Fast, sensitive, quantitative, and low-cost analysis of environmental pollutants is highly valuable for environmental monitoring. Due to its single-molecule sensitivity and fingerprint specificity, surface-enhanced Raman spectroscopy (SERS) has been widely employed for heavy metal, organic compound, and pathogen detection. However, SERS quantitation is challenging because 1) analytes do not stay in the strongest enhancing region ("hot spots") and 2) SERS reproducibility is poor. In this dissertation, gold nanoparticle/bacterial cellulose (AuNP/BC) substrates were developed to improve SERS sensitivity by increasing hot spot density within the laser excitation volume. Environmentally relevant organic amines were fixed at "hot spots" by lowering solution pH below the analyte pKa and thus enabling SERS quantitation. In addition, a new SERS internal standard was developed based upon the electromagnetic enhancement mechanism that relates Rayleigh (elastic) and Raman (in-elastic) scattering. Rayleigh scattering arising from the amplified spontaneous emission of the excitation laser was employed as a normalization factor to minimize the inherent SERS signal variation caused by the heterogeneous distribution of "hot spots" across a SERS substrate. This highly novel technique, hot spot-normalized SERS (HSNSERS), was subsequently applied to evaluate the efficiency of SERS substrates, provide in situ monitoring of ligand exchange kinetics on the AuNP surface, and to reveal the relationship between the pKa of aromatic amines and their affinity to citrate-coated AuNPs (cit-AuNPs). Finally, colloidally stable stable pH nanoprobes were synthesized using co-solvent mediated AuNP aggregation and subsequent coating of poly(ethylene) glycol (PEG). These nanoprobes were applied for pH detection in cancer cells and in phosphate buffered aerosol droplets. The latter experiments suggest that stable pH gradients exist in aerosol droplets. / PHD / Traditional analytical methods, such as gas chromatography/mass spectroscopy, liquid chromatography/mass spectroscopy, etc., cannot meet the demand for rapid screening of target environmental pollutants in drinking water. This issue arises due to the requirements for time-consuming sample pre-treatment, well-trained experts, complex instrumental parameter optimization, and scale challenges that limit onsite measurement. Surface-enhanced Raman spectroscopy is a promising approach to overcome these limitations. To improve SERS quantitation, surface-enhanced elastic scattering was developed as a novel internal standard to account for the SERS signal variation caused by substrate heterogeneity (“hot spot” normalization). Compared with traditional SERS internal standards, using scattered light as an internal standard reduces cost, time, interference, and experimental complexity for SERS detection. With this novel approach, the kinetics of adsorption/desorption of guest ligands/citrate onto/from the AuNP surface were quantified in situ and in real time. In addition, the SERS intensities of organic amines acquired at different solution pH values were differentiated using “hot spot” normalization, which revealed the relationship between aromatic amine pK_a and their affinity to the AuNP surface. Finally, the chemistry in confined aqueous environments, such as aerosol droplets, membrane channels, and cells, is challenging to probe using conventional analytical tools due to their inaccessible small volumes. To address this problem, SERS pH nanoprobes were synthesized and used to detect the pH inside cancer cells and micrometer-sized aerosol droplets.

