Made available in DSpace on 2014-12-17T15:14:53Z (GMT). No. of bitstreams: 1 RonivonLE_DISSERT.pdf: 2244591 bytes, checksum: e86660db1b3ec37036777503cc5e8a0d (MD5) Previous issue date: 2010-12-20 / Conselho Nacional de Desenvolvimento Cient?fico e Tecnol?gico / In this work we investigate the effect of a BCS-type pairing term for free spinless fermions, with a propensity to form a condensate of pairs in a 1+1 dimension. Using the of bosonization technique we explore the possible condition of existence of quasiparticles in a superconducting state. Although there is no spontaneous breaking of chiral symmetry the propagator of one-particle fermion is massive and, in fact, resembles the one-particle Green s function of conventional quasiparticles / Neste trabalho investigamos o efeito de um termo de emparelhamento do tipo BCS para f?rmions livres sem spins, com propens?o a formar um condensado de pares em uma dimens?o 1+1. Utilizando a t?cnica de bosoniza??o vamos explorar a poss?vel condi??o de exist?ncia de quasipart?culas em um estado supercondutor. Embora n?o haja nenhuma quebra espont?nea de simetria quiral o propagador de 1-part?cula fermi?nica ? massivo e de fato assemelha-se a fun??o de Green de 1-part?cula de uma quasipart?cula convencional

O presente trabalho consiste na expansão1/N de uma versão estendida do modelo de Nambu-Jona-Lasinio SU(3) no contexto de integrais funcionais. A equação de gap propagadores mesônicos, decaimentos e espalhamentos, aparecem naturalmente como ordens diferentes na expansão. A característica nova nesta abordagem é a inclusão de correções de ordem superior à ordem dominante, que nunca foram consideradas anteriormente. O método também permite a construção de uma densidade de Lagrangeana quiral mésons interagentes baseada no modelo Nambu-JonaLasinio SU(3) aqui obtida pela primeira vez. / The present work consists in 1/N expansion extended version of the SU(3) Nambu-Jona-Lasinio model in the context of the Functional Integral. The gap equations, meson propagators, triangle diagram, etc, appear quite naturally as different orders in the expansion. The new features of this approach in the inclusion of high order corrections in the I/N leading orders, which have never been included in the previous one. The method also allows for the construction of a chical Lagrangean of interacting mesons based on the SU(3) NJL model, here obtained for the first time.

We study three types of theories, using supersymmetry and ideas from string theory as tools to gain understanding of systems of more general interest. Firstly, we introduce non-relativistic Chern-Simons-matter field theories in three dimensions and study their anyonic spectrum in a conformal phase. These theories have supersymmetric completions, which in the non-relativistic case suffices to protect certain would-be BPS quantities from corrections. This allows us to compute one-loop exact anomalous dimensions of various bound states of non-Abelian anyons, analyse some interesting unitarity bound violations, and test some recently proposed bosonization dualities. Secondly, we turn on a chemical potential and break conformal invariance, putting the theory into the regime of the Fractional Quantum Hall Effect (FQHE). This is illustrated in detail: the theory supports would-be BPS vortices which model the electrons of the FQHE, and they form bag-like states with the appropriate filling fractions, Hall conductivities, and anyonic excitations. This formalism makes possible some novel explicit computations: an analytic calculation of the anyonic phases experienced by Abelian quasiholes; analytic relationships to the boundary Wess-Zumino-Witten model; and derivations of a wide class of QHE wavefunctions from a bulk field theory. We also further test the three-dimensional bosonization dualities in this new setting. Along the way, we accumulate new descriptions of the QHE. Finally, we turn away from flat space and investigate a problem in (3+1)-dimensional quantum gravity. We find that even as an effective theory, the theory has enough structure to suggest the inclusion of certain gravitational instantons in the path integral. An explicit computation in a minimally supersymmetric case illustrates the principles at work, and highlights the role of a hitherto unidentified scale in quantum gravity. It also is an interesting result in itself: a non-perturbative quantum instability of a flat supersymmetric Kaluza-Klein compactification.

