This research examines the impact of formal democracy on the construction of an effective civil society in Ghana. The theoretical and policy role of civil society has received a great deal of attention in the literature. Especially for democratization theorists, the focus has been on the democracy enhancing qualities of civil society—qualities often credited with playing key roles in democratic transitions in Africa. However, the question of what happens to civil society after a democratic transition has not received much attention in the literature. Using a historical institutionalist approach, the study examines how democratic institutions and institutional arrangements affect the development of civil society. After Ghana’s return to formal democracy in 1992, democratic openings, though not immediately transformative, created an expansion in civil liberties and political rights necessary for the emergence of civil society. Paradoxically, state institutions remained weak and it was such weakness—not the strength, as some of the literature suggests, that allowed civil society to develop. Within the legislative and bureaucratic arenas, persistent institutional weakness became an opportunity for civil society to mobilize resources from foreign donors to strengthen the capacity of state institutions. Through programs aimed at enhancing the capacity of state institutions, foreign donors played a critical role in framing the relationship between civil society and the state. A major finding from this research is the symbiotic relationship between civil society and the state. As the case of Ghana demonstrates, where the state provides opportunities for civil society to develop, an effective civil society in turn contributes to building the democratic state. Findings from this research provide theoretical implications for the literature on civil society and democracy by highlighting the role of democratic institutions in strengthening civil society.

This research examines the impact of formal democracy on the construction of an effective civil society in Ghana. The theoretical and policy role of civil society has received a great deal of attention in the literature. Especially for democratization theorists, the focus has been on the democracy enhancing qualities of civil society—qualities often credited with playing key roles in democratic transitions in Africa. However, the question of what happens to civil society after a democratic transition has not received much attention in the literature. Using a historical institutionalist approach, the study examines how democratic institutions and institutional arrangements affect the development of civil society. After Ghana’s return to formal democracy in 1992, democratic openings, though not immediately transformative, created an expansion in civil liberties and political rights necessary for the emergence of civil society. Paradoxically, state institutions remained weak and it was such weakness—not the strength, as some of the literature suggests, that allowed civil society to develop. Within the legislative and bureaucratic arenas, persistent institutional weakness became an opportunity for civil society to mobilize resources from foreign donors to strengthen the capacity of state institutions. Through programs aimed at enhancing the capacity of state institutions, foreign donors played a critical role in framing the relationship between civil society and the state. A major finding from this research is the symbiotic relationship between civil society and the state. As the case of Ghana demonstrates, where the state provides opportunities for civil society to develop, an effective civil society in turn contributes to building the democratic state. Findings from this research provide theoretical implications for the literature on civil society and democracy by highlighting the role of democratic institutions in strengthening civil society.

Ce mémoire analyse le dynamisme des entreprises minières canadiennes d'exploration et de développement, aussi appelées juniors, dans le secteur de l'or, chez les États d'Afrique de l'Ouest, notamment au Ghana. C'est un sujet peu abordé dans la littérature, et encore moins en français. La pertinence de cette recherche prend tout son sens lorsqu'on se rend compte que près des deux-tiers de ces entreprises minières dans le monde sont enregistrées au Canada et que certaines d'entre elles mènent des activités chez des États dont les appareils administratifs, politiques et judiciaires sont fragilisés. Ces États ont donc peu de moyens de superviser les activités de ces entreprises. Le cadre d'analyse est celui de l'économie politique internationale basée sur les travaux de Susan Strange et de ses collaborateurs. Le but de l'analyse est de nous faire voir que les entreprises canadiennes d'exploration et de développement minier dans le secteur de l'or dominent, au moins en partie, ce segment de l'économie parce qu'elles profitent d'un climat incitatif économique et financier facilité par l'État canadien, ce dernier cherchant à maintenir, et si possible améliorer, sa position favorable au sein de l'économie mondiale que le secteur des ressources minières lui permet d'occuper. Aussi, les juniors canadiennes du secteur de l'or ayant plus aisément accès aux sources de capitaux, deviennent plus dynamiques et peuvent sous certaines conditions avoir des impacts sur la stabilité des États hôtes et leurs communautés. Ce sont les programmes d'actions accréditives, les exemptions fiscales fédérales et provinciales, les subventions dans la recherche, l'accès à un secteur économique affilié de pointe et surtout l'apport de la bourse de Toronto qui facilitent le financement des juniors. Or, ces dernières ont une obligation de performance envers leurs investisseurs qui les forcent parfois à exploiter les failles administratives des États africains pour atteindre leurs objectifs. Les conséquences sur le terrain sont mutliples : dommages causés à l'environnement, mauvaise gestion des sites miniers, inconduites vis-à-vis des autorités de l'État, tension avec les communautés locales, faillite. L'État africain demeure sans ressources dans cette sittuation où une relation asymétrique avec l'État canadien et la junior est constatée. Une piste de solution existe dans les efforts que font certaines places boursières dans la surveillances des activité des entreprises. Plus globalement, la mise en place d'instance où États producteur et consommateurs d'or, les institutions financières et les entreprises échangeraient de l'information sur le marché et les niveaux de production peut être envisagée. Cela permettrait aux États africains d'avoir une influence sur l'industrie sans être handicapés par leur manque actuel de moyens. ______________________________________________________________________________ MOTS-CLÉS DE L’AUTEUR : Entreprise minière, Or, Ghana, Code minier, Responsabilité sociale des entreprises.