Surface- and tip-enhanced resonant Raman scattering (resonant SERS and TERS) by optical phonons in a monolayer of CdSe quantum dots (QDs) is demonstrated. The SERS enhancement was achieved by employing plasmonically active substrates consisting of gold arrays with varying nanocluster diameters prepared by electron-beam lithography. The magnitude of the SERS enhancement depends on the localized surface plasmon resonance (LSPR) energy, which is determined by the structural parameters. The LSPR positions as a function of nanocluster diameter were experimentally determined from spectroscopic micro-ellipsometry, and compared to numerical simulations showing good qualitative agreement. The monolayer of CdSe QDs was deposited by the Langmuir–Blodgett-based technique on the SERS substrates. By tuning the excitation energy close to the band gap of the CdSe QDs and to the LSPR energy, resonant SERS by longitudinal optical (LO) phonons of CdSe QDs was realized. A SERS enhancement factor of 2 × 10³ was achieved. This allowed the detection of higher order LO modes of CdSe QDs, evidencing the high crystalline quality of QDs. The dependence of LO phonon mode intensity on the size of Au nanoclusters reveals a resonant character, suggesting that the electromagnetic mechanism of the SERS enhancement is dominant. Finally, the resonant TERS spectrum from CdSe QDs was obtained using electrochemically etched gold tips providing an enhancement on the order of 10⁴. This is an important step towards the detection of the phonon spectrum from a single QD. / Dieser Beitrag ist aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

Surface- and tip-enhanced resonant Raman scattering (resonant SERS and TERS) by optical phonons in a monolayer of CdSe quantum dots (QDs) is demonstrated. The SERS enhancement was achieved by employing plasmonically active substrates consisting of gold arrays with varying nanocluster diameters prepared by electron-beam lithography. The magnitude of the SERS enhancement depends on the localized surface plasmon resonance (LSPR) energy, which is determined by the structural parameters. The LSPR positions as a function of nanocluster diameter were experimentally determined from spectroscopic micro-ellipsometry, and compared to numerical simulations showing good qualitative agreement. The monolayer of CdSe QDs was deposited by the Langmuir–Blodgett-based technique on the SERS substrates. By tuning the excitation energy close to the band gap of the CdSe QDs and to the LSPR energy, resonant SERS by longitudinal optical (LO) phonons of CdSe QDs was realized. A SERS enhancement factor of 2 × 10³ was achieved. This allowed the detection of higher order LO modes of CdSe QDs, evidencing the high crystalline quality of QDs. The dependence of LO phonon mode intensity on the size of Au nanoclusters reveals a resonant character, suggesting that the electromagnetic mechanism of the SERS enhancement is dominant. Finally, the resonant TERS spectrum from CdSe QDs was obtained using electrochemically etched gold tips providing an enhancement on the order of 10⁴. This is an important step towards the detection of the phonon spectrum from a single QD. / Dieser Beitrag ist aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

Many biological processes, pathogens, and pharmaceuticals act upon, cellular membranes. Accordingly, cell membrane mimics are attractive targets for biosensing, with research, pathology, and pharmacology applications. Lipid bilayers represent a versatile sensor functionalization platform providing antifouling properties, and many receptor integration options, uniquely including transmembrane proteins. Bilayer-coated sensors enable the kinetic characterization of membrane/analyte interactions. Addressed theoretically and experimentally is the self-assembly of model membranes on plasmonic sensors. Two categories of plasmonic sensors are studied in two parts. Part I aims to deposit raft-forming bilayers on planar nanoaperture arrays suitable for multiplexing and device integration. By vesicle fusion, planar bilayers are self-assembled on thiol-acid modified flame-annealed gold without the need for specific lipid head-group requirements. Identification of coexisting lipid phases is accomplished by AFM imaging and force spectroscopy mapping. These methods are successfully extended to metallic, plasmon-active nanohole arrays, nanoslit arrays and annular aperture arrays, with coexisting phases observed among the holes. Vis-NIR transmission spectra of the arrays are measured before and after deposition, indicating bilayer detection. Finally, the extraction of membrane proteins from cell cultures and incorporation into model supported bilayers is demonstrated. These natural membrane proteins potentially act as lipid-bound surface receptors. Part II aims to encapsulate in model lipid bilayers, metallic nanoparticles, which are used as probes in surface enhanced Raman spectroscopy. Three strategies of encapsulating particles, and incorporating Raman-active dyes are demonstrated, each using a different dye: malachite green, rhodamine-PE, and Tryptophan. Dye incorporation is verified by SERS and the bilayer is visualized and measured by TEM, with support from DLS and UV-Vis spectroscopy. In both parts, lipid-coated sensors are successfully fabricated and characterized. These results represent important and novel solutions to the functionalization of plasmonic surfaces with biologically relevant cell membrane mimics.

