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This thesis aims to investigate different infrared absorbing molecules and how their properties are affected by their incorporation into polymer nanoparticles. Metal-free phthalocyanine-H2Pc, uranyl super phthalocyanine-USPc, and europium bisphthalocyanine were studied-EuPc2; the latter two capable of IR absorption. Due to the discovery of USPc’s moisture sensitivity, only H2Pc and EuPc2 were derivatized to facilitate encapsulation in polystyrene nanoparticles through a miniemulsion polymerization. These novel phthalocyanines attained loadings of up to 41wt% and exhibit substantial broadening of absorption peaks. Furthermore, the EuPc2 loaded particles also reveal an unprecedented gain in extinction coefficient of the NIR and radical absorption peaks. The leaching behavior of the dye was also studied, as this had not been undertaken in the literature, and revealed the need for a method of polymerizing/chemically binding phthalocyanines into nanoparticles; with preliminary steps taken to realize this goal.

This thesis aims to investigate different infrared absorbing molecules and how their properties are affected by their incorporation into polymer nanoparticles. Metal-free phthalocyanine-H2Pc, uranyl super phthalocyanine-USPc, and europium bisphthalocyanine were studied-EuPc2; the latter two capable of IR absorption. Due to the discovery of USPc’s moisture sensitivity, only H2Pc and EuPc2 were derivatized to facilitate encapsulation in polystyrene nanoparticles through a miniemulsion polymerization. These novel phthalocyanines attained loadings of up to 41wt% and exhibit substantial broadening of absorption peaks. Furthermore, the EuPc2 loaded particles also reveal an unprecedented gain in extinction coefficient of the NIR and radical absorption peaks. The leaching behavior of the dye was also studied, as this had not been undertaken in the literature, and revealed the need for a method of polymerizing/chemically binding phthalocyanines into nanoparticles; with preliminary steps taken to realize this goal.

This work reports on the synthesis, characterization and the physicochemical properties of novel unsymmetrically substituted zinc phthalocyanines: namely tris{11,19, 27-(1,2- diethylaminoethylthiol)-2-(captopril) phthalocyanine Zn ((ZnMCapPc (1.5)), hexakis{8,11,16,19,42,27-(octylthio)-1-(4-phenoxycarboxy) phthalocyanine} Zn (ZnMPCPc(1.7)) and Tris {11, 19, 27-(1,2-diethylaminoethylthiol)-1,2(caffeic acid) phthalocyanine} Zn ((ZnMCafPc (1.3)). Symmetrically substituted counterparts (tetrakis(diethylamino)zinc phthalocyaninato (3.8), octakis(octylthio)zinc phthalocyaninato (3.9) and tetrakis (carboxyphenoxy)zinc phthalocyaninato (3.10) complexes) were also synthesized for comparison of the photophysicochemical properties and to investigate the effect of the substituents on the low symmetry Pcs. The complexes were successfully characterized by IR, NMR, mass spectral and elemental analyses. All the complexes showed the ability to produce singlet oxygen, while the highest triplet quantum yields were obtained for 1.7, 1.5 and 3.9 (0.80, 0.65 and 0.62 respectively and the lowest were obtained for 1.3 and 3.10 (0.57 and 0.47 respectively). High triplet lifetimes (109-286 μs) were also obtained for all complexes, with 1.7 being the highest (286 μs) which also corresponds to its triplet and singlet quantum yields (0.80 and 0.77 respectively). The photosensitizing properties of low symmetry derivatives, ZnMCapPc and ZnMCafPc were investigated by conjugating glutathione (GSH) capped silver nanoparticles (AgNP). The formation of the amide bond was confirmed by IR and UV-Vis spectroscopies. The photophysicochemical behaviour of the novel phthalocyanine-GSH-AgNP conjugates and the simple mixture of the Ag NPs with low the symmetry phthalocyanines were investigated. It was observed that upon conjugation of the phthalocyanines to the GSH-AgNPs, a blue shift in the Q band was induced. The triplet lifetimes and quantum yields improved upon conjugation as compared to the phthalocyanines (Pc) alone. Complex 1.5 triplet lifetimes increased from 109 to 148 and triplet quantum yield from 0.65 to 0.86 upon conjugation. Fluorescence lifetimes and quantum yields decreased for the conjugates compared to the phthalocyanines alone, due to the quenching caused by the Ag NPs. The antimicrobial activity of the zinc phthalocyanines (complexes 1.3 and 1.5) and their conjugates against Escherichia coli was investigated. Only 1.3 and 1.5 complexes were investigated because of the availability of the sample. In general phthalocyanines showed increase in antibacterial activity with the increase in phthalocyanines concentration in the presence and absence of light. The Pc complexes and their Ag NP conjugates showed an increase in antibacterial activity, due to the synergistic effect afforded by Ag NP and Pcs. Improved antibacterial properties were obtained upon irradiation. 1.5-AgNPs had the highest antibacterial activity compared to 1.3-AgNPs conjugate; these results are in agreement with the photophysical behaviour. This work demonstrates improved photophysicochemical properties of low symm

