Les métaheuristiques sont des techniques d’optimisation indépendantes des problèmes traités. Elles ne profitent pas d’une spécificité du problème et, par conséquent, peuvent fournir des cadres généraux qui peuvent être appliqués a de nombreuses classes de problèmes. Les métaheuristiques peuvent fournir une stratégie de guidage dans la conception des heuristiques pour résoudre des problèmes d’optimisation spécifiques. Leur utilisation dans de nombreuses applications montre leur efficacité pour résoudre des problèmes importants et complexes. De nos jours, les métaheuristiques appliquées `a la solution des problèmes d’optimisation ont évolué vers l’intégration d’autres techniques d’optimisation, de sorte que les méthodes de résolution peuvent bénéficier des avantages de chacune des composantes. Le travail dans cette thèse vise à contribuer à l’étude des problèmes de tournées de véhicules avec des visites optionnelles en fournissant un opérateur à base de programmation dynamique intégré dans un processus métaheuristique générique. L’opérateur récupère le tour optimal de clients à visiter, répondant aux contraintes du problème, tout en optimisant l’objectif défini. L’opérateur pose le problème de la sélection des meilleurs clients `a visiter comme un problème de plus court chemin avec contraintes de ressources sur un graphe auxiliaire dirigé acyclique représentant les choix de visite possibles. Dans les problèmes de tournées de véhicules avec des visites optionnelles, les clients à servir ne sont pas connus a priori et cela rend plus difficile à résoudre le problème qu’un problème de routage classique qui est lui-même déjà NP-difficile. Les problèmes de tournées avec des visites optionnelles trouvent des applications dans des domaines multiples et variés tels que la conception de la distribution, la logistique humanitaire, la prestation des soins de santé, le tourisme, le recrutement, la collection ou la livraison de marchandises et patrouille en milieu urbain / Metaheuristics are problem independent optimisation techniques. As such, they do not take advantage of any specificity of the problem and, therefore, can provide general frameworks that may be applied to many problem classes. These iterative upper level methodologies can furnish a guiding strategy in designing subordinate heuristics to solve specific optimisation problems. Their use in many applications shows their efficiency and effectiveness to solve large and complex problems. Nowadays, metaheuristics applied to the solution of optimisation problems have shifted towards integrating other optimisation techniques, so that solution methods benefit from the advantages each offers. This thesis seeks to contribute to the study of vehicle routing problems with optional visits by providing a dynamic programming-based operator that works embedded into a generic metaheuristic. The operator retrieves the optimal tour of customers to visit, satisfying the side constraints of the problem, while optimising the defined objective. The operator formulates the problem of selecting the best customers to visit as a Resource Constrained Elementary Shortest Path Problem on an auxiliary directed acyclic graph where the side restrictions of the problem considered act as the constraining resource. In vehicle routing problems with optional visits, the customers to serve are not known a priori and this fact leaves a more difficult to solve problem than a classic routing problem, which per se is already NP-hard. Routing problems with optional visits find application in multiple and diverse areas such as bimodal distribution design, humanitarian logistics, health care delivery, tourism, recruitment, hot rolling production, selected collection or delivery, and urban patrolling among others

The thesis describes the principles of dynamic programming and it's application to concrete problems. (The travelling salesman problem, the knapsack problem, the shortest path priblem,the set covering problem.)

This dissertation contains a discussion concerning the validity of the principle of optimality and the dynamic programming algorithm in the context of discrete time and state multistage decision processes. The multistage decision model developed for the purpose of the investigation is of a general structure, especially as far as the reward function is concerned. The validity of the dynamic programming algorithm as a solution method is investigated and results are obtained for a rather wide class of decision processes. The intimate relationship between the principle and the algorithm is investigated and certain important conclusions are derived. In addition to the theoretical considerations involved in the implementation of the dynamic programming algorithm, some modeling and computational aspects are also investigated. It is demonstrated that the multistage decision model and the dynamic programming algorithm as defined in this study provide a solid framework for handling a wide class of multistage decision processes. The flexibility of the dynamic programming algorithm as a solution procedure for nonroutine reservoir control problems is demonstrated by two examples, one of which is a reliability problem. To the best of the author's knowledge, many of the theoretical derivations presented in this study, especially those concerning the relation between the principle of optimality and the dynamic programming algorithm, are novel.

