The implantation of helium ions into lithium niobate produces a reduction in its refractive indices, due to radiation damage produced close to the end of the ion trajectories. This reduction can be utilised to form the boundaries of optical waveguides, which form the basis of any integrated optical circuit. Stripe waveguide fabrication using ion implantation has been demonstrated for the first time in this work. Firstly a buried damage layer was formed to define the depth of the waveguide, followed by additional implants around a gold mask to form the waveguide sidewalls. The gold mask was used to protect the guiding region during the latter implantation process. The waveguides were evaluated using the end-fire coupling technique to excite individual modes. Propagation loss and modal dimensions were determined experimentally for the fundamental mode of each guide, and it was shown that these properties are sensitive to both the ion energy of the wall implants, and the number of wall implants. Each of these two variables affects the propagation loss in the opposite sense to the other, and therefore the lowest propagation loss becomes dependant on the trade off between these two effects. The lowest loss of the waveguides presented in this thesis was found to be ~1 dB/cm, and it is expected that this figure may be further reduced by the optimisation suggested in the conclusions of this work. Additional results are presented which consider the electrooptic and photorefractive properties of ion implanted LiNbO3. Previous work of others suggested that the electrooptic effect would be considerably reduced in the implanted material, but the results were much more encouraging, showing a reduction of only ~20% in the r13 electrooptic coefficient. Furthermore, one of the most serious drawbacks of Ti:indiffused waveguides is the undesirable reduction of the output intensity due to the photorefractive effect, which has been shown not to affect the waveguides presented in this thesis.

This thesis prompt a theoretical analysis of the hybrid plasmonic waveguide (HPWG) and a TE-pass polarizer based on HPWG has been designed, fabricated and characterized. A combination of low propagation loss, high power density, and large confinement is useful for many applications. The analysis results in this thesis show that the HPWG offers a better compromise between loss and confinement as compared to pure plasmonic waveguides. Another interesting property of the HPWG is its polarization diversity. In the HPWG the transverse electric and the transverse magnetic modes reside in different layers. We have designed a very compact hybrid TE-pass polarizer using this property. The polarizer was fabricated and characterized. The device shows low insertion loss for the TE mode with a high extinction ratio at telecommunication wavelength range for a 30 µm long HPWG section. Its performance compares favorably against previously reported silicon based integrated optic TE-pass polarizers.

This thesis prompt a theoretical analysis of the hybrid plasmonic waveguide (HPWG) and a TE-pass polarizer based on HPWG has been designed, fabricated and characterized. A combination of low propagation loss, high power density, and large confinement is useful for many applications. The analysis results in this thesis show that the HPWG offers a better compromise between loss and confinement as compared to pure plasmonic waveguides. Another interesting property of the HPWG is its polarization diversity. In the HPWG the transverse electric and the transverse magnetic modes reside in different layers. We have designed a very compact hybrid TE-pass polarizer using this property. The polarizer was fabricated and characterized. The device shows low insertion loss for the TE mode with a high extinction ratio at telecommunication wavelength range for a 30 µm long HPWG section. Its performance compares favorably against previously reported silicon based integrated optic TE-pass polarizers.

A study is hereby presented on system embedded photonic interconnect technologies, which would address the communications bottleneck in modern exascale data centre systems driven by exponentially rising consumption of digital information and the associated complexity of intra-data centre network management along with dwindling data storage capacities. It is proposed that this bottleneck be addressed by adopting within the system electro-optical printed circuit boards (OPCBs), on which conventional electrical layers provide power distribution and static or low speed signaling, but high speed signals are conveyed by optical channels on separate embedded optical layers. One crucial prerequisite towards adopting OPCBs in modern data storage and switch systems is a reliable method of optically connecting peripheral cards and devices within the system to an OPCB backplane or motherboard in a pluggable manner. However the large mechanical misalignment tolerances between connecting cards and devices inherent to such systems are contrasted by the small sizes of optical waveguides required to support optical communication at the speeds defined by prevailing communication protocols. An innovative approach is therefore required to decouple the contrasting mechanical tolerances in the electrical and optical domains in the system in order to enable reliable pluggable optical connectivity. This thesis presents the design, development and characterisation of a suite of new optical waveguide connector interface solutions for electro-optical printed circuit boards (OPCBs) based on embedded planar polymer waveguides and planar glass waveguides. The technologies described include waveguide receptacles allowing parallel fibre connectors to be connected directly to OPCB embedded planar waveguides and board-to-board connectors with embedded parallel optical transceivers allowing daughtercards to be orthogonally connected to an OPCB backplane. For OPCBs based on embedded planar polymer waveguides and embedded planar glass waveguides, a complete demonstration platform was designed and developed to evaluate the connector interfaces and the associated embedded optical interconnect. Furthermore a large portfolio of intellectual property comprising 19 patents and patent applications was generated during the course of this study, spanning the field of OPCBs, optical waveguides, optical connectors, optical assembly and system embedded optical interconnects.

