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Several scholars have identified institutional and regulatory conditions under which Information Communication Technologies (ICT) reforms can accomplish positive public policy outcomes. This literature pays little attention, however, to the role of parliaments in these reforms. The institutional factors determining the degree and nature of parliamentary participation in ICT sector reforms in Africa is what this thesis examines. Drawing from the political economy tradition, this thesis explores the interplay between the executive, the parliament and the various sectoral interests that determine ICT sector reforms in developing countries. It does so by placing parliament in a conceptual framework that combines the concept of ICT as a complex ecosystem with that of a constellation of institutions. The gathered empirical evidence is studied through this conceptual lens to build the cases of parliamentary participation in Kenya and South Africa - two of the most dynamic ICT markets in sub-Saharan Africa - which are then analysed comparatively. Some of the information is gathered through a self-assessment survey by members of the ICT parliamentary committees and complemented by high-level interviews with the main sector players. The findings are triangulated with those from an extensive document analysis. This thesis contextualises institutional analysis in specific political circumstances of the two countries in order to understand the relevance of parliament in sector reforms. The findings have important implications for our understanding of structural and institutional constraints on parliaments in developing countries and nascent democracies. Parliaments lack capacity to simply fulfill their legislative and oversight roles, let alone creating an enabling environment for innovative public policy, sector investment and public interest outcomes as required by this dynamic sector in any modern, globalised economy. Systematic coding of the data revealed national governance and institutional arrangements as key determinants of an ICT ecosystem that adapts to local and international conditions, confirming parliament as not simply a neutral legal structure but a significant power broker, reflecting competing interests at play. The formal legal system in both countries is uneven and underutilized, ineffective in achieving robustly-contested public interest outcomes. In order to manage political interests, parliament structures and serves principal agent-relationships, vetoes ICT policy and decision-making processes, links interest groups to government and party agendas, resolves conflicts and, sometimes, builds consensus among key players. The examination of institutional designs of both parliaments identifies critical capacity deficits that are at the heart of the negative outcomes in national legislative and oversight processes. In South Africa, the reason for these deficits is primarily that the parliamentary system promotes political party and executive dominance, which undermine multi-party and participatory structure of parliamentary processes to achieve party preferences and control outcomes. In Kenya, whilst the combination of distinct separation of powers and a constituency-based electoral system provides a legal basis for greater parliamentary accountability, the highly fragmented sector arrangements compounded by lack of internal capacity to utilize parliamentary instruments and mechanisms constrain parliament's participation. These weak institutional arrangements and designs, in both Kenya and South Africa, limit independence of parliament from the executive and sometimes industry, compromising the parliamentary oversight and visionary leadership expected from specialized portfolio committees. This calls for a transformation of arrangements to uphold and reinforce constitutional mandates that give parliament the power and ability to fulfill its role in policy reforms.

Esta dissertação tem como objetivo geral analisar se e de que modo o cooperativismo pode ser um meio eficiente para auxiliar a concretização do ideal democrático de uma economia de mercado com inclusão econômica e social, oportunizando o desenvolvimento de caráter endógeno, em um modelo desenvolvimentista com participação da sociedade civil e novas formas de organização econômica, favorecendo a emergência de uma nova classe empresarial. Como objetivos específicos, figuram analisar as origens do cooperativismo e as conformações específicas deste sistema, enquanto valores e ideais de sociedade; analisar os aspectos econômicos e institucionais do cooperativismo; analisar o cooperativismo na atual Constituição brasileira, de acordo com os valores que regem essa norma e sua relevância teleológica; bem