Pigmentary titanium dioxide (TiO2) is the most important white pigment used in several industries, including those that manufacture plastic, coatings and paper. To achieve maximum efficiency in light scattering and to deliver the required opacity to the medium in which the TiO2 is present, the TiO2 particles must be fully dispersed throughout this medium. The particle dispersion in a cured, dry, or solid medium depends on the dispersion efficiency in the wet state, which depends on the effectiveness of the deagglomeration process. Based on the existing technical knowledge, the objective of this study is to investigate fundamental aspects in the dispersion process and to understand the effect of these processes on the required energy to deagglomerate pigmentary TiO2 particles in water. The fundamental aspects of particle wetting, dispersion and stability are reviewed as well as the theories of the tensile strength of agglomerates, particle roughness and liquid surface tension and viscosity. Although liquid surface tension and viscosity are the main factors that influence deagglomeration, some particle-related properties (particle radius, particle shape factor, agglomerate pore volume and specific surface area) play an important role in wetting behavior. The maximum mass of water adsorbed by the agglomerates is proportional to the liquid surface tension. The liquid adsorption rate is a function of the ratio between the liquid and solid surface tensions as well as the shape factor. In the present study, for any shape factor value, the lower the liquid surface energy is in relation to the solid surface tension, the larger the water adsorption rate. After characterizing the particles, the agglomerates and the liquid medium, and obtaining correlations between all properties and the energy to achieve maximum dispersion, a predictive model is proposed to describe the influence of liquid surface tension and the particle roughness on the energy required to produce liquid dispersions with minimum particle size. This model applies to different particles with similar surfaces and to particles with different surfaces but similar sizes. / Dióxido de titânio é o pigmento branco mais importante de diversas indústrias incluindo as de tintas, plásticos e papel. Para atingir sua máxima eficiência no espalhamento de luz, prover a opacidade requerida ao meio em que se encontra presente, as partículas devem estar completamente dispersas neste meio. A dispersão no meio sólido, seco ou curado dependerá da eficiência de dispersão no estado úmido, a eficiência da dispersão no estado úmido dependerá de quão efetivo foi o processo de desaglomeração. O objetivo deste trabalho é compreender como as propriedades do líquido e do sólido impactam a energia requerida para desaglomerar às partículas de dióxido de titânio pigmentário em um meio líquido. As teorias de umectação de partículas, dispersão e estabilidade foram revisadas assim como as teorias de tensão de coesão de aglomerados, rugosidade da partícula e viscosidade e tensão superficial de líquidos. O objetivo destas revisões foi determinar os fatores que influenciam o processo de desaglomeração e a energia requerida para que isso ocorra. Apesar das propriedades do líquido serem os principais fatores que influenciam o processo de desaglomeração (viscosidade e tensão superficial do líquido), as propriedades da partícula, ainda que sempre associadas a propriedades do líquido, desempenham um papel importante no comportamento de umectação (raio da partícula, rugosidade, volume dos poros do aglomerado e área superficial específica). Após a caracterização das propriedades das partículas, dos aglomerados e do meio, e analisar as correlações entre as propriedades e a energia necessária para atingir o máximo da dispersão um modelo preditivo foi desenvolvido para descrever a influencia da tensão superficial e da rugosidade na energia necessária para atingir o tamanho de partícula mínimo. Este modelo se aplica a diferentes partículas com superfícies similares e partículas com superfícies diferentes com tamanhos similares.

As emulsões múltiplas mostram-se como veículos promissores em várias áreas das ciências cosmética e farmacêutica. O estudo do método de obtenção de emulsões múltiplas em etapa única é ferramenta útil para elucidação de seus aspectos físico-químicos e para viabilizar sua aplicação tecnológica. O objetivo da pesquisa foi desenvolver e caracterizar os aspectos físico-químicos do processo de emulsificação em etapa única, das emulsões múltiplas A/O/A obtidas e dos tensoativos empregados. Testes preliminares de estabilidade e avaliação do seu perfil de liberação (cafeína) foram realizados. Nanoemulsões foram inicialmente obtidas pela metodologia proposta, resultado de processo de emulsificação por inversão de fases. Suas características físico-químicas foram determinadas (valores de pH, potencial zeta e granulometria) e a influência de aditivos avaliada. Para o desenvolvimento da emulsão múltipla foram realizadas análises qualitativas e quantitativas das variáveis relevantes à composição (tipo de fase oleosa, de tensoativo hidrofílico, valor de EHL, emprego de diagrama ternário) e ao método de emulsificação (temperatura de aquecimento das fases e de emulsificação, ordem de adição e velocidade de agitação). Os estudos das propriedades físico-químicas dos tensoativos e do filme interfacial formado (cloud point, tensão superficial, CMC, reologia interfacial, reologia de fluxo e isotermas de Langmuir) foram primordiais para compreensão dos fenômenos envolvidos e relevantes ao processo de emulsificação proposto. As emulsões múltiplas foram