configurations are studied. Futhermore, the problem of Intra Node Blocking is investigated by developing a node simulator in a dynamic network traffic platform. In this respect, we propose an offline contention management strategy for an ROADMnode in order to efficiently decrease the Intra Node blocking ration by more than 1.5 order of magnitude. Finally, we focus on network planning by investigating short and medium term network upgrades for metro-core optical network. To this goal, we investigate the possibility of non coherent signal transmission in metro-core segment of hierarchical layered optical network. Quality of transmission for 100 Gbit/s PDM-DQPSK-modulation format is investigated. Then, we propose the implementation of PDM-CS-DQPSK modulation format to transmit 100 Gbit/s signals in ROADM based optical transmission systems

With 400 Gbps Ethernet being developed at the time of writing this thesis, all-optical networks are a solution to the increased bandwidth requirements of data communication allowing architectures to become increasingly integrated. High density integration of optical components leads to potential ‘Optical/Photonic’ electromagnetic compatibility (EMC) and signal integrity (SI) issues due to the close proximity of optical components and waveguides. Optical EMC issues are due to backscatter, crosstalk, stray light, and substrate modes. This thesis has focused on the crosstalk in Optical Add/Drop Multiplexers (OADMs) as an EMC problem. The main research question is: “How can signal integrity be improved and crosstalk effects mitigated in small-sized OADMs in order to enhance the optical EMC in all-optical networks and contribute to the increase in integration scalability?” To answer this question, increasing the crosstalk suppression bandwidth rather than maximizing the crosstalk suppression ratio is proposed in ring resonator based OADMs. Ring resonators have a small ‘real estate’ requirement and are, therefore, potentially useful for large scale integrated optical systems. A number of approaches such as over-coupled rings, vertically-coupled rings and rings with random and periodic roughness are adopted to effectively reduce the crosstalk between 10 Gbps modulated channels in OADMs. An electromagnetic simulation-driven optimization technique is proposed and used to optimize filter performance of vertically coupled single ring OADMs. A novel approach to analyse and exploit semi-periodic sidewall roughness in silicon waveguides is proposed. Grating-assisted ring resonator design is presented and optimized to increase the crosstalk suppression bandwidth.

La demande croissante des réseaux optiques actuels en termes de bande passante résulte en un besoin d’exploiter la capacité offerte par la fibre optique. Un des moyens indispensable pour permettre ceci est l’utilisation du multiplexage en longueur d’onde. Il en résulte la nécessité d’utilisation de dispositifs, parmi lesquels le filtre optique, agiles en longueur d’onde et transparents par rapport aux débits. C’est dans ce contexte que notre travail se situe. La technologie utilisée est celle des filtres interférentiels en polarisation. Contraint par un cahier des charges particulier aux applications télécoms, le principal objectif consiste en l’augmentation des performances de ce type de filtre d’une part, et l’association de fonctionnalités additionnelles nécessaires dans les réseaux d’autre part. En utilisant le principe physique des interférences en polarisation, une structure est alors implémentée, suivant les contraintes liées aux trois paramètres majeurs du filtre que sont le contraste, la fonction d’égalisation et la reconfiguration de la bande passante. Par ailleurs, les architectures des filtres optiques diffèrent selon l’emplacement dans le réseau. Ainsi, si une architecture des plus simples est utilisée à la réception, au niveau des nœuds du réseau, celle-ci devient beaucoup plus complexe, s’adaptant à différents degrés de nœuds, et portent le nom de multiplexeurs optiques à insertion/extraction de longueur d’onde (ROADM). Un dispositif de ce type, basé sur les filtres biréfringents, est donc présenté. Une approche système est ensuite menée dans le but de mettre en évidence les avantages et les limitations de la technologie utilisée / The growing needs, in term of bandwidth in optical networks, increase over years. To satisfy these needs, the entire bandwidth of the optical fiber has to be exploited. In this context, the wavelength division multiplexing technique is used to allow the utilization of several wavelengths and results in considerably enhanced network bit-rate. However, such networks must use specific components which have particular wavelength-capabilities. Among these components, one of the most important and critical device is the optical filter. Our work is focused on the implementation of specific optical filters, using the polarization interference filter technology. The main purpose of this work is to enhance the filter rejection ratio, and to add new functionalities such as the amplitude equalization and the bandwidth tuning functions. After satisfying optical network expectations, another point, related to the filter utilization in the network, concern the device architecture which is determined by its network-location. A simple architecture with an input and an output is needed at the reception; meanwhile, a specific one is expected at network nodes. Thus, a new kind of devices is introduced, called reconfigurable optical add/drop multiplexers (ROADM). Therefore, such a device is implemented by the birefringent filter developed in this manuscript. Then, the developed device is placed in a transmission chain, and simulation results underline its limitations, by proceeding to comparison between this structure and typical optical filters. As conclusion of this work, some solutions and perspectives are presented, and very interesting challenges are highlighted

