In this thesis we construct for a given smooth, generic Hamiltonian H on the 2n dimensional torus a chain-isomorphism between the Morse complex of the Hamiltonian action on the free loop space of the torus and the Floer-complex. Though both complexes are generated by the critical points of the Hamiltonian action, their boundary operators differ. Therefore the construction of the isomorphism is based on counting the moduli spaces of hybrid-type solutions which involves stating a new non-Lagrangian boundary value problem for Cauchy-Riemann type operators not yet studied in Floer theory. It is crucial for the statement that the torus is compact, possesses trivial tangent bundle and an additive structure. We finally want to note that the problem is completely symmetric.

Thesis advisor: John A. Baldwin / Contact geometry has played a central role in many recent advances in low-dimensional topology; e.g. in showing that knot Floer homology detects the genus of a knot and whether a knot is fibered. It has also been used to show that the unknot, trefoil, and figure eight knot are determined by their Dehn surgeries. An important problem in 3-dimensional contact geometry is the classification of Legendrian and transverse knots. Such knots come equipped with some classical invariants. New invariants from knot Floer homology have been effective in distinguishing Legendrian and transverse knots with identical classical invariants, a notoriously difficult task. The Giroux correspondence allows contact structures to be studied via purely topological constructs called open book decompositions. Transverse links are then braids about these open books, which in turn may be thought of as mapping tori of diffeomorphisms of compact surfaces with boundary having marked points, which we refer to as pointed monodromies. In the first part of this thesis, we investigate properties of the transverse invariant in knot Floer homology, in particular its behavior for transverse closures of pointed monodromies possessing certain dynamical properties. The binding of an open book sits naturally as a transverse link in the supported contact manifold. We prove that the transverse link invariant in knot Floer homology of the binding union any braid about the open book is non-zero. As an application, we show that any pointed monodromy with fractional Dehn twist coefficient greater than one has non-zero transverse invariant, generalizing a result of Plamenevskaya for braids about the unknot. In the second part of this thesis, we define invariants of Legendrian and transverse links in universally tight lens spaces using grid diagrams, generalizing those defined by Ozsvath, Szabo and Thurston. We show that our invariants are equivalent to those defined by Lisca, Ozsvath, Szabo and Stipsicz for Legendrian and transverse links in arbitrary contact 3-manifolds. Our argument involves considering braids about rational open book decompositions and filtrations on knot Floer complexes. / Thesis (PhD) — Boston College, 2019. / Submitted to: Boston College. Graduate School of Arts and Sciences. / Discipline: Mathematics.

In this thesis we study the self-Floer theory of a monotone Lagrangian submanifold $L$ of a closed symplectic manifold $X$ in the presence of various kinds of symmetry. First we consider the group $\mathrm{Symp}(X, L)$ of symplectomorphisms of $X$ preserving $L$ setwise, and extend its action on the Oh spectral sequence to coefficients of arbitrary characteristic, working over an enriched Novikov ring. This imposes constraints on the differentials in the spectral sequence which force them to vanish in certain situations. We then specialise to the case where $L$ is $K$-homogeneous for a compact Lie group $K$, meaning roughly that $X$ is Kaehler, $K$ acts on $X$ by holomorphic automorphisms, and $L$ is a Lagrangian orbit. By studying holomorphic discs with boundary on $L$ we compute the image of low codimension $K$-invariant subvarieties of $X$ under the length zero closed-open string map. This places restrictions on the self-Floer cohomology of $L$ which generalise and refine the Auroux-Kontsevich-Seidel criterion. These often result in the need to work over fields of specific positive characteristics in order to obtain non-zero cohomology. The disc analysis is then developed further, with the introduction of the notion of poles and a reflection mechanism for completing holomorphic discs into spheres. This theory is applied to two main families of examples. The first is the collection of four Platonic Lagrangians in quasihomogeneous threefolds of $\mathrm{SL}(2, \mathbb{C})$, starting with the Chiang Lagrangian in $\mathbb{CP}^3$. These were previously studied by Evans and Lekili, who computed the self-Floer cohomology of the latter. We simplify their argument, which is based on an explicit construction of the Biran-Cornea pearl complex, and deal with the remaining three cases. The second is a family of $\mathrm{PSU}(n)$-homogeneous Lagrangians in products of projective spaces. Here the presence of both discrete and continuous symmetries leads to some unusual properties: in particular we obtain non-displaceable monotone Lagrangians which are narrow in a strong sense. We also discuss related examples including applications of Perutz's symplectic Gysin sequence and quilt functors. The thesis concludes with a discussion of directions for further research and a collection of technical appendices.