caracterizadas quanto aos aspectos macro e microscópico, granulometria, valores de pH, potencial zeta, viscosidade relativa, perfil reológico e influência da adição de macromoléculas. A temperatura de manipulação e de emulsificação (78±2grausC) foram parâmetros fundamentais para obtenção destes sistemas em etapa única. Seus aspectos macro e microscópico foram extremamente dependentes da temperatura de emulsificação. Os resultados indicam glóbulos múltiplos consideravelmente menores do que os relatados pela literatura. Foi possível observar, no intervalo de temperatura considerado crítico para o processo, valores de tensão superficial/interfacial mínimos. Os resultados de elasticidade superficial sugerem que o comportamento das moléculas de tensoativos, em associação ou não, foi marcadamente influenciado pela temperatura e que o aumento do número de moléculas do tensoativo hidrofólico na superfície foi desfavorável as interações intramoleculares. A isoterma para os tensoativos em associação e em função da temperatura exibiu marcante inflexão para a faixa de temperatura crítica. Este comportamento indica uma dramática alteração na microestrutura do filme interfacial. O processo de encapsulação foi considerado eficiente. Os resultados obtidos indicam que, no atual estágio de desenvolvimento, não foi possível definir um perfil de liberação para a emulsão múltipla em análise. O método de emulsificação escolhido permitiu a obtenção de sistema múltiplo em etapa única, determinado pelas características físico-químicas dos tensoativos empregados, em especial do tensoativo hidrofílico derivado do óleo de rícino e do processo proposto. A formação de emulsões múltiplas anormais não ocasionais ou momentâneas sugere uma combinação dos processos de inversão de fases transicional, influência do emprego de tensoativos não-iônicos etoxilados, e catastrófica, influência da razão entre o volume da fase dispersa e dispersante. As emulsões múltiplas obtidas apresentaram difícil reprodutibilidade microestrutural; entretanto podem ser consideradas estáveis frente às metodologias de avaliação e análise empregadas. / Multiple emulsions are potential vehicles not only for the cosmetic science, but also for the pharmaceutical science. Study the manufacture process of multiple emulsions by one step is a useful tool for understanding their physical-chemistry aspects and making their technological application practicable as well. The goals of this research were to development and characterize the physical chemistry features of the emulsification process by one step, the W/O/W multiple emulsions produced and the surfactants employed. Preliminary stability tests and evaluation of the release profile (caffeine) were carried out. Initially, nano-emulsions were produced by the proposed methodology, resulting from phase inversion emulsification process. Their physical chemistry aspects (pH and zeta potential values and size distribution) and electrolytes addition influence were evaluated. In order to develop the multiple emulsions, noteworthy qualitative and quantitative variables related to the composition (oil phase and hydrophilic surfactant types, HLB values, phase diagram) and to emulsification process (heating and emulsification temperatures, addition order and agitation speed) were analyzed. Analyses of the physical chemistry aspects of the surfactants in solution and their interfacial film (cloud point, surface tension, CMC, interfacial and flux rheology, and Langmuir isotherms) were essential in order to understand the phenomena related to proposed emulsification process. Multiple emulsion analyses (macroscopic, microscopic, size distribution, pH and zeta potential values, relative viscosity, rheological profile and macromolecule addition influence) were carried out. Production and emulsification temperatures (78±2grausC) were fundamental parameters in order to obtain multiple droplets by one step. Their macro and microscopic aspects were completely conditioned by the emulsification temperature. The sizes of the multiple droplets obtained were significantly smaller than those reported in the literature. For the critical temperature range, the minimum surface tension values were reached. Surface elasticity results suggest that the behavior of the surfactant molecules, in association or not, was fundamentally influenced by the temperature. Increasing surfactant molecule moieties on the surface, the intra molecular interactions were misplaced. The Langmuir isotherm as a function of the temperature demonstrated distinctive behavior for the critical temperature range, where the transition phase into solid state and soon afterwards some collapse could be observed. This phenomenon indicated some dramatic alteration of the surface film microstructure. The encapsulation process was regarded as efficient. The release profile studies demonstrated that the dispersed system in analysis was not ready yet for this research stage. The proposed emulsification process was able to produce multiple droplets by one step; moreover this result presented direct influence of the surfactant physical chemistry features, particularly the hydrophilic one, castor oil derivate, and of the methodology employed. The abnormal, non-occasional and non-transitory, multiple emulsion formation suggest a combination of transitional (ethoxylated non ionic surfactant influence), and catastrophic (dispersed/dispersant ratio influence) phase inversion processes. The obtained multiple emulsions presents microstructure aspects were not easily reproducible; however those were regarded stable for the analysis methodology employed.

