Dans le cadre de cette étude, notre but était de répondre à la question suivante: « à qui profite la filière "coltan" (un combo de minerai), qui la dirige et quelles sont les conséquences pour les acteurs concernés, notamment ceux de la République démocratique du Congo? ». Notre hypothèse suggère que la compréhension de cette économie politique renvoie à des mécanismes de gouvernance au centre desquels les formes et les rapports de pouvoir se manifestent dans les domaines de la sécurité, de la production, de la finance et du savoir. Avec la perspective filière, nous avons proposé une analyse de tout un système généré par un minerai et déterminé toutes les étapes de sa chaîne de valeur. Cette méthode a permis de mettre en évidence le poids des relations hiérarchiques dans l'analyse commerciale d'une filière minière et la manière dont les acteurs influent sur les systèmes de production. Notre tableau révèle que les premiers circuits commerciaux sont plutôt étroits, que l'économie financière est très profitable et que les acteurs de l'économie de la production sont peu nombreux. L'entrée du « coltan » dans les circuits mondiaux profite à un nombre limité d'acteurs, surtout américains. Toutefois, nous avons observé que les États-Unis ont perdu en autorité au sein de la filière au bénéfice des acteurs asiatiques et ceux non étatiques. Le « coltan » profite aussi à des milliers de travailleurs congolais, mais leurs bénéfices restent le plus bas de la chaîne de valeur. À un niveau régional, le « coltan » congolais profite surtout à certains individus et réseaux commerciaux, militaires et politiques qui, dans leur déploiement, commettent parfois des crimes en violation directe des droits humains. La puissance matérielle et militaire des acteurs locaux et régionaux est au coeur des principes régulateurs de la filière congolaise et le « coltan », quant à lui, demeure un facteur de puissance susceptible d'animer d'autres conflits. Cet examen a par ailleurs révélé le pouvoir normatif des institutions intergouvernementales et celui mobilisateur de la société civile. Ainsi, pour essentiels qu'ils soient, on note que les États ne sont pas les seuls acteurs producteurs des normes politiques de la mondialisation. Afin d'éviter que du « coltan » congolais obtenu indûment ou commercialisé en violation des droits humains se retrouve dans la filière globale, les entreprises de la filière, tenues et supportées par les États et les institutions intergouvernementales, devraient notamment renforcer le « certificat d'origine »; créer un système de traçabilité et exiger de leurs partenaires commerciaux qu'ils adérent à des normes de conduite qui sous-tendent un engagement envers les droits humains, tels les Principes directeurs de l'OCDE ou les Normes des Nations Unies sur la responsabilité en matière de droits de l'Homme des sociétés transnationales et autres entreprises. ______________________________________________________________________________ MOTS-CLÉS DE L’AUTEUR : Coltan, Tantalite, Filière, République démocratique du Congo (RDC), Mine.

