Gold nanoparticles have received significant interest recently due to their utility in biomedical imaging and therapy. Nanoparticles which exhibit intense extinction in the near infrared (NIR) region, where blood and tissue absorb light weakly, are of great interest as contrast agents for biomedical imaging applications. While strong NIR extinction often requires sizes greater than ~20-30 nm, effective clearance from the body to avoid toxic accumulation necessitates sizes below ~6 nm. Moreover, effective clearance depends upon lack of adsorption of serum proteins in the bloodstream onto the particles. Herein, this conflict is addressed by assembling sub-5 nm gold nanoparticles into clusters with controlled size and morphology, in order to provide intense NIR extinction. Furthermore, the surfaces of the primary gold nanoparticles are designed such that the particles avoid the adsorption of any serum proteins. Binary ligand monolayers of anionic citrate and appropriate amounts of either cationic lysine or zwitterionic cysteine are synthesized to completely prevent serum protein adsorption from undiluted fetal bovine serum. A mechanism is proposed whereby the zwitterionic tips which are present on both the lysine and cysteine ligands limit the interactions between serum proteins and the "buried" charges on the nanoparticle surfaces. These primary nanoparticles are subsequently assembled into biodegradable nanoclusters via "quenched assembly", wherein nanoclusters are assembled and subsequently quenched by the adsorption of a biodegradable polymer on the cluster surface. The sizes of completely reversible "quenched equilibrium" nanoclusters formed from gold nanoparticles coated with a mixture of lysine and citrate are tuned from 20 nm to 40 nm, and nanocluster size is semi-quantitatively predicted by a free-energy model. Additional control over nanocluster size and extinction is demonstrated by adding NaCl, which is shown to decrease the polymer adsorption on the clusters and thus decrease polymer bridging interactions. This nanocluster formation platform is extended to nanospheres capped with citrate and the thiolated, zwitterionic cysteine ligand. A general paradigm is presented whereby the sizes and optical properties of biodegradable gold nanoclusters formed from nanospheres which do not adsorb any serum proteins are tuned via control over van der Waals, electrostatic, depletion, and polymer bridging colloidal interactions. / text

Electric field guided assembly of colloids is a new area of research in colloidal science where sub-micrometer particles, or colloids, are assembled using patterned electrodes. The design of these devices is often limited by an inability to characterize accurately forces and fluxes with linearized electrokinetic theory. The research presented in this dissertation describes an application of the finite element method to the nonlinear electrokinetic equations. The finite element model thus developed is then used to describe the nonlinear electrophoretic mobility of a dilute colloidal dispersion, investigate hydrodynamic and electric particle-particle interactions, and characterize particle-surface interactions. The effect of Stern layer conduction on the electrophoretic mobility and dielectric response is included using the generalized dynamic Stern layer model. The electrokinetic force is calculated using the Maxwell stress tensor method rather than the effective dipole method as it is more consistent with nonlinear electrokinetic theory. Significant results of this dissertation demonstrate the effect of nonlinear electrokinetic phenomena and extend the present electrokinetic theory. The calculation of nonlinear electrophoretic mobility of a dilute colloidal dispersion, which is valid for arbitrary particle surface charge or zeta potential, applied (AC) electric field strength, and applied AC electric field frequency. Also, the adsorption isotherm used by the generalized dynamic Stern layer theory is extended to include non-equilibrium reaction kinetics. This results in a model for Stern layer conduction which is valid for frequencies above 1 MHz. The utilization of the Maxwell stress tensor method results in a finite element model which is valid for arbitrary electric field strength and includes the effects of traveling-wave dielectrophoresis a nonlinear electrokinetic phenomena resulting from non-uniform electric field phase.

