The blood brain barrier (BBB) remains a major challenge to the advancement and application of systemic anti-cancer therapeutics into the central nervous system. The structural and physiological delivery constraints of the BBB significantly limit the effectiveness of conventional chemotherapy, thereby making systemic administration a non-viable option for the vast majority of chemotherapy agents. Furthermore, the lack of specificity of conventional systemic chemotherapy when applied towards malignant brain tumors remains a major shortcoming. Hence novel therapeutic strategies that focus both on targeted and enhanced delivery across the BBB are warranted. In recent years nanoparticles (NPs) have emerged as attractive vehicles for efficient delivery of targeted anti-cancer therapeutics. In particular, gold nanoparticles (AuNPs) have gained prominence in several targeting applications involving systemic cancers. Their enhanced permeation and retention within permissive tumor microvasculature provide a selective advantage for targeting. Malignant brain tumors also exhibit transport-permissive microvasculature secondary to blood brain barrier disruption. Hence AuNPs may have potential relevance for brain tumor targeting. However, the permeation of AuNPs across the BBB has not been well characterized, and hence is a potential limitation for successful application of AuNP-based therapeutics within the central nervous system (CNS). In this dissertation, we designed and characterized AuNPs and assessed the role of polyethylene glycol (PEG) on the physical and biological properties of AuNPs. We established a size-dependent permeation profile with respect to core size as well as PEG length when AuNPs were assessed through a transport-permissive in-vitro BBB. This study was the first of its kind to systematically examine the influence of design on permeation of AuNPs through transport-permissive BBB. Given the significant delivery limitations through the non-transport permissive and intact BBB, we also assessed the role of magnetic resonance imaging (MRI) guided focused ultrasound (MRgFUS) disruption of the BBB in enhancing permeation of AuNPs across the intact BBB and tumor BBB in vivo. MRgFUS is a novel technique that can transiently increase BBB permeability thereby allowing delivery of therapeutics into the CNS. We demonstrated enhanced delivery of AuNPs with therapeutic potential into the CNS via MRgFUS. Our study was the first to establish a definitive role for MRgFUS in delivering AuNPs into the CNS. In summary, this thesis describes results from a series of research projects that have contributed to our understanding of the influence of design features on AuNP permeation through the BBB and also the potential role of MRgFUS in AuNP permeation across the BBB.

On the verge of entering the post-antibiotic era, numerous efforts are in place to regain the losing potential of antibiotics which are proving ineffective against common bacterial infections. Engineered nanomaterials, especially gold nanoparticles (GNPs) capped with antibacterial agents are proving to be an effective and novel strategy against multi-drug resistant (MDR) bacteria. In this study, we report a one-step synthesis of kanamycin-capped GNPs (20 ± 5 nm) utilizing the combined reducing and capping ability of the aminoglycoside antibiotic, kanamycin. Antibacterial assays showed dosedependent broad spectrum activity of Kan-GNPs against Gram-positive (Staphylococcus epidermidis and Enterococcus durans), Gram-negative (Escherichia coli and Enterobacter aerogenes) and Kan-resistant and MDR bacterial strains. A significant reduction in the minimum inhibitory concentration (MIC) of Kan-GNPs was observed as compared to free kanamycin against all the sensitive and resistant bacterial strains tested. Mechanistic studies using TEM and fluorescence microscopy showed that Kan- GNPs exerted their bactericidal action through disrupting the cellular membrane resulting in leakage of cytoplasmic content and death of bacterial cells. Results of this study provide a novel method in the development of antibiotic capped GNPs as potent next-generation antibacterial agents.