Hard-core bosons are versatile and useful in describing several physical systems due to their one-to-one mapping with spin-1/2 operators. We propose two frameworks where hard-core boson mapping not only reduces the complexity of the original problem, but also captures important features of the physics of the original system that would have implied high-computational procedures with not much profound insight in the mechanisms behind its behavior. The first case study comprising part i is an approach to the description of the phases 2D Lattice Gauge Theories, the Quantum 6-Vertex Model and the Quantum Dimer Model using one fluctuating electric string as an 1D precursor of the whole 2D systems[HAMS19]. Both models and consequently the string are described by the Rokhsar-Kivelson Hamiltonian with parameter v measuring the competition of potential versus kinetic terms. The string can be mapped one-to-one onto a 1D system of hard-core bosons that can be solved exactly for the Quantum 6-Vertex Model, and offers footprints of the phase diagram of the Quantum Dimer Model in the region close to the Rokhsar-Kivelson point v = 1, especially when |v| ≤ 1. The second case study we have discussed in part ii is an extension of higher-dimensional bosonization techniques in Landau Fermi liquids to the case of nodal semimetals where the Fermi surface shrinks to a point, so the description of particle-hole interactions as fluctuations of the Fermi surface is not available [MS20]. Additionaly, we focus our analysis on the Q = 0 sector where the electron and the hole have opposite momenta ±k, so they are mapped into a hard-core boson located at a site k in the reciprocal lattice. To test our extension we calculate nonperturbative corrections to the optical conductivity of 2D Dirac fermions with electron-electron interactins described as a Coulomb potential, obtaining results consistent to the literature and the experimental reports where corrections are small even in strong coupling regimes. Part iii discusses further ideas derived from parts i and ii, including a brief discussion on addressing the weak coupling instability in bilayer graphene using the bosonization extension that offers a picture of hard-core bosons describing Q = 0 excitons that undergo a Bose-Einstein condensation resulting in a ground state adiabatically disconnected from the noninteracting case.:1 Introduction 1 1.1 Quantum link models and fluctuating electric strings 2 1.2 Bosonization of Particle-hole excitations in 2D Dirac fermions 7 1.3 Structure of the document 11 i. Quantum link models and fluctuating electric strings 2. A Brief Introduction to Lattice Gauge Theories 15 2.1 Continuous formulation of U(1) gauge theories 15 2.1.1 Gauge field equations 16 2.1.2 Gauss’ law as generator of the gauge transformations 18 2.2 U(1) gauge theories on a lattice 19 2.2.1 Gauge field Hamiltonian 20 2.2.2 Cylindrical algebra from LGT 20 2.2.3 Generator of gauge transformations 21 2.3 Abelian Quantum Link Model 22 2.3.1 Quantum Link Models (QLMs) with S = 1 / 2 23 2.3.2 ’t Hooft operators and winding number sectors 24 2.3.3 Construction of the QLM Hamiltonian 26 2.4 Conclusions 28 3. Electric string in Q6VM as a XXZ chain 29 3.1 Realization of the Q6VM in the S = 1 / 2 QLM 31 3.2 Mapping the electric string to the XXZ chain 32 3.3 Phases of the electric string from the XXZ chain 33 3.3.1 v > 1: FM insulator 34 3.3.2 v = 1: RK point 36 3.3.3 −1 < v < 1: Gapless phase 36 3.3.4 v ≤ −1: KT transition and AFM insulator 37 3.4 Numerical approach: Drude Weight and system size effects 38 3.5 Summary and Discussion 40 4. Electric line in the QDM as a hard-core boson two-leg ladder 41 4.1 Realization of the QDM in the S = 1/ 2 QLM 42 4.2 Construction of an electric string in the QDM 43 4.3 Mapping the electric string in QDM to a two-leg ladder 45 4.3.1 QLM in a triangular lattice 45 4.3.2 From the triangular lattice to the two-leg ladder 45 4.3.3 Construction of the 1D bosonic Hamiltonian 46 4.4 Phases of the electric string from the bosonic two-leg ladder 48 4.4.1 Left Hand Side (LHS) of the Rokhsar-Kivelson (RK) point: Charge Density Wave (CDW) states 48 4.4.2 Right Hand Side (RHS) of the RK point: phase-separated states 50 4.5 Numerical approach: Drude Weight and system size effects 51 4.6 Summary and Discussion 52 ii Bosonization of particle-hole excitations in 2D Dirac fermions 5 Graphene in a nutshell 57 5.1 Origin of the hexagonal structure 57 5.1.1 Hybrid orbitals in C 58 5.1.2 Honeycomb lattice 60 5.2 Tight-binding approach 61 5.2.1 Hopping and overlapping matrices in Nearest Neighbor (NN) approximation 62 5.2.2 Dispersion relation for π electrons 62 5.3 Effective 2D Dirac Fermion Hamiltonian 64 5.4 Electron-electron interactions 65 6 Bosonization of the Q = 0 continuum of Dirac Fermions 67 6.1 Effective Hamiltonian and Hilbert space 69 6.2 Effective Heisenberg Hamiltonian 70 6.3 Quadratic Bosonic Hamiltonian 71 6.4 Connection to diagramatic perturbation theory 73 6.5 Parametrization of the reciprocal space 74 6.5.1 Coordinate transformation 74 6.5.2 Polar parametrization 75 6.5.3 Angular momentum channels 75 6.6 Discussion and Summary 76 7 Non-perturbative corrections to the Optical Conductivity of 2D Dirac Fermions 77 7.1 Optical Conductivity 79 7.1.1 Bosonized current operator and susceptibility 79 7.1.2 Susceptibility in terms of the eigenstates 80 7.1.3 Regularization of the Lehman representation 