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Systemic administration of adenovirus type 5 (Ad5) vectors for the treatment of cancer is limited by poor circulation kinetics and inefficient uptake from the bloodstream into tumours. This study reports a novel method for linkage of highly-PEGylated gold nanoparticles (AuPEG) to Ad5 by a single reduction cleavable bond. The resulting ‘dandelion’ structure provides very effective steric shielding with only minimal and reversible modification of the Ad5 capsid. This ablates in vitro cell infection, improves protection against the binding of antibodies, and enhances in vivo circulation kinetics. Focused ultrasound is a promising technology for the non-invasive, targeted treatment of cancer. In the context of drug delivery, cavitational energy generated upon exposure of ultrasound contrast agents to focused ultrasound can be used as a powerful stimulus to move therapeutics over distances of hundreds of microns away from blood vessels. In addition to providing a platform for effective stealthing, conjugation of AuPEG to Ad5 also increases the effective density of Ad5. This increase in density imparts a second major advantage on the strategy, observed for the first time in the present study: denser particles are transported significantly farther by cavitation-induced microstreaming than identically-sized particles of lower density. Specifically, in in vitro tests using a tumour-mimicking flow-channel phantom model and in in vivo experiments using tumour bearing mice, Ad5–AuPEG was delivered farther from vessels in response to ultrasound induced cavitation than either naked Ad5 or polymer-coated Ad5. The enhancements in stealthing and improvements in response to ultrasound provided by this strategy enabled up to 12% (S.D. 0.97) of the injected dose to be deposited in the tumour, compared to just 0.12% (S.D. 0.05) for Ad5 without ultrasound (p < 0.001). Consequently, in a survival study, mice treated with Ad5–AuPEG with focussed ultrasound had the slowest tumour growth and longest survival rate when compared to mice treated with Ad5 alone, Ad5–AuPEG alone, or Ad5 with focussed ultrasound. These results provide compelling evidence that the combination of focussed ultrasound with density-augmented stealthed Ad5 results in improved delivery to tumours and therapeutic efficacy. This combination of ultrasound with particle modification for optimal cavitation-mediated delivery has the potential to be applied to a broad range of anti-cancer nano-medicines and therapeutics to augment their bio-availability for improved cancer treatment.

Dans cette thèse, l’auto-assemblage en molécules colloïdales de virus en forme de filament, les bactériophages M13, est étudié. Comme première approche, l’affinité de la streptavidine pour la biotine ou un Strep-tag est utilisée et quantitativement comparée. Pour ce faire, des virus modifiés génétiquement, M13-AS, présentant des Strep-tag et des virus M13C7C chimiquement bioconjugués par de la biotine ont réagi via leur extrémité proximale avec des nanoparticules fonctionnalisées par de la streptavidine. Il en résulte la formation de molécules colloïdales en étoile, dont la valence ou nombre de virus par structure, peut être simplement contrôlée par l’excès molaire initial. Cependant, la stabilité de ces molécules colloïdales est limitée par la libération progressive et la dégradation de la streptavidine. Nous avons alors développé une seconde approche basée sur l’affinité soufre-métal, qui s’est avérée à la fois pratique expérimentalement et fiable. Grâce aux groupements disulfures présents sur les cystéines de la protéine P3, des nanoparticules métalliques peuvent se lier à l’extrémité des virus. Le caractère générique de cette méthode est vérifié en faisant varier la nature du métal des nanoparticules ainsi que la souche des virus, dont la sauvage. La valence des structures formées est déterminée en fonction de plusieurs paramètres, dont l’excès molaire initial, la taille des nanoparticules et la force ionique. Un modèle rendant compte des résultats expérimentaux a été élaboré, dont les principales variables sont la surface des nanoparticules et le diamètre effectif électrostatique des virus. Cette approche est étendue à la réalisation de diblocs colloïdaux hétéro bifonctionnels, utilisant les virus comme briques constitutives. Comme preuve de concept, des diblocs