This thesis consists of two parts. The first part deals with the magnetic properties of Fe3O4 nanocrystals and their possible application in water remediation. The second part is on the delamination of layered materials and the preparation of new layered hybrids from the delaminated sheets. In recent years, nanoscale magnetic particles have attracted considerable attention because of their potential applications in industry, medicine and environmental remediation. The most commonly studied magnetic nanoparticles are metals, bimetals and metal oxides. Of these, magnetite, Fe3O4, nanoparticles have been the most intensively investigated as they are, non-toxic, stable and easy to synthesize. Magnetic properties of nanoparticles such as the saturation magnetization, coercivity and blocking temperature are influenced both by size and shape. Below a critical size magnetic particles can become single domain and above a critical temperature (T B , the blocking temperature) thermal fluctuations can induce random flipping of magnetic moments resulting in loss of magnetic order. At temperatures above the blocking temperature the particles are superparamagnetic. Magnetic nanocrystals of similar dimensions but with different shapes show variation in magnetic properties especially in the value of the blocking temperature, because of differences in the surface anisotropy contribution. The properties of magnetic nanoparticles are briefly reviewed in Chapter 1. The objective of the present study was to synthesize Fe3O4 nanocrystals of different morphologies, to understand the difference in magnetic properties associated with shape and to explore the possibility of using Fe3O4 nanocrystals in water remediation. In the present study, oleate capped magnetite (Fe3O4) nanocrystals of spherical and cubic morphologies of comparable dimensions (∼10nm) have been synthesized by thermal decomposition of FeOOH in high-boiling octadecene solvent (Chapter 2). The nanocrystals were characterized by XRD, TEM and XPS spectroscopy. The nanoparticles of different morphologies exhibit very different blocking temperatures. Cubic nanocrystals have a higher blocking temperature (T B = 190 K) as compared to spheres (T B = 142 K). From the shift in the hysteresis loop it is demonstrated that the higher blocking temperature is a consequence of exchange bias or exchange anisotropy that manifests when a ferromagnetic material is in physical contact with an antiferromagnetic material. In nanoparticles, the presence of an exchange bias field leads to higher blocking temperatures T B because of the magnetic exchange coupling induced at the interface between the ferromagnet and antiferromagnet. It is shown that in these iron oxide nanocrystals the exchange bias field originates from trace amounts of the antiferromagnet wustite, FeO, present along with the ferrimagnetic Fe3O4 phase. It is also shown that the higher FeO content in nanocrystals of cubic morphology is responsible for the larger exchange bias fields that in turn lead to a higher blocking temperature. Magnetic nanoparticles with moderate magnetization can be easily separated from dispersions by applying low intensity magnetic fields. Oleate capped spherical and cubic iron oxide nanocrystals have considerable magnetic moment and hence have the potential as host-carriers for magnetic separation in environmental remediation. These nanocrystals are, however, dispersible only in non-polar solvents like chloroform, toluene, etc. Environmental remediation requires that the nanocrystals be water dispersible. This was achieved by functionalizing the surface of the iron oxide nanocrystals by coordinating carboxymethyl-β-cyclodextrin (CMCD) cavities (Chapter 3). The hydroxyl groups located at the rim of the anchored cyclodextrin cavity renders the surface of the functionalized nanocrystal hydrophilic. The integrity of the anchored CMCD molecules are preserved on capping and their hydrophobic cavities available for host-guest chemistry. The CMCD capped iron oxide particles are water dispersible and separable in modest magnetic fields (<0.5 T). Small molecules like naphthalene and naphthol can be removed from aqueous media by forming inclusion complexes with the anchored cavities of the CMCD-Fe3O4 nanocrystals followed by separation of the nanocrystals by application of a magnetic field. The adsorption properties of the iron oxide surface towards arsenic ions are unaffected by the CMCD capping so it too can be simultaneously removed in the separation process. To extend the application of the iron oxide nanocrystals so that they can both capture and destroy organic contaminants present in water, cyclodextrin functionalized water dispersible core-shell Fe3O4@TiO2 (CMCD-Fe3O4@TiO2) nanocrystals have been synthesized (Chapter 4). The application of these particles for the photocatalytic degradation of endocrine disrupting chemicals (EDC), bisphenol A and dibutyl phthalate, in water is demonstrated. EDC molecules that may be present in water are captured by the CMCD-Fe3O4@TiO2 nanoparticles by inclusion within the anchored cavities. Once included they are photocatalytically destroyed by the TiO2 shell on UV light illumination. The magnetism associated with the crystalline Fe3O4 core allows for the magnetic separation of the particles from the aqueous dispersion once photocatalytic degradation is complete. An attractive feature of these ‘capture and destroy’ nanomaterials is that they may be completely removed from the dispersion and reused with little or no loss of catalytic activity. The second part of the thesis deals with the intercalation of surfactants in inorganic layered solids and their subsequent delamination of the functionalized solid in non-polar solvents. The solids investigated were - the anionic layered double hydroxides (LDH), the 2:1 smectite clay, montmorillonite (MMT), layered metal thiophosphates (CdPS3) and graphite oxide (GO). Layered Double Hydroxides (LDH) are lamellar solids of the general chemical formula [M0(1−x)Mx(OH)2], where M0 is a divalent metal ion and M a trivalent ion. The structure of the Mg-Al layered double hydroxide (Mg-Al LDH) may be derived from that of brucite, Mg(OH)2, by isomorphous substitution of a part of the Mg2+ by trivalent Al3+ ions with electrical neutrality maintained by interlamellar exchangeable ions like nitrate or carbonate. The ion exchange intercalation of the anionic surfactant dodecyl sulfate (DDS) in an Mg-Al LDH and the subsequent delamination of the surfactant intercalated LDH in non-polar solvent is reviewed in Chapter 5. Delamination results in a clear dispersion of neutral nanosheets. The delaminated sheets are neutral as the surfactant chains remain anchored to the inorganic sheet. On solvent evaporation, the sheets re-stack to give back the original surfactant intercalated solid. This strategy for delamination of layered solids by intercalation of an appropriate surfactant followed by dispersing in a non-polar solvent has been extended to montmorillonite (MMT) and cadmium thiophosphates (CdPS3) by ion-exchange intercalation of the cationic surfactant dioctadecyldimethylammonium bromide (DODMA) followed by sonication in non-polar solvents e.g. toluene or chloroform as in the case of the LDH (Chapter 6). The nanosheets of the MMT and CdPS3 are electrically neutral as the surfactant chains remain anchored to the inorganic sheet even after exfoliation. Graphite oxide (GO) too can be delaminated by functionalizing the sheets by covalently linking oleylamine chains to the GO sheets via an amide bond. The oleylamine functionalized GO is easily delaminated in non-polar solvents to give electrically neutral GO nanosheets. It is shown in Chapter 7 that the 1:1 mixtures of dispersions of montmorillonite-DODMA with Mg-Al LDH-DDS nanosheets can self assemble, on solvent evaporation, to give a new layered solid with periodically alternating montmorillonite and LDH layers. In this method attractive forces between the neutral exfoliated nanosheets of cationic and anionic ensures self-assembly of a perfectly periodic alternating layered structure. The method has been extended to synthesize new layered solids in which surfactant tethered cationic and anionic inorganic sheets alternate. The hybrid solids synthesized are CdPS3—MgAl-LDH, CdPS3—CoAl-LDH, GO—MgAl-LDH, GO—CoAl-LDH. The procedure outlined in Chapter 7 allows for a simple, but versatile, method for generating new periodically ordered layered hybrid solids by self-assembly.