como, formular sugestões de princípios de organização institucional do cooperativismo, para potencializar seu emprego como meio de concretizar os ideais democráticos e suprir carências brasileiras, como as existentes nas áreas de educação, infraestrutura e saúde. São empregadas conjuntamente diretrizes teóricas tanto da área econômica quanto de áreas correlatas ao tema, com o intuito de demonstrar a possibilidade de adoção do cooperativismo como ferramenta de desenvolvimento social. O trabalho é composto por quatro partes, sendo a primeira focada na análise das origens do cooperativismo. Na segunda parte, são analisados os aspectos econômicos e institucionais do cooperativismo. Esse item do trabalho foi complementado por três anexos de cunho jurídico: um sobre a evolução da legislação referente ao cooperativismo no Brasil, o segundo sobre a personalidade jurídica das cooperativas e o terceiro sobre as sociedades cooperativas no Código Civil. Na terceira parte, consta a análise do cooperativismo na Constituição Federal de 1988. Na quarta seção, são formuladas propostas de princípios de organização institucional do cooperativismo. Mais precisamente, dado que o ambiente e os arranjos institucionais têm acentuada influência sobre o comportamento dos agentes econômicos, são citadas propostas para mitigar eventuais dificuldades microeconômicas próprias das cooperativas, bem como para constituir incentivos na adoção do cooperativismo como ferramenta auxiliar na concretização dos ideais democráticos e na supressão das carências atuais existentes no Brasil. / This paper has as its main objective to analyze whether and how cooperativism can be an efficient means to assist the realization of the democratic ideal of a market economy with economic and social inclusions, providing opportunities for the development of endogenous character, in a developmental model with participation of civil society and new forms of economic organization, favoring the emergence of a new entrepreneurial class. Specific objectives include analyzing the origins of the cooperativism and the specific conformations of this system, while values and ideals of society; analyze the economic and institutional aspects of cooperativism; analyze cooperativism in the current Brazilian Constitution, in accordance with the values that govern this standard and its teleological significance; as well as make suggestions of principles of institutional organization of cooperativism to enhance their employment as a means of achieving democratic ideals and meet Brazilian needs, as those existing in the areas of education, infrastructure and health. They are employed together both theoretical guidelines of the economic area as well as of those related to correlated areas, in order to demonstrate the possibility of adoption of cooperativism as a tool for social development. The paper consists of four parts, the first focused on the analysis of the origins of cooperativism. In the second part, the economic and institutional aspects of cooperativism are analyzed. This item was complemented by three appendixes of legal nature: one on the evolution of the legislation on cooperativism in Brazil, the second about the legal status of cooperatives and the third on the cooperative societies in the Civil Code. The third part consists in the analysis of cooperativism in the Federal Constitution of 1988. In the fourth section, proposed principles of institutional organization of cooperativism are formulated. More precisely, since the environment and institutional arrangements have marked influence on the behavior of economic agents, proposals are cited to mitigate eventual microeconomic difficulties characteristic of cooperatives, as well as provide incentives for the adoption of cooperativism as an auxiliary tool in the realization of democratic ideals and suppression of current deficiencies in Brazil.

This thesis identifies and analyzes current problems in the healthcare market in China. Although many health indicators of China such as life expectancy and child mortality rates have improved significantly and suggest that the healthcare reform in China is successful, there have been many more reports of patient's violent attack towards the doctor, the sudden death of doctors, and decreasing doctor supplies that suggest otherwise. I observed that the relationship between doctors and patients are intense, doctors experience enormous working pressure, and many doctors are leaving the market. It makes me wonder how did government fail to improve its healthcare quality while health indicators suggest huge improvements. This thesis mainly focuses on how institutions contribute to the market inefficiencies. I hope this thesis will provide some insights for future reform policies.

