Research on self-assembling gemini surfactants and other amphiphiles for potential gene delivery applications in research as well as in clinical practice, and as alternatives to viral gene delivery vectors, is beginning to focus more on structureactivity relationships to address the current low gene delivery efficiencies of amphiphiles. Some underlying structureactivity relations are beginning to emerge. But, as a better understanding of the factors that govern the transfection abilities of amphiphile molecules emerges, development of improved non-viral vectors with clinical potential may also emerge.<p> The research conducted for this thesis was aimed at the design, synthesis and in vitro investigation of gemini surfactants as one of a family of novel amphiphiles being investigated for gene therapeutic applications. The properties of these compounds can be controlled as well as allowed to vary naturally. Gemini surfactant-based gene delivery systems were prepared and characterized for transfer of Luciferase plasmid (pMASIA.Luc) to both COS-7 and PAM 212 cells. Characterization was accomplished using microscopy, dynamic light scattering (DLS) and zeta (ζ) potential analysis. In vitro gene expression and toxicities were evaluated in COS-7 cell and PAM 212 keratinocyte cultures.<p> The level of in vitro transfection in general was found to correlate strongly with the structure of the gemini surfactants. Among the 12-spacer-12 surfactants, incorporation of a pH-sensitive aza (N-CH3) group, which is also steric hindrance-imposing, in the spacer chain yielded increased transfection, particularly for the 12-7N-12 surfactant. In comparison, the incorporation of the more pH-sensitive imino (N-H) group in the 12-7NH-12 surfactant yielded the highest increase in transfection among the 12-spacer-12 surfactants. The deleterious effect of steric hindrance due to the aza group is more evident when comparing the transfection efficiency of 12-5N-12 (1 × aza, higher) vs. 12-8N-12 (2 × aza, lower transfection). Another highlighted structural feature is provided by the fact that both the 12-7NH-12 and 12-7N-12 surfactants had higher transfection efficiencies than 12-5N-12 and 12-8N-12 surfactants; the first pair has trimethylene spacing, which constitutes an optimal separation between nitrogen centres, while the second pair has shorter dimethylene spacings.<p> After expanding the structure of surfactants, transfection efficiencies were found to increase in response to increase in hydrocarbon tail length, but were much lower for surfactants with no amino functional groups, those that lacked the optimal trimethylene spacing, or those having both of these limitations in the gemini surfactant spacer. The 18-7NH-18 surfactant had the highest overall transfection in both COS-7 and PAM 212 cells. Gemini surfactant-based gene delivery systems capable of adopting both polymorphic structural phases and which could undergo pH-induced structural transition demonstrated high transfection efficiencies. Gemini surfactants with both characteristics (e.g., 12-7NH-12-based complexes are both polymorphic and pH-sensitive) had higher transfection than gemini surfactants with only one (e.g., 12-3-12-based complexes are only polymorphic).<p> Overall, the m-7NH-m surfactants, the most efficient surfactants studied, had transfection efficiencies similar to that of the commercial Lipofectamine Plus reagent and imposed no higher toxicity on cells relative to the less efficient surfactants. Thus, the design of the m-7NH-m surfactants to enhance their transfection abilities also ensured that their toxicity to cells were kept minimal. Overall, the design, synthesis and in vitro transfection screening of gemini surfactant candidates has revealed that the m-7NH-m surfactants have the highest transfection efficiencies; they have emerged as suitable candidates for non-viral gene delivery in vivo or at higher levels. Gene delivery investigations for six of the gemini surfactant candidates are being reported for the first time.

