Orientador: Cecilia A. C. Zavaglia / Tese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Mecanica / Made available in DSpace on 2018-08-07T02:27:14Z (GMT). No. of bitstreams: 1 Uzumaki_EmiliaTieko_D.pdf: 44142340 bytes, checksum: e8db433907d2fd2f88b260ed4cd8a791 (MD5) Previous issue date: 2006 / Resumo: O carbono tipo diamante ("diamond-like carbon" - DLC) tem demonstrado características, como alta dureza, baixo atrito, resistência ao desgaste e à corrosão, e biocompatibilidade, que podem melhorar as propriedades de implantes sólidos e articulados. O processo de imersão em plasma vem sendo usado para depositar DLC em substratos tridimensionais, pois, com esta técnica, se consegue melhor adesão do que com as técnicas convencionais. Neste trabalho, filmes de DLC foram depositados, pelo processo de imersão em plasma, em lamínulas de vidro, silício e liga de titânio Ti-13Nb-13Zr. A caracterização da microestrutura, morfologia, dureza e adesão dos filmes de DLC foi feita por espectroscopia Raman, microscopia eletrônica de varredura (MEV), microscopia de força atômica (MFA), nanoindentação e ensaio de puxamento. Como exemplos de peças tridimensionais, filmes de DLC foram depositados em implantes osteoarticulares de quadril e joelho, titânio poroso (esponja de célula-aberta, semelhante à estrutura do osso esponjoso, expandida a vácuo), facas industriais, bisturi cirúrgico, engrenagem de motor, tubos de quartzo e de alumínio, e outros objetos. O filme obtido apresentou boas propriedades mecânicas, aumentando em 2 vezes a dureza da liga de Ti, alta adesão (filme sem interface definida e sem delaminação), resistência ao desgaste, baixa rugosidade e uniformidade de deposição em superfícies tridimensionais. Os resultados de corrosão (polarização de Tafel e espectroscopia de impedância eletroquímica em fluido corporal simulado) mostraram que o revestimento de DLC melhora a resistência da liga de Ti à corrosão. No ensaio de biocompatibilidade in vitro, com células fibroblásticas, foram estudados a citotoxicidade, adesão e morfologia celular (estudo citoquímico, microscopia de contraste de fase, MEV e MFA). No ensaio de biocompatibilidade in vivo, a liga de Ti-13Nb-13Zr, revestida com DLC, foi investigada em tecido muscular e ósseo de ratos após 4 e 12 semanas do procedimento cirúrgico. A interface formada entre o DLC e o tecido foi investigada por histologia convencional, e os implantes retirados por MEV. A interface entre o implante e o tecido ósseo, não descalcificado, foi estudada por MEV na modalidade retroespalhamento. Os resultados mostraram a biocompatibilidade in vitro e in vivo do filme de DLC, e foi verificado também que os implantes revestidos com DLC possuem resposta biológica mais favorável do que os implantes não revestidos / Abstract: Diamond-like carbon (DLC) films are often considered a suitable coating material for orthopaedic applications. It has proven characteristics, such as hardness, wear resistance, low friction coefficient and biocompatibility that improve the properties of solid and articulated implants. Recently, the plasma immersion process was used to deposit DLC films with superior adhesion properties to those prepared with conventional techniques. DLC coatings were deposited on glass coverslips, silicon (Si) and Ti-13Nb-13Zr substrates using the plasma immersion process. The microstructure, morphology, roughness, hardness and adhesion of DLC films were characterized using Raman spectroscopy, scanning electron microscopy (SEM), atomic force microscopy (AFM), nanoindentation and pull-test. As examples, DLC films produced by plasma immersion were deposited on industrial knives, surgical knives, knee implants, femoral heads (of hip prostheses), titanium foams, transmission gears of motorcycles, aluminium pipes, quartz pipes, and others objects. The corrosion susceptibility of DLC coatings produced by plasma immersion was studied in a simulated body fluid environment (Hanks' solution) using polarization test and electrochemical impedance spectroscopy (EIS). Electrochemical results showed that