Orientadora: Profa. Dra. Paula Homem de Mello / Dissertação (mestrado) - Universidade Federal do ABC. Programa de Pós-Graduação em Ciência e Tecnologia/Química, 2016. / Neste trabalho, foi realizado o estudo teórico de ftalocianinas e naftalocianinas com e sem substituições tercbutil e 2,2-dimetil-1,3-dioxolane-4-metanil, a fim de avaliar as propriedades eletrônicas, visando seu emprego como fotossensibilizadores na Terapia Fotodinâmica. Para tanto foi utilizada a DFT permitindo o cálculo de importantes propriedades como densidade eletrônica, modos vibracionais, polarizabilidades, espectros de absorção, cálculos de cargas atômicas de Mulliken e derivadas do potencial eletrostático (ChelpG), superfícies de potencial eletrostático. Efeitos dos solvente clorofórmio e em água foram incluídos com método contínuo IEF-PCM. Cálculos TD-DFT forneceram os espectros nas regiões do UV e visível, com a intensidade de cada transição eletrônica e os orbitais participantes. Na sequência, realizaram-se testes de metodologia com duas bases, oito funcionais, além de dois solventes (água e DMSO) descritos por IEF-PCM. Nesta etapa, constatou-se que o OLYP é um dos melhores funcionais dentre os testados e a importância do solvente do método IEF-PCM na descrição de propriedades eletrônicas. Passou-se então a estudar seis derivados não simétricos de porfirinas que possuem dados experimentais de citotoxicidade, seguida de realização de cálculos com a finalidade de estabelecer relações entre as propriedades eletrônicas e estéricas com a atividade citotóxica. Estes estudos foram realizados tanto com a metodologia inicial (B3LYP/6-311G(d,p)) como na selecionada como mais favorável (OLYP/6-311G(d,p)). Nesta classe de compostos, os resultados citotóxicos realizados em duas células (MCF-7 e HeLa) indicam atividade inversa entre as moléculas, sendo porfirinas menores, com substituições que permitam a interação com partes carregadas da célula mais ativas para MCF-7 enquanto para HeLa, as moléculas mais fortemente relacionadas ao incremento de atividade anticancerígena são aquelas mais lipofílicas. Para estas moléculas foi ainda verificado que há participação de orbitais mais internos da molécula nas transições na região da banda Q. / In this work, theoretical study of phthalocyanines and naphthalocyanines was carried out in order to obtain structural and electronic properties, aiming their use as photosensitizers in photodynamic therapy. Therefore, DFT calculations allowed the calculation of important properties such as electron density, vibrational modes, polarizabilities, atomic charges and, by means of TD-DFT, UV-visible spectra, oscillator strength and molecular orbitals involved in each electronic transition. Effects of solvent chloroform and water were included with continuous method IEF-PCM. Tests were performed with two basis set types and eight functionals. OLYP was found as the best among the tested functionals. Six unsymmetrical derivatives of porphyrins were also studied, followed by performing calculations in order to establish relationship among electronic/steric properties and experimental cytotoxic activity. In this class of compounds, cytotoxic results obtained for two different cells (MCF-7 and HeLa) indicate reverse activity among molecules: smaller porphyrins, with substitutions that allows interaction with charged portions are more adequate for MCF-7. For HeLa, molecules more strongly related to the increase of anticancer activity are those more lipophilic. For these molecules, there is participation of more internal orbitals in transitions of the Q-band region.