The blood brain barrier (BBB) remains a major challenge to the advancement and application of systemic anti-cancer therapeutics into the central nervous system. The structural and physiological delivery constraints of the BBB significantly limit the effectiveness of conventional chemotherapy, thereby making systemic administration a non-viable option for the vast majority of chemotherapy agents. Furthermore, the lack of specificity of conventional systemic chemotherapy when applied towards malignant brain tumors remains a major shortcoming. Hence novel therapeutic strategies that focus both on targeted and enhanced delivery across the BBB are warranted. In recent years nanoparticles (NPs) have emerged as attractive vehicles for efficient delivery of targeted anti-cancer therapeutics. In particular, gold nanoparticles (AuNPs) have gained prominence in several targeting applications involving systemic cancers. Their enhanced permeation and retention within permissive tumor microvasculature provide a selective advantage for targeting. Malignant brain tumors also exhibit transport-permissive microvasculature secondary to blood brain barrier disruption. Hence AuNPs may have potential relevance for brain tumor targeting. However, the permeation of AuNPs across the BBB has not been well characterized, and hence is a potential limitation for successful application of AuNP-based therapeutics within the central nervous system (CNS). In this dissertation, we designed and characterized AuNPs and assessed the role of polyethylene glycol (PEG) on the physical and biological properties of AuNPs. We established a size-dependent permeation profile with respect to core size as well as PEG length when AuNPs were assessed through a transport-permissive in-vitro BBB. This study was the first of its kind to systematically examine the influence of design on permeation of AuNPs through transport-permissive BBB. Given the significant delivery limitations through the non-transport permissive and intact BBB, we also assessed the role of magnetic resonance imaging (MRI) guided focused ultrasound (MRgFUS) disruption of the BBB in enhancing permeation of AuNPs across the intact BBB and tumor BBB in vivo. MRgFUS is a novel technique that can transiently increase BBB permeability thereby allowing delivery of therapeutics into the CNS. We demonstrated enhanced delivery of AuNPs with therapeutic potential into the CNS via MRgFUS. Our study was the first to establish a definitive role for MRgFUS in delivering AuNPs into the CNS. In summary, this thesis describes results from a series of research projects that have contributed to our understanding of the influence of design features on AuNP permeation through the BBB and also the potential role of MRgFUS in AuNP permeation across the BBB.

Thesis (Ph. D.)--University of Oregon, 2008. / Typescript. Includes vita and abstract. Includes bibliographical references (leaves 164-192). Also available online in Scholars' Bank; and in ProQuest, free to University of Oregon users.

We conducted a computational adsorption study of methylamine on various surface-models of gold nanoparticle which is facetted by multiple {111} and {100} planes. In addition to these flat surfaces, our models include the stepped surfaces (ridges) formed along the intersections of these planes. Binding on the flat surface was fairly weak, but substantially stronger on the ridges by an average of 4.4 kcal/mol. This finding supports the idea that ssDNA’s interaction with gold nanoparticles occurs through the amines on the purine/pyrrimidine rings. Also, this typically undesirable interaction between DNA and gold nanoparticles is expected to increase as the particle size decreases. Our analysis suggests that particle size is an important controlling parameter to reduce this interaction. / Singapore-MIT Alliance (SMA)