DLC coating produced by plasma immersion could improve corrosion resistance, and no significant damage has been observed. Vero cells (fibroblasts) were utilized for the in vitro biocompatibility studies, by cytotoxicity, adhesion and cell morphology (phase contrast microscopy, SEM, AFM, and cytochemical study). DLC-coated Ti-13Nb-13Zr was investigated in an animal model using the muscular tissue and femoral condyles of rats for intervals of 4 and 12 weeks postoperatively. The interface between the implants and tissue were analysed by light microscopy, and the removed implants by SEM. The SEM by backscattering was used to access the interface between the implants the bone tissue without decalcifying. Our results indicate that DLC coatings are biocompatible in vitro and in vivo / Doutorado / Materiais e Processos de Fabricação / Doutor em Engenharia Mecânica

This article describes the compositional depth profiling (CDP) of diamond-like carbon (DLC) layers by Glow Discharge-Optical Emission Spectrometry (GD-OES). The DLC layers were deposited on flat steel samples. Analysis by using a Charge Coupled Device (CCD) GD-OES instrument revealed saturation effects of the carbon lines at 156 nm and 165 nm. Therefore, the application of these lines for CDP of DLC layers is not possible. A third line at 193 nm was not affected by this saturation effect and is therefore a good choice for calibration. A second effect was observed as a non-flat crater in combination with large differences of the sputtering rate factor of the substrate (1.1) and the DLC (0.032) led to an unusual behaviour at the interface between the DLC layer and substrate. Both measurements of the crater shape and of the sputtered coating weight up to the interface and just behind it showed clearly that about 30% of the DLC layer remains at the crater edge, once the crater centre reaches the interface. This was found to be the main reason for the incorrect DLC-layer thickness, if the intersection between the carbon and iron concentration was used as a measure for the end of the DLC layer.

Магистерская диссертация выполнена на тему: «Исследование износа и стойкости токарных резцов с алмазоподобным покрытием». Расчётно-пояснительная записка содержит 94 листа, 86 рисунков, 6 таблиц, 23 источника, 1 приложение. Объектом исследования данной работы являются токарные резцы с алмазоподобным покрытием. Цель работы – определить наиболее благоприятные условия работы токарных резцов с алмазоподобным покрытием. В результате выполнения работы были проведены исследования износа алмазоподобного покрытия на токарных резцах, построены и проанализированы графики зависимостей этих износов. Проведен анализ полученных результатов и выдвинута гипотеза об еще одной возможной причине разрушения покрытия, в то время как остальные известные причины устранены. Разработаны конструкции токарных резцов и проведено исследование предлагаемой гипотезы. По результатам исследования проведен расчет прочности и подтверждена предлагаемая гипотеза. / The master's dissertation is carried out on the topic: "Investigation of wear and resistance of cutting tools with a diamond-like coating". The settlement and explanatory note contains 94 sheets, 86 figures, 6 tables, 23 sources, 1 attachment. The object of research in this work is diamond-coated lathe tools. The purpose of the work is to determine the most favorable working conditions for lathe tools with a diamond-like coating. In the course of the work, the study of the wear of the diamond-like coating on lathe tools at various cutting modes was carried out, the graphs of the dependences of these wear in time were built and analyzed. The analysis of the results obtained is carried out and a hypothesis is put forward about another possible cause of the destruction of the coating, while the other known causes have been eliminated. To confirm the hypothesis, the designs of lathe tools were developed and a study was carried out. According to the results of the study, the strength calculation was carried out, the proposed hypothesis was confirmed.

