O problema estudado relaciona-se ao planejamento de redes ópticas de acesso TWDM (Time and Wavelength Division Multiplexing), tendo como meta prover meios para atender ao consumo crescente de banda e, ao mesmo tempo, associar o mesmo ao menor consumo de energia possível e disponibilizar serviços de qualidade aos usuários da rede. Neste contexto, após a apresentação de uma revisão bibliográfica, alguns trabalhos foram selecionados como referências base para o estudo. Neste, foram analisadas técnicas de gerenciamento do comprimento de onda numa possível migração tecnológica dos equipamentos de acesso à rede pelo lado do usuário, as unidades de rede óptica (ONUs), considerando ser possível aproveitar de forma eficiente a distribuição de ONUs em cada par de comprimentos de onda, e como resultado, desligar interfaces de gerenciamento para economia de energia. Em paralelo a este objetivo, foram agregados métodos de \"registro adaptativo\" para melhorar o desempenho das ONUs que estão migrando e/ou entrando na rede, evitando colisões entre seus sinais e aumentando as chances de registro no terminal de linha óptico (OLT). Além do mais, o trabalho aborda o cumprimento do contrato de serviços (SLA) por parte das operadoras de telecomunicações, bem como oferece meios de estruturar uma rede óptica passiva (PON) para oferecer serviços com garantia de métricas de qualidade (QoS). Diferentes cenários foram tratados ao variar a porcentagem de usuários ativos na rede, e percebeu-se que, quando a PON opera com baixo índice de atividade (média 10% de ONUs ativas), foi possível economizar mais de 80% de energia em interfaces de gerenciamento. Por outro lado, ao envolver cenários mais realistas em redes ópticas (média de 50% de ONUs ativas), o TWDM-PON economizou quase 50% de energia nestas interfaces ao ser configurado com baixo período de migração (5 minutos). Além disso, alcançou um SLA de aproximadamente 100%, um valor considerado acima do usual quando se trata de cumprimento de serviços. Como uma tecnologia emergente, o TWDM-PON destaca-se num cenário que deve ser planejado para ser compatível com tecnologias implantadas, e além de disso, superar o legado de redes PON na economia de energia e qualidade de serviços oferecidos. / The problem studied is related to the planning of optical access networks TWDM (Time and Wavelength Division Multiplexing), aiming to provide means to meet the increasing bandwidth consumption and, at the same time, associating it to the lowest possible power consumption and providing quality services to the network users. In this context, following the presentation of a literature review, some studies were selected as a reference basis for the study. In this, some wavelength management techniques were analyzed aiming a possible technological migration of the network access equipment at the user side, the optical network units (ONU), whereas it is possible to use efficiently the ONUs distribution in each pair of wavelength. As a result, it becomes possible to switch off some management interfaces thus assuring a degree of power consumption save. In parallel, methods for providing an \"adaptive record\" of ONUs have been aggregated to improve the performance of those ONUs that are migrating and/or entering the network, avoiding collisions between their signals and increasing the chance of their registration in the optical line terminal (OLT). Furthermore, this work deals with the fulfillment of the service agreement (SLA) signed by telecommunications operators and proposes ways to design a passive optical network (PON) in order to offer services with quality metrics assurance (QoS). Different scenarios were treated to vary the percentage of active users on the network, and it was noticed that when the PON operates with low rate of activity (average 10% of active ONUs), it was possible to save over 80% energy in the management interfaces. Moreover, by involving more realistic scenarios in optical networks (50%, in average, of active ONUs), the TWDM-PON saved almost 50% of energy at the interfaces to be configured with low migration period (5 minutes). Additionally, it reached an SLA of approximately 100%, a value considered above the usual when it comes to compliance services. As an emerging technology, TWDM-PON stands out in a scenario that should be designed to be compatible with deployed technologies, and beyond that, to overcome the legacy of PON networks in energy saving and quality of services offered.