In this thesis, three specific research contributions to the use of non-uniform electric field driven colloidal assembly are described. The first relates to experimental work using dielectrophoretic and electrohydrodynamic forces (electroosmosis) to shape three-dimensional colloidal structures. Formation and stabilization of close-packed three-dimensional structures from colloidal silica was demonstrated, using gelation of pluronic F-127 to preserve medium structure against suspension evaporation. Stabilization of ordered structures was shown to be a significant challenge, with many of the conventional techniques for immobilizing colloidal crystals being ineffective. Secondly, the significance of electrohydrodynamic flows resulting from electric and particle concentration (entropic) gradients during the assembly process was demonstrated using numerical simulations based on a thermodynamic framework. These simulations, as well as experimental validation of assembly and the presence of fluid flows, showed that assuming equilibrium behavior (stationary fluid flow), a common assumption for most modelling work to date in these systems, is inappropriate at all but the most dilute concentration cases. Finally, the relevance of multiparticle effects on electric-field induced phase transitions of dielectric colloids was demonstrated. The effect of multiparticle/multiscattering effects on the suspension permittivity were accounted for using semi-empirical continuum permittivity formulations which have been previously shown to describe a wide variety of solid packing structures, including face-centered cubic and other colloidal crystal structures. It was shown that multiparticle effects have a significant impact on both the coexistence (slow phase separation) and spinodal (fast phase separation) behavior of dielectric suspensions, which has not been demonstrated to date using a continuum framework. / Thesis (Ph.D, Chemical Engineering) -- Queen's University, 2012-01-30 14:17:23.747

Atoms change their optical properties drastically when combined into molecules or crystals. This becomes evident when comparing isolated carbon atoms with their solid-state polymorphs graphite and diamond. Plasmonic meta-surfaces adopt this concept to design the optical properties of thin films at will. In analogy to natural materials, the optical response of a meta-surface is dictated by the arrangement and plasmonic coupling (hybridization) of sub-wavelength metallic objects, so-called meta-atoms, rather than by the individual components. Although traditional direct writing approaches offer a high degree of freedom in design of nanostructures, reconfiguration of meta-atoms is usually limited. Especially their spatial rearrangement remains a huge challenge. Postfabrication tunability, however, would be crucial to advance device miniaturization and optical computing, by introducing dynamically tunable optics and optical switches. This thesis investigates colloidal assembly as a cost-efficient approach to fabricate meta-surfaces on cm²-areas whose optical properties can be tuned by geometrical reconfiguration. Hydrodynamic fields and topographical templates guide the deposition of colloidal nanoparticles with precise orientational and/or positional control. In the course of this work, the level of particle assembly complexity is successively increased to realize 1-, 2-, and 3-dimensional (1D, 2D, 3D) plasmonic assemblies. Strongly correlated with assembly geometry, different aspects of light are controllable. (I) 1D alignment of silver nanowires (AgNWs) produces differential transmission for linear polarization states (linear dichroism). (II) Single particles in a 2D square array interact coherently to produce a sharp, so-called surface lattice resonance (SLR). This effect confines strong electromagnetic fields in the lattice plane, which is promising for plasmonic lasing. (III) 3D chiral, cross-stacked particle chains control the transmission of circular polarization states (circular dichroism, CD). The unique advantages of colloidal assembly are demonstrated. (I) Spray coating allows rapid deposition of oriented AgNWs over large areas and is compatible with roll-to-roll processing. Employing wrinkle-structured receiver substrates, gradients of continuously varying linear dichroism are feasible in a single step. (II) Capillary assembly is able to realize ~1 nm inter-particle spacing, which is not achievable by conventional top-down lithographical methods. The small spacing enhances inter-particle plasmon coupling and boosts CD in cross-stacked, chiral particle chains, as presented in this thesis. (III) Such hierarchical and restackable, chiral structures make large volumes of superchiral fields accessible for ultrasensitive, enantioselective detection of analytes. This is in vast contrast