The main objectives of this thesis were to develop a lowtemperature PECVD process suitable for optoelectronicintegration, and to optimize silica glass composition forUV-induced modifications of a refractive index in PECVDfabricated planar devices. The most important achievement isthe successful development of a low temperature silicadeposition, which for the first time makes it is possible tofabricate good quality low loss integrated components whilekeeping the temperature below 250oC during the entirefabrication process. Two strong absorption peaks thatappear at1.5 mm communication window due to N-H and Si-H bonds have beencompletely eliminated by process optimization. This openspossibilities for monolithic integration with other,temperature sensitive devices, such as semiconductor lasers anddetectors, or polymer-based structures on the common siliconplatform. PECVD technology for low loss amorphous silicon inapplication to SiO2/Si based photonic crystal structures hasbeen also optimized to remove hydrogen incorporated during thedeposition process, responsible for the porosity of thedeposited material and creation of similar to silica absorptionbands. Change of the refractive index of germanium doped silicaunder UV irradiation is commonly used for fabrication of UVinduced fiber Bragg gratings. Here we describe our achievementsin fabrication of fiber Bragg gratings and their application todistributed sensor systems. Recently we have built up a laserlab for UV treatment in application to planar technology. Wehave demonstrated the high photosensitivity of PECVD depositedGe-doped glasses (not thermally annealed) even without hydrogenloading, leading to a record transmission suppression of 47dBin a Bragg grating photoinduced in a straight buried channelwaveguide. We have also used a UV induced refractive indexchange to introduce other device modifications or functions,such as phase shift, wavelength trimming and control ofpolarization birefringence.The developed low temperature technology and the UVprocessing form a unique technology platform for development ofnovel integrated functional devices for optical communicationsystems. A substantial part of the thesis has been devoted tostudying different plasma deposition parameters and theirinfluence on the optical characteristics of fabricatedwaveguides to find the processing window giving the besttrade-off between the deposition rate,chamber temperatureduring the process, optical losses and presence of absorptionbands within the interesting wavelength range. The optimalconditions identified in this study are low pressure (300-400mTorr), high dilution of silane in nitrous oxide and high totalflow (2000 sccm), low frequency (380 KHz) RF source and high RFpower levels (800-1000 W). The thesis provides better understanding of the plasmareactions during the deposition process. RF Power is the keyparameter for increasing the rate of surface processes so as toaccommodate each atomic layer in the lowest energy statepossible. All the process conditions which favor a moreenergetic ion bombardment (i.e. low pressure, low frequency andhigh power) improve the quality of the material, making it moredense and similar to thermal oxide, but after a certain pointthe positive trend with increasing power saturates. As theenergy of the incoming ion increases, a competing effect setsin at the surface: ion induced damage and resputtering. Finally, the developed technologies were applied for thefabrication of some test and new concept devices for opticalcommunication systems including multimode interference (MMI)-based couplers/splitters, state-of-the-art arrayed waveguidegrating-based multi/ demultiplexers, the first Bragg gratingassisted MMI-based add-drop multiplexer, as well as moreresearch oriented devices such as a Mach-Zehnder switch basedon silica poling and a Photonic Crystal-based coupler. <b>Keywords:</b>silica-on-silicon technology, PECVD, plasmadeposition, photonic integrated circuits, planar waveguidedevices, UV Bragg gratings, photosensitivity, arrayed waveguidegratings, multimode interference couplers, add-dropmultiplexers.