在全球化及產業結構快速變遷的世界潮流之下，廠商欲維持競爭的優勢，必須持續更積極投入研發創新活動；同時為了拓展近年來蓬勃發展的大陸市場，在兩岸經貿更加緊密後，外商亦積極增加在台研發創新活動。本研究首先彙整國內外研發創新活動相關研究實證文獻，進一步探討兩岸關係更加緊密後研發創新活動之影響因素；再以2007年經濟部投資審議委員會「華僑及外國人投資事業營運狀況調查表（非服務業）」問卷資料為分析對象，加以實證研究，並運用Probit Model進行迴歸實證分析，從「廠商特性」、「營運特性」以及「策略因素」等三面向，探討兩岸經貿更加緊密對外商在台研發創新活動之影響因素。實證結果發現，「資訊電子業」、「技術密集度」、「鬆綁兩岸經貿政策」、「技術來源」及「當地市場潛力大」等五項變數對於研發創新活動有顯著的影響且為重要決定因素。

中小企業是台灣企業的主體，對於經濟發展扮演著重要的角色，而過去關於中小企業成長的研究主題相當多元，影響成長的因子亦相當多，但並無具體一致的結論。本研究嘗試以出口策略與研發策略做為影響中小企業成長的主要原因，並一併探討兩策略間的關係。 本研究以台灣上市公司之電子產業為研究對象，利用台灣經濟新報資料庫篩選出371家電子產業公司，其中符合本研究所設定之中小企業標準者共127家，以此127家2007年至2010年之資料做為研究樣本的範圍，並以各企業出口外銷比率、研發密集度做為判斷是否採取出口策略或研發創新策略的標準，探討其對於中小企業獲利成長率（以ROE成長率及ROA成長率衡量）的關係。 研究結果發現，採取出口策略對於中小企業獲利成長率並無明顯的影響；採取研發創新策略則對於中小企業獲利成長有顯著正面的影響；另外，同時採行兩策略對企業獲利也無明顯互補或替代的關係。 / Small and medium enterprises (SMEs) are the main structural form of most companies in Taiwan and they play an important role in a whole to the development of the economy in Taiwan. Many past researches focus on factors affecting the growth of SMEs, but despite being informative, these researches are unstructured as in considering Taiwan’s business environment and often without specific conclusion of an overview picture in the reasoning of growth. Therefore, this study sought to explore the influence of export and R&D strategy on affecting the growth of SMEs. Furthermore, this study put a particular focus on unearthing the difference between these two strategies in company development. Using a qualitative methodology, the study presents data from TEJ(Taiwan Economic Journal database)selecting 127 electronic industrial companies out of a total of 371 as the representatives of growing enterprises. Out of these 127 samples, raw data of export ratio and R&D intensity was collected between the period 2007-2010 to determine the relationship of the strategies with the different standard of earnings growth rate for SMEs (ROE growth rate and ROA growth rate measurement). The results showed that the implement of export strategies has no significant impact on the growth of SME. However R & D and innovation strategy has significant positive influences on profit growth for SMEs; And as for those that implement both strategies at the same time, there are no significant complement or substitute relationship in regards with its profits.

創新能力是近年產業發展的趨勢，過去文獻常只單用專利數量來衡量研發效率，方法直觀卻無法真實反應專利價值。本研究嘗試利用專利數量及專利價值指數一起衡量廠商研發投入與產出間的效率，研究對象為2005年至2007年間中國規模水準以上廠商，利用其專利總價值指數與該公司所投入的資本要素與勞動要素探討該公司資源錯置的現象。有鑑於中國積極引進外資企業進駐中國，本研究依公司註冊登記類型將公司分為國有企業、民營企業及外資企業三大類，藉以研究中國經濟發展政策對此三類企業研發效率發展的影響。結果顯示，國有企業的研發效率優於民營企業與外資企業。因為政府積極實施產業政策以促進國內研發創新能力，給予國有企業相當多的政策優惠，故國有企業擁有較高的研發生產力；而民營企業因核心技術的不足，多以替國外大廠代工為主要經營模式，研發創新能力較低。中國改革開放後，積極引進外資企業進駐中國，而當時外資企業看中的是中國低廉的勞動成本與廣大的潛在市場，核心研發技術並未引進中國，導致外資企業研發能力在資料區間內呈現最為低落的情形。 / Innovation has become the trend for the industrial development nowadays. In the past, little research can measure the industrial outcome due to inadequate knowledge on patent value index. In this paper, I compute the patent value index based on the surveyed data of the manufacturing firms in China from 2005 to 2007. The misallocation between research output and input is computed as the major result. Based on firm registration data, I divided firms into three categories, state-owned firms, private firms and foreign firms. Our result shows that state-owned firms have higher innovation efficiency than others. The high research efficiency belonging to state-owned firms benefited from many industrial policies and preferential policy implemented by government. Due to the lack of innovation technology characterized by OEM (Original equipment manufacturer) model, private firms record lower research performance. Other than domestic firms, foreign firms simply utilize cheap production inputs and the larger market size as a base for process trade. Innovation activities are only conducted by parent companies. That is why foreign firms’ record lower innovation efficiency in this research.