Plasmonics techniques, such as surface plasmon resonance (SPR) and surface-enhanced Raman scattering (SERS), have been widely used for chemical and biochemical sensing applications. One approach to excite surface plasmons is through the coupling of light into metallic grating nanostructures. Those grating nanostructures can be fabricated using state-of-the-art nanofabrication methods. Laser interference lithography (LIL) is one of those methods that allow the rapid fabrication of nanostructures with a high-throughput. In this thesis, LIL was combined with other microfabrication techniques, such as photolithography and template stripping, to fabricate different types of plasmonic sensors. Firstly, template stripping was applied to transfer LIL-fabricated patterns of one-dimensional nanogratings onto planar supports (e.g., glass slides and plane-cut optical fiber tips). A thin adhesive layer of epoxy resin was used to facilitate the transfer. The UV-Vis spectroscopic response of the nanogratings supported on glass slides demonstrated a strong dependency on the polarization of the incident light. The bulk refractive index sensitivities of the glass-supported nanogratings were dependent on the type of metal (Ag or Au) and the thickness of the metal film. The described methodology provided an efficient low-cost fabrication alternative to produce metallic nanostructures for plasmonic chemical sensing applications. Secondly, we demonstrated a versatile procedure (LIL either alone or combined with traditional laser photolithography) to prepare both large area (i.e. one inch2) and microarrays (μarrays) of metallic gratings structures capable of supporting SPR excitation (and SERS). The fabrication procedure was simple, high-throughput, and reproducible, with less than 5 % array-to-array variations in geometrical properties. The nanostructured gold μarrays were integrated on a chip for SERS detection of ppm-level of 8-quinolinol, an emerging water-borne pharmaceutical contaminant. Lastly, the LIL-fabricated large area nanogratings have been applied for SERS detection of the mixtures of quinolone antibiotics, enrofloxacin, an approved veterinary antibiotic, and one of its active metabolite, ciprofloxacin. The quantification of these analytes (enrofloxacin and ciprofloxacin) in aqueous mixtures were achieved by employing chemometric analysis. The limit of quantification of the method described in this work is in the ppm-level, with <10 % SERS spatial variation. Isotope-edited internal calibration method was attempted to improve the accuracy and reproducibility of the SERS methodology. / Graduate / 2018-02-17

Corantes orgânicos são uma importante classe de poluentes ambientais, sendo que a natureza da interação de tais espécies com ácidos húmicos determina seu comportamento e destino ambiental. Este trabalho investiga abordagens diferentes para a síntese de nanopartículas de ouro-ácido húmico (NPs Au/AH), o desempenho destas partículas como sensores para a determinação de traço de corantes orgânicos e da natureza da sua interação química com ácidos húmicos por técnicas de espectroscopia Raman intensificada por superfície (surface-enhanced Raman scattering, SERS). As nanopartículas de ouro foram obtidas de forma direta em meio aquoso. A síntese foi realizada na presença de ácido húmico em vários valores de pH e na presença e na ausência de citrato de sódio. Nesta abordagem, o ácido húmico apresenta propósitos diferentes. Na síntese das nanopartículas, ele serve como agente redutor e para a estabilização da superfície, impedindo a coalescência das nanopartículas em meio aquoso. Considerando-se a utilização de nanopartículas como substratos SERS-ativos, o ácido húmico serve como uma fase de extração associada com a plataforma SERS, favorecendo a interação dos corantes orgânicos com as nanopartículas metálicas. Esta abordagem pode ser utilizada para aumentar a sensibilidade e seletividade da técnica SERS e evitar a interferência de outras espécies em solução. É também importante mencionar que o ácido húmico dá origem a um espectro Raman muito fraco e, portanto, não interfere de forma significativa na detecção espectroscópica das espécies de interesse. As NPs Au/AH obtidas foram caracterizadas por espectroscopia eletrônica, microscopia eletrônica de varredura e SERS, a fim de estabelecer uma correlação entre a sua morfologia, plasmon superficial, e seu uso potencial como substratos SERS. As NPs Au/AH foram utilizadas como substratos SERS no estudo de corantes têxteis aniônicos e catiônicos. Os espectros Raman, nestes casos, foram atribuídos ao complexo formado pelo ácido húmico e cada uma das espécies de interesse. Os resultados obtidos revelaram uma dependência significativa entre as propriedades morfológicas e eletrônicas das NPs Au/AH com o procedimento de