O objetivo deste estudo foi sintetizar nanopartículas de ouro (AuNPs) em meio aquoso, transferí-las para diferentes meios orgânicos, e avaliar sua estabilidade (não-agregação) nesses meios, com o intuito de otimizar a exploração de suas propriedades ópticas. Foi utilizado o ácido tetracloroáurico (HAuCl4) como precursor de ouro metálico em meio aquoso e fez-se a transferência para clorofórmio (CHCl3) e diclorometano (CH2Cl2). Como agente de transferência, utilizou-se o polietilenoglicol tiolado (PEGSH) junto com o dodecanotiol (DDT). O PEG-SH foi adicionado na fase aquosa para evitar a agregação das AuNPs, assim como em fase orgânica, o DDT foi adicionado como agente estabilizador, pois sua cadeia alifática promove interações hidrofóbicas entre as partículas. Avaliou-se dois diâmetros médios de nanopartículas. A eficiência de transferência e a distribuição de tamanho das AuNPs foram estudadas utilizando a espectroscopia UV-Vis, espalhamento dinâmica de luz e microscopia eletrônica de transmissão. As nanopartículas denominadas AuNPs1 apresentaram AbsRPLS média de 0,8314 em ʎmédio = 521 nm e as AuNPs2 AbsRPLS média de 1,2643 em ʎmédio = 526 nm. Quando as AuNPs foram transferidas para solventes orgânicos, os espectros de absorção obtidos por UV-Vis apresentaram deslocamento da banda RPLS para o vermelho, em CHCl3, ʎAuNPs1 = 531 nm e ʎAuNPs2 = 534 nm; em CH2Cl2, ambas as soluções apresentaram ʎ = 530 nm. Este deslocamento é um dos fatores que indicaram a não-agregação das AuNPs. Em DLS, foi confirmada a nãoagregação. Em CHCl3, as AuNPs1 apresentaram eficiência de transferência de 97,27% e as AuNPs 98,88%, enquanto, em diclorometano, apenas 80,21% das AuNPs foram transferidas. As AuNPs apresentaram ao longo do tempo maior estabilidade em CHCl3 do que em CH2Cl2. Após a transferência para o CHCl3, as AuNPs foram separadas deste solvente e redissolvidas em outros solventes orgânicos com diferentes índices de refração: álcool benzílico, etanol e dimetilsulfóxido (DMSO). As AuNPS permaneceram visivelmente estáveis somente em álcool benzílico, pois nos outros solventes foi observado que a solução coloidal apresentou perda da coloração e por UV-Vis foi verificada a diminuição da banda da RPLS em DMSO e a ausência em etanol. / The objective of this study was to synthesize gold nanoparticles (AuNPs) in aqueous media, transfer them to different organic media, and evaluate their stability (non-aggregation) in these media, in order to optimize the exploration of their optical properties. Tetrachlorouric acid was used as the gold precursor in aqueous medium and transferred to chloroform (CHCl3) and dichloromethane (CH2Cl2). As the transfer agent, thiolated polyethylene glycol (PEG-SH) was used along with dodecanethiol (DDT). PEG-SH was added in the aqueous phase to prevent AuNPs from aggregating, as well as in the organic phase, DDT was added as a stabilizing agent because its aliphatic chain promotes hydrophobic interactions between the particles. Two average nanoparticle diameters were evaluated. The transfer efficiency and size distribution of the AuNPs were studied using UV-Vis spectroscopy, dynamic light scattering and transmission electron microscopy. The nanoparticles named AuNPs1 presented mean AbsRPLS of 0,8314 in ʎmedium = 521 nm and the AuNPs2 AbsLSPR mean of 1,2643 in ʎmedium = 526 nm. When the AuNPs were transferred to organic solvents, the absorption spectra obtained by UV-Vis showed red band shift in CHCl3, ʎAuNPs1 = 531 nm and ʎAuNPs2 = 534 nm; in CH2Cl2, both solutions showed ʎ = 530 nm. This displacement is one of the factors that indicated the non-aggregation of AuNPs. In DLS, non-aggregation was confirmed. In CHCl3, AuNPs1 showed transfer efficiency of 97,27% and AuNPs 98.88%, while in dichloromethane only 80,21% of AuNPs were transferred. AuNPs showed greater stability over time in CHCl3 than in CH2Cl2. After transfer to CHCl3, the AuNPs were separated from this solvent and redissolved in other organic solvents with different refractive indexes: benzyl alcohol, ethanol and dimethylsulfoxide (DMSO). The AuNPS remained visibly stable only in benzyl alcohol, because in the other solvents it was observed that the colloidal solution showed a loss of coloration and, by UV-Vis, the reduction of the LSPR band in DMSO and absence in ethanol was verified.