Polymeric nanoparticles are potential candidates as carriers for pharmaceutical agents. Development of such nanoparticles generally requires molecules immobilized on the particle surfaces to ensure biocompatibility and/or targeting abilities. Following particle preparation and surface modification, excess reagents must be removed. Ultracentrifugation, which is the most widely used purification technique as per today, is not feasible in industrial applications. In this diploma work, tangential flow filtration is studied as an alternative purification method which is better suited for implementation in a large-scale process. Comparison of ultracentrifugation and tangential flow filtration in diafiltration mode for purification of nanoparticles, indicate that they are comparable with respect to particle stability and the removal of the surfactant SDS from methacrylic anhydride nanoparticles. The purification efficiency of tangential flow filtration is superior to that of ultracentrifugation. Conductivity measurements of filtrates and supernatant liquids show that a stable conductivity value can be reached 6 times faster in filtration than in centrifugation with equipment and settings used. This conductivity arises from several types of molecules, and the contribution from surfactant molecules alone is not known. However, protein adsorption on the particles indicates successful removal of surfactant. Conductivity and tensiometry were evaluated as potential methods to quantify surfactant in solutions, but both proved unsatisfactory. Using bovine serum albumin as a model protein, the extent of immobilization to nanoparticles is evaluated at different pH. A maximum amount of 6,8 mg/m2 is immobilized, whereof an unknown part is covalently bound. This coverage is achieved at pH 4,0 and is probably partly due to low electrostatic repulsion between particle and protein. An estimation of 2,0 µmol covalently bound BSA per gram of nanoparticles corresponds to 5,3 mg/m2 and a surface coverage of 76%. Removal of excess reagents after surface modification is done with ultracentrifugation instead of filtration, as particle aggregates present after the immobilization reaction might foul the membrane.

<p>Although various proof-of-concept studies have demonstrated the eventual potential of a multifunctional SERS-active metallic nanostructures for biological applications such as single cell analysis/measurement and drug delivery, the actual development and testing of such a system in vitro has remained challenging. One key point at which many potentially useful biomethods encounter difficulty lies in the translation of early proof-of-concept experiments in a clean, aqueous solution to complex, crowded, biologically-active environments such as the interior of living cells. The research hypotheses for this work state that multifunctional nanoconstructs can be fabricated and used effectively in conjunction with surface-enhanced Raman scattering (SERS) spectroscopy and other photonics-based methods to make intracellular measurements in and deliver treatment to single cells. The results of experimental work address the specific research aims, to 1) establish temporal and spatial parameters of nanoprobe uptake and modulation, 2) demonstrate targeting of functionalized nanoparticles to the cytoplasm and nucleus of single cells, 3) deliver to and activate drug treatment in cells using a multifunctional nanosystem, and 4) make intracellular measurements in normal and disease cells using external nanoprobes,</p><p>Raman spectroscopy and two-dimensional Raman imaging were used to identify and locate labeled silver nanoparticles in single cells using SERS detection. To study the efficiency of cellular uptake, silver nanoparticles were functionalized with three differently charged SERS/Raman labels and co-incubated with J774 mouse macrophage cell cultures for internalization via normal cellular processes. The surface charge on the nanoparticles was observed to modulate uptake efficiency, demonstrating a dual function of the surface modifications as tracking labels and as modulators of cell uptake. </p><p>To demonstrate delivery of functionalized nanoparticles to specific locations within the cell, silver nanoparticles were co-functionalized with the HIV-1 TAT (49-57) peptide for cell-penetrating and nuclear-targeting ability and p-mercaptobenzoic acid (pMBA) molecules as a surface-enhanced Raman scattering (SERS) label for tracking and imaging. Two-dimensional SERS mapping was used to track the spatial and temporal progress of nanoparticle uptake in PC-3 human prostate cells and to characterize localization at various time points, demonstrating the potential for an intracellularly-targeted multiplexed nanosystem. Silver nanoparticles co-functionalized with the TAT peptide showed greatly enhanced cellular uptake and nuclear localization as compared with the control nanoparticles lacking the targeting moiety. </p><p>The efficacy of targeted nanoparticles as a drug delivery vehicle was demonstrated with development and testing of an anti-cancer treatment in which novel scintillating nanoparticles functionalized with HIV-1 TAT (49-57) for cell-penetrating and nuclear-targeting ability were loaded with tethered psoralen molecules as cargo. The experiments were designed to investigate a nanodrug system consisting of psoralen tethered to a nuclear targeting peptide anchored to UVA-emitting, X-ray luminescent yttrium oxide nanoparticles. Absorption of the emitted UVA photons by nanoparticle-tethered psoralen has the potential to cross-link adenine and thymine residues in DNA located in the nucleus. Such cross-linking by free psoralen following activation with UVA light has previously been shown to cause apoptosis in vitro and an immunogenic response in vivo. Experimental results using