Abstract Each year in Finland, approximately 5.7% of infants are born preterm, i.e., before 37 completed weeks of gestation. Preterm birth is a major cause of mortality and several neonatal morbidities, especially the respiratory diseases. Infants born very preterm (&#60;32 wk) are at higher risk of developing a chronic lung disease called bronchopulmonary dysplasia (BPD). The genetic factors predisposing to spontaneous preterm birth (SPTB) and BPD are incompletely known. The aims of this thesis project were to identify genetic factors that affect susceptibility to SPTB and BPD. Genetic case-control association studies were performed in mothers and infants of northern Finnish origin (SPTB study), or in multiple populations of very preterm infants of Finnish or European origin (BPD study). The candidate genes were selected based on their proposed roles in inflammation which is involved in both SPTB and BPD susceptibility. Additionally, the aim was to study the possible functional role of polymorphisms in the gene encoding surfactant protein B (SP-B) that have been shown previously to associate with pulmonary function. An association between Met31Thr polymorphisms in the gene encoding SP-D (SFTPD) and SPTB infants was found. The other collectin genes that were studied, encoding SP-A and mannose-binding lectin, did not associate with SPTB in mothers or infants. An intronic polymorphism in the gene encoding Kit ligand (KITLG) was associated with the risk of BPD in the northern Finnish and in the combined population that originated from Finland, Canada and Hungary. The role of KITLG in BPD was further supported by biomarker data, which showed higher concentrations of Kit ligand at the time of birth in infants that later developed BPD. The genes encoding interleukin 6 (IL-6), its receptors, IL-10, tumor necrosis factor alpha or glucocorticoid receptor did not associate with BPD susceptibility. Finally, a genetic variant 131Thr in the gene encoding SP-B (SFTPB) was associated with lower SP-B levels in vivo and delayed secretion in vitro. To date, there is no effective method to prevent SPTB, and especially the extremely preterm infants are at an increased risk of developing serious respiratory diseases. Better understanding of the mechanisms underlying both SPTB and BPD could help in the successful prediction of risk groups as well as in the design of new preventive and treatment strategies. / Tiivistelmä Noin 5,7 % lapsista syntyy Suomessa ennenaikaisesti, eli ennen kuin raskaus on kestänyt täydet 37 viikkoa. Ennenaikainen syntymä altistaa vastasyntyneen lapsen vakaville pitkäaikaissairauksille. Erityisesti hyvin pienillä keskosilla, jotka ovat syntyneet ennen 32. raskausviikkoa, on suurempi riski sairastua vakavaan hengitysvaikeuteen eli bronkopulmonaaliseen dysplasiaan, joka tunnetaan myös nimellä BPD-tauti. Perinnölliset tekijät vaikuttavat niin spontaanin ennenaikaisen syntymän (SEAS) kuin BPD-taudinkin taustalla, mutta nämä tekijät tunnetaan huonosti. Tässä väitöskirjatyössä pyrittiin tunnistamaan perinnöllisiä tekijöitä, jotka vaikuttavat SEAS:in ja BPD-taudin taustalla. Perinnöllisen taustan selvittämisessä ehdokasgeenien sisältämien muuntelevien kohtien esiintyvyyttä verrattiin terveiden verrokkien ja tautitapausten välillä. SEAS-tutkimuksessa tutkimusväestö koostui suomalaisista äideistä ja heidän lapsistaan. BPD-tutkimuksessa oli mukana hyvin ennenaikaisesti syntyneitä lapsia Suomesta, Kanadasta ja Unkarista. Tämän lisäksi kokeellisten tutkimusten avulla tutkittiin aiemmin keuhkosairauksiin liittyneen geenin muuntelevien kohtien osuutta sen koodaaman surfaktanttiproteiini (SP) B:n toiminnassa. Tutkimuksissa havaittiin SP-D:tä koodaavan geenin Met31Thr-polymorfismin olevan mahdollinen riskitekijä SEAS:lle lapsilla, mutta se ei selittänyt SEAS-riskiä äideissä. SP-A:ta ja mannoosia sitovaa lektiiniä koodaavilla geeneillä ei ollut yhteyttä SEAS-riskiin. Kit-ligandia koodaavan geenin intronissa sijaitseva polymorfismi selitti BPD-tautiriskiä pohjoissuomalaisessa sekä yhdistetyssä tutkimusväestössä. Lisäksi lapsilla, jotka myöhemmin sairastuivat BPD-tautiin, havaittiin suurempia Kit-ligandipitoisuuksia syntymähetkellä. Interleukiini 6:ta (IL-6), sen reseptoreita, IL-10:ta, tuumorinekroosifaktori-alfaa tai glukokortikoidireseptoria koodaavien geenien polymorfismien ja BPD-taudin välillä ei ollut yhteyttä. SP-B:tä koodaavan geenin Ile131Thr-polymorfismin Thr-variaatio liittyi alhaisempaan SP-B:n pitoisuuteen lapsivedessä sekä hidastuneeseen proteiinin tuottoon kokeellisessa solumallissa. Tulokset antavat uutta tietoa SEAS:n ja BPD-taudin perinnöllisestä taustasta. Tämä tieto voi auttaa synnytyksen käynnistymiseen sekä BPD-alttiuteen johtavien biologisten mekanismien selvittämisessä ja uusien hoitokeinojen kehittämisessä.

