Magister Philosophiae (Land and Agrarian Studies) - MPhil(LAS) / In this research, I present critical facts about Land Tenure Systems and Poverty Reduction processes in Mafela Resettlement community. I focus mainly on the Post-Fast Track Land Reform (2004 ; 2011) period and the interactive processes in this new resettlement area. The research - premised on the rights approach - sought to explore land tenure rights systems and poverty reduction mechanisms seen by the Mafela community to be improving their livelihoods; it also sought to find out if there is evidence linking tenure rights to poverty reduction and how land tenure rights governance systems affect their livelihoods. Suffice to say in both the animal kingdom and human world, territorial space and integrity, its demarcation as well as how resources are used within the space, given the area - calls for a - defined system of rights by the residents themselves. Whilst it is true that there is no one story about Zimbabwens land reform (Scoones et al 2011) the contribution of this research towards insights emanating from the newly resettled farmers adds another invaluable contribution in the realm of rural development issues. The oft rigidified perceptions about the land reform in Zimbabwe as having dismally failed draw contrasting findings from this research. The findings, themselves drawn mainly through interviews, seem to suggest that there are indeed improved livelihoods for resettled farmers more than what is generally believed from a distance. The perception that secure tenure rights (among other myths) determines livelihoods improvement also revealed otherwise with Mafela community. The resettlers dynamic socio-economic milieu presents opportunities and challenges which only the resettled farmers can solve if given adequate support and empowerment in terms of decision making processes. The power basis wielded by the war veterans and the culture of top-down decision making processes as lamented by the resettled farmers suggest that the evolution of resettlements is still far from over. This research therefore hopes to challenge its readers and other stakeholders to engage with issues and recommendations raised here in order for a rethink about land tenure rights and poverty reduction initiatives associated with the new resettlement areas in Zimbabwe in general. / South Africa

Philosophiae Doctor - PhD / In this thesis, I examine household strategies in response to water level fluctuations of Lake Chilwa. I also analyse the frequency and patterns of migration of fishers, conflicts due to migration of fishers and comanagement. The following are the key results:First, the seasonal and periodic lake level changes affect livelihoods of the households. As a coping strategy, the households depend on fishing in pools of water located in influent rivers and hunt birds for income and food while others migrate to find work as casual labourers. When the lake rises during the rain season, inundated areas become suitable for production of maize and rice. However, when the floods recede in the dry season, farming of winter maize and vegetables is common.Second, migration of fishers is common around Lake Chilwa. The pattern of migration varies according to the season and gear type. The northern marshes and floodplain where fishers land the highest catches composed mainly of Barbus paludinosus, attract more fishers operating different fishing gear types. Conflicts emerge due to the Nkacha seine operations,which require removal of aquatic vegetation. The local fishers believe that the aquatic vegetation is a source of food for fish. The conflicts are in various forms including access to fishing grounds, authority to grant access to fishing areas and fish price competition between the local fishers and migrants.Third, the household strategies towards recovery of the fishery after recessions are inherent within the households’ traditional system.However, the introduction of co-management does not recognise key actors that include fishers and river-based fishing households that participated in the formulation of conservation strategies for remnant fish stocks in lagoon and rivers during the 1995 recession. Co-management is characterised by limited participation of the fishers especially those operating seines, district assemblies and non-governmental organisations. Similarly, there is low transparency especially with respect to how the key stakeholders, Department of Fisheries and traditional leaders, take decisions. In stark contrast, accountability among Beach Village Sub- Committees is growing; hence more fishing households now perceive these as representing the interests of Department of Fisheries.Based on the above results, a diversified occupational change involving fishing, farming and trading is necessary. The co-management arrangement should be adaptive with consideration of the traditional customs and values of the participating households. Since these households are dependent on the availability of fisheries, it is thus imperative to promote maximum resource exploitation in between recessions and encourage a complete stop to fishing during recessions.September 2009