the PC-3 human prostate cancer cell line demonstrate that X-ray excitation of these psoralen-functionalized Y2O3 nanoscintillators yields concentration-dependent reductions in cell number density when compared to control cultures containing psoralen-free Y2O3 nanoscintillators. </p><p>The development and demonstration of a small molecule-sensitive SERS-active fiber-optic nanoprobe suitable for intracellular bioanalysis was demonstrated using pH measurements in single living human cells. The proof-of-concept for the SERS-based fiber-optic nanoprobes was illustrated by measurements of intracellular pH in MCF-7 human breast cancer, HMEC-15/hTERT immortalized normal human mammary epithelial, and PC-3 human prostate cancer cells. Clinical relevance was demonstrated by pH measurements in patient biopsy cell samples. The results indicated that that fiber-optic nanoprobe insertion and interrogation provide a sensitive and selective means to monitor biologically relevant small molecules at the single cell level.</p> / Dissertation

<p>The electromagnetic properties of various plasmonic nanostructures are investigated. These nanostructures, which include random clusters, controlled clusters and particle-film hybrids are applied to surface-enhanced Raman scattering (SERS). A variety of techniques are utilized to fabricate, characterize, and model these SERS-active structures, including nanoparticle functionalization, thin film deposition, extinction spectroscopy, elastic scattering spectroscopy, Raman scattering spectroscopy, single-assembly scattering spectroscopy, transmission electron microscopy, generalized Mie theory, and finite element method. </p><p>Initially, the generalized Mie theory is applied to calculate the near-field of the small random clusters to explain their SERS signal distribution. The nonlinear trend of SERS intensity versus size of clusters is demonstrated in experiments and near-field simulations. </p><p>Subsequently, controlled nanoparticle clusters are fabricated for quantitative SERS. A 50 nm gold nanoparticle and 20nm gold nanoparticles are tethered to form several hot spots between them. The SERS signal from this assembly is compared with SERS signals from single particles and the relative intensities are found to be consistent with intensity ratios predicted by near-field calculation.</p><p>Finally, the nanoparticle/film hybrid structure is studied. The scattering properties and SERS activity are observed from gold nanoparticles on different substrates. The gold nanoparticle on gold film demonstrates high field enhancement. Raman blinking is observed and implies a single molecule signal. Furthermore, the doughnut shape of Raman images indicates that this hybrid structure serves as nano-antenna and modifies the direction of molecular emission. </p><p>In additional to the primary gap dipole utilized for SERS, high order modes supported by the nanoparticle/film hybrid also are investigated. In experiments, the HO mode show less symmetry compared to the gap dipole mode. The simulation indicates that the HO modes observed may be comprised of two gap modes. One is quadrupole-like and the other is dipole-like in terms of near-field profile. The analytical treatment of the coupled dipole is performed to mimic the imaging of the quadrupole radiation.</p> / Dissertation

From catalytic studies in surface science, it has been shown that the catalytic activity is dependent on the type of metal facet used. Nanocrystals of different shapes have different facets. This raises the possibility that the use of metal nanoparticles of different shapes could catalyze different reactions with different efficiencies. The catalytic activity is found to correlate with the fraction of surface atoms located on the corners and edges of the tetrahedral, cubic, and spherical platinum nanoparticles. It is observed that for nanoparticles of comparable size, the tetrahedral nanoparticles have the highest fraction of surface atoms located on the corners and edges and also have the lowest activation energy, making them the most catalytically active. Nanoparticles have a high surface-to-volume ratio, which makes them attractive to use compared to bulk catalytic materials. However, their surface atoms are also very active due to their high surface energy. As a result, it is possible that the surface atoms are so active that their size and shape could change during the course of their catalytic function. It is found that dissolution of corner and edge atoms occurs for both the tetrahedral and cubic platinum nanoparticles during the full course of the mild electron transfer reaction and that there is a corresponding change in the activation energy in which both kinds of nanoparticles strive to behave like spherical nanoparticles. When spherical palladium nanoparticles are used as catalysts for the Suzuki reaction, it is found that the nanoparticles grow larger after the first cycle of the reaction due to the Ostwald ripening process since it is a relatively harsh reaction due to the need to reflux the reaction mixture for 12 hours at 100 oC. When the tetrahedral Pt nanoparticles are used to catalyze this reaction, the tetrahedral nanoparticles transform to spherical ones, which grow larger during the second cycle. In addition, studies on the effect of the individual reactant have also provided clues to the surface catalytic process that is taking place. In the case of the electron transfer reaction, the surface catalytic process involves the thiosulfate ions binding to the nanoparticle surface and reacting with the hexacyanoferrate (III) ions in solution. In the case of the Suzuki reaction, the surface catalytic mechanism of the Suzuki reaction involves the phenylboronic acid binding to the nanoparticle surface and reacting with iodobenzene via collisional processes.