L'organisation des substances humiques à l'échelle moléculaire reste une question largement débattue, et à ce jour, il n'a pas été possible de trancher entre une structure polymérique en pelotte plus ou moins flexible et un assemblage supramoléculaire de molecules hétérogènes associées par des liaisons hydrogènes et des interactions hydrophobes. Dans cette thèse, nous étudions la reconformation induite par l'addition de tensio-actifs cationiques (Chlorure de C n-trimethylammonium) sur une série de substances humiques (acides fulvique et humiques) ainsi que sur de la matière organique naturelle contenue dans des eaux noires. Des mesures de turbidité, de diffusion de lumière, mobilité électrophorétique, tension de surface, spectroscopie de fluorescence, diffusion des neutrons aux petits angles, et cryomicroscopie à transmission, permettent de decrire les complexes formés entre le tensio-actif et la matière humique. L'association matière humique/tensio-actif dépend à la fois d'interactions d'origine électrostatique et hydrophobe. Une série de structures moléculaires, vésicules, disques, globules, pseudo-micelles, est observée en cryomicroscopie selon la concentration en surfactant. La séquence obtenue est cohérente avec un système catanionique, en d'autres termes une partie de la matière humique est amphiphile et s'organise en assemblage supramoléculaire. L'addition de tensio-actif modifie également fortement le spectre de fluorescence de la matière humique, les nouvelles bandes bien résolues présentes sur le spectre indiquant une restructuration majeure de l'assemblage supramoléculaire. / The structural organization of humic nanocolloids remains a matter of harsh debate, and surprisingly, it is yet not possible to decide between an arrangement of the humic matter in the form of randomly coiled macromolecules more or less connected, and a supramolecular organization of small heterogeneous molecules linked by hydrogen bonds and hydrophobic interactions. In this study, we investigate the reconformation induced by the addition of cationic surfactants (C n-trimethylammonium chloride) of varying alkyl chain length with a series of humic substances (HS) and Dissolved Organic matter (DOM) from two blackwater rivers of the Central Amazon. Turbidity measurements, Dynamic light scattering, electrophoretic mobility, surface tension, fluorescence spectroscopy, small angle neutron scattering and cryo-transmission electron microscopy (cryo-TEM), are combined to describe the Humic Substance/Surfactant complexes obtained. The association between the oppositely charged HS and cationic surfactant is driven by both electrostatic and hydrophobic interactions. A variety of molecular structures, unilamellar vesicles, disks, globules, spheroidal micelles, are visualized by cryo-TEM depending on surfactant concentration. Such sequence, consistent with those displayed by catanionic systems, provides an independent confirmation of both the amphiphilic nature of HS and of its supramolecular organization. In addition, the molecular rearrangement was investigated using single-scan fluorescence emission spectra spectroscopy, thus identifying the chemical groups responsible for the fluorescence properties in HS and DOM. The addition of cationic surfactant to HS/DOM unveils an unexpected fine structure of humic-like fluorescence through new emission peaks that are not evidenced in the references HS/DOM. An enhanced protein-like fluorescence indicating major restructuration and structural stacking/de-stacking is observed. All our results support a supramolecular organization of humic substances and DOM.

Ces travaux de thèse traitent de l’étude de glycolipides et plus précisément d’esters de trehalose pour la synthèse de nouveaux polymères bio-sourcés. Des monoesters et diesters de trehalose ont ainsi été synthétisés par estérification des alcools primaires du trehalose avec des acides gras selon deux voies de synthèse. La première utilisant un agent de couplage peptidique ne nécessite pas l’utilisation de groupement protecteur pour estérifier sélectivement les alcools primaires. La deuxième est une estérification sélective catalysée par une lipase. L’auto-assemblage des esters de tréhalose a ensuite été étudié. Les monoesters possèdent des propriétés tensio-actives dans l’eau et le trehalose monoeruçate a la capacité de gélifier l’eau. Les diesters, quant à eux sont de bons gélifiants pour les solvants organiques etles huiles végétales. Par conséquent, des gels ont été préparés dans trois huiles végétales, puis leur morphologie et leur propriété rhéologique ont été étudiées. Ensuite, les diesters ont été fonctionnalisé et polymérisés selon différentes stratégies. Ainsi, des polyuréthanes et des poly(hydroxyuréthane)s ont été synthétisés par polycondensation tandis que des glycopolyesters ont été obtenus par polymérisation par métathèse et addition thiol-ène. Finalement,les propriétés d’auto-assemblage de ces polymères ont été étudiées. Ces derniers peuvent former des nanoparticules par la méthode de déplacement de solvants. / The aim of this thesis was to study glycolipids and particularly trehalose esters for the synthesis of new bio-sourced polymers. Trehalose monoesters and diesters were synthesized by two esterification pathways of the primary alcohol of trehalose with different fatty acids. The first synthetic route is a protective group-free esterification using a peptide coupling agent and the second one is a lipase-catalyzed esterification. The self-assembly properties of the trehalose esters were investigated. Trehalose monoesters showed surfactant properties in water and trehalose monoerucate was even able to form gels in water. The trehalose diesters appeared to be good gelators for organic solvent and vegetable oil. Thus, gels in three vegetable oils were prepared and their morphology and rheological properties were studied. Afterwards, trehalose diesters were functionalized and polymerized with different strategies.Thus, polyurethanes and poly(hydroxyurethane)s were obtained by polycondensation where as glyco-polyesters were synthesized by acyclic diene metathesis (ADMET) and thiol-enepolymerization. Finally, the self-assembly properties of these polymers were investigated. The latter were able to form some nanoparticles by solvent displacement method.