bicolores à base de virus sont obtenus par auto-assemblage et leur dynamique est étudiée à l’échelle du bloc élémentaire en microscopie optique de fluorescence. Ainsi, nous avons montré dans cette thèse la réalisation par auto-assemblage d’une nouvelle génération de molécules colloïdales, dont l’auto-organisation peut conduire à la formation de superstructures hiérarchiques hybrides de complexité croissante, potentiellement utiles en sciences des matériaux. / In this thesis, the self-assembly of rod-like viral particles, specifically the M13 bacteriophages, into colloidal molecules is studied. As the first method, the affinity of streptavidin to biotin or Strep-tag is used and quantitatively compared. In this case, both biologically engineered M13-AS displaying Strep-tags and chemically biotinylated M13C7C viruses have reacted with streptavidin activated nanoparticles via their functionalized proximal ends. This results in star-like colloidal molecules, whose valency – or number of viruses par structure – can be solely controlled by tuning the initial molar excess. However, the stability of these colloidal molecules is limited by streptavidin release and degradation. Thus, we develop the second method based on the sulfur—metal interactions, which is more convenient and reliable. Thanks to the exposed disulfide groups located at p3 proteins, metallic nanoparticles are able to bind to proximal ends of the M13 virus. The generic feature of this method is verified by using different metals and two virus strains including wt-M13. Afterwards, the control of the valency is explored by varying the initial molar excess, the nanoparticle size and the ionic strength. A quantitative model is built correspondingly, using the surface area of Au nanobead and the effective electrostatic diameter of the virus as variables, which accounts for the assembly of colloidal molecules with desired valencies. This method is further applied to assemble heterobifunctional diblocks by using filamentous viruses as building units. As a proof-of-concept experiment, bicolored diblocks are produced and tracked by each block simultaneously. Overall, we demonstrate the synthesis of a new generation of hybrid colloidal molecules, whose self-organization could serve as a promising means to create novel hierarchical biologic/inorganic superstructures that may find applications in materials science.

A incorporação de nanopartículas metálicas em tecidos tumorais tem sido estudada em Radioterapia devido ao aumento de dose que pode ser obtido no volume alvo do tratamento. Estudos indicam que nanopartículas de ouro (AuNP) estão entre as de maior viabilidade biológica para essas aplicações, devido ao baixo potencial tóxico. Além disso, estudos mostram que AuNP de alguns nanômetros até alguns micrômetros podem permear vasos sanguíneos que alimentam tumores, permitindo sua incorporação nas células tumorais. Desta forma, este trabalho visou estudar os fatores de aumento de dose obtidos em Radioterapia com AuNP incorporadas ao tecido tumoral utilizando feixes de ortovoltagem, de braquiterapia e de teleterapia. Este trabalho utilizou de uma metodologia computacional, através de simulação Monte Carlo com o código PENELOPE. Foram simulados feixes clínicos de 50, 80, 150 e 250 kVp, Ir-192 e 6 MV, e um modelo de célula tumoral com AuNPs incorporadas com diferentes concentrações de ouro. O modelo de células utilizado possui 13 µm de diâmetro externo máximo e 2 µm de diâmetro no núcleo. Dois modelos de incorporação de AuNPs foram implementados: modelo homogêneo e modelo heterogêneo. No modelo homogêneo, as AuNP foram distribuídas homogeneamente no núcleo e as células foram irradiadas nas diferentes energias estudadas para avaliar o fator de aumento de dose (DEF) em função da concentração de ouro na célula e da energia do feixe. No modelo heterogêneo, aglomerados de AuNPs foram simulados individualmente dentro da célula. Neste modelo foram utilizados somente os espetros de radiação que apresentaram os melhores desempenhos no modelo homogêneo. Foram avaliadas a fluência de partículas ejetadas nas AuNPs, o DEF, as distribuições de doses e os perfis de dose com aglomerados de 50 a 220 nm na célula. Os resultados obtidos para o modelo homogêneo mostram que os feixes de baixa energia são os que proporcionam maior DEF para uma mesma concentração de AuNP. Os maiores DEFs obtidos foram de 2,80; 2,99; 1,62 e 