Botrytis species affect over 300 host plants in all climate areas of the world, at both pre and post-harvest stages, leading to significant losses in agricultural produce. Therefore, the development of a rapid, sensitive and reliable method to assess the pathogen load of infected crops can help to prescribe an effective curing regime. Growers would then have the ability to predict and manage the full storage potential of their crops and thus provide an effective disease control and reduce post-harvest losses. A highly sensitive electrochemical immunosensor based on a screen-printed gold electrode (SPGE) with onboard carbon counter and silver / silver chloride (Ag/AgCl) pseudo-reference electrode was developed in this work for the detection and quantification of Botrytis species. The sensor utilised a direct sandwich enzyme-linked immunosorbent assay (ELISA) format with a monoclonal antibody against Botrytis immobilised on the gold working electrode. Two immobilisation strategies were investigated for the capture antibody, and these included adsorption and covalent immobilisation after self-assembled monolayer formation with 3-dithiodipropionic acid (DTDPA). A polyclonal antibody conjugated to the electroactive enzyme horseradish peroxidase (HRP) was then applied for signal generation. Electrochemical measurements were conducted using 3,3’, 5,5’-tetramethylbenzidine dihydrochloride / hydrogen peroxide (TMB/H2O2) as the enzyme substrate system at a potential of -200 mV. The developed biosensor was capable of detecting latent Botrytis infections 24 h post inoculation with a linear range from 150 to 0.05 μg fungal mycelium ml-1 and a limit of detection (LOD) as low as 16 ng ml-1 for covalent immobilisation and 58 ng ml-1 for adsorption, respectively. Benchmarked against the commercially available Botrytis ELISA kits, the optimised immuno-electrochemical biosensor showed strong correlation of the quantified samples (R2=0.998).

IV Resumo Título: Nanoestruturas de Dissulfeto de Molibdênio: Síntese e caracterização para produção de Hidrogênio Mestrando: André Luís Silveira Fraga Orientador: Prof. Marcos José Leite Santos Palavras Chave: nanoestruturas de MoS2, nanopartículas de ouro, semicondutores, produção de hidrogênio. Neste trabalho é apresentada a síntese e caracterização de nanoestruturas de MoS2 e nanoestruturas de MoS2 decoradas com nanopartículas de ouro. O MoS2 foi obtido através de rota hidrotermal a 200 °C durante períodos de síntese de 2, 6, 12 e 24 horas. Como precursores foram utilizados molibdato de sódio, ácido 3-mercaptopropiônico, cisteamina e L-cisteína. Para avaliar o efeito da presença dos ligantes nas estruturas, as amostras de MoS2 foram tratadas térmicamente a temperaturas de 250, 550 e 750 °C, em atmosfera de argônio. Com o objetivo de avaliar o efeito da presença de nanopartículas de ouro nas propriedades fotocatalíticas do material, foi realizada a síntese in situ de nanopartículas de ouro aderidas às estruturas de MoS2. Os materiais foram caracterizados através das técnicas de difração de raios X (DRX), microscopia eletrônica de transmissão (MET), microscopia eletrônica de varredura (MEV) e espectroscopia do ultravioleta e visível (UV-Vis). As áreas superficiais e quantidade de poros foram avaliadas através das técnicas de BET (Brunauer, Emmett and Teller) e DFT (density functional theory). O precursor ácido 3-mercaptopropiônico resultou na formação de aglomerados de nanofolhas com cerca de 500 nm de diâmetro na sua maior dimensão. Ao usar cisteamina e L-cisteína foram obtidas nanoestruturas com formato de nanoflores com cerca de 300 nm de diâmetro formadas por pétalas com cerca de 30 nm. Um resultado interessante foi a rápida formação das nanoflores na presença de L-cisteína. As estruturas de nanoflores apresentaram produção de hidrogênio de até 9,6 mmol/gh. / In this work the synthesis and characterization of MoS2 nanostructures and MoS2 nanostructures decorated with gold nanoparticles is presented. The materials were obtained by hydrothermal route at 200 °C during synthesis periods of 2, 6, 12 and 24 hours. Sodium molybdate was used as Molybdenium precursor and 3-mercaptopropionic acid, cysteamine and L-cysteine as sulfur precursors. To evaluate the effect of ligands on the structures, the MoS2 samples were thermally treated at 250, 550 and 750 °C under argon atmosphere. The effect of gold nanoparticles on the photocatalytic properties of the material was evaluated by obtaining and materials with gold nanoparticle adhered to the MoS2 structures. The materials were characterized by X-ray diffraction (XRD) techniques, transmission electron microscopy (TEM), scanning electron microscopy (SEM) and ultraviolet and visible spectroscopy (UV-Vis). The surface areas and amount of pores were evaluated using BET (Brunauer, Emmett and Teller) and DFT (density functional theory) techniques. The precursor 3-mercaptopropionic acid resulted in the formation of nano-foil agglomerates of about 500 nm in diameter. On the other hand, when using cysteamine and L-cysteine, flower-shaped nanostructures of about 300 nm in diameter formed by petals of about 30 nm were obtained. An interesting result was the rapid formation of nanoflores in the presence of L-cysteine. Nanoflower structures showed hydrogen production up to 9.6 mmol / gh.