Объектом исследования данной работы являются концевые фрезы с алмазоподобным покрытием. Цель работы – определить наиболее благоприятные условия работы концевых фрез с алмазоподобным покрытием. В результате выполнения работы были проведены исследования износа алмазоподобного покрытия на концевых фрезах, построены и проанализированы графики зависимостей этих износов. Проведен анализ полученных результатов и выдвинута гипотеза об еще одной возможной причине разрушения покрытия, в то время как остальные известные причины устранены. Проведено исследование предлагаемой гипотезы. По результатам исследования проведен расчет прочности и подтверждена предлагаемая гипотеза. / The object of research in this work is diamond-coated end-milling cutters. The purpose of the work is to determine the most favorable working conditions for end-milling cutters with a diamond-like coating. In the course of the work, the study of the wear of the diamond-like coating on end-milling cutters at various cutting modes was carried out, the graphs of the dependences of these wear in time were built and analyzed. The analysis of the results obtained is carried out and a hypothesis is put forward about another possible cause of the destruction of the coating, while the other known causes have been eliminated. To confirm the hypothesis a study was carried out. According to the results of the study, the strength calculation was carried out, the proposed hypothesis was confirmed.

Achieving sustainable lubrication by using environmentally friendly formulated lubricants has became an essential component of the transition process from fossil-powered vehicles to electrified transportation. Mixtures, or aqueous solutions of molecules such as polyhydroxy alcohols, and glycols usually known as green lubricants make it possible to achieve low friction coefficients under different lubrication conditions, which constitutes a potential alternative to improve the tribological performance of moving parts in automotive systems, at the same time that the environmental requirements are satisfied. There is a need to improve the protection against mild-wear and micropitting offered by green-lubricants before consider using them in the transmission gear box of battery electric vehicles BEVs, where their low shear-stress resistance can potentially help to improve the vehicle efficiency. Therefore, this research work aims to gain understanding of the tribological behaviour of rolling-sliding elements under glycerol-based lubrication, with focus on assessing the influence of different glycerol-based lubricant formulations on the wear modes associated to rolling contact fatigue such as micropitting, and macropitting.  Micropitting tests were carried out by using a micropitting rig, with a roller on ring planetary configuration. The evolution of microcracks, and micropitting was studied for several glycerol-based lubricants at different slide-to-roll ratios (SRRs) 5-30%, and different load contact conditions 1.5-2.5 GPa. A comparison against a fully formulated transmission oil has been performed. A relationship between the surface damage morphology and the operating conditions has been established. The lubrication regimes of DLC coated contacts and uncoated contacts in presence of glycerol-based lubricants were investigated through the construction of 3D friction maps, and Stribeck curves in a wide range of rolling speeds, and SRR testing conditions. The capability of two different DLC coating systems to prevent micropitting onset due to rolling contact fatigue in presence of glycerol-based lubricants was studied: Cr/a-WC:H/a-C:H and a-C:Cr.  Under mixed-lubrication regime it was found that a reduction up to 51% of friction can be achieved by using glycerol-based lubricants compared to a commercial transmission oil. The initial low friction coefficients at low contact cycles was attributed to the low pressure-viscosity coefficient of the glycerol-based lubricants. Friction was even further reduced with the increasing contact cycles since glycerol aqueous solutions were found to promote mild-wear, causing a smoothing of the surface asperities and therefore an enhancement of the hydrodynamic effect due a higher lambda ratio (Λ), making possible to trigger superlubricity in the contact. Surface micro-cracking was found to decrease at low SRR values under glycerol-based lubrication contrasted to the contacts lubricated with a fully formulated transmission oil. Once microcracks were nucleated, micropitting progressed faster in the contacts lubricated with glycerol-based lubricants, while micropitting was null or significantly delayed in presence of transmission oil. With the increasing SRR surface microcracks density and micropitting was found to became higher. The reduction of microcracks density with a glycerol-glycol based lubricant was attributed to the adsorption of long glycol molecules on the steel surface that avoid the direct interaction between asperities. The faster micropitting progression was attributed to the presence of dissolved water in the contact. Thin DLC a-C:Cr coatings were shown to significantly mitigate the penetration of surface initiated pits into the steel substrate, which was translated in a lower volume loss. Local micro-delamination was found to be the main reason behind coating failure in presence of glycerol-based lubricants, as a result, pitting took place on the steel exposed areas.

No description available.