O presente trabalho descreve o desenvolvimento e implementação de duas configurações distintas de um receptor optoeletrônico integrado. A primeira configuração é similar a um projeto encontrado na literatura mas apresenta diversas modificações que lhe conferiram melhor desempenho em comparação ao projeto original. A segunda configuração é uma nova proposta deste trabalho. O receptor foi desenvolvido e implementado visando sua aplicação em redes de comunicações ópticas passivas (PONs) de alta velocidade comutadas a pacote, para possibilitar a utilização da técnica de multiplexação em comprimento de onda (WDM), aumentando assim a capacidade de transmissão da rede, em particular no ramo de ligação da rede de serviços com o usuário final, denominado rede de acesso. O principal objetivo do receptor aqui desenvolvido foi proporcionar uma sintonia rápida entre os canais disponíveis na rede, possibilitando sua seleção num tempo inferior àquele necessário para a transmissão de um único pacote de informação, diminuindo assim o atraso de sintonia e, por conseguinte, a perda de informação. Para tanto, os circuitos integrados implementados e caracterizados referem-se aos circuitos de chaveamento eletrônico e do amplificador de transimpedância das duas configurações investigadas. Os dados experimentais obtidos para as duas configurações confirmaram a previsão de chaveamento dos canais de entrada num intervalo de tempo da ordem de alguns nanosegundos, o que é totalmente compatível com a velocidade de transmissão das aplicações a que se destina este receptor (aproximadamente 5 Gbits/s). Adicionalmente, são apresentados os dados experimentais relativos à freqüência de corte, ganho direto, isolação, relação on/off e características de ruído dos circuitos implementados. / The present work describes the design and implementation of two configurations of an integrated optoelectronic receiver. The first one is similar to a previously reported design but with some modifications to improve its performance. The second one is a new proposal of this work. The goal of the receiver design and implementation was its application in high bit rate packet-switched passive optical networks (PONs) employing the wavelength division multiplexing (WDM) technique to increase the network capacity, in particular on the connection branch of the network core with the final user, the access network. The main goal of the receiver design was to achieve a fast channel tuning, allowing a tuning time smaller than the required for the transmission of a single information packet, decreasing the tuning latency and, therefore, the rate of information packet loss. In order to accomplish this goal, the implemented and tested integrated circuits include the electronic switching circuit and the transimpedance amplifier for both configurations investigated. The measured data for both configurations confirm the expected input channel switching time results, of about a few nanoseconds, which is certainly useful for the expected bit rate of operation (approximate 5 Gbps). Additionally, experimental results concerning cutoff frequency and bandwidth, direct gain, isolation, on/off ratio, and noise characteristics of both implemented circuits are presented.

Aerosols affect the global radiation budget which plays an important role in determining the state of the Earth's climate. The heterogeneous distribution of aerosols and the variety in their properties results in high uncertainty in the understanding of aerosols. Aerosols affect the radiation by scattering and absorption (direct effect) or by modifying the cloud properties which in turn affects the radiation (indirect effect). The current work focuses only on the direct radiative effect of aerosols. The change in the top-of-atmosphere (TOA) reflected flux due to the perturbation of aerosols and their properties is called direct aerosol radiative forcing (ARFTOA). Estimation of ARFTOA using aerosol properties is done by solving the radiative transfer equation using a radiative transfer model. However, before using the radiative transfer model, it has to be validated with observations for consistency. This is done to check if the model is able to replicate values close to actual observations. The current work uses the Santa Barbara DISORT Atmospheric Radiative Transfer (SBDART) model. The output radiative fluxes from SBDART are validated by comparing with the Clouds and the Earth's Radiant Energy System (CERES) satellite data. Under clear-skies SBDART agreed with observed fluxes at TOA well within the error limits of satellite observations. In the shortwave solar spectrum (0.25-4 µm) radiation is affected by change in various aerosol properties and also by water vapour and other gas molecules. To study the effect of each of these molecules separately on the aerosol forcing at TOA, SBDART is used. ARFTOA is found to depend on the aerosol loading (aerosol optical depth – AOD), aerosol type (SSA) and the angular distribution of scattered radiation (asymmetry parameter). The role of water vapour relative to the aerosol layer height was also investigated and for different aerosol types and aerosol layer heights, it was found that water vapour can induce a change of ~4 Wm-2 in TOA flux. The relative importance of aerosol scattering versus absorption is evaluated through a parameter called single scattering albedo (SSA) which can be estimated from satellites. SSA defined as the ratio of scattering efficiency to total extinction efficiency, depends on the aerosol composition and wavelength. Aerosols with SSA close to 1 (sea-salt, sulphates) scatter the radiation and cool the atmosphere. Aerosols with SSA < 0.9 (black carbon, dust) absorb radiation and warm the atmosphere. Over high reflective surfaces a small change in SSA can change forcing from negative (cooling) to positive (warming). This makes SSA one of the most important and uncertain aerosol parameters. Currently, the SSA retrievals from the Ozone Monitoring Instrument (OMI) are highly sensitive to sub-pixel cloud contamination