síntese, e também uma interação preferencial entre as nanopartículas e os corantes catiônicos. Conclui-se que as NPs Au/AH podem proporcionar uma abordagem útil para a caracterização espectroscópica de espécies relevantes para o ambiente e sua interação química com os ácidos húmicos, através do uso da espectroscopia Raman intensificada pela superfície / Organic dyes are an important class on environmental pollutants, and the nature of the interaction of such species with humic acid strongly determines their environmental behavior and fate. This work investigates different approaches for the synthesis of humic acid-gold nanoparticles (HA-AuNP), the performance of these particles as sensors for trace determination of organic dyes and the nature of their chemical interaction with humic acids by surface-enhanced Raman scattering (SERS). The Au nanoparticles were obtained by direct fabrication in aqueous media.The synthesis were carried out in the presence of humic acid at various pH values, and in the presence and absence of sodium citrate. In this approach, humic acid serves different purposes. In the synthesis of the nanoparticles, they serve as reducing agent and for surface stabilization, preventing coalescence of the nanoparticles in aqueous media. Considering the use of the nanoparticles as SERSactive substrates, the humic acid serves as an extraction phase associated with the SERS platform, favoring the interaction of the organic dyes with the metallic nanoparticles. This approach can be used to enhance the sensitivity and selectivity of SERS technique and avoid interference from other species in solution. It is also important to mention that the humic acid gives rise to a very weak Raman spectrum, and therefore does not interfere significantly in the spectroscopic detection of the species of interest. The obtained HA-AuNPs were characterized by electronic spectroscopy, scanning electron microscopy and SERS, in order to establish a correlation between their morphology, surface plasmon, and their potential use as SERS platforms. The HA-AuNPs have been applied as SERS substrates for anionic and cationic textile dyes. The recorded Raman spectra are, in these cases, assigned to the complex formed by the humic acid and each of the species of interest. The obtained results revealed a significant dependence on the morphological and electronic properties of the HA-AuNPs with the synthesis procedure, and also a strong interaction between the nanoparticles and cationic dies. We conclude that HA-AuNP may provide a valuable approach for the spectroscopic characterization of environmentally relevant species and their chemical interaction with humic acids, through the use of surface enhanced Raman spectroscopy

Corantes orgânicos são uma importante classe de poluentes ambientais, sendo que a natureza da interação de tais espécies com ácidos húmicos determina seu comportamento e destino ambiental. Este trabalho investiga abordagens diferentes para a síntese de nanopartículas de ouro-ácido húmico (NPs Au/AH), o desempenho destas partículas como sensores para a determinação de traço de corantes orgânicos e da natureza da sua interação química com ácidos húmicos por técnicas de espectroscopia Raman intensificada por superfície (surface-enhanced Raman scattering, SERS). As nanopartículas de ouro foram obtidas de forma direta em meio aquoso. A síntese foi realizada na presença de ácido húmico em vários valores de pH e na presença e na ausência de citrato de sódio. Nesta abordagem, o ácido húmico apresenta propósitos diferentes. Na síntese das nanopartículas, ele serve como agente redutor e para a estabilização da superfície, impedindo a coalescência das nanopartículas em meio aquoso. Considerando-se a utilização de nanopartículas como substratos SERS-ativos, o ácido húmico serve como uma fase de extração associada com a plataforma SERS, favorecendo a interação dos corantes orgânicos com as nanopartículas metálicas. Esta abordagem pode ser utilizada para aumentar a sensibilidade e seletividade da técnica SERS e evitar a interferência de outras espécies em solução. É também importante mencionar que o ácido húmico dá origem a um espectro Raman muito fraco e, portanto, não interfere de forma significativa na detecção espectroscópica das espécies de interesse. As NPs Au/AH obtidas foram caracterizadas por espectroscopia eletrônica, microscopia eletrônica de varredura e SERS, a fim de estabelecer uma correlação entre a sua morfologia, plasmon superficial, e seu uso potencial como substratos SERS. As NPs Au/AH foram utilizadas como substratos SERS no estudo de corantes têxteis aniônicos e catiônicos. Os espectros Raman, nestes casos, foram atribuídos ao complexo formado pelo ácido húmico e cada uma das espécies de interesse. Os resultados obtidos revelaram uma dependência