Im Hinblick auf das immense Potential von Diamant als Material für die Mikroelektronik wurden im Rahmen dieser Arbeit undotierte und dotierte Diamantfilme mittels chemischer Gasphasenabscheidung auf Silizium präpariert und anschließend auf ihre elektronischen Eigenschaften hin untersucht. Für Letzteres wurde hauptsächlich die Elektronen-Energieverlustspektroskopie in Transmission verwendet. In situ Gasphasendotierung oder Ionenimplantation wurde zur Dotierung der Filme mit Bor, Lithium oder Phosphor eingesetzt. Bei der Ionenimplantation wurde aufgrund der Erzeugung von Strahlenschäden generell eine Erhöhung des sp2-Anteils beobachtet: Letzterer konnte jedoch im Falle der Bordotierung durch eine, den Implantationsprozeß folgende, Hochtemperaturtemperung wieder deutlich vermindert werden. Für die in situ Dotierung mit Bor wurde eine Verringerung des sp2-Gehaltes mit steigender Dotierkonzentration gefunden. Für den Film mit der höchsten Borkonzentration konnte auch die B1s Absorptionskante untersucht werden. Sie gibt Hinweise auf den überwiegenden Einbau der Boratome in einer tetragonalen Orientierung. Das hiermit verbundene Vorhandensein von Akzeptoren führt zu elektronischen Anregungen im Energiebereich der Bandlücke, welche mittels Infrarotspektroskopie und EELS nachgewiesen werden konnten. Aus den EELS Messungen lassen sich Akzeptorkonzentrationen berechnen, welche wiederum den hohen Anteil an tetraedrisch eingebauten Boratomen bestätigen. Desweiteren untersucht wurden, als interessante Materialklasse mit weitreichendem technologischem Potential, undotierte und stickstoffdotierte, diamantartige amorphe Kohlenstoffilme und hierbei insbesondere die Abhängigkeit der elektronischen und optischen Eigenschaften von der Ionenenergie und dem Stickstoffpartialdruck während der Filmpräparation. Die Plasmonenergien, Massendichten, sp3-Anteile und die optischen Bandlücken der Filme wurden quantitativ bestimmt, wobei das jeweilige Maximum bei einer Ionenenergie von 100 eV gefunden wurde. Alle eben genannten Größen verringern sich kontinuierlich mit zunehmendem Stickstoffanteil. Eine Kramers-Kronig Analyse der Verlustspektren gibt Zugriff auf den Real- und Imaginärteil der dielektrischen Funktion und damit auf das Spektrum der Einteilchenanregungen. Die Hybridisierung der Kohlenstoff- und der Stickstoffatome wurde detailliert aus den jeweiligen 1s Absorptionskanten bestimmt. Weiterhin wurde Diamant als Modellsystem eines Festkörpers mit rein kovalenten Bindungen untersucht, insbesondere die Verlustfunktion von Diamant entlang mehrerer Hochsymmetriekristallrichtungen über einen großen Energie- und Impulsbereich. Aus den EELS Messungen erschließt sich unmittelbar die stark anisotrope Plasmonendispersion von Diamant. Aus dem Vergleich der experimentellen Spektren mit ab initio LDA Rechnungen, die sowohl Kristallokalfeldeffekte als auch Austausch- und Korrelationseffekte beinhalten, lassen sich direkt Rückschlüsse auf den Einfluß der verschiedenen Effekte ziehen. Schon im optischen Limit, aber umso mehr mit steigendem Impulsübertrag q, wird eine Überlagerung der kollektiven Plasmonanregung mit Einteilchenanregungen im Energiebereich des Plasmons beobachtet, woraus eine Kopplung zwischen beiden Arten von Anregungen resultiert. Abgesehen vom deutlichen Einfluß der Bandstruktur auf die Plasmonendispersion läßt die überaus inhomogene Elektronenverteilung von Diamant auf nicht zuvernachlässigende Kristallokalfeldeffekte schließen. Der Vergleich zwischen experimentellen und berechneten Spektren zeigt deutlich, wie die Kristallokalfeldeffekte in der Tat mit steigendem Impulsübertrag an Gewicht zunehmen und die Struktur der Verlustfunktion mitbestimmen. / In the context of the immense potential of diamond as a material for use in the microelectronics industry, in