O objetivo deste estudo foi sintetizar nanopartículas de ouro (AuNPs) em meio aquoso, transferí-las para diferentes meios orgânicos, e avaliar sua estabilidade (não-agregação) nesses meios, com o intuito de otimizar a exploração de suas propriedades ópticas. Foi utilizado o ácido tetracloroáurico (HAuCl4) como precursor de ouro metálico em meio aquoso e fez-se a transferência para clorofórmio (CHCl3) e diclorometano (CH2Cl2). Como agente de transferência, utilizou-se o polietilenoglicol tiolado (PEGSH) junto com o dodecanotiol (DDT). O PEG-SH foi adicionado na fase aquosa para evitar a agregação das AuNPs, assim como em fase orgânica, o DDT foi adicionado como agente estabilizador, pois sua cadeia alifática promove interações hidrofóbicas entre as partículas. Avaliou-se dois diâmetros médios de nanopartículas. A eficiência de transferência e a distribuição de tamanho das AuNPs foram estudadas utilizando a espectroscopia UV-Vis, espalhamento dinâmica de luz e microscopia eletrônica de transmissão. As nanopartículas denominadas AuNPs1 apresentaram AbsRPLS média de 0,8314 em ʎmédio = 521 nm e as AuNPs2 AbsRPLS média de 1,2643 em ʎmédio = 526 nm. Quando as AuNPs foram transferidas para solventes orgânicos, os espectros de absorção obtidos por UV-Vis apresentaram deslocamento da banda RPLS para o vermelho, em CHCl3, ʎAuNPs1 = 531 nm e ʎAuNPs2 = 534 nm; em CH2Cl2, ambas as soluções apresentaram ʎ = 530 nm. Este deslocamento é um dos fatores que indicaram a não-agregação das AuNPs. Em DLS, foi confirmada a nãoagregação. Em CHCl3, as AuNPs1 apresentaram eficiência de transferência de 97,27% e as AuNPs 98,88%, enquanto, em diclorometano, apenas 80,21% das AuNPs foram transferidas. As AuNPs apresentaram ao longo do tempo maior estabilidade em CHCl3 do que em CH2Cl2. Após a transferência para o CHCl3, as AuNPs foram separadas deste solvente e redissolvidas em outros solventes orgânicos com diferentes índices de refração: álcool benzílico, etanol e dimetilsulfóxido (DMSO). As AuNPS permaneceram visivelmente estáveis somente em álcool benzílico, pois nos outros solventes foi observado que a solução coloidal apresentou perda da coloração e por UV-Vis foi verificada a diminuição da banda da RPLS em DMSO e a ausência em etanol. / The objective of this study was to synthesize gold nanoparticles (AuNPs) in aqueous media, transfer them to different organic media, and evaluate their stability (non-aggregation) in these media, in order to optimize the exploration of their optical properties. Tetrachlorouric acid was used as the gold precursor in aqueous medium and transferred to chloroform (CHCl3) and dichloromethane (CH2Cl2). As the transfer agent, thiolated polyethylene glycol (PEG-SH) was used along with dodecanethiol (DDT). PEG-SH was added in the aqueous phase to prevent AuNPs from aggregating, as well as in the organic phase, DDT was added as a stabilizing agent because its aliphatic chain promotes hydrophobic interactions between the particles. Two average nanoparticle diameters were evaluated. The transfer efficiency and size distribution of the AuNPs were studied using UV-Vis spectroscopy, dynamic light scattering and transmission electron microscopy. The nanoparticles named AuNPs1 presented mean AbsRPLS of 0,8314 in ʎmedium = 521 nm and the AuNPs2 AbsLSPR