and change in aerosol height. Using the sensitivity of OMI to aerosol absorption and the superior cloud masking technique and accurate AOD retrieval of Moderate Resolution Imaging Spectroradiometer (MODIS), an algorithm to retrieve SSA (OMI-MODIS) was developed. The algorithm was performed over global oceans (60S-60N) from 2008-2012. The difference in SSA estimated by OMI-MODIS and that of OMI depended on the aerosol type and aerosol layer height. Aerosol layer height plays an important role in the UV spectrum due to the dominance of Rayleigh scattering. This was verified using SBDART which otherwise would not have been possible using just satellite observations. Both the algorithms were validated with cruise measurements over Arabian Sea and Bay of Bengal. It was seen that when absorbing aerosols (low SSA values) were present closer to the surface, OMI overestimated the value of SSA. On the other hand OMI-MODIS algorithm, which made no assumption on the aerosol type or height, was better constrained than OMI and hence was closer to the cruise measurement The presence of clouds results in a more complex interaction between aerosols and radiation. Aerosols present above clouds are responsible to most of the direct radiative effect in cloudy regions. The ARFTOA depends not only on the aerosol properties but also on the relative position of aerosols with clouds. When absorbing aerosols are present above clouds, the ARFTOA is highly influenced by the albedo of the underlying surface. Recent studies, over regions influenced by biomass burning aerosol, have shown that it is possible to define a ‘critical cloud fraction’ (CCF) at which the aerosol direct radiative forcing switch from a cooling to a warming effect. Similar analysis was done over BoB (6.5-21.5N; 82.5-97.5E) for the years 2008-2011. Aerosol properties were taken from satellite observations. Satellites cannot provide for aerosols present at different heights and hence SBDART was used to calculate the forcing due to aerosols present only above clouds. Unlike previous studies which reported a single value of CCF, over BoB it was found that CCF varied from 0.28 to 0.13 from post-monsoon to winter as a result of shift from less absorbing to moderately absorbing aerosol. This implies that in winter, the absorbing aerosols present above clouds cause warming of the atmosphere even at low cloud fractions leading to lower CCF. The use of multiple satellites in improving the retrieval of SSA has been presented in this thesis. The effect of aerosols present above clouds on the radiative forcing at TOA is shown to be different between Bay of Bengal and Atlantic Ocean. This was due to the change in SSA of aerosols during different seasons. The effect of aerosol height, aerosol type and water vapour on the TOA flux estimation is also studied using a radiative transfer model.

Un CRIGF (pour Cavity Resonator Integrated Grating Filter) est un filtre spectral nanophotonique présentant une bande passante étroite (inférieure au nanomètre) fonctionnant avec un faisceau relativement focalisé. Cette structure, introduite récemment (2010), est composée d'un réseau à résonance de mode guidé (ou réseau résonnant, ou encore réseau coupleur) inséré entre deux réseaux de Bragg. Les réseaux à résonance de mode guidé sont connus pour présenter dans leur spectre en réflexion (ou transmission) des pics très étroits, dus à l'excitation, via un ordre de diffraction, d'un mode guidé de la structure. Ce phénomène de résonance correspond à une anomalie de Wood. Mais leur majeure limitation reste leur très faible tolérance angulaire, et le CRIGF permet de lever ce problème.Dans la littérature, numériquement le CRIGF a été modélisée par la FDTD seulement avec d’importants temps de calculs. Nous avons utilisé la RCWA pour modéliser numériquement le CRIGF en apportant une possibilité de recherche des modes propres. Nous avons surtout montré grâce aux calculs que le comportement angulaire extraordinaire du CRIGF est très différent de celui des réseaux infinis. Nous avons prouvé grâce à la théorie des modes couplés étendue à quatre modes que cette large tolérance angulaire est due à l'existence d'un couplage additionnel qui n’existait pas dans les réseaux infinis. Grâce à une approche basée sur la cavité de Fabry-Pérot, nous avons confirmé que le CRIGF se comporte comme une cavité de Fabry-Pérot à pertes, ce qui nous a permis de définir des règles de conception simples comme le contrôle de la largeur spectrale et le repositionnement de la longueur d’onde de centrage / A CRIGF (Cavity Resonator Integrated Grating Filter) is a nanophotonic spectral filter with a narrow bandwidth (less than a nanometer) using a relatively focused beam. This structure, introduced recently (2010), is composed of a guided mode resonance grating filter (or resonant grating, or coupler grating) inserted between two Bragg gratings. Guided mode resonance gratings are known to exhibit very narrow peaks in their reflection spectrum (or transmission), due to the excitation of one guided mode of the structure via one diffraction order. This resonance phenomenon corresponds to an anomaly of Wood. But their major limitation remains their very low angular tolerance, and the CRIGF allows to overpass this problem.In literature, the numerical modeling of CRIGF was done only by FDTD with an important calculations time. We have used RCWA to model numerically the CRIGF by bringing a possibility of research of the eigen-modes. We have mainly shown thanks to calculations the extraordinary angular behavior of the CRIGF is very different from that of infinite gratings. We have proved thanks to the coupled modes theory extended to four modes that this large angular tolerance is due to an additional coupling that did not occur in infinite gratings.With an approach based on the Fabry-Perot cavity, we confirmed that the CRIGF behaves as a lossy Fabry-Perot cavity, which allowed us to define simple design rules such as the control of the spectral width and tuning the centering wavelength.