significativa entre as propriedades morfológicas e eletrônicas das NPs Au/AH com o procedimento de síntese, e também uma interação preferencial entre as nanopartículas e os corantes catiônicos. Conclui-se que as NPs Au/AH podem proporcionar uma abordagem útil para a caracterização espectroscópica de espécies relevantes para o ambiente e sua interação química com os ácidos húmicos, através do uso da espectroscopia Raman intensificada pela superfície / Organic dyes are an important class on environmental pollutants, and the nature of the interaction of such species with humic acid strongly determines their environmental behavior and fate. This work investigates different approaches for the synthesis of humic acid-gold nanoparticles (HA-AuNP), the performance of these particles as sensors for trace determination of organic dyes and the nature of their chemical interaction with humic acids by surface-enhanced Raman scattering (SERS). The Au nanoparticles were obtained by direct fabrication in aqueous media.The synthesis were carried out in the presence of humic acid at various pH values, and in the presence and absence of sodium citrate. In this approach, humic acid serves different purposes. In the synthesis of the nanoparticles, they serve as reducing agent and for surface stabilization, preventing coalescence of the nanoparticles in aqueous media. Considering the use of the nanoparticles as SERSactive substrates, the humic acid serves as an extraction phase associated with the SERS platform, favoring the interaction of the organic dyes with the metallic nanoparticles. This approach can be used to enhance the sensitivity and selectivity of SERS technique and avoid interference from other species in solution. It is also important to mention that the humic acid gives rise to a very weak Raman spectrum, and therefore does not interfere significantly in the spectroscopic detection of the species of interest. The obtained HA-AuNPs were characterized by electronic spectroscopy, scanning electron microscopy and SERS, in order to establish a correlation between their morphology, surface plasmon, and their potential use as SERS platforms. The HA-AuNPs have been applied as SERS substrates for anionic and cationic textile dyes. The recorded Raman spectra are, in these cases, assigned to the complex formed by the humic acid and each of the species of interest. The obtained results revealed a significant dependence on the morphological and electronic properties of the HA-AuNPs with the synthesis procedure, and also a strong interaction between the nanoparticles and cationic dies. We conclude that HA-AuNP may provide a valuable approach for the spectroscopic characterization of environmentally relevant species and their chemical interaction with humic acids, through the use of surface enhanced Raman spectroscopy

In the pursuit of economical and rapid fabrication solutions on the micro and nano scale, polymer replication has proven itself to be a formidable technique, which despite zealous development by the research community, remains full of promise. This thesis explores the potential of elastomers in what is a distinctly multidisciplinary field. The focus is on developing innovative fabrication solutions for planar photonic devices and for nanoscale devices in general. Innovations are derived from treatments of master structures, imprintable substrates and device applications. Major contributions made by this work include fully replicated planar integrated optical devices, nanoscale applications for photolithographic standing wave corrugations (SWC), and a biologically templated, optical fiber based, surface-enhanced Raman scattering (SERS) sensor. The planar devices take the form of dielectric rib waveguides which for the first time, have been integrated with long-period gratings by replication. The heretofore unemployed SWC is used to demonstrate two innovations. The first is a novel demonstration of elastomeric sidewall photolithographic mask, which exploits the capacity of elastomers to cast undercut structures. The second demonstrates that the corrugations themselves in the absence of elastomers, can be employed as shadow masks in a directional flux to produce vertical stacks of straight lines and circles of nanowires and nanoribbons. The thesis then closes by conceptually combining the preceding demonstrations of waveguides and nanostructures. An optical fiber endface is em ployed for the first time as a substrate for patterning by replication, wherein the pattern is a nanostructure derived from a biological template. This replicated nanostructure is used to impart a SERS capability to the optical fiber, demonstrating an ultra-sensitive, integrated photonic device realized at great economy of both time and money, with very real potential for mass fabrication.