In order to optimize the synthesis of metal nanoparticle-polymer systems, there are certain processes which must be understood. Perhaps the most important one is the selective interfacial interaction between the block copolymer and the growing metal nanoparticles. To investigate this interaction, four different approaches were taken. The first approach looked at the strength of interaction between the competing blocks of the copolymer and the metal nanoparticles surface. The second approach looked at the effect of polymer architecture on the metal nanoclusters. The third approach looked at the polymer composition and solvent effects on the phase behavior of the metal nanocluster-block copolymer nanocomposite. Finally, the influence of the metal precursor on the rate of the decomposition was examined. It was found that adsorbed layers of PS on the cobalt nanoparticles are completely displaced by PMMA when the solvent is a common good solvent. An adsorbed layer of only PMMA is also obtained through competitive adsorption from a common good solvent. However, in a selective solvent that is poor for PS, sequential adsorption leads to the formation of mixed layers. In homopolymer solutions, the cluster size reaches a minimum at a finite chain MW. In the case of diblock copolymers, the only parameter (for a fixed copolymer concentration) controlling the cluster size in suspensions of di-block copolymers is the molecular weight of one block, in this case PMMA, and is indifferent to other parameters including the molecular weight of the other block (PS) or the solvent quality. It was also found that the spatial distribution of the metal clusters synthesized in-situ coincided with the morphology dictated by thermodynamically-driven microdomain structure of the block copolymer. Moreover, the overall final morphology of the nanocomposite is locked into place while in solution, and fast solvent evaporation does not cause this morphology to change. Finally, results showed that the rate of nanocomposite synthesis occurred faster in the PS suspensions compared to PMMA, indicating that chemical bonds between PMMA and the cobalt nanoclusters slowed the thermal decomposition of the metal precursor. So the PMMA chains provided sites for nucleation, but did not necessarily aid particle growth.

The structural and electronic properties of small tungsten nanoparticles Wn (n=2-16) were investigated by density functional theory (DFT) calculation. For the W10 nanoparticle, ten lowest-energy structures were first obtained by basin-hopping method (BH) and ten by big-bang method (BB) with the tight-binding many-body potential for bulk tungsten material. These fifty structures were further optimized by the DFT calculation in order to find the better parameters of tight-binding potential adquately for W nanoparticles. With these modified parameters of tight-binding potentials, several lowest-energy W nanoparticles of different sizes can be obtained by BH and BB methods and then further refined by DFT calculation. According to the values of binding energy and second-order energy difference, it reveals that the structure W12 has a relatively higher stability than those of other sizes. The vertical ionization potential (VIP), adiabatic electron affinity (AEA) and HOMO-LUMO Gap are also discussed for W nanoparticles of different sizes.

