Nous étudions les propriétés optiques de nanostructures (Al,Ga)N/GaN crûes selon diverses orientations cristallographiques. Les orientations concernées sont : le plan non-polaire (1-100) ou plan m ; le plan semi-polaire (1-101) ou plan s ; et le plan semi-polaire (11-22). Dans un premier temps, nous nous consacrons à l'étude de l'anisotropie de la réponse optique de puits quantiques crûs selon les plans m et s. Dans un deuxième temps, nous évaluons les effets de la température sur les propriétés optiques de ces puits quantiques en utilisant la technique de photoluminescence résolue en temps qui permet d'obtenir des informations concernant les phénomènes radiatifs et non-radiatifs. S'agissant des durées de vie radiatives, nous avons mis en évidence la contribution de deux régimes de recombinaison: celui des excitons localisés, lequel est caractérisé par une durée de vie constante; et celui des excitons libres dont la durée de vie croit linéairement avec la température. Pour tous les échantillons que nous avons étudié, le régime d'excitons localisés domine à basse température alors que le régime d'excitons libres domine à haute température. Nous avons ainsi caractérisé la qualité des interfaces des puits quantiques (Al,Ga)N/GaN à partir de la détermination d'un modèle de la densité d'états de localisation. Nous trouvons qu'elle est, dans nos échantillons, encadrée par des valeurs comprises entre 10^11 - 10^12 cm-2. Notre étude montre que les puits orientés (11 22) présente la plus faible densité, et que les puits orientés selon le plan s sont les moins affectés par les phénomènes non-radiatifs. Dans un troisième temps, nous nous sommes intéressés à la caractérisation de nanostructures crûes selon le plan (11-22) pour diverses conditions de croissance. En faisant varier celles-ci, il est possible d'obtenir des boites quantiques, des fils quantiques, ou des puits quantiques. L'étude de la dynamique de recombinaison des excitons dans ces nanostructures (11-22) montre une dépendance en température de la durées de vie radiative en fonction du degré de confinement : constante pour les boîtes quantiques; proportionnelle à racine de T pour les fils ; linéaire pour les puits. Cette étude démontre la richesse de possibilités de nanostructures crûes sur des orientations non-traditionnelles elle mets en perspective de nouvelles études de croissance cristalline de nano-objets pour des applications inédites en optoélectroniques. / We study the optical properties of (Al,Ga)N/GaN nanostructures grown along several crystallographic orientations. The involved orientations are: the non-polar (1-100) plane or m-plane; the semi-polar (1-101) or s-plane; and the semi-polar (11-22) plane. First, we focus on the study of the anisotropy of the optical response of quantum wells grown in m- and s-planes. Second, we evaluate the effects of the temperature on optical properties of these quantum wells by extensive utilization of the time-resolved photoluminescence technique. It allows to obtain information regarding the evolution of radiative and non-radiative phenomena with temperature. Concerning radiative decay times, we have discriminated the contributions of two recombination regimes: the recombinations of localized excitons characterized by a constant decay time; and the recombinations of free excitons whose decay time increases linearly with the temperature. For all samples studied here, the regime of recombination of localized excitons dominates at low temperature and the regime of recombination of free excitons dominates at high temperature. In addition, we characterized the quality of (Al,Ga)N/GaN interfaces by the determination of the density of localization states. The values are ranging between 10^11 cm-2 and 10^12 cm-2 in our samples. This study demonstrates that (11-22)-oriented quantum wells exhibit the lowest density, and we find that the optical properties of s-plane oriented wells are the less impacted by the non-radiative phenomena. Third, we concentrated on the characterization of nanostructures grown along (11-22) plane direction under very different growth conditions. By modifying them, it is possible to obtain either quantum dots, or quantum wires or quantum wells. The study of the exciton recombination dynamics in these (11-22)-oriented nanostructures reveals a temperature dependence of radiative decay times correlated with the dimensions of the confining potentials: it is constant for the quantum dots; proportional to square root of T for quantum wires; and linear for quantum wells. This study demonstrates the potentialities of the nanostructures grown on non-traditional orientations for optoelectronic applications.