In this thesis we present a slight generalisation of the Pearl complex or relative quantum homology to some non monotone Lagrangian submanifolds. First we develop the theory for the so called almost monotone Lagrangian submanifolds, We apply it to uniruling problems as well as estimates for the relative Gromov width. In the second part we develop the theory for toric fiber in toric Fano manifolds, recovering previous computaional results of Floer homology .

This thesis provides a partial classification of all 3-stranded pretzel knots K=P(p,q,r) with unknotting number one. Scharlemann-Thompson, and independently Kobayashi, have completely classified those knots with unknotting number one when p, q, and r are all odd. In the case where p=2m, we use the signature obstruction to greatly limit the number of 3-stranded pretzel knots which may have unknotting number one. In Chapter 3 we use Greene's strengthening of Donaldson's Diagonalization theorem to determine precisely which pretzel knots of the form P(2m,k,-k-2) have unknotting number one, where m is an integer, m>0, and k>0, k odd. In Chapter 4 we use Donaldson's Diagonalization theorem as well as an unknotting obstruction due to Ozsv\'ath and Szab\'o to partially classify which pretzel knots P(2,k,-k) have unknotting number one, where k>0, odd. The Ozsv\'ath-Szab\'o obstruction is a consequence of Heegaard Floer homology. Finally in Chapter 5 we explain why the techniques used in this paper cannot be used on the remaining cases. / text

In this dissertation we prove that if an n-stranded pretzel knot K has an essential Conway sphere, then there exists an Alexander grading s such that the rank of knot Floer homology in this grading, [mathematical equation], is at least two. As a consequence, we are able to easily classify pretzel knots admitting L-space surgeries. We conjecture that this phenomenon occurs more generally for any knot in S³ with an essential Conway sphere. We also exhibit an infinite family of knots, each of which admits a nontrivial genus two mutant which shares the same total dimension of knot Floer homology, while being distinguished by knot Floer homology as a bigraded invariant. Additionally, the genus two mutation interchanges the [mathematical symbol]-graded knot Floer homology groups in [mathematical symbol]-gradings k and -k. This infinite family of examples supports a second conjecture, namely that the total rank of knot Floer homology is invariant under genus two mutation. / text

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第21541号 / 理博第4448号 / 新制||理||1639(附属図書館) / 京都大学大学院理学研究科数学・数理解析専攻 / (主査)教授 小野 薫, 教授 向井 茂, 教授 望月 拓郎 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

The Leray-Serre spectral sequence is a fundamental tool for studying singular homology of a fibration E->B with typical fiber F. It expresses H (E) in terms of H (B) and H (F). One of the classic examples of a fibration is given by the free loop space fibration, where the typical fiber is given by the based loop space . The first part of this thesis constructs the Leray-Serre spectral sequence in Morse homology on Hilbert manifolds under certain natural conditions, valid for instance for the free loop space fibration if the base is a closed manifold. We extend the approach of Hutchings which is restricted to closed manifolds. The spectral sequence might provide answers to questions involving closed geodesics, in particular to spectral invariants for the geodesic energy functional. Furthermore we discuss another example, the free loop space of a compact G-principal bundle, where G is a connected compact Lie group. Here we encounter an additional difficulty, namely the base manifold of the fiber bundle is infinite-dimensional. Furthermore, as H ( P) = HF (T P) and H ( Q) =HF (T Q), where HF denotes Floer homology for periodic orbits, the spectral sequence for P -> Q might provide a stepping stone towards a similar spectral sequence defined in purely Floer-theoretic terms, possibly even for more general symplectic quotients. Hutchings’ approach to the Leray-Serre spectral sequence in Morse homology couples a fiberwise negative gradient flow with a lifted negative gradient flow on the base. We study the Morse homology of a vector field that is not of gradient type. The central issue in the Hilbert manifold setting to be resolved is compactness of the involved moduli spaces. We overcome this difficulty by utilizing the special structure of the vector field. Compactness up to breaking of the corresponding moduli spaces is proved with the help of Gronwall-type estimates. Furthermore we point out and close gaps in the standard literature, see Section 1.4 for an overview. In the second part of this thesis we introduce a Lagrangian Floer homology on cotangent bundles with varying Lagrangian boundary condition. The corresponding complex allows us to obtain the Leray-Serre spectral sequence in Floer homology on the cotangent bundle of a closed manifold Q for Hamiltonians quadratic in the fiber directions. This corresponds to the free loop space fibration of a closed manifold of the first part. We expect applications to spectral invariants for the Hamiltonian action functional. The main idea is to study pairs of Morse trajectories on Q and Floer strips on T Q which are non-trivially coupled by moving Lagrangian boundary conditions. Again, compactness of the moduli spaces involved forms the central issue. A modification of the compactness proof of Abbondandolo-Schwarz along the lines of the Morse theory argument from the first part of the thesis can be utilized.