The interaction between nanoscience and biomedicine is one of the important developing areas of modern science. The usage of functional nanoparticles with biological molecules provides sensitive and selective detection, labeling and sensing of biomolecules. Until today, several novel types of tagging materials have been used in bioassays, such as plasmon-resonant particles, quantum dots (QDs), and metal nanoshells. However, nowadays, Surface enhanced raman scattering (SERS) tags have been attracting considerable attention as a tagging system. SERS-tags provide high signal enhancement, and they enable multiplex detection of biomolecules due to high specificity. This thesis is focused on the designing proper SERS nanotags for DNA studies. SERS nano-tags are nanostructures consisting of core nanoparticle generally silver, Raman reporter molecule for labeling, and shell to make surface modifications and to prevent deterioration arising from environmental impact. Based on this information, silver core synthesized by thermal decomposition and chemical reduction methods. Thermal decomposition method provides synthesis of silver nanoparticles in hydrophobic medium, resulting in proper silica coating by reverse microemulsion method. On the other hand, silver nanoparticles sythesized by chemical reduction method exhibit hydrophilic property. Due to capping reagents, negatively charged silver nanoparticles could easily attach with positively charged Raman dye which is brilliant cresyl blue (BCB). After addition of Raman active molecule, silica coating process was done by using modified St&ouml / ber method. The resulting particles were characterized by Scanning Electron Microscopy (SEM), Energy-dispersive X-ray spectroscopy (EDX) ,UV-vis Spectrometry (UV-vis) and Surface-Enhanced Raman Spectroscopy (SERS). In recent years, DNA detection has gained importance for cancer and disease diagnosis and the detection of harmful microorganisms in food and drink. In this study, gene sequences were detected via SERS. For this, probe sequences were labelled with Raman reporter molecule, BCB,and SERS nano-tags and were called as SERGen probes. Then, after hybridization of DNA targets to complementary probe sequences onto gold substrate, SERS peak was followed.

Metal nanostructures exhibit a wide variety of interesting physical and chemical properties, which can be tailored by altering their size, morphology, composition, and environment. Gold and silver nanostructures have received considerable attention for many decades because of their widespread use in applications such as catalysis, photonics, electronics, optoelectronics, information storage, chemical and biological sensing, surface plasmon resonance and surface-enhanced Raman scattering (SERS) detection. This thesis is composed of three main parts about the synthesis, characterization and SERS applications of shape-controlled and surface modified noble metal nanoparticles. The first part is related to a simple synthesis of shape controlled solid gold, hollow gold, silver, gold-silver core-shell, hollow gold-silver double-shell nanoparticles by applying aqueous solution chemistry. Nanoparticles obtained were used for SERS detection of dye molecules like brilliant cresyl blue (BCB) and crystal violet (CV) in aqueous system. v The second part involves the synthesis of surface modified silver nanoparticles for the detection of dopamine (DA) molecules. Determination of a dopamine molecule attached to a iron-nitrilotriaceticacid modified silver (Ag-Fe(NTA)) nanoparticles by using surface-enhanced resonance Raman scattering (SERRS) was achieved. The Ag-Fe (NTA) substrate provided reproducibility and excellent sensitivity. Experimental results showed that DA was detected quickly and accurately without any pretreatment in nM levels with excellent discrimination against ascorbic acid (AA) (which was among the lowest value reported in direct SERS detection of DA). In the third part, a lanthanide series ion (Eu3+) containing silver nanoparticle was prepared for constructing a molecular recognition SERS substrate for the first time. The procedure reported herein, provides a simple way of achieving reproducible and sensitive SERS spectroscopy for organophosphates (OPP) detection. The sensing of the target species was confirmed by the appearance of an intense SERS signal of the methyl phosphonic acid (MPA), a model compound for nonvolatile organophosphate nerve agents, which bound to the surface of the Ag-Eu3+ nanostructure. The simplicity and low cost of the overall process makes this procedure a potential candidate for analytical control processes of nerve agents.