The principal aim of this research was to determine the optimum conditions of extraction and separation of niobium and tantalum with octanol as solvent, from Mozambican tantalite using ammonium bifluoride as an alternative to hydrofluoric acid. The extraction of niobium and tantalum from tantalite can be divided into three activities, viz., acid treatment of the ore to bring the niobium and tantalum values into solution, separation of niobium and tantalum by solvent extraction and preparation of pure niobium pentoxide and tantalum pentoxide by precipitation followed by calcination. An initial solution was prepared by melting a mixture of tantalite and ammonium bifluoride followed by leaching of the soluble component with water and separation of the solution by filtration. The solution filtered was successfully used after adjustment of the acidity for the extraction and separation of niobium and tantalum. After liquid-liquid extraction highly pure niobium pentoxide and tantalum pentoxide were obtained through precipitation with ammonium hydroxide and calcination. Comparative experiments were performed modifying the following variables: decomposition temperature; decomposition time of the digestion of niobium and tantalum; acid concentration of feed solution; solvent agent; and stripping agent. From the experimental results it was determined that the decomposition temperature, decomposition time of the digestion of niobium and tantalum, the acidity of the feed solution, the solvent agent, and stripping agent, all have an important effect on the extraction and separation of tantalum and niobium. The optimal conditions were determined to be: tantalite-to-ammonium bifluoride 1:30; decomposition temperature 250°C; decomposition time 3 hours; and a water leach period of 10 minutes. Under these conditions the leach recovery of niobium and tantalum was about 95.07% and 98.52%, respectively. For nearly complete extraction of tantalum and niobium with 2-octanol, two and three equilibrium stages, respectively, are required. The equilibrium data were obtained at an aqueous-to-organic ratio (A/O) of 1:1 using: 100% 2 octanol; 6 M H2SO4; 10 minutes contact time at room temperature for tantalum; and 100% 2 octanol, 9 M H2SO4, 10 minutes contact time at room temperature for niobium. Different stripping agents were used and water seems to give good result for both. For the nearly complete stripping process four equilibrium stages are required. From the results obtained an optimum stripping efficiency is achieved after 15 minutes for a 1:1 ratio. Niobium and tantalum were then neutralized using 28% ammonium hydroxide. The precipitate obtained was dried and placed in a muffle furnace for 4 hours at 900°C. After calcinations, pure tantalum pentoxide and niobium pentoxide were obtained and characterized using XRD and SEM. Tantalum pentoxide and niobium pentoxide synthesized contain trace impurities such as iron and titanium which can be removed by incorporating an appropriate intermediate treatment. / Dissertation (MSc)--University of Pretoria, 2012. / Chemical Engineering / unrestricted

Les métaux rares, comme le niobium (Nb), le tantale (Ta), le tungstène (W) et l'étain (Sn), sont définis comme des «ressources stratégiques» ou des «matériaux critiques». Dans cette étude, nous prenons les gisements de Nb de Huangshan et de Ta de Songshugang dans le complexe de Lingshan, province de Jiangxi, en Chine du Sud, comme exemples. Les roches de ce gisement sont classées en deux catégories en fonction de la présence de micas riches en Nb et de la quantité de columbite-tantalites: granites à grain moyen avec des micas riches en Nb et sans columbite-tantalites, et granites à grain fin et pegmatites riches en columbite-tantalites. Ces columbite-tantalites sont riches en Nb et pauvres en Mn, les classant comme columbite. Ces columbites ont des zonations complexes liées à des processus répétitifs. Notre travail indique plutôt que la formation de tels minéraux est liée à des processus de mélanges multiples avec au moins deux types de magmas. Les granites à grain moyen dans la suite Huangshan sont différents des autres granites du complexe de Lingshan par la composition de leurs micas: Li-annite (granite MA) et "protolithionite" (granite MP). Ils sont caractérisés par des teneurs Nb élevées (moyenne de 144 ppm en MP et 158 ppm en MA) et des rapports Nb/Ta très élevés (moyenne 15,3 en MP et 31,2 en MA). Le niobium est principalement hébergé dans les micas, avec une teneur moyenne en Nb de 1347 ppm dans les Li annites, et 884 ppm dans le «protolithionite», concentrations encore jamais mesurées dans les micas d’origine magmatique. Avec un contenu estimé à ~80 kt Nb, les granites de Huangshan représentent un nouveau style