In this work several algorithms for diaphragm detection in 2D views of cone-beam computed tomography (CBCT) raw data are developed. These algorithms are tested on 21 Siemens megavoltage CBCT scans of lungs and the result is compared against the diaphragm apex identified by human experts. Among these algorithms dynamic Hough transform is sufficiently quick and accurate for motion determination prior to radiation therapy. The diaphragm was successfully detected in all 21 data sets, even for views with poor image quality and confounding objects. Each CBCT scan analysis (200 frames) took about 38 seconds on a 2.66 GHz Intel quad-core 2 CPU. The average cranio-caudal position error was 1.707 ± 1.117 mm. Other directions were not assessed due to uncertainties in expert identification.

京都大学 / 新制・課程博士 / 博士(情報学) / 甲第23322号 / 情博第758号 / 新制||情||129(附属図書館) / 京都大学大学院情報学研究科数理工学専攻 / (主査)教授 永持 仁, 教授 太田 快人, 教授 山下 信雄 / 学位規則第4条第1項該当 / Doctor of Informatics / Kyoto University / DFAM

‘If-then’ rule sets are one of the most expressive and human-readable knowledge representations. This thesis deals with optimization and analysis of decision and inhibitory rules for decision tables with many-valued decisions. The most important areas of applications are knowledge extraction and representation. The benefit of considering inhibitory rules is connected with the fact that in some situations they can describe more knowledge than the decision ones. Decision tables with many-valued decisions arise in combinatorial optimization, computational geometry, fault diagnosis, and especially under the processing of data sets. In this thesis, various examples of real-life problems are considered which help to understand the motivation of the investigation. We extend relatively simple results obtained earlier for decision rules over decision tables with many-valued decisions to the case of inhibitory rules. The behavior of Shannon functions (which characterize complexity of rule systems) is studied for finite and infinite information systems, for global and local approaches, and for decision and inhibitory rules. The extensions of dynamic programming for the study of decision rules over decision tables with single-valued decisions are generalized to the case of decision tables with many-valued decisions. These results are also extended to the case of inhibitory rules. As a result, we have algorithms (i) for multi-stage optimization of rules relative to such criteria as length or coverage, (ii) for counting the number of optimal rules, (iii) for construction of Pareto optimal points for bi-criteria optimization problems, (iv) for construction of graphs describing relationships between two cost functions, and (v) for construction of graphs describing relationships between cost and accuracy of rules. The applications of created tools include comparison (based on information about Pareto optimal points) of greedy heuristics for bi-criteria optimization of rules, and construction (based on multi-stage optimization of rules) of relatively short systems of rules that can be used for knowledge representation.

This thesis is devoted to the development of extensions of dynamic programming to the study of decision trees. The considered extensions allow us to make multi-stage optimization of decision trees relative to a sequence of cost functions, to count the number of optimal trees, and to study relationships: cost vs cost and cost vs uncertainty for decision trees by construction of the set of Pareto-optimal points for the corresponding bi-criteria optimization problem. The applications include study of totally optimal (simultaneously optimal relative to a number of cost functions) decision trees for Boolean functions, improvement of bounds on complexity of decision trees for diagnosis of circuits, study of time and memory trade-off for corner point detection, study of decision rules derived from decision trees, creation of new procedure (multi-pruning) for construction of classifiers, and comparison of heuristics for decision tree construction. Part of these extensions (multi-stage optimization) was generalized to well-known combinatorial optimization problems: matrix chain multiplication, binary search trees, global sequence alignment, and optimal paths in directed graphs.