abstract: Group III-nitride semiconductors have wide application in optoelectronic devices. Spontaneous and piezoelectric polarization effects have been found to be critical for electric and optical properties of group III-nitrides. In this dissertation, firstly, the crystal orientation dependence of the polarization is calculated and in-plane polarization is revealed. The in-plane polarization is sensitive to the lateral characteristic dimension determined by the microstructure. Specific semi-polar plane growth is suggested for reducing quantum-confined Stark effect. The macroscopic electrostatic field from the polarization discontinuity in the heterostructures is discussed, b ased on that, the band diagram of InGaN/GaN quantum well/barrier and AlGaN/GaN heterojunction is obtained from the self-consistent solution of Schrodinger and Poisson equations. New device design such as triangular quantum well with the quenched polarization field is proposed. Electron holography in the transmission electron microscopy is used to examine the electrostatic potential under polarization effects. The measured potential energy profiles of heterostructure are compared with the band simulation, and evidences of two-dimensional hole gas (2DHG) in a wurtzite AlGaN/ AlN/ GaN superlattice, as well as quasi two-dimensional electron gas (2DEG) in a zinc-blende AlGaN/GaN are found. The large polarization discontinuity of AlN/GaN is the main source of the 2DHG of wurtzite nitrides, while the impurity introduced during the growth of AlGaN layer provides the donor states that to a great extent balance the free electrons in zinc-blende nitrides. It is also found that the quasi-2DEG concentration in zinc-blende AlGaN/GaN is about one order of magnitude lower than the wurtzite AlGaN/GaN, due to the absence of polarization. Finally, the InAlN/GaN lattice-matched epitaxy, which ideally has a zero piezoelectric polarization and strong spontaneous polarization, is experimentally studied. The breakdown in compositional homogeneity is triggered by threading dislocations with a screw component propagating from the GaN underlayer, which tend to open up into V-grooves at a certain thickness of the InxAl1-xN layer. The V-grooves coalesce at 200 nm and are filled with material that exhibits a significant drop in indium content and a broad luminescence peak. The structural breakdown is due to heterogeneous nucleation and growth at the facets of the V-grooves. / Dissertation/Thesis / Ph.D. Physics 2012

General lighting with InGaN light emitting diodes (LEDs) as light sources is of particular interest in terms of energy savings and related environmental benefits due to high lighting efficiency, long lifetime, and Hg-free nature. Incandescent and fluorescent light sources are used for general lighting almost everywhere. But their lighting efficiency is very limited: only 20-30 lm/W for incandescent lighting bulb, approximately 100 lm/W for fluorescent lighting. State-of-the-art InGaN LEDs with a luminous efficacy of over 200 lm/W at room temperature have been reported. However, the goal of replacing the incandescent and fluorescent lights with InGaN LEDs is still elusive since their lighting efficiency decreases substantially when the injection current increases beyond certain values (typically 10-50 Acm-2). In order to improve the electroluminescence (EL) performance at high currents for InGaN LEDs, two approaches have been undertaken in this thesis. First, we explored the preparation and characterization of non-polar and semi-polar GaN substrates (including a-plane, m-plane and semi-polar planes). These substrates serve as promising alternatives to the commonly used c-plane, with the benefit of a reduced polarization-induced electric field and therefore higher quantum efficiency. It is demonstrated that LEDs on m-plane GaN substrates have inherently higher EL quantum efficiency and better efficiency retention ability at high injection currents than their c-plane counterparts. Secondly, from a device structure level, we explored the possible origins of the EL efficiency degradation at high currents in InGaN LEDs and investigated the effect of hot electrons on EL of LEDs by varying the barrier height of electron blocking layer. A first-order theoretical model is proposed to explain the effect of electron overflow caused by hot electron transport across the LED active region on LED EL performance. The calculation results are in agreement with experimental observations. Furthermore, a novel structure called a “staircase electron injector” (SEI) is demonstrated to effectively thermalize hot electrons, thereby reducing the reduction of EL efficiency due to electron overflow. The SEI features several InyGa1-yN layers, with their In fraction (y) increasing in a stepwise manner, starting with a low value at the first step near the junction with n-GaN.