81 7.2 Numerical approach: IR regularization and system size effects 82 7.2.1 Discretization size dependence 82 7.2.2 Dependence on the IR cutoff 83 7.2.3 Comparison of numerical results with corrections from first order perturbation theory 84 7.2.4 Optical conductivity for several coupling constants 85 7.3 Discussion and Summary 86 iii Weak coupling instability, New Perspectives & Conclusions 8 Weak coupling instability in bilayer graphene from a bosonization picture 91 8.1 Band structure of Bernal-stacked bilayer graphene 92 8.2 Generalization of the effective Hamiltonian of graphene 93 8.2.1 Density of states in monolayer and bilayer graphene 94 8.2.2 Projection onto Q = 0 sector and effective Heisenberg pseudospin Hamiltonian 95 8.2.3 Zeeman vortex coordinates and HCB operators 95 8.2.4 Bogoliubov-Valatin basis 97 8.3 Interaction potentials 97 8.4 BCS instability in pseudospin picture 99 8.5 Numerical procedure 101 8.5.1 Numerical BCS instability 101 8.5.2 Functional form of the instability 101 8.5.3 Comparison to the instability from BCS theory 105 8.6 Conclusions 105 9 Conclusions 107 iv Appendices A. Yang & Yang’s expressions of ground state energy of XXZ Chain using Bethe Ansatz 115 A.1 Bethe Ansatz 115 A.2 Explicit formulas for f ( ∆, 0 ) 116 B. Kadanoff-Baym (KB) self-consistent Hartree-Fock (SCHF) approximation 119 B.1 Details of connection to perturbation theory 119 B.1.1 Bare and dressed fermion propagators 119 B.1.2 Bethe-Salpeter ladder 120 B.1.3 Particle-hole propagator and comparison to HP boson propagator 121 C, Optical Conductivity from Pseudospin precession 123 C.1 Minimal coupling and band (electron-hole) basis 123 C.2 Equations of motion of charge and pseudospin densities 124 C.3 Optical Conductivity from Fermi-Dirac distributions at finite temperature 124 D. Momentum space reparametrization 127 D.1 General coordinate transformations on the continuum limit 127 D.2 Polar re-discretization 129 D.3 Angular momentum channels 130 D.4 Selection of the radial parametrization 130 Bibliography 133

Dans cette thèse nous avons étudié les fluctuations de courant, l'admittance quantique ainsi que la densité d'états pour un nano système en interaction. Dans la première partie de la thèse, nous avons étudié les fluctuations de courant et l'admittance pour un conducteur unidimensionnel, en décrivant le système par un liquide de Tomonaga-Luttinger. Les techniques de bosonisation et de refermionisation permettent d'avoir des résultats exacts. Ces résultats sont appliqués à un conducteur cohérent couplé à un quantum de résistance, et aux états de bord dans le régime de l'effet Hall quantique fractionnaire. Dans le cas d'un conducteur cohérent, le bruit non symétrisé à fréquence finie exhibe un profil différent de celui de la théorie de la diffusion, et la conductance à fréquence finie est directement liée au courant. Dans le cas des états de bord, nous avons établi une relation entre les corrélations de courant et l'admittance dans certaines limites. En particulier, les singularités qui apparaissent dans les corrélations de courant sont celles de l'admittance. Dans la deuxième partie, nous avons étudié un fil quantique connecté à deux réservoirs représentés par deux impuretés. Le système est décrit par un liquide de Tomonaga-Luttinger. Nous avons établi et résolu l'équation de Dyson pour la fonction de Green retardée. Ce qui permet de calculer la densité d'états pour un fil quantique homogène puis inhomogène. Dans le cas d'un paramètre d'interaction homogène, l'effet des impuretés modifie le profil de la densité d'états. Dans le cas d'un paramètre d'interaction inhomogène, le calcul de la densité d'états est plus difficile et une approche numérique est indispensable. / In this thesis we focus on the study of the current fluctuations, quantum admittance and density of states of an interacting nano system. The first part of the thesis is related to the calculation of current fluctuations and admittance for one dimensional conductor. The system is described by a Tomonaga-Luttinger liquid. The use of bosonization and refermionization procedures allows us to obtain exact results, valuable whatever the value of the applied voltage, for all frequencies and all temperature regimes. Tow cases are studied. In the first one, we consider a coherent conductor coupled to a quantum of resistance. We find that the finite frequency noise behavior differs from that of the scattering theory, and the finite frequency conductance is directly related to the current. In the second case, we study edge states in the fractional quantum Hall regime. We establish a relationship between the current correlations and the admittance in certain limits. Thus, the singularities observed in the current correlations are those of the admittance. The second part of the thesis is devoted to the study of an interacting quantum wire connected to tow leads modeled as two impurities. The system is described by a Tomonaga-Luttinger liquid. We derived and solved an exact Dyson equation for a retarded Green function. Than we calculate the density of states in two cases, homogeneous quantum wire, and next inhomogeneous one. The effect of the impurities changes the behavior of the density of states for the homogeneous case. In the case of a position depending interaction parameter, the calculation of the density of states is more difficult and a numerical approach is needed.