This work reports on the successful synthesis, characterisation and photophysical properties of new asymmetric metal free, magnesium and zinc phthalocyanines. The synthesis of symmetrical phthalocyanines is also reported. A selection of phthalocyanines have been conjugated, covalently linked, encapsulated or mixed with selected of drug delivery agents which include gold or silver nanoparticles, poly-L-lysine, liposomes and folic acid. The influence of delivery agent on the photophysical and photochemical properties of conjugated phthalocyanine is investigated. The studies showed that the Au nanoparticle significantly lowered the fluorescence quantum yield values of the phthalocyanines. The photodynamic activity of Zn phthalocyanine-ε-polylysine conjugates in the presence of nanoparticles towards the inactivation of Staphylococcus aureus showed high photoinactivation in the presence of silver nanoparticles. The presence of silver nanoparticels from the minimal inhibition concentration (MIC₅₀) studies showed remarkable growth inhibition for the tested conjugates even at low concentrations. The conjugate also showed no dark toxicity when evaluated using the chick choriallantoic membrane (CAM) assay. The efficiency of selected zinc phthalocyanine as photodynamic therapy (PDT) agents was investigated. The production of reactive oxygen species (ROS) and phototoxicity of the photosensitizers were assessed. Healthy fibroblast cells and breast cancer (MCF-7) cells were treated with either free phthalocyanine or phthalocyanine bound to either gold nanoparticles or encapsulated in liposomes. Cell viability studies showed the optimum phototoxic effect on non-malignant cells to be 4.5 J.cm⁻². The PDT effect of the liposome bound phthalocyanine showed extensive damage of the breast cancer cells. Gold nanoparticles only showed a modest improvement in PDT activity.

This thesis reports on the syntheses of novel low symmetrically substituted Zn, Sn, Ge and Ti MPc complexes containing a single carboxylic or cysteinyl group available for attachments to MNPs. The complexes were extensively characterized by various techniques to ensure their purity. Various metallic nanoparticles consisting of silver (AgNPs), gold (AuNPs) as well as quantum dots (QDs) were successfully prepared and conjugated to the low symmetry phthalocyanine complexes. The conjugates were successfully characterized using many techniques. The Q-band maxima of the MPcs were observed at completely different wavelength regions depending on the nature of the substituents and the central metal used. Blue shifting of the Q band in the absorption spectra was observed for the complexes in the presence of AuNPs, while aggregation was observed in the presence of quantum dots. The complexes were successfully electrospun into polymer fibers for the antimicrobial inhibition of bacteria. The photophysical and photochemical properties of these complexes were extensively investigated. Higher triplet and singlet oxygen quantum yields were achieved for the Ge Pc complexes, with all the complexes giving reasonable singlet oxygen quantum yields. An enhancement in triplet and singlet oxygen quantum yields was observed for all the complexes in the presence of metal nanoparticles. However, the singlet oxygen quantum yields decreased for all the complexes when incorporated into electrospun fibers. The antimicrobial behaviour of the complexes was investigated against Bacillus Subtilis and Staphylococcus Aureus in solution and in the fiber matrix. High antimicrobial inhibitions were observed for the Ge complexes followed by the ZnPc derivatives. All the low symmetry ZnPc derivatives were conjugated to AgNPs and their antimicrobial behaviour was compared to their symmetrical counterparts. The best antimicrobial inhibition behaviour was observed for the low symmetry Pcs when compared to their symmetrical counterparts. In the absence and in the presence of AgNPs, axially ligated SiPc also showed better antimicrobial activity when it was compared to the unsubstituted ZnPc complex.