Aujourd'hui, un grand nombre de nouvelles molécules peuvent être synthétisées à partir de la biomasse. Les tensioactifs dérivés de sucre sont notamment considérés comme une alternative aux tensioactifs fossiles en raison de leur biodégradabilité et de leur biocompatibilité. Cependant, les études associant la caractérisation physico-chimique et les propriétés biologiques de ce type de tensio-actifs sont limitées. Il est ainsi difficile de prédire les propriétés d'un tensioactif à partir de sa structure chimique. L'établissement d'une méthodologie permettant de relier la structure des surfactants à leurs propriétés apparait pertinent. Dans ce travail, quatre surfactants dérivés de sucre ayant chacun une chaîne C8 liée à une tête glucose ou maltose par un groupe amide ont été caractérisés par leurs propriétés tensio-actives dans différentes solutions (eau et milieu biologique). Leurs interactions avec des protéines ont également été analysées. Concernant l'évaluation des propriétés biologiques, des tests de cytotoxicité/irritation ont été effectués sur trois modèles in-vitro : 1) modèle cellulaire 20 (cellules L929 cultivées en monocouche), Il) modèle cellulaire 30 (cellules L929 cultivées dans un gel de collagène), Ill) épiderme humain reconstitué. Les résultats indiquent que les quatre surfactants synthétisés présentent de bonnes propriétés tensio-actives et trois d'entre eux sont moins cytotoxiques que des tensioactifs de référence. Plusieurs hypothèses permettant de relier la structure chimique des molécules à leurs propriétés physico-chimiques et biologiques ont été proposées. Des travaux futurs permettront d'enrichir la base de données sur les relations structure-propriétés des tensioactifs issus de la biomasse, et de l'utiliser pour synthétiser des surfactants présentant des propriétés adaptées aux applications envisagées. / Nowadays, a wide variety of new molecules can derive from biomass. Among them, the family of sugar-based surfactants, which are considered as alternatives to fossil-based surfactants, due to their relatively high biodegradability and biocompatibility, exhibit interesting properties both in terms of their self-assembly and their ability to induce biological responses. In the study, for the purpose to analyse these properties, different methodologies have been established. In this work, physico-chemistry and cellular biology methodologies are associated to analyse the properties of pre-selected molecules characterized by gradua) structure modifications. Firstly, we have screened synthesized sugar-based surfactants according to their solubility and their ability to reduce surface tension of water. Four pre-selected molecules, with a C8 chain linked to a glucose or maltose head through an amide functional group, either under the form of carbamoyl (carbohydrate scaffold bearing the carbonyl) or alkylcarboxamide (the alkyl chain bearing the carbonyl), were then dissolved in water/ cell culture media for surface tension measurements. Their behaviors in solutions were characterized by Krafft points, Critical Micellar Concentrations or self-assembling properties through different methods. To evaluate the cytotoxic/ irritant effects of these molecules on cells and tissues, 3 in-vitro models were established: I) 2D cell culture mode! (L929 cell monolayer) II) 3D ce!! culture mode! (L929 cells embedded in collagen gel) and III) Reconstituted human epidermis (differentiated human keratinocytes). Corresponding experiments were carried out on these models with increasing complexity. Results show that the synthesized sugar-based surfactants, GlulamideC8, Glu6amideC8, Glu6amideC8' and MallamideC8 can reduce the surface tension of water solution to the came level as standard surfactants (Tween 20 and Hecameg). In the meantime, GlulamideC8, Glu6amideC8' and MallamideC8 present Iess cytotoxicity effects on L929 cells both in the monolayer model and the 3D mode! than Tween 20 and Hecameg. All synthesized and standard surfactants (GlulamideC8, Glu6amideC8, Gu6amideC8', MallamideC8, Tween 20 and Hecameg) have no significant cytotoxic/ irritant effects on reconstituted human epidermis at 1000 ig/mL after 48 h of topical application. Discussions have been made according to the results of experiments to establish possible structures/ physico-chemical properties - cytotoxicity relationships of these surfactants.