We study and answer questions related to the complexity of various important problems such as: multi-frontal solvers of hp-adaptive finite element method, sorting and majority. We advocate the use of dynamic programming as a viable tool to study optimal algorithms for these problems. The main approach used to attack these problems is modeling classes of algorithms that may solve this problem using a discrete model of computation then defining cost functions on this discrete structure that reflect different complexity measures of the represented algorithms. As a last step, dynamic programming algorithms are designed and used to optimize those models (algorithms) and to obtain exact results on the complexity of the studied problems. The first part of the thesis presents a novel model of computation (element partition tree) that represents a class of algorithms for multi-frontal solvers along with cost functions reflecting various complexity measures such as: time and space. It then introduces dynamic programming algorithms for multi-stage and bi-criteria optimization of element partition trees. In addition, it presents results based on optimal element partition trees for famous benchmark meshes such as: meshes with point and edge singularities. New improved heuristics for those benchmark meshes were ob- tained based on insights of the optimal results found by our algorithms. The second part of the thesis starts by introducing a general problem where different problems can be reduced to and show how to use a decision table to model such problem. We describe how decision trees and decision tests for this table correspond to adaptive and non-adaptive algorithms for the original problem. We present exact bounds on the average time complexity of adaptive algorithms for the eight elements sorting problem. Then bounds on adaptive and non-adaptive algorithms for a variant of the majority problem are introduced. Adaptive algorithms are modeled as decision trees whose depth reflects the worst-case time complexity and average depth indicates the average-case time complexity. Non-adaptive algorithms are represented as decision tests whose size expresses the worst-case time complexity. Finally, we present a dynamic programming algorithm that finds a minimum decision test (minimum reduct) for a given decision table.

Dynamische Programmierung (DP) ist eine Methode um Optimisierungsprobleme zu lösen. Hierbei wird das Problem in sich überlappende Teilprobleme unterteilt und eine optimale Lösung zu jedem der Teilprobleme berechnet. Diese werden dann wiederrum zur Gesamtlösung zusammengesetzt. Teillösungen werden in einer Tabelle gespeichert, sodass jede Teillösung nur einmal berechnet werden muss. So kann ein Suchraum exponentieller Größe in polynomieller Zeit durchsucht und eine optimale Lösung gefunden werden. Die dynamische Programmierung wurde 1952 von Bellman entwickelt und eine der ersten Anwendung war die Detektion von Tippfehlern beim Programmieren. DP Algorithmen werden oft und sehr vielschichtig in der Bioinformatik angewendet wie zum Beispiel beim Vergleich von Gensequenzen, Sequenzalignment genannt, oder der Vorhersage von Molekülstrukturen. Die Menge an Daten und somit auch deren Analyse steigt stetig an, weshalb neue und komplexere Datenstrukturen immer wichtiger werden. Ein Ziel ist es deswegen, DP Algorithmen zu entwickeln, die auf komplexeren Daten- strukturen als Strings angewendet werden können. Durch das Prinzip der algebraischen dynamischen Programmierung (ADP) können DP Algorithmen in kleinere Bestandteile zerlegt werden, die dann unabhängig voneinander weiterentwickelt und abgeändert werden können. Die Arbeit ist in zwei Teile gegliedert, wobei der erste Teil die theoretische Arbeit zur Entwicklung von Algorithmen der dynamischen Programmierung beinhaltet. Hierbei werden zuerst Prinzipien und Definitionen zur dynamischen Programmierung vorgestellt (Kapitel 2), um ein besseres Verständnis der darauffolgenden Kapitel zu gewährleisten. Der zweite Teil der Arbeit zeigt unterschiedliche bioinformatische Anwendungen von DP Algorithmen auf biologische Daten. In einem ersten Kapitel (Kapitel 5) werden Grundsätze biologischer Daten und Algorithmen vorgestellt, die dann in den weiteren Kapiteln benutzt werden.

The analysis of small circular sequences requires specialized tools. While the differences between linear and circular sequences can be neglected in the case of long molecules such as bacterial genomes since in practice all analysis is performed in sequence windows, this is not true for viroids and related sequences which are usually only a few hundred basepairs long. In this contribution we present basic algorithms and corresponding software for circular RNAs. In particular, we discuss the problem of pairwise and multiple cyclic sequence alignments with affine gap costs, and an extension of a recent approach to circular RNA folding to the computation of consensus structures.