In this thesis we construct for a given smooth, generic Hamiltonian H on the 2n dimensional torus a chain-isomorphism between the Morse complex of the Hamiltonian action on the free loop space of the torus and the Floer-complex. Though both complexes are generated by the critical points of the Hamiltonian action, their boundary operators differ. Therefore the construction of the isomorphism is based on counting the moduli spaces of hybrid-type solutions which involves stating a new non-Lagrangian boundary value problem for Cauchy-Riemann type operators not yet studied in Floer theory. It is crucial for the statement that the torus is compact, possesses trivial tangent bundle and an additive structure. We finally want to note that the problem is completely symmetric.

Cette thèse contient quatre articles qui étudient les phénomènes de rigidité des transforma- tions hamiltoniennes des variétés symplectiques. Le premier article, rédigé en collaboration avec Egor Shelukhin, examine les obstructions à l’existence de symétries hamiltoniennes d’ordre fini sur une variété symplectique fermée (M,ω); c’est-à-dire de torsion hamiltonienne. En d’autres termes, nous étudions les sous- groupes finis du groupe des difféomorphismes hamiltoniens Ham(M,ω). Nous identifions trois sources principales d’obstructions: Contraintes topologiques. Inspirés par un résultat de Polterovich montrant que les variétés symplectiques asphériques n’admettent pas de torsion hamiltonienne, nous établissons que la présence d’un sous-groupe fini non trivial de Ham(M, ω) implique l’existence d’une sphère A ∈ π2(M) avec ⟨[ω],A⟩ > 0 et ⟨c1(M),A⟩ > 0. En particulier, les variétés symplectiques négativement monotones et les variétés symplectiques Calabi-Yau n’admettent pas de torsion hamiltonienne. Présence de courbes J-holomorphes. De manière générale, il y a de nombreux exemples de torsion hamiltonienne, par exemple toute rotation de la sphère de dimension deux par une fraction irrationnelle de π. Lorsque (M,ω) est positivement monotone, nous montrons que l’existence de torsion hamiltonienne impose une condition géométrique qui implique que les sphères J-holomorphes non constantes sont présentes partout. Ce phénomène était prédit dans une liste de problèmes contenue dans la monographie d’introduction de McDuff et de Salamon. Rigidité métrique spectrale. Notre analyse révèle que, pour les variétés symplectiques posi- tivement monotones, il existe un voisinage de l’identité dans Ham(M,ω) dans la topologie induite par la métrique spectrale qui ne contient aucun sous-groupe fini non trivial. Le principal résultat du deuxième article établit que, pour une large classe de variétés sym- plectiques, le flux d’un lacet de difféomorphismes symplectiques est entièrement déterminé par la classe d’homotopie de ses orbites. Comme application, nous obtenons de nouveaux exemples où l’existence d’un point fixe d’une action symplectique du cercle implique qu’elle est hamiltonienne et de nouvelles conditions assurant que le groupe de flux est trivial. De plus, nous obtenons des obstructions à l’existence d’éléments non triviaux de Symp0(M,ω) ayant un ordre fini. Le troisième article, rédigé en collaboration avec Han Lou, démontre une version de la conjecture de Hofer-Zehnder pour les variétés symplectiques fermées semi-positives dont l’homologie quantique est semi-simple; ce résultat généralise le travail révolutionnaire de Shelukhin sur les variétés symplectiques monotones. Le résultat montre qu’un difféomor- phisme hamiltonien possédant plus de points fixes contractiles, comptés homologiquement, que le nombre total de Betti de la variété doit avoir une infinité de points périodiques. La composante clé de la preuve est une nouvelle étude de l’effet de la réduction modulo p, un nombre premier, sur les bornes de l’homologie de Floer filtrée qui proviennent de la semi- simplicité. Cette étude repose sur la théorie des extensions algébriques des corps équipés d’une norme non-archimédienne. Le quatrième article, écrit en collaboration avec Habib Alizadeh et Dylan Cant, examine la déplaçabilité d’une sous-variété lagrangienne fermée L d’une variété symplectique convexe á l’infini par un difféomorphisme hamiltonien à support compact. Nous concluons qu’un difféomorphisme hamiltonien φ dont la norme spectrale est plus petite qu’un ħ(L) > 0 