1,61, para os feixes de 50 kVp, 80 kVp, 150 kVp, 250 kVp, respectivamente, sendo a maior incerteza de 1,9% para o feixe de 250 kVp. Através dos resultados obtidos com o modelo heterogêneo foi possível concluir que os elétrons ejetados possuem maior influência no aumento local da dose. Os perfis de dose, extraídos das distribuições de doses, para os aglomerados simulados permitiram obter os alcances das isodoses de 50, 20 e 10% da dose no entorno das AuNPs. Através desses perfis de dose pode-se concluir que o aumento de dose é local, da ordem de alguns micrômetros, dependendo do tamanho das nanopartículas e da energia do feixe primário. Para o feixe de 50 kVp, o DEF encontrado para uma incorporação heterogênea de seis aglomerados de AuNPs, correspondendo a um modelo clínico real, foi de 1,79, com incerteza de 0,4%. Com base nos resultados obtidos pode-se concluir que as energias de ortovoltagem proporcionam maior fator de aumento de dose que feixes de megavoltagem utilizados em teleterapia convencional. Além disso, o reforço local de dose pode proporcionar um fator de radiossensibilização celular se as AuNPs forem incorporadas no núcleo das células, nas redondezas do DNA, proporcionando um maior potencial de controle tumoral. / The incorporation of metal nanoparticles into tumor tissues has been studied in radiation therapy given of the dose enhancement that can be obtained in the target volume of the treatment. Studies indicate that gold nanoparticles (AuNP) are among the highest biologically viable for such applications, due to their low toxic potential. In addition, studies show that AuNP from a few nanometers to a few micrometers can permeate blood vessels that feed tumors, allowing their incorporation into tumor cells. Hence, this study´s goal was to study the dose enhancement factors obtained in radiation therapy with AuNP incorporated in the tumor using orthovoltage, brachytherapy and teletherapy beams. This work used a computational methodology, through Monte Carlo simulation with the PENELOPE package. Clinical beams of 50, 80, 150 and 250 kVp, Ir-192 and 6 MV were simulated with a tumor cell model with incorporated AuNPs. The cell model has maximum outer diameter of 13 m and 2 m of nucleus diameter. Two models of AuNP incorporation were implemented: homogeneous model and heterogeneous model. In the homogeneous model the AuNP were distributed homogeneously in the nucleus and the cells were irradiated in the different beams studied to evaluate the dose enhancement factors (DEF) as a function of concentration of gold in the cell and radiation beam. In the heterogeneous model, clusters of AuNPs were simulated individually within the cell. In this model, the radiation spectra used was selected among those that presented the best performances in the homogeneous model. The fluence of particles ejected from the AuNPs, the DEFs, the dose distributions and dose profiles for clusters of 50 to 220 nm in the cell were evaluated. The results obtained for the homogeneous model show that lower energy beams provide the highest DEFs for the same concentration of AuNP. The highest DEFs obtained were 2.80; 2.99; 1.62 and 1.61, for the beams of 50 kVp, 80 kVp, 150 kVp, 250 kVp, respectively, with a maximun uncertainty of 1.9% for the 250 kVp beam. Through the results obtained with the heterogeneous model it was possible to conclude that the electrons ejected from he AuNPs have the major influence on the local dose enhancement. The dose profiles extracted from the dose distributions for the simulated clusters allowed the evaluation of the ranges for the 50, 20 and 10% isodoses in the surroundings of the AuNPs. Through these dose profiles, it can be concluded that the dose increase is local, in the order of a few micrometers, depending on the size of the nanoparticles and the energy of the primary beam. For the 50 kVp beam, the DEF found for a heterogeneous incorporation of six clusters of AuNPs, corresponding to an actual clinical model, was 1.79, with uncertainty of 0.4%. Based on the results obtained it can be concluded that kilovoltage energies provide a higher dose enhancement factor than megavoltage beams used in teletherapy. In addition, local dose enhancement may provide a cellular radiosensitization factor if the nanoparticles are incorporated in the nucleus of the cells, in the vicinity of the DNA, providing an enhanced potential for tumor control.