Les réseaux optiques dynamiques et flexibles font partie des scénarios d'évolution des réseaux de transport optique. Ceux-ci formeront la base de la nouvelle génération des réseaux optiques de demain et permettront le déploiement efficace des services tel que le Cloud Computing. Cette évolution est destinée à apporter flexibilité et automatisation à la couche optique, mais s'accompagne d'une complexité supplémentaire, notamment au niveau de la gestion et de la commande de cette toute nouvelle génération de réseau. Jusqu'à récemment, les protocoles de routage et de signalisation normalisés ont pris en compte plusieurs paramètres physiques tels que l'information spectrale de la bande passante, le format de modulation, et la régénération optique. Cependant, d'autres paramètres sont encore nécessaires (par exemple, les puissances optiques des liens, le gain des amplificateurs) afin de faire fonctionner efficacement de grands réseaux. Dans ce contexte, il y a un besoin d'étudier les réseaux optiques existants ainsi que les différentes méthodes de prise en compte de la couche photonique dans le plan de contrôle. Le but est d'avoir un réseau optique automatique, flexible et programmable, mais surtout efficace de point de vue économique et opérationnel. L'utilisation de la technologie à grille flexible a un impact sur les réseaux optiques existants, où presque tous les équipements devront être remplacés, ce qui entraînera un coût additionnel pour les opérateurs. Dans ce travail, nous étudions les réseaux optiques actuels et évaluons l'impact de la flexibilité sur les infrastructures existantes. Ensuite, nous identifions plusieurs paramètres optiques à contrôler et proposons des extensions protocolaires afin d'intégrer ces paramètres dans un plan de contrôle GMPLS. De plus, nous développons les algorithmes de routage et de signalisation qui permettent la mise en œuvre d'un plan de contrôle efficace qui répond au besoin de la flexibilité. Enfin, l'ensemble de nos propositions et de nos solutions sont évaluées sur plusieurs topologies réseaux avec des modèles de trafic différents dans le but de valider leur pertinence. / Dynamic and flexible optical networks are among the evolution scenarios of the optical transport networks. These form the basis of the new generation of optical networks of tomorrow and enable the effective deployment of services such as cloud computing. This evolution is intended to provide flexibility and automation to the optical layer. However, it results in additional complexity, particularly in terms of the management and control of this new network generation. Until recently, the standardized routing and signaling protocols have been taking into account several optical parameters like the spectral bandwidth information, modulation format, and optical regeneration. However, other parameters (e.g., link optical powers, gain of optical amplifiers) are still required in order to efficiently operate large optical networks. In this context, there is a need to study the existing optical networks and the different integration methods of the photonic layer in a control plane. The goal is to get an automatic optical network that is flexible, programmable, and at the same time efficient from an economical and operational perspective. The use of flexible grid technology has an impact on existing optical networks, where almost all the equipment must be replaced, resulting in an additional cost to network operators. In this work, we study the current optical networks and evaluate the impact of flexibility on the existing infrastructures. Then, we identify several physical parameters to be controlled and propose protocol extensions in order to integrate these parameters in the GMPLS control plane. In addition, we develop the routing and signaling algorithms that allow the implementation of an efficient control plane that addresses the need for flexibility. Finally, the set of our proposals and solutions are evaluated on multiple network topologies with different traffic patterns in order to validate their relevance.