to stacked nanobars produced via lithography where the most pronounced fields in the inter-layer gap are blocked by the presence of spacing layers. A central focus of this thesis is the postfabrication reconfiguration of the systems presented. This in-situ tunability is realized by elastic and reversibly stackable templates. (I) Uniaxial, mechanical strain converts the 2D square lattice into a rectangular one. This splits the SLR into two polarization-dependent modes whose resonance position is shifted reversibly when load is applied. (II) The cross-stacked, chiral particle chains are restackable. This allows adjustment of the stacking angle to tune CD magnitude and sign. (III) Reversible compression of this chiral stack induces a bending of the chains to shift the spectral position of CD modes. In a proof of concept, locally varying compression is shown to create a gradient of CD response as important step towards on-chip CD spectroscopy. Overall, this thesis (I) tests the limits of colloidal assembly by going from single-particle arrays to complex 3D arrangements; (II) explores geometrical reconfiguration of these plasmonic nanostructures to tune pronounced optical effects. The strategies presented herein can be extended to other colloidal particle shapes and materials. Moreover, the concepts of restackable meta-surfaces and local compression for tuning optical response open an intriguing playground and might inspire top-down approaches as well. / Atome ändern ihre optischen Eigenschaften drastisch, wenn sie sich zu Molekülen oder Kristallen vereinigen. Dies wird deutlich, wenn man isolierte Kohlenstoffatome mit ihren Festkörperpolymorphen Graphit und Diamant vergleicht. Plasmonische Meta-Oberflächen übernehmen dieses Konzept, um die optischen Eigenschaften dünner Schichten nach Belieben einzustellen. In Analogie zu natürlichen Materialien wird die optische Antwort einer Meta-Oberfläche durch die Anordnung und plasmonische Kopplung (Hybridisierung) metallischer Mikro- und Nano-Objekte, den sogenannten Meta-Atomen, bestimmt und kann sich stark von den Eigenschaften der Einzelkomponenten unterscheiden. Obwohl traditionelle Direktschreibverfahren ein hohes Maß an Gestaltungsfreiheit in der Nanostrukturierung bieten, ist die Rekonfiguration von Meta-Atomen in der Regel begrenzt. Vor allem ihre räumliche Neuordnung bleibt eine große Herausforderung. Eine Durchstimmbarkeit auch nach der Herstellung zu gewährleisten wäre jedoch entscheidend, um die Miniaturisierung von Geräten und die Realisierung optischer Computer—durch die Einführung dynamisch durchstimmbarer optischer Bauteile und optischer Schalter—voranzutreiben. Diese Dissertation untersucht kolloidale Assemblierung als kostengünstigen Ansatz zur Herstellung von Meta-Oberflächen im cm²-Maßstab, deren optische Eigenschaften durch geometrische Rekonfiguration durchgestimmt werden können. Hydrodynamische Felder und topographische Template steuern die Ablagerung kolloidaler Nanopartikel mit präziser Orientierungs- und/oder Positionskontrolle. Im Verlauf dieser Arbeit wird die Komplexität der Partikelanordnung sukzessive erhöht, um 1-, 2- und 3-dimensionale (1D, 2D, 3D), plasmonische Anordnungen zu realisieren. Eng verbunden mit der Anordnungsgeometrie können verschiedene Aspekte des Lichts gesteuert werden. (I) Die 1D-Ausrichtung von Silbernanodrähten ruft unterschiedliche Transmission für lineare Polarisationszustände hervor (linearer Dichroismus). (II) Einzelpartikel in einem quadratischen 2D-Kristall wechselwirken kohärent, was eine scharfe, sogenannte Oberflächengitterresonanz (surface lattice resonance) erzeugt. Dieser Effekt konzentriert starke elektromagnetische Felder in der Gitterebene, was ihn für plasmonische Laser interessant macht. (III) 3D-chirale, über Kreuz geschichtete Partikelketten beeinflussen die Transmission zirkularer Polarisationszustände (zirkularer Dichroismus). Die einzigartigen Vorzüge der kolloidalen Assemblierung werden aufgezeigt. (I) Die Sprühbeschichtung ermöglicht eine rasche Abscheidung orientierter Silbernanodrähte auf großen Flächen und lässt sich mit kontinuierlicher Fertigung (Rolle-zu-Rolle) verbinden. Mit Hilfe faltenstrukturierter Substrate können Gradienten mit kontinuierlich variierendem Lineardichroismus in einem einzigen Schritt erzeugt werden. (II) Partikelanordnung mittels Kapillarkräften ermöglicht Partikelabstände von ~1 nm, was mit herkömmlichen, lithographischen Methoden nicht erreichbar ist. Dieser geringe Abstand verbessert die Plasmonenkopplung zwischen den Partikeln und verstärkt den Zirkulardichroismus in gekreuzten, chiralen Partikelketten, wie in dieser Arbeit vorgestellt wird. (III) Solche hierarchischen und wiederholt stapelbaren, chiralen Strukturen machen große Volumina an superchiralen Feldern für Analytmoleküle zugänglich, was deren