Esta dissertação tem como objetivo geral analisar se e de que modo o cooperativismo pode ser um meio eficiente para auxiliar a concretização do ideal democrático de uma economia de mercado com inclusão econômica e social, oportunizando o desenvolvimento de caráter endógeno, em um modelo desenvolvimentista com participação da sociedade civil e novas formas de organização econômica, favorecendo a emergência de uma nova classe empresarial. Como objetivos específicos, figuram analisar as origens do cooperativismo e as conformações específicas deste sistema, enquanto valores e ideais de sociedade; analisar os aspectos econômicos e institucionais do cooperativismo; analisar o cooperativismo na atual Constituição brasileira, de acordo com os valores que regem essa norma e sua relevância teleológica; bem como, formular sugestões de princípios de organização institucional do cooperativismo, para potencializar seu emprego como meio de concretizar os ideais democráticos e suprir carências brasileiras, como as existentes nas áreas de educação, infraestrutura e saúde. São empregadas conjuntamente diretrizes teóricas tanto da área econômica quanto de áreas correlatas ao tema, com o intuito de demonstrar a possibilidade de adoção do cooperativismo como ferramenta de desenvolvimento social. O trabalho é composto por quatro partes, sendo a primeira focada na análise das origens do cooperativismo. Na segunda parte, são analisados os aspectos econômicos e institucionais do cooperativismo. Esse item do trabalho foi complementado por três anexos de cunho jurídico: um sobre a evolução da legislação referente ao cooperativismo no Brasil, o segundo sobre a personalidade jurídica das cooperativas e o terceiro sobre as sociedades cooperativas no Código Civil. Na terceira parte, consta a análise do cooperativismo na Constituição Federal de 1988. Na quarta seção, são formuladas propostas de princípios de organização institucional do cooperativismo. Mais precisamente, dado que o ambiente e os arranjos institucionais têm acentuada influência sobre o comportamento dos agentes econômicos, são citadas propostas para mitigar eventuais dificuldades microeconômicas próprias das cooperativas, bem como para constituir incentivos na adoção do cooperativismo como ferramenta auxiliar na concretização dos ideais democráticos e na supressão das carências atuais existentes no Brasil. / This paper has as its main objective to analyze whether and how cooperativism can be an efficient means to assist the realization of the democratic ideal of a market economy with economic and social inclusions, providing opportunities for the development of endogenous character, in a developmental model with participation of civil society and new forms of economic organization, favoring the emergence of a new entrepreneurial class. Specific objectives include analyzing the origins of the cooperativism and the specific conformations of this system, while values and ideals of society; analyze the economic and institutional aspects of cooperativism; analyze cooperativism in the current Brazilian Constitution, in accordance with the values that govern this standard and its teleological significance; as well as make suggestions of principles of institutional organization of cooperativism to enhance their employment as a means of achieving democratic ideals and meet Brazilian needs, as those existing in the areas of education, infrastructure and health. They are employed together both theoretical guidelines of the economic area as well as of those related to correlated areas, in order to demonstrate the possibility of adoption of cooperativism as a tool for social development. The paper consists of four parts, the first focused on the analysis of the origins of cooperativism. In the second part, the economic and institutional aspects of cooperativism are analyzed. This item was complemented by three appendixes of legal nature: one on the evolution of the legislation on cooperativism in Brazil, the second about the legal status of cooperatives and the third on the cooperative societies in the Civil Code. The third part consists in the analysis of cooperativism in the Federal Constitution of 1988. In the fourth section, proposed principles of institutional organization of cooperativism are formulated. More precisely, since the environment and institutional arrangements have marked influence on the behavior of economic agents, proposals are cited to mitigate eventual microeconomic difficulties characteristic of cooperatives, as well as provide incentives for the adoption of cooperativism as an auxiliary tool in the realization of democratic ideals and suppression of current deficiencies in Brazil.

Esta dissertação tem como objetivo geral analisar se e de que modo o cooperativismo pode ser um meio eficiente para auxiliar a concretização do ideal democrático de uma economia de mercado com inclusão econômica e social, oportunizando o desenvolvimento de caráter endógeno, em um modelo desenvolvimentista com participação da sociedade civil e novas formas de organização econômica, favorecendo a emergência de uma nova classe empresarial. Como objetivos específicos, figuram analisar as origens do cooperativismo e as conformações específicas deste sistema, enquanto valores e ideais de sociedade; analisar os aspectos econômicos e institucionais do cooperativismo; analisar o cooperativismo na atual Constituição brasileira, de acordo com os valores que regem essa norma e sua relevância teleológica; bem como, formular sugestões de princípios de organização institucional do cooperativismo, para potencializar seu emprego como meio de concretizar os ideais