The aim of this master´s thesis is an explanation of the problem of transport optical networks with Dense Wavelength Division Multiplexing. DWDM principle, properties and limit of transmission system. Focus of thesis is also specification properties of migration transmission system to higher speed 40G, 100G and in future to 400G. Part of thesis is outlined the basic division of multiplexing system, there are discussed the basic solutions of wavelength multiplexes CWDM and DWDM, focus for the effects of nonlinear phenomena and parasitic modulation FWM, SPM and XPM in modulation DP-QPSK and 16-QAM. In practicle part we will make measurement of properties of 10G and then experimental measurement parameters on 100G.

Konventionelle, optische Transportnetze haben die Bereitstellung von High-Speed-Konnektivität in Form von langfristig installierten Verbindungen konstanter Bitrate ermöglicht. Die Einrichtungszeiten solcher Verbindungen liegen in der Größenordnung von Wochen, da in den meisten Fällen manuelle Eingriffe erforderlich sind. Nach der Installation bleiben die Verbindungen für Monate oder Jahre aktiv. Das Aufkommen von Grid Computing und Cloud-basierten Diensten bringt neue Anforderungen mit sich, die von heutigen optischen Transportnetzen nicht mehr erfüllt werden können. Dies begründet die Notwendigkeit einer Umstellung auf dynamische, optische Netze, welche die kurzfristige Bereitstellung von Bandbreite auf Nachfrage (Bandwidth on Demand - BoD) ermöglichen. Diese Netze müssen Verbindungen mit unterschiedlichen Bitratenanforderungen, mit zufälligen Ankunfts- und Haltezeiten und stringenten Einrichtungszeiten realisieren können. Grid Computing und Cloud-basierte Dienste führen in manchen Fällen zu Verbindungsanforderungen mit Haltezeiten im Bereich von Sekunden, wobei die Einrichtungszeiten im Extremfall in der Größenordnung von Millisekunden liegen können. Bei optischen Netzen für BoD muss der Verbindungsaufbau und -abbau, sowie das Netzmanagement ohne manuelle Eingriffe vonstattengehen. Die dafür notwendigen Technologien sind Flex-Grid-Wellenlängenmultiplexing, rekonfigurierbare optische Add / Drop-Multiplexer (ROADMs) und bandbreitenvariable, abstimmbare Transponder. Weiterhin sind Online-Ressourcenzuweisungsmechanismen erforderlich, um für jede eintreffende Verbindungsanforderung abhängig vom aktuellen Netzzustand entscheiden zu können, ob diese akzeptiert werden kann und welche Netzressourcen hierfür reserviert werden. Dies bedeutet, dass die Ressourcenzuteilung als Online-Optimierungsproblem behandelt werden muss. Die Entscheidungen sollen so getroffen werden, dass auf lange Sicht ein vorgegebenes Optimierungsziel erreicht wird. Die Ressourcenzuweisung bei dynamischen optischen Netzen lässt sich in die Teilfunktionen Routing- und Spektrumszuteilung (RSA), Verbindungsannahmekontrolle (CAC) und Dienstgütesteuerung (GoS Control) untergliedern. In dieser Dissertation wird das Problem der Online-Ressourcenzuteilung in dynamischen optischen Netzen behandelt. Es wird die Theorie der Markov-Entscheidungsprozesse (MDP) angewendet, um die Ressourcenzuweisung als Online-Optimierungsproblem zu formulieren. Die MDP-basierte Formulierung hat zwei Vorteile. Zum einen lassen sich verschiedene Optimierungszielfunktionen realisieren (z.B. die Minimierung der Blockierungswahrscheinlichkeiten oder die Maximierung der wirtschaftlichen Erlöse). Zum anderen lässt sich die Dienstgüte von Gruppen von Verbindungen mit spezifischen Verkehrsparametern gezielt beeinflussen (und damit eine gewisse GoS-Steuerung realisieren). Um das Optimierungsproblem zu lösen, wird in der Dissertation ein schnelles, adaptives und zustandsabhängiges Verfahren vorgestellt, dass im realen Netzbetrieb rekursiv ausgeführt wird und die Teilfunktionen RSA und CAC umfasst. Damit ist das Netz in der Lage, für jede eintreffende Verbindungsanforderung eine optimale Ressourcenzuweisung zu bestimmen. Weiterhin wird in der Dissertation die Implementierung des Verfahrens unter Verwendung eines 3-Way-Handshake-Protokolls für den Verbindungsaufbau betrachtet und ein analytisches Modell vorgestellt, um die Verbindungsaufbauzeit abzuschätzen. Die Arbeit wird abgerundet durch eine Bewertung der Investitionskosten (CAPEX) von dynamischen optischen Netzen. Es werden die wichtigsten Kostenfaktoren und die Beziehung zwischen den Kosten und der