Three types of electrodes: carbon paste electrodes modified with nanoparticles of metallophthalocyanines (MPcNP-CPEs, M = Mn, Fe, Ni, Co), basal plane pyrolytic graphite electrodes modified with iron or nickel phthalocyanine nanoparticles and multiwalled carbon nanotube composites (FePcNP/MWCNT-BPPGE or NiPcNP/MWCNT-BPPGE),and basal plane pyrolytic graphite electrodes modified with multiwalled carbon nanotubes and electropolymerized metal tetra-aminophthalocyanines (poly-MTAPc-MWCNT-BPPGE), where M is Mn, Fe, Ni or Co, were prepared. Electrochemical characterizations showed that faster electron transfer kinetics occurred at the NiPcNP/MWCNT-BPPGE than at the FePcNP/MWCNT-BPPGE surface. SEM and electrochemical characterizations of poly-MTAPc-MWCNT-BPPGE showed that MTAPc had been deposited on the MWCNTBPPGE surface, and that the poly-CoTAPc-MWCNT-BPPGE exhibited the fastest electron transfer kinetics of all the poly-MTAPc-MWCNT-BPPGEs. Using amitrole and asulam as test analytes, electrochemical experiments showed that, amongst the CPEs, the FePcNP-CPE and NiPcNP-CPE displayed the most electrocatalytic behavior towards amitrole and asulam oxidation, respectively, and further experiments were done to obtain the electrochemical parameters associated with these electrodes and the corresponding analytes. Although, the FePcNP/MWCNT- BPPGE displayed electrocatalytic behavior towards amitrole oxidation in comparison with the bare BPPGE, it was less electrocatalytic than the FePcNP-CPE in terms of detection potential. The NiPcNP/MWCNT-BPPGE displayed the same detection potential as the NiPcNP-CPE. The poly-FeTAPc-MWCNT-BPPGE exhibited the most electrocatalytic behavior towards amitrole, of all the electrodes investigated, and the poly-CoTAPc-MWCNT-BPPGE displayed the best electrocatalytic behavior towards asulam, amongst the poly-MTAPc-MWCNT-BPPGEs.

Metallophthalocyanines and metal nanoparticles were successfully synthesized and applied for the electrooxidation of amitrole, nitrite and hydrazine individually or when employed together. The synthesized materials were characterized using the following techniques: predominantly scanning electron microscopy (SEM), X-ray photoelectron spectroscopy (XPS), electrochemistry and scanning electrochemical microscopy (SECM). Different electrode modification methods were used to modify the glassy carbon substrates. The methods include adsorption, electrodeposition, electropolymerization and click chemistry. Modifying the glassy carbon substrate with MPc (electropolymerization) followed by metal nanoparticles (electrodeposition) or vice versa, made a hybrid modified surface that had efficient electron transfer. This was confirmed by electrochemical impedance studies with voltammetry measurements having lower detection potentials for the analytes. This work also describes for the first time the micropatterning of the glassy carbon substrate using the SECM tip. The substrate was electrografted with 4-azidobenzenediazonium salt and then the click reaction was performed using ethynylferrocene facilitated by Cu⁺ produced at the SECM tip. The SECM imaging was then used to show the clicked spot.

abstract: Developing a system capable of using solar energy to drive the conversion of an abundant and available precursor to fuel would profoundly impact humanity's energy use and thereby the condition of the global ecosystem. Such is the goal of artificial photosynthesis: to convert water to hydrogen using solar radiation as the sole energy input and ideally do so with the use of low cost, abundant materials. Constructing photoelectrochemical cells incorporating photoanodes structurally reminiscent of those used in dye sensitized photovoltaic solar cells presents one approach to establishing an artificial photosynthetic system. The work presented herein describes the production, integration, and study of water oxidation catalysts, molecular dyes, and metal oxide based photoelectrodes carried out in the pursuit of developing solar water splitting systems. / Dissertation/Thesis / Ph.D. Chemistry 2013