ultrasensitive, enantioselektive Detektion ermöglicht. Dies steht in starkem Gegensatz zu gestapelten, lithographisch hergestellten Nanostäbchen, bei denen die stärksten Felder im Zwischenschichtspalt durch die Anwesenheit von Abstandsschichten versperrt bleiben. Ein zentrales Thema dieser Arbeit ist die Rekonfiguration der vorgestellten Systeme im Anschluss an deren Fertigung. Diese in-situ-Durchstimmbarkeit wird durch elastische und reversibel stapelbare Template realisiert. (I) Mechanische Deformation entlang einer Achse überführt den quadratischen 2D-Kristall in einen rechteckigen. Dadurch wird die Oberflächengitterresonanz in zwei polarisationsabhängige Moden aufgespalten, deren Resonanzposition unter Krafteinwirkung reversibel verschoben wird. (II) Die über Kreuz gestapelten, chiralen Partikelketten sind wiederholt stapelbar. Dies ermöglicht die Anpassung des Stapelwinkels, um die Stärke und das Vorzeichen des Zirkulardichroismus einzustellen. (III) Reversible Kompression dieses chiralen Stapels verursacht ein Verbiegen der Ketten und verschiebt so die spektrale Position der zirkulardichroitischen Moden. In einer Machbarkeitsstudie konnte gezeigt werden, dass lokal variierende Kompression einen Gradienten des Zirkulardichroismus hervorruft. Dies stellt einen wichtigen Schritt in Richtung Ein-Chip-Spektroskopie dar. Diese Arbeit (I) lotet die Grenzen der kolloidalen Assemblierung aus, indem sie von Einzelpartikel-Anordnungen zu komplexen 3D-Arrangements übergeht; (II) untersucht die geometrische Rekonfiguration dieser plasmonischen Nanostrukturen, um ausgeprägte optische Effekte zu modulieren. Die hier vorgestellten Strategien können auf andere kolloidale Partikelformen und materialien übertragen werden. Darüber hinaus bereiten die Konzepte wiederholt stapelbarer Meta-Oberflächen und der lokalen Kompression zum Einstellen der optischen Eigenschaften eine faszinierende Spielwiese. Auch der Top-Down-Fertigung könnten diese Ansätze als Blaupause dienen.

Noble metal nanoparticles have attracted the attentions of many researchers because of unique plasmonic properties since their discovery and successful preparation. Nanocluster formed by the assembly of noble metal nanoparticles can exhibit plasmonic characteristics beyond those of individual nanoparticles, which can be tuned, to a large extent, by adjusting the size, shape, chemical composition, and arrangement of individual nanoparticles. Usually nanocluster with special ordered structures is called as superstructure, which can be designed for different purposes through various methods. Colloidal assembly as a cost-efficient approach can be widely used for fabrication of plasmonic superstructure in solution media. As an introduction of background, the developments of plasmonic nanoparticles and nanoclusters have been discussed in the aspects of their LSPR properties, surface modification for colloidal assembly, and sensing applications. Both colorimetry and SERS detection based on plasmonic assemblies have been presented as effective sensing methods, which are also the motivations for the main experiments in this thesis. As a proof-of-motivation, the different kinds of thiol-terminated PEG assisted hybrid gold nanoparticles have been applied for the protein colorimetric detections based on the specific interaction between heparin and proteins with different surface affinities. In addition, PEG-assisted core/satellite superstructures with various polymer thickness as SERS platform have been demonstrated for trace sensing of specific target molecules in solution. Especially, the method to differentiate between the radiative and non-radiative contributions of plasmonic superstructure has been proposed using diffuse reflectance spectroscopy, which provides a favorable selection and design of best candidates for specific application scenarios. Finally, the concept of NIR-II SERS using biological transparency window has been introduced including the fundamental requirements, which proposed a future experiment to fabricate suitable superstructures for potential biomedical applications with high penetration depth at low laser powers. Generally speaking, the central focus of this thesis is the effect of polymer modification on the structures and properties of plasmonic superstructure and its sensing application. The main research efforts are divided into three parts: (I) investigate the topological effect of polymer structure parameters on plasmonic properties for colorimetric analytics; (II) investigate the impact of interparticle spacing within the assemblies and polymer dimensions on the SERS activity; (III) investigate the plasmonic properties tailoring of superstructures as well as the contribution of scattering (radiative) and absorption (non-radiative), i.e. light-to-heat conversion, within the ensemble optical response.