potentiel de ressource de Nb. Le granite à albite de Songshugang est localisé dans l'ouest du complexe de Lingshan et est enrichi en Ta. Le granite de Songshugang n’affleure pas et est se trouve sous des couches de granites à feldspath K-topaze, de greisens et de pegmatite. Tous les granites et pegmatites sont fortement peralumineux. Les minéraux de columbite-tantalites, de zircons et de cassitérites sont constants pour chaque type de roches et présentent les mêmes textures bi-phasées. Les caractéristiques pétrographiques indiquent que le stade précoce de columbite et de zircon ont été formés dans un environnement strictement magmatique. Le stade postérieur de ces minéraux a été influencé par des circulations fluides à la transition magmatique-hydrothermale. Les micas montrent également une texture en deux étapes, avec une grande quantité de d’inclusions de columbite-tantalites. L'enrichissement en Rb dans les bordures (Znw-II) est le résultat d’un fractionnement magmatique, comme démontré par la diminution de la teneur en Nb (16,3-108 ppm comparé avec 109-313 ppm pour le coeur). Cependant, les teneurs faibles et invariables du Ta, W et Sn démontrent que le magma résiduel n'a eu aucune influence sur les processus post-magmatiques postérieurs, contrairement aux minéraux de columbite-tantalites. Enfin, les datations U-Pb in-situ sur zircons et columbite-tantalites démontrent que les granites de Huangshan et de Songshugang se sont mis en place vers 130 Ma durant l’épisode tardi-Yanshanien (Crétacé), au même moment que l’ensemble des roches magmatiques formant le complexe de Lingshan. Ce résultat indique que cette période géologique est d’intérêt pour la formation de ressources en Nb-Ta, définissant une nouvelle période géologique prospective pour ces ressources / Rare metals, including niobium (Nb), tantalum (Ta), tungsten (W) and tin (Sn), are defined as “strategic resources” or “critical materials”. For this work, we studied the Huangshan Nb deposit and Songshugang Ta deposit, in the Lingshan complex, Jiangxi Province, South China, as examples. The rocks from Huangshan granite are classified in two categories based on the occurrence of Nb-rich mica and the amount of columbite-tantalites minerals: medium-grained granites with Nb-rich mica and devoided of columbite-tantalites and fine-grained granites and pegmatites rich in columbite-tantalite minerals. Columbite-tantalite minerals are classified as columbite-(Fe), and characterized by complex zonings with various “go and back” processes, indicating that their formation is linked to multi-mixing processes of two different magma sources. The medium-grained granites in the Huangshan suite differed from the other granites of the Lingshan complex by their mica compositions: lithian annite (MA granite) and “protolithionite” (MP granite). They are characterized by elevated Nb contents (average 144 ppm in MP and 158 ppm in MA) and very high Nb/Ta ratios (average 15.3 in MP and 31.2 in MA). Niobium is mainly hosted in the micas, with an average Nb content of 1,347 ppm in the lithian annite, and 884 ppm in the “protolithionite”. Such contents are the highest ever reported in magmatic-related micas. With an estimated content of ~80 kt Nb, the Huangshan granites represent a new style of potential Nb resource. The Songshugang albite granite is found in the west of Lingshan complex and is specifically enriched in Ta. The major Songshugang albite granite is buried and covered by layers of K-feldspar granite, greisen and pegmatite. All the granites are strongly peraluminous. The compositions of columbite-tantalite minerals, the zircons and cassiterites are constant and display a similar two-stage texture. Petrographic features indicate that the early-stage columbite and zircon were formed in magmatic environment, whereas the later-stage of rare-element minerals were influenced by fluid fluxes at the magmatic-hydrothermal transitional stage. Micas also show a two-stage texture. The Rb-enrichment in the margin of the zinnwaldite is the result of magmatic fractionation, as also demonstrated by the decrease of Nb contents (16.3-108 ppm compare with core of 109-313 ppm). The invariable low contents of Ta, W and Sn demonstrate that the residual melt has no influence on later post-magmatic stages, contrary to the columbite minerals. Finally, in-situ U-Pb dating of zircon and columbite-tantalite by SIMS and LA-ICP-MS indicates that both Huangshan and Songshugang granites were emplaced at ca. 130 Ma during Later Yanshanian (or Cretaceous) and contemporary with the formation of the Lingshan complex. This result indicates that the Later Yanshanian is a prospective geological period for Nb-Ta deposits, and this result enlarges the time frame of rare-metal mineralization.

