In the cellular networks, to support the increasing data rate requirements, many base stations (BSs) with low transmit power and small coverage area are deployed in addition to classical macro cell BSs. Low power nodes, such as micro, pico, and femto nodes (indoor and outdoor), which complement the conventional macro networks, are placed primarily to increase capacity in hotspots (such as shopping malls and conference centers) and to enhance coverage of macro cells near the cell boundary. Combining macro and small cells results in heterogeneous networks (HetNets). An accurate node (BS or user equipment (UE)) model is important in the research, design, evaluation, and deployment of 5G HetNets. The distance between transmitter (TX), receiver (RX), and interferer determines the received signal power and interference signal power. Therefore, the spatial placement of BSs and UEs greatly impacts the performance of cellular networks. However, the investigation on the spatial distribution of UE is limited, though there is ample research on the topic of the spatial distribution of BS. In HetNets, UEs tend to cluster around BSs or social attractors (SAs). The spatial distribution of these UEs is non-uniform. Therefore, the analysis of the impact of non-uniformity of UE distribution on HetNets is essential for designing efficient HetNets. This thesis presents a non-uniform user distribution model based on the existing K-tier BS distribution. Our proposed non-uniform user distribution model is such that a Poisson cluster process with the cluster centers located at SAs in which SAs have a base station offset with their BSs. There are two parameters (cluster radius and base station offset) the combination of which can cover many possible non-uniformity. The heterogeneity analysis of the proposed nonuniform user distribution model is also given. The downlink performance analysis of the designed non-uniform user model is investigated. The numerical results show that our theoretical results closely match the simulation results. Moreover, the effect of BS parameters of small cells such as BS density, BS cell extension bias factor, and BS transmit power is included. At the same time, the uplink coverage probability by the theoretical derivation is also analyzed based on some simplifying assumptions as a result of the added complexity of the uplink analysis due to the UEs’ mobile position and the uplink power control. However, the numerical results show a small gap between the theoretical results and the simulation results, suggesting that our simplifying assumptions are acceptable if the system requirement is not very strict. In addition to the effect of BS density, BS cell extension bias factor, and BS transmit power, the effect of fractional power control factor in the uplink is also introduced. The comparison between the downlink and the uplink is discussed and summarized at the end. The main goal of this thesis is to develop a comprehensive framework of the non-uniform user distribution in order to produce a tractable analysis of HetNets in the downlink and the uplink using the tools of stochastic geometry

New technologies are expected to play a major role for wireless cellular systems beyond the existing 4G paradigm. The need for several orders of magnitude increase in system capacity has led to the proliferation of low-powered cellular layers overlaid on the existing macrocell layer. This type of network consisting of different cellular layers, each with their unique characteristics including transmission power and frequency of operation among others is termed as a heterogeneous network (HetNet). The emergence of HetNets leads to several research challenges and calls for a profound rethinking of several existing approaches for mobility management and interference management among other issues.

This thesis focuses on proposing a Software Defined Network (SDN) based programmable and capacity optimized backhaul and core network which is critical for 5G network design. Cloud Radio Access networks (CRAN) which is key enabler of 5G networks can address a number of challenges that mobile operators face while trying to support ever-growing end-users' needs towards 5th generation of mobile networks (5G). A novel layered and modular programmable CRAN architecture called Software Defined Virtualised Cloud Radio Access Network (SD-vCRAN) is introduced with Network Function Virtualization (NFV) and Software Defined Network (SDN) capabilities. The SDN-Base Band Unit (BBU) pool is shifted to the programmable core network site, where a centralised SDN controller manages the network servers and virtualised network function entities - Mobile Management Entity (MME), Serving/Packet Data Network Data plane (S/PGW-D), Serving/Packet Data Network Control plane (S/PGW-C), Software Network Defined Baseband Unit (SDN-BBU) and Local controllers (LC) via OpenFlow (OF) protocol. This approach simplifies network operations, improve traffic management, enable system-wide optimisation of Quality of Service (QoS) and network-aware application development. The control plane (excluding the preserved 3GPP standard interfaces: S1-MME, S6a, Gx) managed by the network servers provides load balancing, traffic management and optimisation tools for the data plane. The proposed work starts by reviewing the requirements of 5G networks, followed by discussion on 5G backhaul and core challenge. Then, an overview of CRAN, Evolved Programmable Core (EPC), SDN, NFV and related works. The simulation details of the proposed architecture are discussed along with the challenges faced by adopting SDN and NFV in mobile core. A thorough assessment of the interfaces and protocols that should be conserved or enhanced on both data and control plane is conducted. The result enables an architecture where the SDN-BBU pool shares a single cloud with the programmable EPC and the control plane is migrated from the network elements to a centralized controller, running on a virtual machine in the mobile core. The data and control plane separation removes overlaps and provides better signalling, as well as efficient network functioning to comply with latency demands. The proposed system performance is validated in terms of throughput, datagram loss, and packet delay variation under three scenarios: 1. single policy installation, 2. multiple policy installation and 3. load balancing. The load balancing performance of proposed system is validated comparing the performance of two different SDN controllers: Floodlight and OpenDaylight, where the later performs better in terms of throughput (no bandwidth restriction), packet loss (below 0.3%) and jitter (below 0.2ms). Furthermore, a detailed comparison of two SDN controller's - Floodlight and OpenDaylight performances is presented, which shows that OpenDaylight performs better only for less dense networks which needs less processing of messages without being blocked, and the Floodlight performs better in ultra-dense network. Some directions and preliminary thoughts for future work and necessary information to operators for building their roadmap to the upcoming technologies is presented.