Janus particles, named after the two faced Roman god Janus, possess unique asymmetry and combine two distinct functions at their opposite sides, allowing them to target complex self-assembled architectures and materials inaccessible for homogeneous building blocks. In this study, three areas regarding the topic of Janus particles were explored: the synthesis of Janus particles, their (self-) assembly, and applications. In the first part of the work, we have drawn our attention to the optimization of the synthetic procedures concerning the preparation of Janus particles and to the extending of the current Janus particle library by adding new geometries to the list. In the case of spherical Janus particles, we have developed an easy approach to tailor the Janus ratio of the resulting particles, thus, extending the possibilities of the Pickering emulsion approach for the creation of a variety of Janus particle architectures. Additionally, a new methodology was employed to measure directly and in situ the position/contact angle of the prepared Janus particles with different Janus ratios at a water-oil interface. It was further concluded that having simply two different functionalities on a particle surface does not necessarily imply amphiphilic behavior: only in the case of large wettability contrasts our particles were in a true Janus regime. In the case of platelet-like Janus particles, we have developed a completely new approach for their large-scale synthesis, which involved a reduced number of steps compared to the spherical Janus particles. In the second part of the work, the assembly behavior of various kinds of functional spherical Janus particles was investigated depending on the nature of the Janus particles and the surrounding media conditions. Oppositely charged, uncharged amphiphilic, and charged amphiphilic Janus particles were fabricated comprising different responsive polymers on their surface, and their assembly was investigated depending on the pH value of the dispersion, the ionic strength, or the solvent. It was found that, under specific conditions, the Janus particles formed hierarchical chain-like structures in solutions, which were not observed in the case of the homogeneous particle mixtures. The obtained results indicate that the fundamental understanding of the Janus particle assembly mechanisms is crucial for the programmed formation of desired structures. In the third part of the work, we have focused on the applications of our developed hybrid hairy Janus particles and proposed two main directions that would benefit from the unique properties or architecture of the Janus particles. The first direction is based on the exploitation of the superior interfacial activity of the Janus particles and their use for interfacial catalysis. The second proposed direction for the application of Janus particles is based on their use as building blocks for functional structured surfaces. The prepared surfaces were thoroughly characterized and tested for their performance toward anti-icing as well as anti-fouling applications. Ultimately, the developed functional surfaces based on Janus particles as building blocks are very promising for their future application in the coating technology.

Janus particles, named after the two faced Roman god Janus, possess unique asymmetry and combine two distinct functions at their opposite sides, allowing them to target complex self-assembled architectures and materials inaccessible for homogeneous building blocks. In this study, three areas regarding the topic of Janus particles were explored: the synthesis of Janus particles, their (self-) assembly, and applications. In the first part of the work, we have drawn our attention to the optimization of the synthetic procedures concerning the preparation of Janus particles and to the extending of the current Janus particle library by adding new geometries to the list. In the case of spherical Janus particles, we have developed an easy approach to tailor the Janus ratio of the resulting particles, thus, extending the possibilities of the Pickering emulsion approach for the creation of a variety of Janus particle architectures. Additionally, a new methodology was employed to measure directly and in situ the position/contact angle of the prepared Janus particles with different Janus ratios at a water-oil interface. It was further concluded that having simply two different functionalities on a particle surface does not necessarily imply amphiphilic behavior: only in the case of large wettability contrasts our particles were in a true Janus regime. In the case of platelet-like Janus particles, we have developed a completely new approach for their large-scale synthesis, which involved a reduced number of steps compared to the spherical Janus particles. In the second part of the work, the assembly behavior of various kinds of functional spherical Janus particles was investigated depending on the nature of the Janus particles and the surrounding media conditions. Oppositely charged, uncharged amphiphilic, and charged amphiphilic Janus particles were fabricated comprising different responsive polymers on their surface, and their assembly was investigated depending on the pH value of the dispersion, the ionic strength, or the solvent. It was found that, under specific conditions, the Janus particles formed hierarchical chain-like structures in solutions, which were not observed in the case of the homogeneous particle mixtures. The obtained results indicate that the fundamental understanding of the Janus particle assembly mechanisms is crucial for the programmed formation of desired structures. In the third part of the work, we have focused on the applications of our developed hybrid hairy Janus particles and proposed two main directions that would benefit from the unique properties or architecture of the Janus particles. The first direction is based on the exploitation of the superior interfacial activity of the Janus particles and their use for interfacial catalysis. The second proposed direction for the application of Janus particles is based on their use as building blocks for functional structured surfaces. The prepared surfaces were thoroughly characterized and tested for their performance toward anti-icing as well as anti-fouling applications. Ultimately, the developed functional surfaces based on Janus particles as building blocks are very promising for their future application in the coating technology.

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