A research synopsis is presented summarizing work with integration of Ge and III-V semiconductors and optical devices with Si. III-V GaAs/AlGaAs quantum well lasers and GaAs/AlGaAs optical circuit structures have been fabricated on Si using Ge/GeSi/Si virtual substrates. The lasers fabricated on bulk GaAs showed similar output characteristics as those on Si. The GaAs/AlGaAs lasers fabricated on Si emitted at 858nm and had room temperature cw lifetimes of ~4hours. Straight optical links integrating an LED emitter, waveguide and detector exhibited losses of approximately 144dB/cm. A process for fabrication of a novel CMOS-compatible platform that integrates III-V or Ge layers with Si is demonstrated. Thin Ge layers have been transferred from Ge/GeSi/Si virtual substrates to bulk Si utilizing wafer bonding and an epitaxial Si CMP layer to facilitate virtual substrate planarization. A unique CMP-less method for removal of Ge exfoliation damage induced by the SmartCut™ process is also presented. / Singapore-MIT Alliance (SMA)

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Optical networking, employing wavelength division multiplexing (WDM), is seen as the technology of the future for the Internet. This dissertation investigates several important problems affecting optical circuit switching (OCS) and optical burst switching (OBS) networks. Novel algorithms and new approaches to improve the performance of these networks through effective routing and channel scheduling are presented. Extensive simulations and analytical modeling have both been used to evaluate the effectiveness of the proposed algorithms in achieving lower blocking probability, better fairness as well as faster switching. The simulation tests were performed over a variety of optical network topologies including the ring and mesh topologies, the U.S. Long-Haul topology, the Abilene high-speed optical network used in Internet 2, the Toronto Metropolitan topology and the European Optical topology. Optical routing protocols previously published in the literature have largely ignored the noise and timing jitter accumulation caused by cascading several wavelength conversions along the lightpath of the data burst. This dissertation has identified and evaluated a new constraint, called the wavelength conversion cascading constraint. According to this constraint, the deployment of wavelength converters in future optical networks will be constrained by a bound on the number of wavelength conversions that a signal can go through when it is switched all-optically from the source to the destination. Extensive simulation results have conclusively demonstrated that the presence of this constraint causes significant performance deterioration in existing routing and wavelength assignment (RWA) algorithms. Higher blocking probability and/or worse fairness have been observed for existing RWA algorithms when the cascading constraint is not ignored. To counteract the negative side effect of the cascading constraint, two constraint-aware routing algorithms are proposed for OCS networks: the desirable greedy algorithm and the weighted adaptive algorithm. The two algorithms perform source routing using link connectivity and the global state information of each wavelength. Extensive comparative simulation results have illustrated that by limiting the negative cascading impact to the minimum extent practicable, the proposed approaches can dramatically decrease the blocking probability for a variety of optical network topologies. The dissertation has developed a suite of three fairness-improving adaptive routing algorithms in OBS networks. The adaptive routing schemes consider the transient link congestion at the moment when bursts arrive and use this information to reduce the overall burst loss probability. The proposed schemes also resolve the intrinsic unfairness defect of existing popular signaling protocols. The extensive simulation results have shown that the proposed schemes generally outperform the popular shortest path routing algorithm and the improvement could be substantial. A two-dimensional Markov chain analytical model has also been developed and used to analyze the burst loss probabilities for symmetrical ring networks. The accuracy of the model has been validated by simulation. Effective proactive routing and preemptive channel scheduling have also been proposed to address the conversion cascading constraint in OBS environments. The proactive routing adapts the fairness-improving adaptive routing mentioned earlier to the environment of cascaded wavelength conversions. On the other hand, the preemptive channel scheduling approach uses a dynamic priority for each burst based on the constraint threshold and the current number of performed wavelength conversions. Empirical results have proved that when the cascading constraint is present, both approaches would not only decrease the burst loss rates greatly, but also improve the transmission fairness among bursts with different hop counts to a large extent.