In industry, energy efficiency reduces operating cost and emissions to the environment whiles enhancing energy security. In order to ensure the sustainability of micro and small scale businesses in a developing country such as Ghana, measures that can ensure energy efficiency are therefore essential for these businesses to have a productive and economical operation that will ensure their sustainability. In this study, the potential of energy efficiency measures for micro and small scale businesses have been examined by performing industrial energy systems analysis on some selected micro and small scale businesses in Kumasi-Ghana through a practical study and administering of questionnaire about their energy consumption. Legislative instruments that are linked with energy use in Ghana were looked into. Some possible energy efficiency measures that could be adopted by these businesses have been analyzed. In this study it is established that energy supply to these businesses is not reliable and it is continuously becoming expensive. In addition, other findings were that value could be added to the processes of these businesses if they incorporate energy efficiency measures in their operations. The main driving force that will encourage these businesses to incorporate energy efficiency measures in their operation is the energy prices increase; therefore, their interest is the measures that could reduce their energy cost rather than the positive impacts that will come to the environment. In doing this renewable energy has the greatest potential in ensuring energy efficiency to these businesses. Finally, it is established that there are no specific legislations on energy use that will bring negative effects to these businesses and this could create enabling environment for private investors of energy efficiency.

The city of Kumasi in Ghana struggles with a number of environmental issues, including excessive road traffic, air and water pollution, flooding, and inadequate solid waste management. If there is a group that is directly affected by these issues, it certainly is the city’s population. At the same time, the people of Kumasi—who are the constituents of the local administration, called KMA—have few to none means of obtaining objective information about the state of the urban environment, and therefore no way of holding the city administration accountable concerning environmentally relevant decisions. This case study aims to explore the possibility of alleviating this transparency issue by creating an ‘environmental information system’ (EIS) for the city. The term EIS in this context denotes an information system which can be used to publish environmental information on the web, to be utilised by students, professionals, NGOs, and the general public. The case study seeks to provide answers to two research questions: What are the software requirements for an EIS for Kumasi? And: How can free software be used to satisfy these requirements? The case study takes an approach based on Soft Systems Methodology and agile software development techniques to explore the software requirements. As part of the study, a prototype of the EIS was developed in order to explore the requirements even more, and in order to determine the applicability of currently available free software. The results of the requirements analysis include the following observations: geographical information is essential in presenting the city’s environmental issues, therefore the EIS is based on geographic information system (GIS) software and techniques; the information should be presented to the public in an easy-to-use and easy-to-understand way in order to reach the largest possible percentage of the target group; the environmental information that is available at local institutions (such as the largest local university KNUST, the city administration, and the Environmental Protection Agency) is scarce and semantically and syntactically heterogeneous—therefore, the EIS must be able to consolidate such information in order to present it in an easy-to-understand way; many of the involved actors have no or little knowledge in GIS techniques, therefore the EIS must be usable without such knowledge. In the implementation process, heavy use was made of free software components: GeoServer for publishing geographical data using WMS and WFS; PostgreSQL with the PostGIS extension for data storage; JPA/Hibernate for storing metadata in PostgreSQL; Spring MVC, jQuery UI and many other libraries for creating a user-friendly web application; OpenLayers for displaying and editing geographical data in the web application; GeoTools for handling geographical data on the server-side. During implementation, actual environmental information was entered into the EIS in order to provide a realistic semantic environment for the agile development process. The study concludes that—while the implemented prototype does not include all of the features which were identified as required, and while a ‘full’ soft systems analysis (as opposed to the ‘soft systems perspective’ which was applied) would have led to a more complete picture of the software’s organisational environment—the implementation of an environmental information system for Kumasi, based solely on free software, is viable in the current technical and organisational environment. KNUST is foreseen to be an adequate organisation to manage the development and operation of the system, since the necessary technical knowledge is available. The successful operation of the EIS relies on environmental information being provided by data producers such as the KMA, the EPA, the Ghana Statistical Service, and various departments at KNUST.

The growing demand for biofuels in the European Union is expected to have a significant impact on rural environments in sub-Saharan Africa. In the wake of Directive 2009/28/EC, Ghana experienced a rapid rise in foreign land acquisitions and direct investments to its agricultural sector. The potential implications of this development are multi-fold: While proponents of the EU biofuels policy stress the potential for agricultural development and improved energy security in the region, its opponents criticise the lack of binding rules and regulations concerning social sustainability and indirect land use changes. As a means of assessing the validity of these opposing views, this research paper provides an analysis of the directive's impact on Ghanaian energy security and agricultural development in the country. The analysis is based on key informant interviews and a comprehensive literature reviews. It is concluded that the potential of host countries to generate benefits from the cultivation of energy crops largely rests on their institutional framework. In Ghana, foreign biofuel investments appear to have at least partially resulted in negative socio-economic impacts on local rural communities. Formal and informal land rights, as well as land acquisition procedures present significant obstacles. Civil action and the proposal for a new national biofuels policy indicate, however, that the country could eventually emerge as a beneficiary of the global trend towards biofuels.