ne dépendant que de L ⊆ W ne peut pas déplacer L. De plus, nous établissons une estimation du nombre de valeurs d’action en terme de la longueur du cup-produit pour le nombre de valeurs d’action; lorsque L est rationnelle, cela implique une estimation du nombre de points d’intersection L ∩ φ(L) en terme de la longueur du cup-produit. Ainsi, nous montrons que le nombre de points fixes d’un difféomorphisme hamiltonien d’une variété symplectique fermée rationnelle (M, ω) dont la norme spectrale est plus petite que la constante de rationalité est au moins de 1 plus la longueur du cup-produit de M. / This thesis comprises four articles that study rigidity phenomena of Hamiltonian transfor- mations of symplectic manifolds. The first article, co-authored with Egor Shelukhin, examines obstructions to the existence of Hamiltonian symmetries of finite order on a closed symplectic manifold (M,ω); Hamil- tonian torsion. In other words, we study the finite subgroups of the group of Hamiltonian diffeomorphisms Ham(M, ω). We identify three primary sources of obstructions: Topological constraints. Inspired by a result of Polterovich showing that symplectically aspherical symplectic manifolds do not admit Hamiltonian torsion, we establish that the presence of a non-trivial finite subgroup of Ham(M,ω) implies that there exists a sphere A ∈ π2(M) with ⟨[ω],A⟩ > 0 and ⟨c1(M),A⟩ > 0. In particular, symplectically Calabi-Yau, and spherically negative-monotone symplectic manifolds do not admit Hamiltonian torsion. The presence of J-holomorphic curves. For general closed symplectic manifolds, there are plenty of examples of Hamiltonian torsion, for instance, any rotation of the two-sphere by an irrational fraction of π. When (M, ω) is spherically positive-monotone, we show the existence of Hamiltonian torsion imposes geometrical uniruledness, which implies that non-constant J-holomorphic spheres are ubiquitous. This phenomenon was predicted in a list of problems contained in the introductory monograph of McDuff and Salamon. The spectral metric rigidity. Our study reveals that for spherically positive-monotone (M, ω), there exists a neighbourhood of the identity in Ham(M,ω), in the topology induced by the spectral metric, that does not contain any non-trivial finite subgroup. The main result of the second article establishes that for a broad class of symplectic manifolds the flux of a loop of symplectic diffeomorphisms is completely determined by the homotopy class of its orbits. As an application, we obtain a new vanishing result for the flux group and new instances where the existence of a fixed point of a symplectic circle action implies that it is Hamiltonian. Moreover, we obtain obstructions to the existence of non-trivial elements of Symp0(M,ω) that have finite order. The third article, co-authored with Han Lou, proves a version of the Hofer-Zehnder conjec- ture for closed semipositive symplectic manifolds whose quantum homology is semisimple; this result generalizes the groundbreaking work of Shelukhin in the spherically positive- monotone setting. The result shows that a Hamiltonian diffeomorphism possessing more contractible fixed points, counted homologically, than the total Betti number of the mani- fold, must have infinitely many periodic points. The key component of the proof is a new study of the effect of reduction modulo a prime on the bounds on filtered Floer homology that arise from semisimplicity. It relies on the theory of algebraic extensions of non-Archimedean normed fields. The fourth article, co-authored with Habib Alizadeh and Dylan Cant, investigates the dis- placeability of a closed Lagrangian submanifold L of a convex-at-infinity symplectic manifold by a compactly supported Hamiltonian diffeomorphism. We conclude that a Hamiltonian diffeomorphism φ whose spectral norm is smaller than some ħ(L) > 0, depending only on L ⊂ W , cannot displace L. Furthermore, we establish a cup-length estimate for the number of action values; when L is rational, this implies a cup-length estimate on the number of intersection points L ∩ φ(L). As a corollary, we demonstrate that the number of fixed points of a Hamiltonian diffeomorphism of a closed rational symplectic manifold (M,ω), whose spectral norm is smaller than the rationality constant, is bounded below by one plus the cup-length of M.