this thesis pristine and doped diamond films have been deposited on silicon using chemical vapour deposition. Subsequently their electronic properties have been investigated using mainly electron energy-loss spectroscopy. Doping of the films with boron, lithium or phosphorous was carried out either via in-situ gas phase doping during film growth or using ion implantation. Upon ion implantation an increase of the carbon content with sp2 hybridisation has generally been found due to ion beam induced damage. In the case of boron doping it was possible to significantly reduce this sp2-contribution using a high temperature anneal. For the in-situ doping with boron, upon increasing doping concentration a decrease of the sp2-contribution was found. For the sample with the highest boron content the boron 1s absorption edge could also be investigated, providing evidence for the preferential incorporation of the boron atoms into tetrahedrally co-ordinated sites. This boron incorporation leads to the existence of electronic excitations in the energy range of the band gap, which could be observed using both infrared and electron energy-loss spectroscopy. From the electron energy-loss measurements it was possible to calculate acceptor concentrations which were consistent with the large amount of tetrahedrally co-ordinated boron atoms. A second theme in this thesis involved the study of pristine and nitrogen doped diamond-like amorphous carbon films, which are an interesting material class with far-reaching technological potential. Here the focus of the research concerned the dependency of the electronic and optical properties of the films upon the ion energy and the nitrogen partial pressure applied during the film preparation. The plasmon energies, mass densities, sp3 contribution and the optical band gaps of the samples were determined quantitatively, whereby the maximum in all these quantities was found to occur for ion energies of 100 eV. Furthermore, all of these characteristics were found to decrease continually with increasing nitrogen content. A Kramers-Kronig analysis of the loss spectra enabled the derivation of the real and imaginary parts of the dielectric function and with this of the complete spectrum of single particle excitations. The hybridization between the carbon and nitrogen atoms was also studied in detail from the analysis of the respective 1s absorption edges. Furthermore this thesis deals with the investigation of diamond as a model system for solids with pure covalent bonds. In particular, the loss function of diamond was measured along different high symmetry directions over a wide range of energy and momentum. Firstly, the EELS measurements showed directly the strongly anisotropic nature of the plasmon dispersion in diamond. Secondly, by the comparison of the experimental spectra with ab initio LDA-based calculations that include crystal local field effects as well as exchange and correlation contributions, conclusions can be drawn as to the influence of these quantities. In the optical limit, but even more so with increasing momentum transfer q, a superposition of the collective plasmon excitation and the single particle excitations in the energy range of the plasmon is observed. This energetic proximity results in a coupling between both types of excitations. Apart from the distinct influence of the bandstructure on the plasmon dispersion, the considerably inhomogeneous electron distribution of diamond would lead one to expect significant crystal local field effects in this system. The comparison between the experimental and the calculated spectra shows explicitly that the crystal local field effects increase with increasing momentum transfer and play an important role in defining the structure of the loss function.