A Espectroscopia Raman Intensificada pela Superfície (SERS) é um efeito de intensificação da intensidade Raman de uma molécula adsorvida numa superfície metálica nanoestruturada. Esta característica permite a utilização do SERS na caracterização vibracional de sistemas como junções moleculares (JM) (JM são sistemas constituídos de fios moleculares sintetizados em junções do tipo metal|fiomolecular|metal) e, no entendimento de quais características morfológicas de agregados metálicos mais influenciariam no sinal SERS obtido. Portanto, esta tese apresenta os seguintes objetivos: (a) síntese e caracterização de substratos SERS ativos, nanoesferas (AuNE) e nanobastões (AuNB) de ouro e eletrodo de ouro ativado eletroquimicamente; (b) síntese e caracterização SERS de fios moleculares em JM; (c) estudo do acoplamento plasmônico entre as superfícies metálicas em JM; (d) correlação entre SERS - morfologia de agregados individuais de AuNB. Os fios moleculares estudados foram os da família das oligofeniliminas (OPI) e, no melhor do nosso entendimento, esta foi a primeira vez que fios moleculares desta família foram caracterizados por Raman e SERS. As JM apresentaram um comportamento SERS não esperado. Enquanto para o modo vibracional, v(CS), a intensidade da banda se apresentou constante com o aumento do espaçamento entre as nanoestruturas metálicas (para distâncias de até 5 nm), o modo vibracional, &#946;(CH), teve a intensidade de sua banda aumentada. Este comportamento foi explicado considerando a diferente natureza da interação dos plasmons nas JM, sendo estas interações do tipo, ressonância de plasmon de superfície (LSPR) - dipolo imagem, para ambos os modos. No entanto, para o modo &#946;(CH) existe também uma intensificação extra devido ao aumento da polarizabilidade dos fios moleculares com o aumento do número de unidades. A correlação SERS - morfologia dos agregados de AuNB indicam que, para agregados onde predominam interações ponta a ponta, os espectros SERS apresentavam uma maior intensidade quando comparados com aqueles em que interações lado a lado predominavam. No entanto, este comportamento não foi observado para agregados contendo mais do que cinco nanopartículas onde estes dois tipos de interações ocorrem indicando que deve existir um acoplamento dos plasmons destes dois tipos de interações contribuindo para maiores valores de intensidade SERS. / Surface enhanced Raman Spectroscopy (SERS) is a Raman enhancing effect of molecules adsorbed on nanostructured metal surfaces. This characteristic allows the use of SERS in the vibrational study of Molecular Junction systems (MJ) (MJ is a system formed by Molecular Wires (pi-conjugated molecules) synthesized in metal junctions like metal|molecular-wire|metal). In addition, we can also use SERS to understand the influence of morphological characteristic of gold nanostructures. This thesis aims: (a) synthesis and characterization of gold nanospheres (AuNS), nanorods (AuNR) and gold electrode (electrochemically activated); (b) synthesis and vibrational studies of molecular wires in JM; (c) plasmon coupling studies between flat surface and gold nanorods; (d) correlation SERS - AuNR morphology of individual aggregates. For the best of our knowledge, this was the first time that oligophenilenelimine (OPI) as molecular wire was characterized by Raman and SERS. The MJ showed an unusual behavior such that the v(CS) vibrational mode remained constant in intensity with the increasing of the gap spacing (within 5 nm) while the &#946;(CH) increased with the increase of the gap. This behaviour was related to the different nature of the interaction between plasmons resonances in JM (surface plasmon resonance (LSPR) - dipole image) for the first case and due to chemical contributions by the molecular wires for the second vibrational mode. The results for SERS - morphology AuNR aggregates correlation showed (for small aggregates) that when in the aggregate predominated end-by-end interaction SERS spectra showed a higher intensity when compared to those in which interactions side-by-side predominated. Although, this behavior was not observed for aggregates containing more than five nanoparticles indicating that there is not a preferential interaction between the nanorods for such aggregates and that a mixture of both will be preferable for large SERS intensities.