democráticos e suprir carências brasileiras, como as existentes nas áreas de educação, infraestrutura e saúde. São empregadas conjuntamente diretrizes teóricas tanto da área econômica quanto de áreas correlatas ao tema, com o intuito de demonstrar a possibilidade de adoção do cooperativismo como ferramenta de desenvolvimento social. O trabalho é composto por quatro partes, sendo a primeira focada na análise das origens do cooperativismo. Na segunda parte, são analisados os aspectos econômicos e institucionais do cooperativismo. Esse item do trabalho foi complementado por três anexos de cunho jurídico: um sobre a evolução da legislação referente ao cooperativismo no Brasil, o segundo sobre a personalidade jurídica das cooperativas e o terceiro sobre as sociedades cooperativas no Código Civil. Na terceira parte, consta a análise do cooperativismo na Constituição Federal de 1988. Na quarta seção, são formuladas propostas de princípios de organização institucional do cooperativismo. Mais precisamente, dado que o ambiente e os arranjos institucionais têm acentuada influência sobre o comportamento dos agentes econômicos, são citadas propostas para mitigar eventuais dificuldades microeconômicas próprias das cooperativas, bem como para constituir incentivos na adoção do cooperativismo como ferramenta auxiliar na concretização dos ideais democráticos e na supressão das carências atuais existentes no Brasil. / This paper has as its main objective to analyze whether and how cooperativism can be an efficient means to assist the realization of the democratic ideal of a market economy with economic and social inclusions, providing opportunities for the development of endogenous character, in a developmental model with participation of civil society and new forms of economic organization, favoring the emergence of a new entrepreneurial class. Specific objectives include analyzing the origins of the cooperativism and the specific conformations of this system, while values and ideals of society; analyze the economic and institutional aspects of cooperativism; analyze cooperativism in the current Brazilian Constitution, in accordance with the values that govern this standard and its teleological significance; as well as make suggestions of principles of institutional organization of cooperativism to enhance their employment as a means of achieving democratic ideals and meet Brazilian needs, as those existing in the areas of education, infrastructure and health. They are employed together both theoretical guidelines of the economic area as well as of those related to correlated areas, in order to demonstrate the possibility of adoption of cooperativism as a tool for social development. The paper consists of four parts, the first focused on the analysis of the origins of cooperativism. In the second part, the economic and institutional aspects of cooperativism are analyzed. This item was complemented by three appendixes of legal nature: one on the evolution of the legislation on cooperativism in Brazil, the second about the legal status of cooperatives and the third on the cooperative societies in the Civil Code. The third part consists in the analysis of cooperativism in the Federal Constitution of 1988. In the fourth section, proposed principles of institutional organization of cooperativism are formulated. More precisely, since the environment and institutional arrangements have marked influence on the behavior of economic agents, proposals are cited to mitigate eventual microeconomic difficulties characteristic of cooperatives, as well as provide incentives for the adoption of cooperativism as an auxiliary tool in the realization of democratic ideals and suppression of current deficiencies in Brazil.

This research focused on determining the roles and institutional arrangements for economic regulation of urban water services in Sub- Saharan Africa. Urban water service delivery mainly supplied by state owned utilities is constrained due to many factors one of which is related to insufficient or lack of a clear economic regulatory framework. The research used a multiple case study approach and systematically analysed the roles and institutional arrangements of economic regulation of urban water services in three countries of Ghana, Mozambique and Zambia. Based on literature as the source of information, the research developed the existing political and socio-economic environment in the different countries which can affect the design and determination of the roles and institutional arrangements for economic regulation. A further analysis was made of the perceptions on the roles and institutional arrangements of the regulatory framework in the Sub-Saharan African context through a questionnaire distributed beyond the three case countries. The study obtained primary data from focus group discussions, key informant interviews, official documents and observations. Lessons obtained through literature from regulatory institutions in other continents have also been included and these are Jamaica, Latvia, Jakarta in Indonesia, and England and Wales. The factors which can affect the roles and institutional arrangements of economic regulation of urban water services were divided into three groups as: including country governance, socioeconomic and sectoral factors. Country governance factors, which include political stability and fragility, are a key factor in the decision of whether to establish a regulatory agency. On the other hand, socio-economic factors influence the focus or areas which must not be ignored by economic regulation. The third type of factors which include the robustness of a