Réduire l’énergie générée par le frottement et dissipée dans les systèmes mécaniques réels est un des challenges actuels en tribologie. Ce point représente une importance toute particulière dans le domaine des transports terrestres. En réponse à cette nécessité, les constructeurs automobiles se concentrent sur la réduction de la consommation d'énergie en sélectionnant des lubrifiants et des matériaux appropriés d'une part et les systèmes mécaniques performants d'autre part. Grâce à leurs propriétés physiques et tribologiques en termes de réduction de la friction et de l'usure, les couches minces de DLC (Diamond-like Carbon) sont considérées comme l'une des solutions. Le comportement tribologique de couches minces de ta-C (carbone amorphe très dur dépourvu d’hydrogène) et de a-C:H (carbone amorphe hydrogéné) est ici exploré. D’autre part, des “lubrifiants verts“ et des additifs participant aussi à la réduction du frottement et de l'usure sont testés. Ces essais sont effectués dans différentes conditions en utilisant une nouvelle méthodologie expérimentale. Le tribomètre dynamique oscillant développé au LTDS possède la capacité de quantifier avec une très grande précision et sans recourir à une quelconque mesure de force, des niveaux de frottement faibles (dans la gamme 10 – 5 à 10 – 2), et permet en plus d’identifier différentes contributions du frottement. Dans un premier temps, une loi de frottement linéaire a été utilisée afin d’évaluer deux contributions de frottement. La première, μ0 est le coefficient transitoire de frottement quand la vitesse s’annule au changement de direction (du type frottement de Coulomb). La seconde, μ1, est une contribution dépendante de la vitesse de glissement. Ensuite, une étude numérique a été réalisée en appliquant une loi de frottement quadratique afin de mieux comprendre l'aspect dynamique des réponses libres. Cela nous a permis d'étudier numériquement la décroissance d’amplitude des oscillations déterminée grâce à la méthode de moindres carrés. Nous nous intéressons aussi à l‘étude des formes de l'enveloppe de ces oscillations en relation avec le modèle de frottement. Les résultats numériques et expérimentaux pour les lois de frottement linéaire et quadratique sont ensuite comparés. En complément, nous avons mesuré la force tangentielle correspondant aux tribosystèmes testés. Finalement, nous avons étudié numériquement un système dynamique masse-ressort à un degré de liberté, modélisé par la loi de frottement LuGre. Cette loi est décrite par le phénomène d’hystérésis et l’effet de décalage de temps qui ont été détectés expérimentalement. Les résultats expérimentaux obtenus avec le tribomètre oscillant montrent qu'ils sont qualitativement comparables à ceux obtenus en configuration classique cylindre-plan, travaillant à vitesse de glissement constante. Dans tous les cas, les résultats montrent la supériorité du tribosystème ta-C/ta-C dans la réduction du frottement μ0. De plus, les résultats numériques et expérimentaux sont cohérents. Cette étude montre qu’une loi de frottement quadratique est capable de décrire correctement toutes les formes d’enveloppes obtenues expérimentalement : droite, convexe, concave et une combinaison des formes convexe et concave. / Controlling friction is a one of the most significant challenges in the field of tribology. Its major purpose is directed towards the reduction of energy in real mechanical systems, especially in the area of transportation. In response to this necessity, the automobile industries are emphasizing on minimizing the consumption of energy by selecting the appropriate lubricants and materials on one hand and mechanical system with high performance on the other hand. DLC (Diamond-like carbon) coated surfaces are considered one of the solutions thanks to their physical and tribological properties in reducing friction and wear. In this study, we have been interested in investigating the friction behavior of both amorphous hydrogenated (a-C:H) and hydrogen-free tetrahedral amorphous carbon (ta-C) DLC coatings. Furthermore, some “green lubricants” and additives are tested which play a role in reducing friction and wear. These latter tests are performed at different operating conditions using a new experimental methodology, known as the dynamic oscillating tribometer. This original tribometer, developed at the Laboratory of Tribology and System Dynamics (LTDS), is able to measure the oscillatory motion corresponding to various tribosystems having low friction. This technique has the ability to quantify with remarkable precision and without any force transducer, low friction values (in the range of 10 – 5 to 10 – 2 ) and also to evaluate different friction contributions from the displacement and velocity-time responses of a mass-springdamper oscillating system. First, a linear friction law has been used for the systems tested in order to calculate two contributions of friction. The first one, μ0 is the transient friction coefficient at zero speed and the second one (Coulomb-type fiction), μ is a velocitydependent friction coefficient. Then, a numerical study is carried out in order to better understand the dynamic aspect of the oscillatory vibratory free responses. A quadratic friction law is used to model on the mechanical system of the apparatus. This allows us to study numerically the behavior of the decreasing amplitudes of the damping responses which are determined using the Averaging method. Furthermore, we are interested in studying the various forms of these oscillations’ envelop in relation with the polynomial expansion of the friction model. Also, numerical and experimental results are compared using both the linear and quadratic friction models. In addition, a particular attention is given to the measured tangential forces corresponding to our tribosystems. Finally, we study numerically a damped mass-spring single degree-of-freedom mechanical system, induced by LuGre friction law described by both hysteresis and lag effect which have been detected experimentally. Results show that friction tests performed with the oscillating tribometer can be qualitatively compared to those obtained with a conventional tribometer. Moreover, ta-C/ta-C surfaces reveal the lowest friction μ0 when tested by both oscillating and reciprocating tribometers. Also, both numerical and experimental results are found to be of good agreement. This study shows that a quadratic friction law is able to describe correctly the envelopes observed in our experimental tests: straight, convex, concave and a combination of both convex and concave.