Performanz des Netzes analysiert. Die Leistungsfähigkeit aller in der Arbeit vorgeschlagenen Verfahren sowie die Genauigkeit des analytischen Modells zur Bestimmung der Verbindungsaufbauzeit wird durch umfangreiche Simulationen nachgewiesen. / Conventional optical transport networks have leveraged the provisioning of high-speed connectivity in the form of long-term installed, constant bit-rate connections. The setup times of such connections are in the order of weeks, given that in most cases manual installation is required. Once installed, connections remain active for months or years. The advent of grid computing and cloud-based services brings new connectivity requirements which cannot be met by the present-day optical transport network. This has raised awareness on the need for a changeover to dynamic optical networks that enable the provisioning of bandwidth on demand (BoD) in the optical domain. These networks will have to serve connections with different bit-rate requirements, with random interarrival times and durations, and with stringent setup latencies. Ongoing research has shown that grid computing and cloud-based services may in some cases request connections with holding times ranging from seconds to hours, and with setup latencies that must be in the order of milliseconds. To provide BoD, dynamic optical networks must perform connection setup, maintenance and teardown without manual labour. For that, software-configurable networks are needed that are deployed with enough capacity to automatically establish connections. Recently, network architectures have been proposed for that purpose that embrace flex-grid wavelength division multiplexing, reconfigurable optical add/drop multiplexers, and bandwidth variable and tunable transponders as the main technology drivers. To exploit the benefits of these technologies, online resource allocation methods are necessary to ensure that during network operation the installed capacity is efficiently assigned to connections. As connections may arrive and depart randomly, the traffic matrix is unknown, and hence, each connection request submitted to the network has to be processed independently. This implies that resource allocation must be tackled as an online optimization problem which for each connection request, depending on the network state, decides whether the request is admitted or rejected. If admitted, a further decision is made on which resources are assigned to the connection. The decisions are so calculated that, in the long-run, a desired performance objective is optimized. To achieve its goal, resource allocation implements control functions for routing and spectrum allocation (RSA), connection admission control (CAC), and grade of service (GoS) control. In this dissertation we tackle the problem of online resource allocation in dynamic optical networks. For that, the theory of Markov decision processes (MDP) is applied to formulate resource allocation as an online optimization problem. An MDP-based formulation has two relevant advantages. First, the problem can be solved to optimize an arbitrarily defined performance objective (e.g. minimization of blocking probability or maximization of economic revenue). Secondly, it can provide GoS control for groups of connections with different statistical properties. To solve the optimization problem, a fast, adaptive and state-dependent online algorithm is proposed to calculate a resource allocation policy. The calculation is performed recursively during network operation, and uses algorithms for RSA and CAC. The resulting policy is a course of action that instructs the network how to process each connection request. Furthermore, an implementation of the method is proposed that uses a 3-way handshake protocol for connection setup, and an analytical performance evaluation model is derived to estimate the connection setup latency. Our study is complemented by an evaluation of the capital expenditures of dynamic optical networks. The main cost drivers are identified. The performance of the methods proposed in this thesis, including the accuracy of the analytical evaluation of the connection setup latency, were evaluated by simulations. The contributions from the thesis provide a novel approach that meets the requirements envisioned for resource allocation in dynamic optical networks.