Magister Artium - MA / A widespread phenomenon on dumpsites in the developing world, subsistence waste picking is also a common practice at the city-owned Coastal Park Landfill (CPL) in Muizenberg. Poor unemployed people from the townships of Capricorn, Vrygrond and Hillview, situated at the foot of the tip ―skarrel for scrap‖ every day. The word skarreling is an Afrikaans term meaning to rummage or scrabble, scuttle or scurry. Thus, if one talks of ―skarreling for scrap‖, it generally refers to poor people trying to eke out a living by looking for recyclables in the waste that can be put to personal use or turned into money. In the two decades since the transition to democracy, South Africa and the City of Cape Town (CCT) have formulated a number of framework and subordinate policies which express their commitment to sustainable development (SD). SD aims to achieve a balance between its three components, economic, environmental and social sustainability. Thus, SD is not only about increased economic efficiency and stability, while at the same time reducing pollution and handling natural resources more thoughtfully; it is also about promoting social equity by reducing poverty and empowering the poor. This study is guided by the assumption that waste pickers in developing countries play an important part in recycling efforts, and that recycling in turn is an integral component of SD, which is the guiding principle of South African policy-making. In an ideal scenario – as implicitly promised by the policies on SD – the management of solid waste should pursue the economic and environmental goals of SD by promoting recycling and should be aligned with the goal of creating sustainable livelihoods. However, the reality in the CCT is a different one. Landfill skarreling in the CCT, and particularly at CPL, is accompanied by conflict and a criminalisation of the skarrelaars. The CCT decided to phase out landfill salvaging in 2008, and subsequently has put a lot of effort into keeping skarrelaars away from its landfills. The implications of this decision – job losses for poor people and a potential increase in crime – have not been thought through. There is thus a dysfunctional triangular relationship around waste recycling in the CCT, leading to tensions between (1) the City‘s commitment to SD; (2) 5 its approach towards recycling (as part of solid waste management) in policy and practice; and (3) the livelihoods of the poor in adjacent townships. In the CCT the goals of SD are undermined by the City‘s recycling strategies, with adverse effects for the livelihoods of the people who live off skarreling. There are several causes for this disjuncture between policy and reality. The first has to do with ignorance on the side of the policymakers. They seem to be badly informed about the extent and nature of skarreling, perhaps assuming that this activity is performed only by a few people who need quick cash for drugs. The second cause can be attributed to the neoliberal macro-policies pursued in South Africa, as well as to the global competition between cities for investment. This neoliberal urbanism leads cities like Cape Town to re-imagine themselves as ―world (-class) cities‖, in which poor waste pickers are perceived as a disturbing factor. In the CCT, this goes hand in hand with an approach reminiscent of the apartheid mindset, which saw the need to control poor, black (and potentially unruly) people. The dissertation therefore focuses on the core themes of sustainable development, (urban) neoliberalism, and informality in combination with a case study of the informal waste pickers at the chosen landfill site. Writing from a political studies angle, this study is framed as a policy critique: it argues that the policies around SWM ignore South African realities, and that the SD policies and their implementation lack coherence. Moreover, the conflict between the skarrelaars and the CCT at the CPL is rooted in inadequate national and local legislation which does not acknowledge the role of informal waste pickers in SWM and aims at excluding rather than including them. If waste pickers were supported in their recycling efforts in both policy and practice, this would be a win-win situation for the state/city (economic benefits and less crime), the skarrelaars (regular employment and incomes) and the environment (less waste buried on landfills). The case study is primarily designed as a qualitative study, but also includes quantitative elements as it attempts a first quantification of the extent and nature of skarreling at the CPL site, one of only three operating dumpsites in Cape Town. The aim on the one hand is to estimate the contribution of the skarrelaars to waste reduction (and therefore to sustainability) in the City, especially since the waste they collect is not buried on the landfill, thereby prolonging the operational life span of the landfill. The other aim is to assess the role of the skarrelaars as an economic factor in the township, in particular the question of how important the incomes generated from skarreling are for their individual livelihoods and for the community as a whole.

Magister Artium (Development Studies) - MA(DVS) / This research, which principally focuses on local enterprise and skill development programme (LESDEP) in Ghana, aims at assessing the contributions LESDEP has made towards reducing youth unemployment in the Elmina Municipality of the central region of Ghana. Using quantitative and qualitative research methods, the research assessed the extent to which the programme has contributed to improvements in beneficiaries‟ livelihoods, living standards and their well-being in the case study area. This research, which was primarily focused on local enterprise and skill development programme (LESDEP) in Ghana, aims at assessing the contribution LESDEP has made in towards reducing youth unemployment in the Elmina Municipality of the central region of Ghana. Through both quantitative and qualitative research methods, the research assessed the extent to which the programme has contributed to improvements in beneficiaries‟ livelihoods, living standards and their well-being in the case study area