Determination of bio-material by using enzyme, fluorophore or metal-nanoparticles as markers is very important. Generally, gold-nanoparticles have been used frequently as marker for increasing the sensitivity in bio-chemical assay. In this research, gold-nanoparticles were used as marker for immunoassay, DNA sequence assay, and protein analysis. However, the size of gold-nanoparticles affects directly the results of electrochemical detection. For improving the sensitivity of electrochemical method, enlargement of gold-nanoparticles was used in this study. By electroless deposition, Au will be deposited on the surface of gold-nanoparticles. The electrochemical response will thus be increased substantially. In immunoassay and DNA sequence assay, traditional 96-wells microtiter plate was used for immobilizing antibody or oligonucleotide, and the gold-nanoparticles were marked subsequently base on the immunoreaction or protein reaction of streptavidin and biotin. After gold-nanoparticles were enlarged, they were dissolved and transferred to an electrochemical cell for square wave stripping voltammetry¡]SWSV¡^analysis. Under optimal experimental condition, dynamic range of 1 ~ 500 pg/mL and 0.52 ~ 1300 aM were found respectively for RIgG and Target DNA analysis, and a good linear relationship¡]R2 = 0.9975 and 0.9982¡^. The relative standard deviation¡]R.S.D.¡^ of blank were 2.8 % and 2.4 %¡]n = 11¡^for immunoassay and DNA assay, respectively. And the variance was 2.4 %¡]n = 9¡^and 2.4 %¡]n = 12¡^for immunoassay and DNA assay, respectively. The detection limit¡]based on S/N = 3¡^of RIgG and DNA were 0.25 pg/mL and 0.52 aM, respectively. They are very competitive compared with similar results reported in the literature. Additional, a gold nanoelectrode ensemble¡]GNEE¡^coupled microchip system was developed for bio-electrochemical analysis. Due to the difference in mobility of urea and urease were mixed and allowed the enzymatic reaction to proceed in microchannel. The enzymatic product NH4+ was determined by the coupled GNEE at the outlet of the channel. Another experiment of streptavidin conjugated gold-nanoparticles¡]streptavidin-Au¡^, reductant and gold-ion¡]Au3+¡^solution was be applied here, too. The product, NH4+ or Au3+ was passed through downstream of microchannel and detected by GNEE of electrochemical system. Satisfactory linear relationship¡]R2 = 0.9778 and 0.9657¡^were found from 0.1 mM to 50 mM for NH4+ and urea in the range of 0.02 mM to 5.0 mM, respectively. The other satisfactory linear relationship¡]R2 = 0.9842 and 0.9507¡^ were found between 3.75 mg/mL and 3.75 g/mL for Au3+ and streptavidin-Au in the range of 0.2 ng/mL to 100 ng/mL, respectively. Variances of 2.5 %¡]n = 6¡^was found for analysis of with the microchip system.

Gold nanoparticle has emerged as an attractive platform for drug delivery applications by complementing the existing drug delivery carriers. Currently, only a few gold nanoparticle-based anticancer drug delivery systems have been reported, compared to the polymer-based delivery systems. Additionally, there is still a lack of understanding for the behavior and fate of the gold-drug conjugate in the body that further attention is required. The overall goal of this thesis is to investigate the in vivo behavior of colloidal gold nanoparticle and its therapeutic efficacy in an animal model, especially in a drug delivery application. To achieve this goal, we investigated the feasibility of using colloidal gold nanoparticle as an anticancer agent delivery vehicle for treatment of cancer. Then, long-term clearance, toxicity, and biodistribution of colloidal gold nanoparticle were studied to further aid in understanding of using colloidal gold nanoparticle as a drug delivery platform. In particular, two representative sizes of gold nanoparticles, 5nm and 60nm, were investigated for the size effect on the therapeutic efficacy, toxicity, biodistribution, and clearance in cancer nanotherapy. We believe that nanoparticle size plays a critical role in not only delivering the drug to the target site but also determining the in vivo behavior such as biodistribution and clearance. By choosing an appropriate size scale for the system, we successfully used the small-sized gold nanoparticles for drug delivery applications, which also displayed no apparent toxicity with desirable clearance from the biological system. This work is significant by providing an insight on a potential ideal candidate for drug delivery carrier for cancer nanotherapy.