policy framework, and performance levels of utilities, affect the effectiveness and efficiency of an economic regulator. Based on the evidence from the research, economic regulation in Sub-Saharan Africa should address five key roles, which are [i] approval of tariffs that will lead to service providers achieving commercial viability, [ii] "consumer protection" [iii] monitoring and enforcing performance standards, [iv] setting up of a knowledge bank on urban water services, and [v] ensuring that the poor gain sustained access to water services. There are a number of specific regulatory functions within each role. Sub-Saharan African countries are in a unique situation where the urban poor comprise as much as 60% of the urban population and so cannot be ignored in the design of a regulatory framework. The conclusion from this research is that in order to achieve the perceived benefits of economic regulation of urban water services in Sub-Saharan Africa, and subject to conducive and appropriate political and socio-economic environment, the more appropriate institutional arrangements is an autonomous regulatory agency. The autonomy of the regulatory agency will be enhanced if it has its own legal status, and is able to develop, manage and control its own budget financed from a regulatory fee charged on the regulated water providers. Governments should be willing to relinquish regulatory decision making powers to this non-political and non-governmental body. The reporting and appointing mechanisms for the board could also have an influence on the autonomy of the regulator. The research further concludes that economic regulation of urban water services is a necessary but perhaps not sufficient condition for efficient and effective delivery of urban water services. It is not a panacea to the enormous problems of urban water services but can play a very effective role. The research has further found that it is too early to determine the impact of utility regulation on the performance levels of utilities in those countries that have a clearly defined regulatory framework. Utility regulation is still in its infancy in Sub-Saharan Africa and its impact is therefore a subject for further research.

Student Number : 0414810F - MA research report - School of Social Sciences - Faculty of Humanities / The goal of this research report was to profile the coping strategies of households in Thorndale to the effects and impacts of the 2002/2003 drought. Thorndale, the study site is prone to drought and thus experiences severe drought almost every year. The rationale behind the selection of Thorndale for the study was based on this fact, in addition to the fact that the study area is relatively unstudied. The study’s major findings included inadequate agricultural extension service delivery in the community, while the drought’s impacts were economic, social, nutritional and health, food shortage, environmental and wildlife. The most significant and largest impact was water shortage. These impacts led to increased household dependency on the natural capital component of livelihoods in addition to prostitution and the community’s institutional arrangements. The main constraints households encountered in response to the drought’s impacts included the lack of employment opportunities, financial and infrastructural problems among others. It is recommended that with respect to food security, efforts should be made to ensure the trickle down effect of national level assessment of vulnerability on annual basis to rural households in South Africa’s drought-prone areas including Thorndale, in order to improve timely and practical solutions to issues of food insecurity. Furthermore, it should be ensured that the national level benefits of early warning systems trickle down to the local and community levels including Thorndale. Additionally, agricultural extension service delivery in the community needs to be improved.

A pesquisa explora as razões que levam as firmas a manterem arranjos institucionais simultâneos como estratégia de distribuição e escolha de seus canais. As análises são focadas nos arranjos institucionais, que determinam como os agentes envolvidos cooperaram no desenvolvimento de uma determinada atividade, neste caso, na distribuição de ovos. A Economia dos Custos de Transação e a Teoria de Competências Dinâmicas formam o principal arcabouço teórico utilizado neste estudo para analisar os mecanismos de escolha e desenho dos arranjos institucionais. A definição desse arranjo institucional deriva-se da estrutura de governança proposta por Williamson (1985), adicionada de outros incentivos e consideradas as competências dinâmicas definidas por Teece et al (1997). Foram formuladas hipóteses para orientar o trabalho empírico com base na literatura sobre múltiplos arranjos institucionais em redes de franquias, em sistemas agroindustriais e em canais de distribuição. O desenvolvimento da pesquisa aplicada consistiu de três estudos de caso. A seleção das firmas foi pautada na diversidade de origem da empresa, de seu foco de atuação e de sua escala de operação, com o objetivo de garantir uma relevância qualitativa aos casos apresentados. A análise do perfil das firmas e do seu ambiente competitivo e institucional permeou os estudos de caso. Destaca-se a perspectiva histórica adotada na condução dos casos, em atendimento à abordagem de competências dinâmicas, conciliada com os conceitos de custos de transação. Foram apontadas possíveis explicações para o estabelecimento de arranjos institucionais em múltiplos canais de distribuição. O problema da assimetria de informações, que é apontada como uma