Wavelength division multiplexing (WDM) is essential for further enhancement of the transmission capacities of optical telecommunication systems. Key devices in WDM networks are multiplexing/demultiplexing components, which enable the combination/separation of several carrier waves with different wavelengths for the purpose of simultaneous transmission through one optical fibre. These components can be realized using Bragg diffraction from volume holographic gratings. Especially reflection holograms provide a pronounced wavelength selectivity which makes them attractive for free-space WDM applications. Holograms can be stored permanently in photorefractive lithium niobate crystals by the method of Thermal Fixing. Heating of the crystal during or after the recording process and subsequent development by homogeneous illumination at room temperature create nonvolatile holograms. The recording and development processes of Thermal Fixing in iron- and copper-doped lithium niobate crystals were investigated. Macroscopic Gaussian-shaped intensity patterns were used to analyse the origin of the fixing mechanism. Spatially resolved absorption measurements were performed to determine the concentration profiles of electron traps (Fe II/III) and protons. Results of computer simulations were compared with experimental results, which showed that protons can be found to work as compensators during hologram recording at temperatures around 180 degree C. Nevertheless thermal fixing without protons was possible, another compensation mechanism stood in. The obtained refractive-index changes were due to the electro-optic effect, other contributions could be neglected. With this detailed knowledge about thermal fixing, a two-channel demultiplexing unit was built by superposition of two thermally fixed reflection holograms in an iron-doped lithium niobate crystal. For this purpose a special two-beam interference setup with precisely adjustable writing angles was arranged in a vacuum chamber to eliminate thermally induced phase disturbances of the holographic recording procedure. Continuous development of the holograms by incoherent light was necessary. In the dark, the enhanced dark conductivity of the crystal used gave rise to a hologram degradation within about one day. Large diffraction efficiencies were attained (intensity losses between 2.3 and 5.2 dB only) uilizing crystals with high-quality polished surfaces. The crosstalk supression of the realized demultiplexer was > 25 dB, which is comparable with the performance of other multiplexing techniques like fibre Bragg gratings or arrayed-waveguide gratings. The low polarization dependence of the demultiplexer can be improved by superposition of two holograms for each channel.

La majeure partie des communications mondiales est transportée par des systèmes transocéaniques à fibre optique. Il est estimé que d'ici 2020 le trafic de données atteindra 4.3 ZB par an. Afin de faire face à cette demande, différentes technologies sont actuellement étudiées pour augmenter la capacité des systèmes de transmission très longue distance. Avec l'avènement des circuits intégrés à haute vitesse, des formats de modulation avancés et des techniques de traitement de signal numérique (DSP) peuvent être utilisés pour maximiser l'efficacité spectrale de transmission. Par ailleurs, la capacité des systèmes modernes est fortement limitée par les effets non-linéaires de type Kerr dans la fibre. Ainsi, la première partie de ce travail est axée sur l’étude de la performance et des gains réalisables par des techniques DSP à faible complexité pour mitiger les effets non-linéaires monocanal. En outre, l’utilisation des formats de modulation multiniveaux à haute efficacité spectrale au-delà de 16QAM a pris de l'ampleur pour augmenter le débit de transmission des systèmes, notamment avec l’introduction des formats QAM avec mise en forme probabiliste (PCS-QAM), plus performants que les formats QAM classiques. La deuxième partie de ce travail présente donc une comparaison théorique ainsi qu’expérimentale du format PCS-64QAM avec d’autres formats à haute efficacité spectrale pour les distances transatlantiques. La mise en œuvre d’un format PCS-64QAM conçu pour les distances transpacifiques est également abordée. Enfin, la dernière partie de ce travail concrétise les résultats des travaux menés dans les deux sections précédentes en présentant plusieurs records de transmission / Global data traffic is expected to reach up to 4.3 ZB per year by 2020. With the majority of the global communications being transported on submarine point-to-point fiber-optic systems, different cutting-edge technologies have been under research to cope with this unprecedented traffic growth. Continuous advances in high-speed integrated circuits have allowed the use of advanced modulation formats and digital signal processing (DSP) techniques to maximize the transmission spectral efficiency. With mitigation of fiber linear effects efficiently carried out by DSP with relative low-complexity, the capacity of modern fiber optic systems rests limited by fiber nonlinearities. To this extent, in the first part of this work, the performance and achievable benefits of low-complexity DSP techniques aiming to