Magister Artium - MA / According to Professor Muhammed Yunus, Nobel Prize winner in 2006 and the founder of the internationally acclaimed Grameen Bank in Bangladesh, microfinance is a viable solution to poverty alleviation among the poorest people residing in rural areas. Microfinance programs have led to poverty alleviation and empowerment of especially rural based women of developing societies, as they enable the poor to manage their finances and cope with unpredictable shocks and emergencies (Yunus, 2007). This research evaluated the developmental impact of microfinance on poverty alleviation and women empowerment. It assessed the impact of the existing microfinance programmes among the members of the three microfinance Savings and Credit Associations (SCAs) in the rural areas of the Caprivi region of Namibia. This study explored whether microfinance programs have helped their members to minimize financial vulnerability through diversification of income sources and accumulation of assets. The research employed both qualitative and quantitative research designs. Data were collected through different qualitative and quantitative techniques (in-depth individual interviews, faceto- face interviews, questionnaire and questionnaire schedule). Summary findings indicate that the SCAs has positively contributed to the socio-economic improvement in the living standards (contribution to livelihood – increased income, enhanced health, and food status), improved education/healthcare, women empowerment through micro enterprise training and skill development. However, SCAs are still struggling with challenges, such as lack of income, high default rates and unprofitable micro enterprises. This research makes several recommendations, including: MFIs should concentrate on women’s economic empowerment as their main aim, incentives should be provided to the MFIs to encourage savings and investment amongst the poor, and if microfinance is to be used as a promotional tool for credit and saving services for the poor, then the socio-economic consequences of micro-credit lending have to be re-investigated, especially when they negatively impact on poverty reduction.

Magister Economicae - MEcon / Livelihoods are essential for poverty alleviation. A poor person’s life cannot be transformed at all if the person has no means of earning a substantial income to sustain daily living. In today’s world many people rely on human capital for livelihoods. This is usually in the form of skills or educational qualifications that permit an individual to find employment. However, not every person is able to get meaningful employment which can generate an income to allow the person to live above the poverty lines. Generating an income from employment is not a livelihoods strategy that is available to many South Africans as the country has high unemployment rates and an economy that is performing poorly. In addition the overspill of institutionalised inequality from the apartheid era has many South Africans living in poverty. The South African government is promoting Small Micro and Medium Scale Enterprises (SMMEs) as a key strategy for job creation, economic growth for poverty alleviation and a reduction in inequalities. Many poor people in urban areas adopt micro enterprises as a livelihoods strategy. The research assessed the impact of micro enterprises on the livelihoods of low income households in Khayelitsha. The objectives of the research were; (a) to determine the impact that micro enterprises have on the livelihoods of low income households; (b) to ascertain how low income households identify micro enterprises as a livelihoods strategy; (c) to identify how household assets were allocated to livelihoods strategies; (d) to determine how low income households operate micro enterprises; and (e) to identify challenges faced by low income households in earning a livelihood through micro enterprises. A qualitative research design was used for the study because the aims of the research were to get an insight as to how people’s lives had transformed by adopting micro enterprises as a livelihoods strategy. To this end, in-depth interviews and observation data collection methods were employed. A study sample of 22 participants was drawn using non-probability sampling. Grounded theory was used for data analysis. Coded data was entered into an Excel spreadsheet which was used to generate graphs and tables. The findings indicate that micro enterprises as a livelihoods strategy have a positive impact on the livelihoods of many households in Khayelitsha. The impact is more significant because many households who engage in micro enterprises do not have other options for livelihoods strategies. Furthermore, many households reported to be better off operating a micro enterprise rather than being employed. Some households reported dissatisfaction with micro enterprises because they could not determine beforehand how much income would be generated making it difficult to plan monthly household expenditure. None the less micro enterprises enabled households to provide shelter, food, education for children and family members, health care and provision of household furniture. The results also indicate that for many micro enterprise owners the lack of financial capital was the biggest challenge because it prevented capital investment. High competition was also a challenge that a few owners were not able to overcome. On the whole the study concluded that micro enterprises are a good livelihoods strategy for the poor and could keep many South Africans above the poverty line.