This thesis presents the work done on electronic transport in various interacting and non-interacting systems in one and two dimensions. The systems under study are: an interacting quantum dot [1], a non-interacting quantum wire and a ring in which time-dependent potentials are applied [2], an interacting quantum wire and networks of multiple quantum wires with resistive regions [3, 4], one-dimensional edge stages of a two-dimensional topological insulator [5], and a hybrid system of two-dimensional surface states of a three-dimensional topological insulator and a superconductor [6]. In the first chapter, we introduce a number of concepts which are used in the rest of the thesis, such as scattering theory, Landauer conductance formula, quantum wires, bosonization, topological insulators and superconductor. In the second chapter, we study transport through a quantum dot with interacting electrons which is connected to two reservoirs. The quantum dot is modeled by two sites within a tight-binding model with spinless electrons. Using the Lippman-Schwinger method, we write down an exact two-particle wave function for the dot-reservoir system with the interaction localized in the region of the dot. We discuss the phenomena of two-particle resonance and rectification. In the third chapter, we study pumping in two kinds of one-dimensional systems: (i) an infinite line connected to reservoirs at the two ends, and (ii) an isolated ring. The infinite line is modeled by the Dirac equation with two time-independent point-like backscatterers that create a resonant barrier. We demonstrate that even if the reservoirs are at the same chemical potential, a net current can be driven through the channel by the application of one or more time-dependent point-like potentials. When the left-right symmetry is broken, a net current can be pumped from one reservoir to the other by applying a time-varying potential at only one site. For a finite ring, we model the system by a tight-binding model. The ring is isolated in the sense that it is not connected to any reservoir or environment. The system is driven by one or more time-varying on-site potentials. We develop an exact method to calculate the current averaged over an infinite amount of time by converting it to the calculation of the current carried by certain states averaged over just one time period. Using this method, we demonstrate that an oscillating potential at only one site cannot pump charge, and oscillating potentials at two or more sites are necessary to pump charge. Further we study the dependence of the pumped current on the phases and the amplitudes of the oscillating potentials at two sites. In the fourth chapter, we study the effect of resistances present in an extended region in a one-dimensional quantum wire described by a Tomonaga-Luttinger liquid model. We combine the concept of a Rayleigh dissipation function with the technique of bosonization to model the dissipative region. In the DC limit, we find that the resistance of the dissipative patch adds in series to the contact resistance. Using a current splitting matrix M to describe junctions, we study in detail the conductances of: a three-wire junction with resistances and a parallel combination of resistances. The conductance and power dissipated in these networks depend in general on the resistances and the current splitting matrices that make up the network. We also show that the idea of a Rayleigh dissipation function can be extended to couple two wires; this gives rise to a finite transconductance analogous to the Coulomb drag. In the fifth chapter, we study the effect of a Zeeman field coupled to the edge states of a two-dimensional topological insulator. These edge states form two one-dimensional channels with spin-momentum locking which are protected by time-reversal symmetry. We study what happens when time-reversal symmetry is broken by a magnetic field which is Zeeman-coupled to the edge states. We show that a magnetic field over a finite region leads to Fabry-P´erot type resonances and the conductance can be controlled by changing the direction of the magnetic field. We also study the effect of a static impurity in the patch that can backscatter electrons in the presence of a magnetic field. In the sixth chapter, we use the Blonder-Tinkham-Klapwijk formalism to study trans-port across a line junction lying between two orthogonal topological insulator surfaces and a superconductor (which can have either s-wave or p-wave pairing). The charge and spin conductances across such a junction and their behaviors as a function of the bias voltage applied across the junction and various junction parameters are studied. Our study reveals that in addition to the zero conductance bias peak, there is a non-zero spin conductance for some particular spin states of the triplet Cooper pairs. We also find an unusual satellite peak (in addition to the usual zero bias peak) in the spin conductance for a p-wave symmetry of the superconductor order parameter.