Microwave materials have been widely used in a variety of applications ranging from communication devices to military satellite services, and the study of materials properties at microwave frequencies and the development of functional microwave materials have always been among the most active areas in solid-state physics, materials science, electrical and electronic engineering. In recent years, the increasing requirements for the development of high speed, high frequency circuits and systems require complete understanding of the properties of materials function at microwave frequencies. Ferroelectric materials usually have high dielectric constant, and their dielectric properties are temperature and electric field dependent. The change in permittivity as a function of electric field is the key to a wide range of applications. Ferroelectric materials can be used to fabricate capacitors for electronic industry because of their high dielectric constant, and this is important in the trend toward miniaturization and high functionality of electronic products. The simple tunable passive component based on ferroelectric films is a varactor which can be made as a planar structure and used for electrically tunable microwave integrated circuits. It is an important task to sinter highly tunable and low loss ferroelectrics, fabricate and test the properties of microwave ferroelectric components. This thesis shows experimental results on growth, crystalline and microwave properties of Na0.5K0.5NbO3 (NKN), AgTa0.5Nb0.5O3 (ATN), Ba0.5Sr0.5TiO3 (BST) as well as AgTaO3 (ATO), and AgNbO3 (ANO) thin films. The films were grown by Pulsed Laser Deposition (PLD) and rf-magnetron sputtering techniques from stoichiometric high density ceramic NKN, ATN, ATO, ANO and BST targets onto LaAlO3 (LAO), Al2O3 (r-cut sapphire), Nd:YAlO3 single crystals and amorphous glass substrates. Advanced X-ray diffraction examinations showed NKN, ATN, BST films on LAO substrates grow epitaxially, whereas films on r-cut sapphire were found to be preferentially (00l) oriented. Coplanar waveguide 2 µm finger gap interdigital capacitor (CPWIDC) structures were fabricated by photolithography process and metal lift-off technique. On-wafer tests up to 40 GHz were performed to characterize microwave properties of the ferromagnetic film CPWIDC devices. The measurement setup is composed of network analyzer, probe station, and microwave G-S-G probes. External electric field was applied to planar capacitors to measure tunability. Original de-embedding technique has been developed to calculate capacitance, loss tan δ, and tunability of varactors from the measured S-parameters. NKN film interdigital capacitors on Nd:YAlO3 showed superior performance compared to ATN in the microwave range from 1 to 40 GHz. Within this range, the voltage tunability (40V, 200 kV/cm) was about 29%, loss tangent ~ 0.13, K-factor = tunability/tan δ from 152% @ 10GHz to 46% @ 40GHz. The ATN/sapphire CPWIDCs showed the lowest dispersion ~ 4.3% in whole frequency range from 1 to 40 GHz, voltage tunability 4.7% @ 20GHz and 200 kV/cm, lowest loss tangent ~ 0.068 @ 20GHz, K-factor = tunability/tan δ ranged from 124% @ 10GHz to 35% @ 40GHz. BST film CPWIDCs on sapphire showed frequency about 17%, the highest voltage tunability ~ 22.2%, loss tangent ~ 0.137 @ 20GHz, and K-factor = 281% @ 10GHz to 95% @ 40GHz. / QC 20100906

The role of natural resources in African conflicts has been subject to extensive scholarly analysis. However, much of this analysis has taken a narrow economic reductionist bias. As such, it is imperative that the dominant assumptions and accepted concepts and theories about the role of natural resources in African conflicts be re-examined. The aim of this thesis is to offer a revaluation of the role of coltan during the Democratic Republic of Congo’s (DRC) Second War (1998-2003) through a critical engagement with the resource wars literature. The purpose is to offer a re-reading of the role of coltan in the DRC Second War and the broader regional and global economic context in which this conflict took place. It rejects the commonly cited assumption that the presence of coltan in the DRC means it is an initiator of conflict. Rather, this thesis argues that the central role of coltan in the DRC Second War was as an aggravator of conflict in that its exploitation was used by different parties to fund their military and political ambitions. This thesis also argues that the DRC’s weak state structures and pivotal role within the Great Lakes region, as well as the international trade of coltan and the nature of the DRC coltan mining industry are all key factors in understanding coltan exploitation in the country’s Eastern Region during the Second War.