L'objectif de ce travail de thèse est de préparer des latex nanocomposites à base d’argile, la Laponite RD, en émulsion aqueuse, à l'aide de la polymérisation radicalaire contrôlée par transfert de chaîne réversible par addition-fragmentation (RAFT). Les plaquettes de Laponite ont été choisies comme charge inorganique surtout pour leur anisotropie de forme, ce qui pourrait permettre l’elaboration de films nanostructurés, mais aussi pour leurs propriétés thermiques et mécaniques, leur pureté chimique élevée et la distribution uniforme en taille des plaquettes. Des polymères hydrophiles (macroRAFT) à base de polyéthylène glycol (PEG), d’acide acrylique (AA) ou de méthacrylate de N,N- diméthylaminoéthyle (DMAEMA) et comportant des unités hydrophobes d’acrylate de n-butyle (ABu) (dans certains cas) et un groupe trithiocarbonate terminal, ont été tout d'abord synthétisés. Ensuite, l'interaction entre les macroRAFTs et l’argile a été étudiée à travers le tracé des isothermes d'adsorption. En agissant comme des agents de couplage et des stabilisants, ces macroRAFTs ont eté utilisés dans la copolymérisation en émulsion du (méth)acrylate de méthyle et de l’ABu en mode semi-continu en presence d’argile. Des particules de latex hybrides de différentes morphologies ont été obtenues et les morphologies ont été reliées à la nature et à la concentration de l’agent macroRAFT, au pH de la dispersion macroRAFT/Laponite, à la température de transition vitreuse du copolymère final (fonction de la composition du mélange de monomères hydrophobes) et aux conditions de polymérisation. Les analyses par cryo-MET indiquent des plaquettes de Laponite décorées par des particules de polymère (plusieurs particules de latex en surface des plaquettes d'argile), des particules ‘haltère’, janus, ‘carapace’ (particules de latex décorées en surface par les plaquettes de Laponite) ou encore des particules multi-encapsulées (plusieurs plaquettes encapsulées dans chaque particule de latex). Les propriétés mécaniques des films de polymère/Laponite ont été étudiées par spectrométrie mécanique dynamique et corrélées à la morphologie des particules et à la microstructure des films / The aim of this work is to prepare Laponite RD-based nanocomposite latexes by aqueous emulsion polymerization, using the reversible addition-fragmentation chain transfer (RAFT) polymerization. Laponite platelets were selected as the inorganic filler due, especially, to their anisotropic shape, which allows the production of nanostructured films, but also for their thermal and mechanical properties, their high chemical purity and the uniform dispersity of the platelets. Hydrophilic polymers (macroRAFT) composed of poly(ethylene glycol) (PEG), acrylic acid (AA) or N,N-dimethylaminoethyl methacrylate (DMAEMA) and comprising hydrophobic n-butyl acrylate (BA) units (in some cases) and trithiocarbonate terminal group were initially synthesized. Then, the interaction between the macroRAFTs and the clay was studied through the plot of adsorption isotherms. By acting as coupling agents and stabilizers, the macroRAFT agents were used in the emulsion copolymerization of methyl (meth)acrylate and BA by semi-continuous process in the presence of the clay. Hybrid latex particles with different morphologies were obtained and the results were associated to the nature and concentration of the RAFT (co)polymers, to the pH of the macroRAFT/Laponite dispersion, the glass transition temperature of the final copolymer (function of the composition of the hydrophobic monomers mixture) and to the polymerization conditions. The cryo-TEM images indicate the formation of polymerdecorated Laponite platelets (several latex particles located at the surface of the platelets), dumbbell-like, janus, Laponite-decorated (armored) latex particles, and multiple encapsulated particles (several platelets inside each latex particle). The mechanical properties of polymer/Laponite films were studied by dynamic mechanical analysis and correlated with the particles morphology and the films microstructure / Este trabalho de tese tem como objetivo a preparação de látices nanocompósitos à base da argila Laponita RD em emulsão aquosa, via polimerização radicalar controlada por transferência de cadeia via adição-fragmentação reversível (RAFT). A Laponita foi escolhida como carga inorgânica devido principalmente à forma anisotrópica de suas lamelas, o que permite a elaboração de filmes nanoestruturados, mas também por suas propriedades térmicas e mecânicas, por sua alta pureza química e pela distribuição uniforme, em termos de tamanho, de suas partículas. Inicialmente, polímeros hidrofílicos (macroRAFT) à base de poli(etileno glicol) (PEG), de ácido acrílico (AA) ou de metacrilato de N,N-dimetilaminoetila (DMAEMA) que contêm unidades hidrofóbicas de acrilato de nbutila (ABu) (em alguns casos) e um grupo tritiocarbonílico terminal foram sintetizados. Em seguida, a interação entre os macroagentes de controle (macroRAFTs) e a argila foi estudada através de isotermas de adsorção. Atuando como agentes de acoplamento e estabilizantes, esses macroRAFTs foram então utilizados na copolimerização em emulsão do (met)acrilato de metila e do ABu em processo semicontínuo na presença da argila Laponita. Partículas de látex híbrido de diferentes morfologias foram obtidas e os resultados foram correlacionados à natureza e à concentração dos macroRAFTs, ao pH da dispersão macroRAFT/Laponita, à temperatura de transição vítrea do copolímero final (função da composição da mistura de monômeros hidrofóbicos) e às condições de polimerização. As análises de cryo-TEM indicam a formação de lamelas de Laponita decoradas com partículas de polímero (várias partículas de látex localizadas na superfície das lamelas), de partículas do tipo dumbbell, janus, blindadas (partículas de látex decoradas com lamelas de argila em sua superfície) ou ainda de partículas multiencapsuladas (diversas lamelas encapsuladas dentro de uma única partícula de látex). As propriedades mecânicas dos filmes de polímero/Laponita foram estudadas por análise dinâmico-mecânica e correlacionadas à morfologia das partículas e à microestrutura dos filmes