Im Hinblick auf das immense Potential von Diamant als Material für die Mikroelektronik wurden im Rahmen dieser Arbeit undotierte und dotierte Diamantfilme mittels chemischer Gasphasenabscheidung auf Silizium präpariert und anschließend auf ihre elektronischen Eigenschaften hin untersucht. Für Letzteres wurde hauptsächlich die Elektronen-Energieverlustspektroskopie in Transmission verwendet. In situ Gasphasendotierung oder Ionenimplantation wurde zur Dotierung der Filme mit Bor, Lithium oder Phosphor eingesetzt. Bei der Ionenimplantation wurde aufgrund der Erzeugung von Strahlenschäden generell eine Erhöhung des sp2-Anteils beobachtet: Letzterer konnte jedoch im Falle der Bordotierung durch eine, den Implantationsprozeß folgende, Hochtemperaturtemperung wieder deutlich vermindert werden. Für die in situ Dotierung mit Bor wurde eine Verringerung des sp2-Gehaltes mit steigender Dotierkonzentration gefunden. Für den Film mit der höchsten Borkonzentration konnte auch die B1s Absorptionskante untersucht werden. Sie gibt Hinweise auf den überwiegenden Einbau der Boratome in einer tetragonalen Orientierung. Das hiermit verbundene Vorhandensein von Akzeptoren führt zu elektronischen Anregungen im Energiebereich der Bandlücke, welche mittels Infrarotspektroskopie und EELS nachgewiesen werden konnten. Aus den EELS Messungen lassen sich Akzeptorkonzentrationen berechnen, welche wiederum den hohen Anteil an tetraedrisch eingebauten Boratomen bestätigen. Desweiteren untersucht wurden, als interessante Materialklasse mit weitreichendem technologischem Potential, undotierte und stickstoffdotierte, diamantartige amorphe Kohlenstoffilme und hierbei insbesondere die Abhängigkeit der elektronischen und optischen Eigenschaften von der Ionenenergie und dem Stickstoffpartialdruck während der Filmpräparation. Die Plasmonenergien, Massendichten, sp3-Anteile und die optischen Bandlücken der Filme wurden quantitativ bestimmt, wobei das jeweilige Maximum bei einer Ionenenergie von 100 eV gefunden wurde. Alle eben genannten Größen verringern sich kontinuierlich mit zunehmendem Stickstoffanteil. Eine Kramers-Kronig Analyse der Verlustspektren gibt Zugriff auf den Real- und Imaginärteil der dielektrischen Funktion und damit auf das Spektrum der Einteilchenanregungen. Die Hybridisierung der Kohlenstoff- und der Stickstoffatome wurde detailliert aus den jeweiligen 1s Absorptionskanten bestimmt. Weiterhin wurde Diamant als Modellsystem eines Festkörpers mit rein kovalenten Bindungen untersucht, insbesondere die Verlustfunktion von Diamant entlang mehrerer Hochsymmetriekristallrichtungen über einen großen Energie- und Impulsbereich. Aus den EELS Messungen erschließt sich unmittelbar die stark anisotrope Plasmonendispersion von Diamant. Aus dem Vergleich der experimentellen Spektren mit ab initio LDA Rechnungen, die sowohl Kristallokalfeldeffekte als auch Austausch- und Korrelationseffekte beinhalten, lassen sich direkt Rückschlüsse auf den Einfluß der verschiedenen Effekte ziehen. Schon im optischen Limit, aber umso mehr mit steigendem Impulsübertrag q, wird eine Überlagerung der kollektiven Plasmonanregung mit Einteilchenanregungen im Energiebereich des Plasmons beobachtet, woraus eine Kopplung zwischen beiden Arten von Anregungen resultiert. Abgesehen vom deutlichen Einfluß der Bandstruktur auf die Plasmonendispersion läßt die überaus inhomogene Elektronenverteilung von Diamant auf nicht zuvernachlässigende Kristallokalfeldeffekte schließen. Der Vergleich zwischen experimentellen und berechneten Spektren zeigt deutlich, wie die Kristallokalfeldeffekte in der Tat mit steigendem Impulsübertrag an Gewicht zunehmen und die Struktur der Verlustfunktion mitbestimmen. / In the context of the immense potential of diamond as a material for use in the microelectronics industry, in this thesis pristine and