Local coastal fishers in Belize are adapting novel strategies to manage, exploit, and market marine and coastal resources in an effort to promote fishing livelihoods and coastal environmental sustainability. These resilience strategies respond to diminished fishing stocks, fisheries and environmental policies and regulations, climate change, shifting seafood markets, and expanding tourism development. With growing foreign investment and nationally-directed infrastructure improvement projects on the Placencia Peninsula in recent years, tourism development is shifting toward mass tourism, and local residents are seeking avenues to sustain their livelihoods. In Placencia, the need for effective monitoring and management of Marine Protected Areas, fisheries, and coastal tourism, and enforcement of environmental regulations is being met through collaborations between the fisheries sector, governmental departments, regional environmental NGOs, and international aid agencies. Drawing on an “anthropology of public policy” approach and ethnographic research (including interviews, participatory mapping, surveys, and participant-observation) between 2013 and 2015 on the peninsula, this thesis investigates the implications of collaborative coastal resource management strategies developed between the Placencia Producers Cooperative Society Limited and regional environmental NGOs such as the Southern Environmental Association (SEA), among others, to promote marine conservation, local fishing livelihoods, and heritage tourism. In particular, I consider how fishing livelihoods, conceptions of local history and heritage, environmental knowledge, tourism development, and fisheries and environmental policies inform the relationships and trajectory for “sustainable” local fisheries management through these collaborations. Many local fishers recognize a complementary relationship between tourism and fishing occupations through the ways that they can impart an ecological conservation ethos, centering coastal environmental knowledge, education, and local “embodied heritage” experiences and skills to sustain local marine livelihoods while preserving coastal ecosystems for visitors and future generations of residents. With the declining prominence of commercial fishing for Caribbean spiny lobster, queen conch, and fin-fish in the village, several Placencia fishers are applying their generationally inherited and embodied marine knowledge to livelihood diversification strategies such as seasonal, full- or part-time transitions to tour guiding and NGO coastal conservation, monitoring and enforcement, restoration, and outreach positions. Moreover, many fishers in the Placencia producers fishing cooperative have ventured into alternative fisheries and mariculture activities including fishing and marketing of invasive lionfish as well as seaweed farming and value-added product promotion with variable support from the Belize Fisheries Department, SEA, other environmental NGOs, and international conservation and development organizations. Recognizing these livelihood diversification strategies and relationships for sustainable coastal resource management, I discuss the opportunities and challenges of three recent and emerging alternative livelihoods programs directed by the Placencia fishing cooperative including the seaweed farming project, the lionfish eradication and marketing initiative, and the development of a heritage tourism program centering fisher livelihoods in connection with a proposed local fishing history museum. To explore the possibility for fishing heritage tourism as a pathway to “sustainable tourism development” on the peninsula in the future, I investigate how local conceptions of fishing as heritage in Placencia village converge with or diverge from tourist “imaginaries” of culture and heritage on the peninsula as well as heritage assets and products conceived in national sustainable tourism development policy and commercial tourism markets. Residents of the peninsula, Belizean workers and visitors residing off of the peninsula, and foreign tourists alike recognize fishing and activites, events, and places associated with fishing as aspects of local heritage, although foreign visitors generally ascribe only cursory significance to fishing in the peninsula’s culture(s), heritage, and identities as compared with Belizean nationals. Rather, these visitors often imagine local heritage in terms of beaches and relaxation, the Belize Barrier reef and cayes, and especially the local friendly vibe, “quaintness,” and cultural diversity of people, drawing partly from national and local tourism marketing media portrayals of major attractions on the peninsula (such as on websites and in magazines and guidebooks) and resident and visitor word of mouth. Local and national sustainable tourism policies for the peninsula that recommend cultural tourism as a secondary product for future tourism development on the peninsula align with interview and survey results that suggest widespread resident and visitor interest in seeing the development of cultural heritage attractions on the peninsula such as a local cultural and historical museum. For many residents, conceptions of heritage tourism fit within the scope of local plans and visions for sustainable development that aim to maintain the integrity of the peninsula as a “low impact,” “authentic,” integrated, and primarily overnight tourism destination with a laid-back vibe, beaches, cultural diversity, and access to a variety of inland and marine-based attractions. Drawing from these results, I conclude by discussing the implications of these alternative fisheries and tourism initiatives and markets to support local livelihoods and coastal environmental conservation, and consider the potential viability of collaborative coastal resource management approaches between fishers, NGOs, and governmental organizations for future sustainable development in Placencia and other coastal Belizean communities. This thesis represents an applied case study of collaborative fisheries management and how heritage is conceived and applied in a coastal Belizean context. It builds on previous coastal environmental resource management, heritage studies, and anthropology of tourism research, and considers the significance of local heritage and livelihoods in crafting locally accountable, relevant, and sustainable development policies and plans in coastal settings.

This thesis seeks to analyze the “alternative” nature of organic and fair trade markets and whether they are truly challenging the neoliberal food system, using the case of Bolivian quinoa, traditionally a subsistence crop, to analyze the effects on producer livelihoods. Field research, conducted from April until August 2015, focuses on two areas in the Altiplano sur: the small community of Rodeo and the town of Salinas de Garcí Mendoza. The study uses a political ecology and historical materialist theoretical framework and an ethnographically oriented livelihoods approach, in order to better weave the macro-processes of power to producers’ struggles over their livelihoods. Though organic and fair trade markets are by no means revolutionizing quinoa production or relationships of production in Bolivia, they are providing better terms of trade for producers and allowing them to maintain more traditional, small scale modes of production and community levels of organization. In addition, field research helped facilitate a critical discussion about the challenges and opportunities afforded by these alternatives, talking directly to producers and tying their local difficulties to larger, structural realities: a humble first step in problematizing a common lived struggle.