Due to the tremendous growth of traffic volume caused by both exponential increase of number of Internet users and continual emergence of new bandwidth demanding applications, high capacity networks are required in order to satisfactorily handle the extremely large amount of traffic. Hence, optical fiber communication is the key technology for the network infrastructure. This thesis addresses design, analysis and simulation of access and core networks targeting important research problems, which need to be tackled for the effective realization of next generation optical networks. Among different fiber access architectures, passive optical network (PON) is considered as the most promising alternative for the last mile connection due to its relatively low cost and resource efficiency. The inherent bursty nature of the user generated traffic results in dynamically changing bandwidth demand on per subscriber basis. In addition, access networks are required to support differentiated quality of service and accommodate multiple service providers. To address these problems we proposed three novel scheduling algorithms to efficiently realize dynamic bandwidth allocation in PON, along with guaranteeing both the priority and fairness of the differentiated services among multiple users and/or service providers. Meanwhile, because of the increasing significance of reliable access to network services, an efficient fault management mechanism needs to be provided in PON. In addition, access networks are very cost sensitive and the cost of protection should be kept as low as possible. Therefore, we proposed three novel cost-effective protection architectures keeping in mind that reliability requirement in access networks should be satisfied at the minimal cost. Regarding the optical core networks, replacing electronic routers with all-optical switching nodes can offer significant advantages in realizing high capacity networks. Because of the technological limitations for realizing all-optical nodes, the focus is put on the ingenious architecture design. Therefore, we contributed on novel switching node architectures for optical circuit and packet switching networks. Furthermore, we addressed different aspects of routing and wavelength assignment (RWA) problem, which is an important and hard task to be solved in wavelength routed networks. First, we proposed an approach based on the information summary protocol to reduce the large amount of control overhead needed for dissemination of the link state information in the case of adaptive routing. In addition, transparency in optical networks may cause vulnerability to physical layer attacks. To target this critical security related issue, we proposed an RWA solution to minimize the possible reachability of a jamming attack. Finally, in order to evaluate our ideas we developed two tailor-made simulators based on discrete event driven system for the detailed studies of PON and switched optical networks. Moreover, the proposed tabu search heuristic for our RWA solution was implemented in C++. / QC 20100707

Wavelength division multiplexed (WDM) optical networks are rapidly becoming the technology of choice in network infrastructure and next-generation Internet architectures. WDM networks have the potential to provide unprecedented bandwidth, reduce processing cost, achieve protocol transparency, and enable efficient failure handling. This dissertation addresses the important issues of improving the performance and enhancing the reliability of WDM networks as well as modeling and evaluating the performance of these networks. Optical wavelength conversion is one of the emerging WDM enabling technologies that can significantly improve bandwidth utilization in optical networks. A new approach for the sparse placement of full wavelength converters based on the concept of the k-Dominating Set (k-DS) of a graph is presented. The k-DS approach is also extended to the case of limited conversion capability using three scalable and cost-effective switch designs: flexible node-sharing, strict node-sharing and static mapping. Compared to full search algorithms previously proposed in the literature, the K-DS approach has better blocking performance, has better time complexity and avoids the local minimum problem. The performance benefit of the K-DS approach is demonstrated by extensive simulation. Fiber delay line (FDL) is another emerging WDM technology that can be used to obtain limited optical buffering capability. A placement algorithm, k-WDS, for the sparse placement of FDLs at a set of selected nodes in Optical Burst Switching (OBS) networks is proposed. The algorithm can handle both uniform and non-uniform traffic patterns. Extensive performance tests have shown that k-WDS provides more efficient placement of optical fiber delay lines than the well-known approach of placing the resources at nodes with the highest experienced burst loss. Performance results that compare the benefit of using FDLs versus using optical wavelength converters (OWCs) are presented. A new algorithm, A-WDS, for the placement of an arbitrary numbers of FDLs and OWCs is introduced and is evaluated under different non-uniform traffic loads. This dissertation also introduces a new cost-effective optical switch design using FDL and a QoS-enhanced JET (just enough time) protocol suitable for optical burst switched WDM networks. The enhanced JET protocol allows classes of traffic to benefit from FDLs and OWCs while minimizing the end-to-end delay for high priority bursts. Performance evaluation models of WDM networks represent an important research area that has received increased attention. A new analytical model that captures link dependencies in all-optical WDM networks under uniform traffic is presented. The model enables the estimation of connection blocking probabilities more accurately than previously possible. The basic formula of the dependency between two links in this model reflects their degree of adjacency, the degree of connectivity of the nodes composing them and their carried traffic. The usefulness of the model is illustrated by applying it to the sparse wavelength converters placement problem in WDM networks. A lightpath containing converters is divided into smaller sub-paths such that each sub-path is a wavelength continuous path and the nodes shared between these sub-paths are full wavelength conversion capable. The blocking probability of the entire path is obtained by computing the blocking probabilities of the individual sub-paths. The analytical-based sparse placement algorithm is validated by comparing it with its simulation-based counterpart using a number of network topologies. Rapid recovery from failure and high levels of reliability are extremely important in WDM networks. A new Fault Tolerant Path Protection scheme, FTPP, for WDM mesh networks based on the alarming state of network nodes and links is introduced. The results of extensive simulation tests show that FTPP outperforms known path protection schemes in terms of loss of service ratio and network throughput. The simulation tests used a wide range of values for the load intensity, the failure arrival rate and the failure holding time. The FTPP scheme is next extended to the differentiated services model and its connection blocking performance is evaluated. Finally, a QoS-enhanced FTPP (QEFTPP) routing and path protection scheme in WDM networks is presented. QEFTPP uses preemption to minimize the connection blocking percentage for high priority traffic. Extensive simulation results have shown that QEFTPP achieves a clear QoS differentiation among the traffic classes and provides a good overall network performance.