專利和創新是近年產業發展極重要的趨勢，但是在過去對於中國產業的資源錯置相關研究中，卻沒有發現以專利來做為衡量產出的標準。因此本研究蒐集了中國2005到2007年的水準以上製造業廠商資料，並將Mtrends專利檢索平台資料庫中之專利資料加以整合，建構出中國水準以上製造業廠商之美國專利資料的資料庫。並依據文獻所提出之資源錯置模型，以資料庫中之專利資料作為創新研發產出之代表，計算出廠商之效率值與資源錯置的程度。根據廠商之專利數量及專利價值指標兩種衡量方式來討論中國東部沿海三大經濟區，環渤海經濟區、長三角經濟區及珠三角經濟區之效率值及資源錯置問題。研究結果發現珠三角經濟區因開放年代較早，在人力及知識累積下，研發效率值相對較高，資源錯置問題亦相對較不嚴重的，而長三角與環渤海經濟區由於產業多集中於高科技產業，部分廠商之技術尚未成熟，因此在研發效率值的表現上較為落後且資源錯置問題亦相對較為嚴重。 / Innovation and patent applications have become the central issue for the industrial development nowadays. In the past, there’s little research to measure the innovation outputs by patents. Thus, in this paper, I collected the data for the manufacturing firms in China from 2005 to 2007 and combine with the patent data in Mtrends database. Based on my misallocation computation, I use patent as the R&D output and measure the innovation efficiency and the misallocation level. Based on my result, the efficiency is higher in Pearl River Delta Economic Zone due to its earlier development and low in Bohai Bay Economic Zone & Yangtze River Delta Economic Zone because of industrial concentration. Thus, the misallocation is much more severe in Bohai Bay Economic Zone & Yangtze River Delta Economic Zone and is much lighter in Pearl River Delta Economic Zone.