das razões na literatura sobre múltiplos arranjos institucionais, permeou os casos apresentados nesta pesquisa. O aproveitamento de externalidades positivas entre os arranjos ao longo do tempo, contribuição deste estudo, soma-se ao conjunto de explicações da literatura. As duas abordagens teóricas propostas complementam-se na análise das estratégias nos canais de distribuição, que segue a racionalidade de maximização de valor neoclássica. / This study investigates the reasons which lead the companies to keep simultaneous institutional arrangements as distribution strategies and choice of their channels. The analysis are focused on the institutional arrangements which determine how the agents involved cooperate to the development of a certain activity, in this case, in the egg distribution. The Transaction Cost Economics and the Theory of Dynamic Competence form the main theoretical framework used in this study in order to analyze the mechanisms of choice and drawing of institutional arrangements. The definition of this institutional arrangement arises from the governance structure proposed by Williamson (1985), added to other incentives with the dynamic competences considered, as defined by Langlois (1997). Hypothesis have been formulated to guide the empirical work based on the literature on multiple institutional arrangements in franchise networks, in agro-industrial systems and in distribution channels. The development of applied research consisted of three case studies. The selection of companies was based on the diversity of the company’s origin, on its operational focus and on its operational scale, so as to assure the qualitative relevance to the presented cases. The profile of the firms and of their competitive and institutional environment have permeated the case studies. The historical perspective adopted in the conduction of cases is pointed out, attending to the dynamic competence approach, reconciled with the transaction cost concepts. Possible explanations for the establishment of institutional arrangements have been pointed out in multiple distribution channels. The information asymmetry problem which is pointed as one of the reasons in the literature on the multiple institutional arrangements, has permeated the cases presented in this study. The use of positive externalities between the arrangements along the time, identified in this study, is added to the set of literature explanations. The two theoretical approaches proposed are complemented in the strategic analysis within the distribution channels, which follow the neoclassic value maximization rationality.

Watersheds in Canada are under increasing threats due to the cumulative environmental effects from natural and anthropogenic sources. Cumulative effect assessment (CEA), however, if done at all is typically done on a project-by-project basis. This project-based approach to CEA is not sufficient to address the cumulative effects of multiple stressors in a watershed or a region. As a result, there is now a general consensus that CEA must extend from the project to the more regional scale. The problem, however, is that while the science of how to do watershed CEA (W-CEA) is progressing, the appropriate institutional arrangements to sustain W-CEA have not been addressed. Based on a case study of the South Saskatchewan Watershed (SSW), this research is aimed to identify the institutional requirements necessary to support and sustain W-CEA.<p> The research methods include document reviews and semi-structured interviews with regulators, administrators, watershed coordinators, practitioners, and academics knowledgeable on cumulative effect assessment and project-based environmental assessments (EAs). The findings from this research are presented thematically. First, participants perspectives on cumulative effects, the current state of CEA practice, and general challenges to project-based approaches to CEA are presented. The concept of WCEA is then examined, with a discussion on the need for linking project-based CEA and W-CEA. This is followed by the institutional requirements for W-CEA. The Chapter concludes with foreseeable challenges to implementing W-CEA, as identified by research participants.<p> The key findings include that cumulative effect assessments under project-based EAs are rarely undertaken in the SSW, and the project-based EA approach is faced with considerable challenges. The project-based EA challenges suggested by interview participants are similar to the ones discussed in the literature, and are primarily related to the lack of guidance to proponents regarding boundaries of assessments and thresholds, the lack of data from other project EAs, and the lack of capacity of both proponents and regulators to achieve a good CEA under project EA. These challenges could be addressed by establishing regional objectives at a broader scale, which could provide better context to project-based approaches. Further, interview results revealed several opportunities for the government to take the lead in implementing and sustaining W-CEA, but a multistakeholder approach is essential to W-CEA success. The results also suggest that the establishments of thresholds and data management are necessary components of W-CEA, but that the need for legislation concerning such thresholds and W-CEA initiatives is not agreed upon. At the same time, research results emphasize that the coordination and education among various stakeholders will be difficult to achieve. The lack of financial commitment, political will, and difficulties in establishing cause-effect relationships currently impede the implementation of W-CEA.