Phosphorus (P) is an essential plant nutrient and is one of the most critical elements influencing crop production throughout the world. Phosphorus deficiency is widespread in most soils of northern Ghana, and ferruginous nodules contained in some soils in the region accentuate the deficiency problem because they act as P sinks. This research focuses on P fertility status of soils in landscapes common to northern Ghana. Three sites were selected for the study and were referred to as sites 1, 2 and 3. Soils in a catenary sequence from site 1 were sampled for detailed P distributions in profiles, and surface soils from the upper, mid and lower slope positions of the other landscapes (sites 2 and 3) were used. The nature of P in the soil fines and ferruginous nodules was investigated using a modified Hedley fractionation procedure. The objective was to quantify the labile and non-labile inorganic P (Pi) and organic P (Po) in relation to pedogenic weathering processes at different slope positions at site 1. A secondary objective was to assess the P distribution in the landscapes at sites 2 and 3. The largest P fraction in both soil fines and nodules at each site was resistant non-labile P forms. Primary P (Ca-P) decreased with depth in the profile at the upper slope position but it occurred in greater quantities in C horizons of the lower slope soils. Phosphorus sorption capacity of the soil fines and nodules was determined to predict the behaviour of P fertilizers in the soils. Phosphorus sorption by the soil fines increased to a maximum in the B horizon of each profile and a t-test showed that P sorption was similar in profiles at each slope position. The P sorption capacities of uncrushed ferruginous nodules varied according to their sizes. The small nodules were more reactive and sorbed more P than the larger sizes. Fractionation of P from the nonfertilized and fertilized soils at the end of cropping and anion exchange resin (AER) extraction, revealed that there had been redistribution of P into different fractions. A comparison of P fractions of the nonfertilized soils after the AER extraction with those of the native soil P showed decreases in some native labile and non-labile P fractions. This suggested that these P fractions could be available for plant uptake. Both 50% PAPR and SSP fertilizations increased the labile Pi and NaOH extractable Pi levels in the soils. (Abstract shortened by UMI.)

This thesis presents the analysis of how the social relations shape the situation ofwaste management in developing countries. The towns of Somanya and Agormanya,which are both located in the Eastern Region of Ghana, have been selected as casestudies for this thesis. Qualitative research methods were applied to collect theinformation during the fieldwork. The thesis applies different social science concepts,such as the concept of community, gender relations, corruption and space, to analyzethe social relations among the actors within waste management in the two study areas.The thesis aims to look at waste management from a new perspective and seeks tofind better solutions to deal with the waste situation in developing countries.The results obtained from the empirical work presents the relationships of differentactors in the private space and in the public domain. Relationships between membersof the family are analyzed through concepts of gender and cultural structure withinthe private space. Social relations in the public space involve several actors, such astraditional leaders, local officers, the church community and private companies. Theconcepts of state, community and decentralization are applied to explain how theactors relate to each other in waste management.

The purpose of this study was to determine faculty perceptions about factors impacting the adoption and diffusion of Web-Based Educational Technologies (WBETs) at the University of Cape Coast and the University of Ghana, Legon. This study, based on Rogers’ theory of adoption and diffusion, is a modified replication of a study by Li (2004), in the context of Ghana. Data were collected with a modified instrument created by Li (2004), from 61 teaching faculty out of a target accessible population of 200. The instrument comprised of four sections: The first, was used to collect data about faculty stage in the innovation development process. The second was used to collect data describing five attributes (relative advantage, compatibility, complexity, trialability, and observability) impacting the adoption and diffusion of WBETs. The third was used to collect data about ten barriers (concerns about time, concerns about incentives, program credibility, financial concerns, planning issues, conflict with traditional education, fear of technology, technical expertise, administrative support, and infrastructure) impacting the adoption and diffusion of WBETs. The fourth section was used to collect data on personal characteristics of the faculty. Descriptive, correlational and regression analyses were used to examine relationships between faculty personal characteristics, stage in the innovation-decision process, and perceptions of attributes and barriers impacting the adoption and diffusion of WBETs. From the descriptive results, respondents perceived ‘relative advantage’ and ‘observability’ as the two most important attributes that impact the adoption and diffusion of WBETs. Infrastructure, financial concerns, and technical expertise were perceived as posing moderate to strong barriers to the adoption and diffusion of WBETs. Only compatibility (attribute) and technical expertise (barrier) had statistically significant correlations with faculty stage in the innovation decision process. The attributes and barriers altogether explained only 10.6% and 17.3% respectively of faculty stage in the innovation-decision process. Of the eight personal characteristics examined, only ‘experience with WBETs’ had a statistically significant correlation with faculty stage in the innovation-decision process. Recommendations to administrators and policy makers include allocating investments and resources that promote attributes and eliminate barriers, and conduct further research into factors that affect the adoption and diffusion of WBETs.

Univ., Diss--Köln, 2006.