The fate and transformation of laboratory-prepared nano-ZnO, nano-Ag and nano-CeO2 in three aqueous solutions under different environmental conditions were investigated in this work. Over the past decades nanomaterials have been widely used in different technical fields and consumer goods. As a result, nanomaterials might enter the environmental media via different routes and then posed potential hazards to the environment and human health. Researches in this regard have received much attention worldwide. In this work it was found that the solubility of each nanomaterial was highly influenced by the solution pH, but not by the solution temperature. The maximal solubility for the tested nanomaterials was obtained at pH 3, namely about 100% for nano-ZnO and lower than 2% for both nano-Ag and nano-CeO2. The solution pH and ionic strength were found to affect the stability of nanoparticles in different aquatic environments. For the solution pH of higher than the isoelectric point of the concerned nanomaterial, the higher the solution pH is, the greater the degree of stabilization of nanoparticles would be. On the contrary, nanoparticles aggregated as the ionic strength of the solution exceeded its critical aggregation concentration (CAC). CAC for each concerned nanomaterial could also be graphically determined as the attachment efficiency (£\) of nanoparticles increased with increasing ionic strength of the solution and then leveled off after reaching CAC. Experimental results also showed that Zn(OH)2(s) would form when nano-ZnO was in the solution of pH 10. The crystalline structure of the said precipitates was confirmed by X-ray diffraction. Likewise, Ce4+ dissolved from nano-CeO2 reacted with SO42- in aqueous solution yielding Ce(SO4)2(s). Clearly, transformation of nanomaterials might take place when they are in contact with various species in different aquatic environments. Humic acid in aqueous solution was found to be beneficial to the stability of nanomaterial of concern. Efforts have also been made to study the reaction behaviors among di(2-ethylhexyl)phthalate, erythromycin, and selected nanomaterials when they co-existed in the same solution. Their interactions, however, seemed to be unobvious. In this work it was found that under sunlight irradiation nano-ZnO did show its antibiotic effect due to photocatalysis. Nano-Ag was proven to have a strong antibacterial ability even in natural aquatic environments. It yielded the total bacteria survival ratio of less than 2% within one hour of reaction. In summary, the findings of this study showed that the behaviors of nano-ZnO, nano-Ag, and nano-CeO2 in aqueous solutions could be greatly influenced by different factors in different reaction systems.

As devices and new technologies continue to shrink, nanocrystalline multi-metal compounds are becoming increasingly important for high efficiency and multifunctionality. However, synthetic methods to make desirable nanocrystalline multi-metallics are not yet matured. In response to this deficiency, we have developed several solution-based methods to synthesize nanocrystalline binary alloy and intermetallic compounds. This dissertation describes the processes we have developed, as well as our investigations into the use of lithographically patterned surfaces for template-directed self-assembly of solution dispersible colloids. We used a modified polyol process to synthesize nanocrystalline intermetallics of late transition and main-group metals in the M-Sn, Pt-M’, and Co-Sb systems. These compounds are known to have interesting physical properties and as nanocrystalline materials they may be useful for magnetic, thermoelectric, and catalytic applications. While the polyol method is quite general, it is limited to metals that are somewhat easy to reduce. Accordingly, we focused our synthetic efforts on intermetallics comprised of highly electropositive metals. We find that we can react single-metal nanoparticles with zero-valent organometallic Zinc reagents in hot, coordinating amine solvents via a thermal decomposition process to form several intermetallics in the M’’-Zn system. Characterization of the single-metal intermediates and final intermetallic products shows a general retention of morphology throughout the reaction, and changes in optical properties are also observed. Following this principle of conversion chemistry, we can employ the high reactivity of nanocrystals to reversibly convert between intermetallic phases within the Pt-Sn system, where PtSn2 ↔ PtSn ↔ Pt3Sn. Our conversion chemistry occurs in solution at temperatures below 300 °C and within 1 hour, highlighting the high reactivity of our nanocrystalline materials compared to the bulk. Some evidence of the generality for this process is also presented. Our nanocrystalline powders are dispersible in solution, and as such are amenable to solution-based processing techniques developed for colloidal dispersions. Accordingly, we have investigated the use of lithographically patterned surfaces to control the self-assembly of colloidal particles. We find that we can rapidly crystallize 2-dimensional building blocks, as well as use epitaxial templates to direct the formation of interesting superlattice structures comprised of a bidisperse population of particles.