Répondre aux défis du développement durable exige la prise en considération des aspects économiques, sociétaux et environnementaux des projets. Dans le domaine des terrassements, les actions portent notamment sur l'optimisation de la valorisation des matériaux extraits grâce aux techniques de traitement des sols. Le projet s'est principalement porté sur les produits de traitement dérivant de la transformation de matières premières renouvelables : solutions « enzymatiques », lignosulfonates et solutions acides. Des données factuelles concernant les effets des traitements sur les caractéristiques hydromécaniques de quatre sols (un limon, un sol argileux et deux sables) ont été acquises mettant en évidence une augmentation de l'efficacité du compactage après traitement du limon au produit enzymatique et au lignosulfonate. La recherche des mécanismes d'action s'est fondée sur une étude de la microstructure par microscopie électronique à balayage et porosimétrie au mercure complétée par l'évaluation des effets d'un ajout de produits tensioactifs sur les propriétés des sols. L'objectif de l'étude dépasse cependant l'évaluation des modalités d'action des produits et vise également à prendre en compte les préoccupations environnementales. Ainsi, une étude d'analyse du cycle de vie a été menée pour chaque application ce qui a permis d'identifier les conditions optimales pour lesquelles les traitements combinent intérêts techniques et environnementaux. Ces conditions sont réunies lors du compactage des sols secs sous réserve que l'étape de production et de transport des produits ne soit pas excessivement pénalisante comme mis en évidence lors de l'étude de sensibilité / Sustainable development principles lead earthworks companies to use all natural materials and to reduce the environmental impact of their activities. In this context, the use of industrial organic products derived from the processing of renewable matter has been proposed. In this study, three non traditional products have been selected: an enzymatic solution, a lignosulfonate and an acid solution. In a first approach, hydromechanical properties of four treated soils (a silt, a clayey soil and two sands) were investigated. The experimental results showed interesting applications for the silt when its natural water content is low. Indeed, the compaction ability of the soil was increased after enzymatic and lignosulfonate treatments. Thus, savings of water and energy could be expected during the construction stage. To gain a better understanding of the mechanisms of the treatment products, the microstructure of treated soil were investigated with scanning electron microscopy, mercury injection porosity and was completed by the study of a surfactant addition in soils. The global aim of the study was beyond the characterization of mechanical behavior of treated soils, therefore, environmental balance was also estimated for the different applications defined in accordance to the experimental results. For enzymatic and lignosulfonate treatments, a comparison of the global environmental impact was done thanks to a life cycle assessment methodology. This approach showed that technical and environmental interest are associated for the compaction of dry soils when the production and transport steps have limited environmental impact as demonstrated in the sensitivity analysis

Des polymères à base de méthacrylate de poly(oxyde d'éthylène) (PEOMA) avec des chaînes pendantes PEO (Mn = 300 ou 950 g mol-1) ou des copolymères de PEOMA300 et d'acide méthacrylique (AMA) ont été synthétisés par polymérisation radicalaire contrôlée par les nitroxydes en utilisant une alkoxyamine (BlocBuilder®) comme amorceur en présence de SG1 et d'une faible quantité de styrène. Les copolymères à base de PEOMA300 et d'AMA sont thermo- et pH-sensibles. Les deux types de macroalkoxyamines ont été utilisés pour amorcer la copolymérisation en émulsion du méthacrylate de n-butyle et du styrène et former, par auto-assemblage induit par la polymérisation, des particules composées de copolymères à blocs amphiphiles, en absence ou présence de particules de silice. En absence de silice, des particules stabilisées de façon stérique ou électrostérique ont été formées. La polymérisation présente les caractéristiques d'une polymérisation contrôlée avec néanmoins la formation d'une faible proportion de chaînes mortes. L'effet du pH, de la force ionique et de la nature ou de la concentration des macroalkoxyamines sur la cinétique de polymérisation et la morphologie des particules a été étudié, et des sphères, des vésicules ou des nanofibres ont été obtenues. Les macroalkoxyamines à base de PEO s'adsorbent sur la silice via la formation de liaisons hydrogène entre les chaînes PEO et les groupes silanol. La synthèse de copolymères à blocs en surface de la silice a conduit à la formation de particules hybrides de différentes morphologies (bonhomme de neige, multipodes, framboise, coeur-écorce, têtard, mille pattes) liées à la taille de la silice, au pH et à la nature du macroamorceur / Water-soluble brush-type polymers composed of poly(ethylene)oxide methacrylate (PEOMA) units with PEO side groups of various chain lengths (Mn = 300 and 950 g mol-1) or of PEOMA300 with methacrylic acid (MAA) were synthesized by nitroxide-mediated polymerization using an alkoxyamine initiator (BlocBuilder®) and SG1 nitroxide in the presence of a low amount of styrene. The PEOMA300-MAA based copolymers showed a dual temperature/pH response. The two series of macroalkoxyamines were used in aqueous emulsion copolymerization of nbutyl methacrylate and styrene leading to the formation of particles composed of amphiphilic block copolymers through polymerization-induced self-assembly, in both the absence and presence of silica. The experiments performed in the absence of silica particles resulted in the formation of sterically or electrosterically stabilized latexes. The polymerization exhibited all the features of a controlled system with however the presence of a small proportion of dead chains. The effect of pH value, ionic strength and type and concentration of the macroalkoxyamine initiator on polymerization kinetics and latex morphologies was investigated. Depending on the reaction conditions, spherical particles, vesicles or nanofibers were successfully prepared. The PEO-based macroalkoxyamines were shown to adsorb on the silica surface via hydrogen bond interaction between PEO and the silanol groups. This enabled block copolymers to be generated in situ on the silica surface leading to hybrid particles with snowman, raspberry, daisy, core-shell, “tadpole-” and “centipede-” like morphologies depending on the silica particle size, pH value and type of macroinitiator