doped diamond films have been deposited on silicon using chemical vapour deposition. Subsequently their electronic properties have been investigated using mainly electron energy-loss spectroscopy. Doping of the films with boron, lithium or phosphorous was carried out either via in-situ gas phase doping during film growth or using ion implantation. Upon ion implantation an increase of the carbon content with sp2 hybridisation has generally been found due to ion beam induced damage. In the case of boron doping it was possible to significantly reduce this sp2-contribution using a high temperature anneal. For the in-situ doping with boron, upon increasing doping concentration a decrease of the sp2-contribution was found. For the sample with the highest boron content the boron 1s absorption edge could also be investigated, providing evidence for the preferential incorporation of the boron atoms into tetrahedrally co-ordinated sites. This boron incorporation leads to the existence of electronic excitations in the energy range of the band gap, which could be observed using both infrared and electron energy-loss spectroscopy. From the electron energy-loss measurements it was possible to calculate acceptor concentrations which were consistent with the large amount of tetrahedrally co-ordinated boron atoms. A second theme in this thesis involved the study of pristine and nitrogen doped diamond-like amorphous carbon films, which are an interesting material class with far-reaching technological potential. Here the focus of the research concerned the dependency of the electronic and optical properties of the films upon the ion energy and the nitrogen partial pressure applied during the film preparation. The plasmon energies, mass densities, sp3 contribution and the optical band gaps of the samples were determined quantitatively, whereby the maximum in all these quantities was found to occur for ion energies of 100 eV. Furthermore, all of these characteristics were found to decrease continually with increasing nitrogen content. A Kramers-Kronig analysis of the loss spectra enabled the derivation of the real and imaginary parts of the dielectric function and with this of the complete spectrum of single particle excitations. The hybridization between the carbon and nitrogen atoms was also studied in detail from the analysis of the respective 1s absorption edges. Furthermore this thesis deals with the investigation of diamond as a model system for solids with pure covalent bonds. In particular, the loss function of diamond was measured along different high symmetry directions over a wide range of energy and momentum. Firstly, the EELS measurements showed directly the strongly anisotropic nature of the plasmon dispersion in diamond. Secondly, by the comparison of the experimental spectra with ab initio LDA-based calculations that include crystal local field effects as well as exchange and correlation contributions, conclusions can be drawn as to the influence of these quantities. In the optical limit, but even more so with increasing momentum transfer q, a superposition of the collective plasmon excitation and the single particle excitations in the energy range of the plasmon is observed. This energetic proximity results in a coupling between both types of excitations. Apart from the distinct influence of the bandstructure on the plasmon dispersion, the considerably inhomogeneous electron distribution of diamond would lead one to expect significant crystal local field effects in this system. The comparison between the experimental and the calculated spectra shows explicitly that the crystal local field effects increase with increasing momentum transfer and play an important role in defining the structure of the loss function.

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