mean of 1,2643 in ʎmedium = 526 nm. When the AuNPs were transferred to organic solvents, the absorption spectra obtained by UV-Vis showed red band shift in CHCl3, ʎAuNPs1 = 531 nm and ʎAuNPs2 = 534 nm; in CH2Cl2, both solutions showed ʎ = 530 nm. This displacement is one of the factors that indicated the non-aggregation of AuNPs. In DLS, non-aggregation was confirmed. In CHCl3, AuNPs1 showed transfer efficiency of 97,27% and AuNPs 98.88%, while in dichloromethane only 80,21% of AuNPs were transferred. AuNPs showed greater stability over time in CHCl3 than in CH2Cl2. After transfer to CHCl3, the AuNPs were separated from this solvent and redissolved in other organic solvents with different refractive indexes: benzyl alcohol, ethanol and dimethylsulfoxide (DMSO). The AuNPS remained visibly stable only in benzyl alcohol, because in the other solvents it was observed that the colloidal solution showed a loss of coloration and, by UV-Vis, the reduction of the LSPR band in DMSO and absence in ethanol was verified.

abstract: Solar energy is leading in renewable energy sources and the aspects surrounding the efforts to harvest light are gaining importance. One such aspect is increasing the light absorption, where heliotropism comes into play. Heliotropism, the ability to track the sun across the sky, can be integrated with solar cells for more efficient photon collection and other optoelectronic systems. Inspired by plants, which optimize incident sunlight in nature, several researchers have made artificial heliotropic and phototropic systems. This project aims to design, synthesize and characterize a material system and evaluate its application in a phototropic system. A gold nanoparticle (Au NP) incorporated poly(N-isopropylacrylamide) (PNIPAAm) hydrogel was synthesized as a photo-thermo-responsive material in our phototropic system. The Au NPs generate heat from the incident via plasmonic resonance to induce a volume phase change of the thermo-responsive hydrogel PNIPAAm. PNIPAAm shrinks or swells at temperature above or below 32°C. Upon irradiation, the Au NP-PNIPAAm micropillar actuates, specifically bending toward the incident light and precisely following the varying incident angle. Swelling ratio tests, bending angle tests with a static incident light and bending tests with varying angles were carried out on hydrogel samples with varying Au NP concentrations. Swelling ratios ranging from 1.45 to 2.9 were recorded for pure hydrogel samples and samples with very low Au NP concentrations. Swelling ratios of 2.41 and 3.37 were calculated for samples with low and high concentrations of Au NPs, respectively. A bending of up to 88° was observed in Au NP-hydrogel pillars with a low Au NP concentration with a 90° incident angle. The light tracking performance was assessed by the slope of the pillar Bending angle (response angle) vs. Incident light angle plot. A slope of 1 indicates ideal tracking with top of the pillar being normal to the incident light, maximizing the photon absorption. Slopes of 0.82 and 0.56 were observed for the low and high Au NP concentration samples. The rapid and precise incident light tracking of our system has shown the promise in phototropic applications. / Dissertation/Thesis / Masters Thesis Materials Science and Engineering 2016