The present research evaluates the social inclusion component of the Brazilian National Program for the Production and Use of Biodiesel’s (PNPB) by studying its impact on the livelihoods of family farmers in the country’s Northeast region of Bahia. The overall objective is to critically analyze the social sustainability aspect of the program by including different dimensions of social exclusion in its analysis. More specifically, this thesis examines the PNPB’s effectiveness in helping family farmers in Bahia achieve positive livelihood outcomes. In terms of theoretical perspective, the Sustainable Livelihoods Framework (SLF) is employed while existing research and government data are analyzed using a descriptive method. The findings of this thesis indicate that the PNPB is predominantly designed in economic terms, largely ignoring the multi-dimensional nature of social exclusion. In this sense, the results suggest that the lack of success of the program in the country’s Northeast region can be in part explained by its failure to adopt coherent and sustainable strategies that go beyond market insertion and income generation. In particular, the research demonstrated that the PNPB’s lack of participatory approach and the absence of social and cultural considerations, along with inadequate technical extension services, hampered the program’s success in the region. Based on these results, this research highlights the need for a broader approach when it comes to promoting social inclusion, as well as the importance of taking into account and developing the cultural, social and political capital of family farmers in Bahia. In this sense, this thesis emphasizes the importance of recognizing that social exclusion is a complex and multi-faceted phenomenon, which calls for improving the ways with which we evaluate and deepen the understanding of the livelihoods of family farmers in Bahia.

Poverty is an extremely significant issue for Indian society with some estimates suggesting that up to 75% of the Indian population may be poor and deprived of basic necessities to sustain a normally healthy life. Microfinance and social protection are considered as important micro-level strategies to reduce poverty. Literature reveals that both strategies suffer from significant service delivery constraints causing exclusion of a large majority of poor households from access to microfinance, and inclusion and exclusion errors and elite capture of social protection programmes. This research explored whether outreach of microfinance and impact of social protection may be enhanced if microfinance products are built on the provisions of social protection for the poor households, and services of microfinance and social protection are synergistically delivered leveraging on the strengths of each other. The research further explored if it is feasible to employ a State institution, India Post, towards such synergistic service delivery. In order to further these research objectives, financial needs of poor households were estimated, and structures and mechanisms causing the exclusion of the poor from microfinance were investigated, by drawing empirical data from three Indian states. States were sampled while acknowledging that the poor are largely excluded from microfinance in two states of UP and Gujarat, and are almost totally included in the state of AP. This provided me with an opportunity to identify structures and mechanisms excluding the poor from microfinance provisions in UP and Gujarat, and contrast it with the situation in AP to further refine and enrich our understanding. Philosophical basis for design and methodology for this research is provided by critical realism, according to which the goal of social research is to understand the world in order to change it for better. The research is primarily based on the data collected through qualitative research methods as such methods are more suited than quantitative methods to critical realistic intensive studies, attempting to uncover underlying structures and mechanisms causing a social phenomenon. Research findings suggest that the financial needs of poor households in UP and Gujarat either remain unmet, or are met through informal mechanisms which are costly and exploitative. Poor are also not able to entirely access their entitled benefits from social protection programmes; as such programmes generate their own financial needs, which remain largely unmet. It was observed that social protection programmes have a favourable political environment in India and are being increasingly employed as a means to fight poverty. Such programmes therefore constitute an important aspect of the financial environment of the poor. Microfinance programme in AP reaches the poor partly because it is also meeting the financial needs generated by the provisions of social protection and thus the poor households find it useful. Poor also become attractive clients for microfinance due to the assured benefits they receive from the social protection programmes. Thus it addresses both demand and supply side constraints which keep a majority of the poor out of the ambit of microfinance in UP and Gujarat. Such social protection-linked service delivery of microfinance was further observed to be enhancing the impact of social protection as well as of microfinance. It is further argued that India Post is suitably located to deliver such social protection-linked microfinance services due to its close proximity to the rural population, and its personnel being known to and trusted by the local communities. India Post network also has a long and rich experience of delivering financial services. Being a government department, it is in a better position than similarly placed agencies such as banks and NGOs, to coordinate with other government departments offering social protection. Moreover, it has a valuable information-capital on the households that can be leveraged to efficiently identify the prospective recipients of the social protection programmes.