隨著產業與經濟的全球化的浪潮下，「研發」與「創新」成為我國科技產業對抗全球的競爭壓力與推動組織營運的重要後盾，在新產品不斷推陳出新的帶動下，愈來愈短的產品生命週期，以及愈來愈多變的顧客需求，「速度」成為企業取得競爭優勢的關鍵因素，因此，我國企業紛紛透過導入產品生命週期管理（PLM）系統以縮短產品開發時程，使企業掌握新產品上市的先機。此外，透過PLM系統快速連結與蒐集研發知識，有助於企業實踐知識管理，加速組織與科技的融合與智慧財產的傳承，二十一世紀是知識經濟時代，企業能活用個人與組織內、外部的知識，則可創造價值並提昇企業競爭力。PLM系統使組織內研發之知識可有效的管理，並運用逐漸累積的資源形成的珍貴之研發知識，有效整合與串連成組織重要的知識資產；然而，知識管理之推展除資訊系統外，亦需要組織活動的配合。 本研究同時從組織與資訊科技（PLM）兩構面來探討研發單位的知識管理活動，旨在剖析台灣科技公司採用PLM系統下的知識管理活動，並瞭解影響研發知識管理的關鍵因素。本研究採個案研究法，首先經由文獻回顧導出實證研究的觀念性架構，再以此理論觀念模式為主軸進行個案訪談，實地深入訪談四家科技公司，瞭解其研發知識管理活動及運作模式。 本研究所得到的初步研究發現包括：（1）在研發知識管理推行實務上，企業需同時重視組織與資訊科技兩構面的作為，並將兩者平衡使知識管理達到真正的效益；（2）企業的知識分享文化與高階領導者態度等內部因素，對於研發人員的知識管理活動具關鍵影響力；（3）績效評估制度知識管理目標的配合，有助於知識管理效益的提昇；（4）企業研發創新的程度影響其知識創造的來源；（5）企業透過供應鏈的多元合作關係，形成知識創造的網路關係；因此，品牌廠商與代工廠商兩者的知識管理活動具有相依性；（6）企業透過PLM系統的採用將知識管理結合於作業流程之中，並使研發過程中個人之知識轉化為組織之知識；（7）企業的知識管理策略影響其知識擴散之作為。本研究最後並對企業經理人與後續研究者分別提出實務上與研究上之建議。 / Taiwanese high-tech industry has been emphasized the value of R&D innovation since 2000 in order to survive under the strong competition in globalization environment. The capability of innovation and efficiency of product development have been on the highly priority of companies. Hence, Taiwanese companies implement the product lifecycle management (PLM) system to improve product development schedule. Knowledge is an important intangible asset for companies in the 21th century. Because of PLM system, companies could manage R&D knowledge through collecting and linking R&D project or event. However, the promotion of knowledge management could not exist without the information systems and organization activities. This article considers the knowledge management activities from organizational and technical aspects. The purpose of the research is to examine the knowledge management of R&D division under the implementation of PLM system, and find out the key factors which influent R&D knowledge management. The research adopts four Taiwanese high-tech companies as Case Studies and has interviews with managers to understand knowledge management in R&D division under the implementation of PLM system. By knowing inside information of knowledge management in the R&D division of companies would make my research more practical and well-organized to give examples and facts to the future implementation of PLM system for Taiwan industries.

本研究主要是以產業群聚、跨界網絡與研發創新觀點，分析廣東省清遠再生銅產業所形塑出之產業群聚現象。在台灣與清遠地區產業制度變遷的發展過程中，跨界與在地網絡的連結不但對清遠地區在地產業內的權力結構產生衝擊，更因此激勵在地事業機構間對研發創新的渴望。 研究結果發現:清遠再生銅產業之群聚現象，除了可歸於中國中央與地方政府的強制規劃外，台灣事業機構提供廢貨源、資訊、技術、經營管理理念與資金於當地，是促進當地產業群聚的重要推手。隨群聚內的事業體系間的相互提攜與擴溢，間接促使產業內結構得以調整，而使在地企業得以改造，更激發出產業升級、研發創新與當地居民向心力的凝聚。跨界網絡融入清遠在地網絡後，因外部知識的潛在價值，更有利於在地事業機構本身的吸收。而台灣與清遠地區事業廢棄物產業的研發創新的出發點是各自獨立的體系，但隨台灣事業機構於清遠地區取得專利後，亦會藉由知識分享或透過支付權利金模式回饋與台灣境內公司，因此台灣與清遠地區事業廢棄物產業在研發創新的道路上漸漸從分壘的平行線轉向分享的交叉線上。 / This study analyzes the industry cluster established by the recycled copper industry in Qingyuan, Guangdong, primarily from the perspective of industry clusters, trans-border networks, and R&D innovation. During the development process of the industrial system transition on Taiwan and Qingyuan Area , connections between trans-border and local networks not only had an impact on domestic industry power structures in Qingyuan Area, but also stimulated a desire for R&D innovation within local enterprises organizations. The results of the study indicate that in addition to attributing the clustering of the recycled copper industry to mandatory plans by the central and local governments in China, Taiwan enterprises provide waste sources, information, technology, management philosophy and funds, is an important promoter to promote local in industry cluster , mutual support and expansion among the industry cluster enterprises systems indirectly prompted internal industry adjustments, resulting in the restructuring of local enterprises, which further inspired industry upgrading, innovation, and cohesiveness among local residents. As trans-border networks gradually blended into Qingyuan Area domestic networks, the potential value from external knowledge was more readily available for local enterprises to absorb. While the starting points of R&D innovation arose from individual systems on Taiwan and Qingyuan Area, benefits could be reaped by enterprises in Taiwan through shared knowledge or paid royalties when trans-border enterprises acquired patents in Qingyuan Area. Therefore, on the road to R&D innovation, industries on Taiwan and Qingyuan Area transformed from following separate, parallel routes to sharing a single route.