mitigate fiber Kerr nonlinear effects are investigated. Besides nonlinear compensation techniques, the use of multi-level modulation formats beyond 16QAM and high symbol rate channels have gained momentum to increase the system spectral efficiency. One of the major breakthroughs in the recent years, has been the introduction of QAM-based probabilistic constellation shaping (PCS-QAM), which has proven to outperform regular QAM formats. In this sense, in the second part of this work, the practical achievable rate increase brought by PCS-QAM for transoceanic distances is investigated. A theoretical and experimental comparison with other high-capacity formats is performed, and the design of a PCS-QAM for trans-Pacific distances is addressed. Finally, in the last section, several transmission records using the two above techniques are reported

This work relates to the remote sensing technologies to determine wind velocity and its related phenomena. Laser-based pulsed systems with heterodyne detection allow a very sensitive measurement of particles’ velocity in the atmosphere. The heterodyne detection theory and the essential principles and properties of this technology are presented. An all-fiber coherent Doppler lidar system in master-oscillator power-amplifier design with a novel multi-wavelength channel configuration was developed and introduced, characterized, and validated in this work. The fiber amplifier is a crucial component of multi-channel all-fiber systems and is therefore discussed with special emphasis on non-linear effects and pulse distortions. A novel feedback controlled pulse-shaping unit was developed to control pulse energy and the shape of the amplified pulses of each channel. Each and every wavelength-channel creates an independent speckle pattern, which is demonstrated by hard targets with diffuse character and atmospheric single-shot measurements, and compared with theoretical results. Utilizing four channels, the precision of the measured wind velocity can be improved and this feature is demonstrated with measured atmospheric return signals. A correlation technique is presented, which enables the enhancement of the SNR at higher backscattered powers by utilizing multiple channels. The multi-wavelength system was designed to work with four wavelength-channels, which also allow measurements along the same line-of-sight with different channel configurations. These channels can be different in pulse shape, pulse length, and pulse repetition frequency. In this work, the resulting benefits of using multiple channels are shown with atmospheric measurements and scientific discussion of these is presented.:1. Introduction to the subject 2. Introduction to pulsed coherent Doppler lidar 3. Methodology: Multi-channel coherent Doppler lidar system 4. Erbium-doped fiber amplifier in a multi-channel lidar 5. Correlation properties of a multi-channel lidar system 6. Benefits of a multi-channel coherent Doppler lidar 7. Conclusions A. Wind measurement examples B. Range gate weighting function for different pulse shapes / Diese Arbeit befasst sich mit der Fernerkundungstechnologie zur Erfassung der Windgeschwindigkeit und den damit verbundenen Phänomenen. Die heterodyne Detektion der laserbasierten gepulsten Systeme ermöglicht eine sehr sensitive Messung von Partikelgeschwindigkeiten in der Atmosphäre. Sowohl die Theorie der heterodynen Detektion als auch die wesentlichen Eigenschaften und Grundsätze werden in dieser Arbeit diskutiert. Ein neuartiges faserbasiertes kohärentes Doppler Mehrkanal-Lidarsystem wurde entwickelt, vorgestellt, charakterisiert und validiert. Dabei ist der faserbasierte Verstärker eine wesentliche Komponente in diesem System und wird somit in Bezug auf Nichtlinearitäten und Impulsverzerrungen besonders analysiert. Eine neuartige geregelte Impulsformung wurde entwickelt, um die Impulsenergie und die Impulsform unabhängig für jeden Kanal zu stabilisieren. Jeder einzelne Kanal erzeugt ein unabhängiges Specklebild, welches durch Messungen am festen Ziel und durch atmosphärische Messungen präsentiert und mit theoretischen Berechnungen verglichen wird. Somit wird unter der Verwendung aller vier Kanäle des Systems die Geschwindigkeitsgenauigkeit erhöht, welches durch atmosphärische Messungen dargelegt wird. Zudem wird eine Korrelationstechnik vorgestellt, die das SNR bei höherer Rückstreuintensität weiter erhöht. Das Mehr-Wellenlängensystem wurde für vier Kanäle ausgelegt, welches eine Beobachtung der Atmosphäre entlang der Sichtlinie unter sonst gleichen Bedingungen ermöglicht. Diese Kanäle können sich sowohl in der Impulsform, in der Impulslänge als auch in der Pulsfolgefrequenz unterscheiden. Diese Arbeit zeigt die wesentlichen Vorteile eines solchen Mehrkanal-Lidarsystems mit atmosphärischen Messungen und wissenschaftlichen Ausarbeitungen.:1. Introduction to the subject 2. Introduction to pulsed coherent Doppler lidar 3. Methodology: Multi-channel coherent Doppler lidar system 4. Erbium-doped fiber amplifier in a multi-channel lidar 5. Correlation properties of a multi-channel lidar system 6. Benefits of a multi-channel coherent Doppler lidar 7. Conclusions A. Wind measurement examples B. Range gate weighting function for different pulse shapes