In part I, MgO and Co1-xO powders in 9:1 and 1:9 molar ratio (denoted as M9C1 and M1C9 respectively) were sintered and homogenized at 1600oC followed by annealing at 850 and 800oC, respectively to form defect clusters and precipitates. Analytical electron microscopic (AEM) observations indicated the protoxide remained as rock salt structure with complicated planar diffraction contrast for M9C1 sample, however with spinel paracrystal precipitated from the M1C9 sample due to the assembly of charge- and volume-compensating defects of the 4:1 type, i.e. four octahedral vacant sites surrounding one Co3+-filled tetrahedral interstitial site. The spacing of such defect clusters is 4.5 times the lattice spacing of the average spinel structure of Mg-doped Co3-dO4, indicating a higher defect cluster concentration than undoped Co3-dO4. The {111} faulting of Mg-doped Co3-dO4/Co1-xO in the annealed M1C9 sample implies the possible presence of zinc blend-type defect clusters with cation vacancies assembled along oxygen close packed (111) plane. In part II, the Mg2TiO4/MgO composites prepared by reactive sintering MgO and TiO2 powders (9:1 molar ratio) at 1600oC and then air-cooled or further aged at 900oC were studied by X-ray diffraction and (AEM) in order to characterize the microstructures and formation mechanism of nanosized Mg2TiO4 spinel precipitated from Ti-doped MgO. Expulsion of Ti4+ during cooling caused the formation of (001)-specific G.P. zone under the influence of thermal/sintering stress and then the spinel precipitates, which were about 30 nm in size and nearly spherical with {111} and {100} facets to minimize coherency strain energy and surface energy. Secondary nano-size spinel was precipitated and became site saturated during aging at 900oC, leaving a precipitate free zone at the grain boundaries of Ti-doped MgO. The intergranular spinel became progressively Ti-richer upon aging 900oC and showed <110>-specific diffuse scatter intensity likely due to short range ordering and/or onset decomposition. In part III, the Co1-xO/Co2TiO4 composite prepared by reactive sintering CoO and TiO2 powders (9:1 molar ratio) at 1450oC and then air-cooled were studied by X-ray diffraction and AEM in order to characterize the microstructures and formation mechanism of nanosized Co2TiO4 spinel precipitated from Ti-doped Co1-xO. Slight expulsion of Ti4+ during cooling caused the precipitation of nanosize Co2TiO4 spinel. Bulk site saturation also caused impingement of the Co2TiO4 precipitates upon growth. The Co3-dO4 spinel, as an oxidatin product of Co1-xO, was found to form at free surface and the Co1-xO/Co2TiO4 interface. The Co2TiO4 spinel particles formed by reactive sintering rather than precipitation were able to detach from the Co1-xO grain boundaries to reach parallel epitaxial orientation with respect to the host Co1-xO grains via Brownian-type rotation of the embedded particles. In part IV, AEM was used to study the defect microstructures of Zr-dissolved TiO2 prepared via reactive sintering the ZrO2 and TiO2 powders (8:92 in molar ratio, designated as Z8T92) at 1600oC for 24 h and then aged at 900oC for 2-200 h in air. The Zr-dissolved TiO2 with rutile structure showed dislocation arrays, defect clusters, G.P. zone, superlattice, nanometer-size domains incommensurate and commensurate superstructure, may be the precursor of ZrTi2O6 precipitates at 900oC. The rutile showed diffuse diffractions along [001] direction as a result of Zr4+ substitution for Ti4+ with volume compensating defect clusters. Incommensurate and commensurate structures, as indicated by diffraction splitting and extra diffraction along <100> and <010> directions may be attributed to the ordering and clustering process of Zr and Ti atoms in these directions. Part V, deals with the reactive sintering of ZrO2 and TiO2 powders (1:4 molar ratio) at 1400 to 1600oC in air to form orthorhombic ZrTiO4 (a-PbO2-type structure, denoted as a) and to study its epitaxial reorientation in the matrix of tetragonal TiO2 (rutile) grains with Zr4+ (15 mol %) dissolution. The epitaxial relationship of intragranular ZrTiO4 and Zr-dissolved rutile (denoted as r) was determined by electron diffraction as [010]a//[011]r; (001)a // (011)r (i.e. [100]a // [100]r; (001)a // (011)r). The reorientation of the intragranular particles in the composites can be reasonably explained by rotation of the nonepitaxial particles above a critical temperature (T/Tm > 0.8) and below a critical particle size for anchorage release at interface with respect to the host grain. Reactive sintering facilitated the reoreientation process for the particles about to detach from the grain boundaries. The Brownian rotation of the confined ZrTiO4 particles in rutile grains was activated by a beneficial lower interfacial energy for the epitaxial relationship, typically forming lath-like ZrTiO4 with (101)a/(211)r habit plane having fair match of oxygen atoms at the interface. Further aging at 900oC for 50 h in air caused modulated and periodic antiphase domains in ZrTiO4 matrix, as likely precursor of equilibrium ZrTi2O6.