This report describes my M.A.Sc. thesis research work. The emerging 4th generation (4G) mobile systems and networks (so called 4G HetNets) are designed as multilayered cellular topology with a number of asymmetrically located, asymmetrically powered, self-organizing, and user-operated indoor small cell (e.g., pico/femto cells and WLANs) with a variety of cell architectures that are overlaid by a large cell (macro cell) with some or all interfering wireless links. These designs of 4G HetNets bring new challenges such as increased dynamics of user mobility and data traffic trespassing over the multi-layered cell boundaries. Traditional approaches of radio resource allocation and inter-cell (cochannel) interference management that are mostly centralized and static in the network core and are carried out pre-hand by the operator in 3G and lower cellular technologies, are liable to increased signaling overhead, latencies, complexities, and scalability issues and, thus, are not viable in case of 4G HetNets. In this thesis a comprehensive research study is carried out on improving the radio resource sharing and inter-cell interference management in 4G HetNets. The solution strategy exploits dynamic and adaptive channel allocation approaches such as dynamic and opportunistic spectrum access (DSA, OSA) techniques, through exploiting the spatiotemporal diversities among transmissions in orthogonal frequency division multiple access (OFDMA) based medium access in 4G HetNets. In this regards, a novel framework named as Hybrid Radio Resource Sharing (HRRS) is introduced. HRRS comprises of these two functional modules: Cognitive Radio Resource Sharing (CRRS) and Proactive Link Adaptation (PLA) scheme. A dynamic switching algorithm enables CRRS and PLA modules to adaptively invoke according to whether orthogonal channelization is to be carried out exploiting the interweave channel allocation (ICA) approach or non-orthogonal channelization is to be carried out exploiting the underlay channel allocation (UCA) approach respectively when relevant conditions regarding the traffic demand and radio resource availability are met. Benefits of CRRS scheme are identified through simulative analysis in comparison to the legacy cochannel and dedicated channel deployments of femto cells respectively. The case study and numerical analysis for PLA scheme is carried out to understand the dynamics of threshold interference ranges as function of transmit powers of MBS and FBS, relative ranges of radio entities, and QoS requirement of services with the value realization of PLA scheme.

Mobile networks have changed from circuit switched to IP-based mobile wireless packet switched networks. This paradigm shift led to new possibilities and challenges. The development of new capabilities based on IP-based networks is ongoing and raises new problems that have to be tackled, for example, the heterogeneity of current radio access networks and the wide range of data rates, coupled with user requirements and behaviour. A typical example of this shift is the nature of traffic, which is currently mostly data-based; further, forecasts based on market and usage trends indicate a data traffic increase of nearly 11 times between 2013 and 2018. The majority of this data traffic is predicted to be multimedia traffic, such as video streaming and live video streaming combined with voice traffic, all prone to delay, jitter, and packet loss and demanding high data rates and a high Quality of Service (QoS) to enable the provision of valuable service to the end-user. While the demands on the network are increasing, the end-user devices become more mobile and end-user demand for the capability of being always on, anytime and anywhere. The combination of end-user devices mobility, the required services, and the significant traffic loads generated by all the end-users leads to a pressing demand for adequate measures to enable the fulfilment of these requirements. The aim of this research is to propose an architecture which provides smart, intelligent and per end-user device individualised traffic steering for heterogeneous mobile networks to cope with the traffic volume and to fulfil the new requirements on QoS, mobility, and real-time capabilities. The proposed architecture provides traffic steering mechanisms based on individual context data per end-user device enabling the generation of individual commands and recommendations. In order to provide valuable services for the end-user, the commands and recommendations are distributed to the end-user devices in real-time. The proposed architecture does not require any proprietary protocols to facilitate its integration into the existing network infrastructure of a mobile network operator. The proposed architecture has been evaluated through a number of use cases. A proof-of-concept of the proposed architecture, including its core functionality, was implemented using the ns-3 network simulator. The simulation results have shown that the proposed architecture achieves improvements for traffic steering including traffic offload and handover. Further use cases have demonstrated that it is possible to achieve benefits in multiple other areas, such as for example improving the energy efficiency, improving frequency interference management, and providing additional or more accurate data to 3rd party to improve their services.

In this thesis, we proposed the use of device-to-device (D2D) communications for extending the coverage area of active base stations, for public safety communications with partial coverage. A 3GPP standard compliant D2D system level simulator is developed for HetNets and public safety scenarios and used to evaluate the performance of D2D discovery and communications underlying cellular networks. For D2D discovery, the benefits of time-domain inter-cell interference coordi- nation (ICIC) approaches by using almost blank subframes were evaluated. Also, the use of multi-hop is proposed to improve, even further, the performance of the D2D discovery process. Finally, the possibility of using multi-hop D2D communications for extending the coverage area of active base stations was evaluated. Improvements in energy and spectral efficiency, when compared with the case of direct UE-eNB communi- cations, were demonstrated. Moreover, UE power control techniques were applied to reduce the effects of interference from neighboring D2D links.

No / Next-generation 5G networks is the future of information networks and it will experience a tremendous growth in traffic. To meet such traffic demands, there is a necessity to increase the network capacity, which requires the deployment of ultra dense heterogeneous base stations (BSs). Nevertheless, BSs are very expensive and consume a significant amount of energy. Meanwhile, cloud radio access networks (C-RAN) has been proposed as an energy-efficient architecture that leverages the cloud computing technology where baseband processing is performed in the cloud. In addition, the BS sleeping is considered as a promising solution to conserving the network energy. This paper integrates the cloud technology and the BS sleeping approach. It also proposes an energy-efficient scheme for reducing energy consumption by switching off remote radio heads (RRHs) and idle BBUs using a greedy and first fit decreasing (FFD) bin packing algorithms, respectively. The number of RRHs and BBUs are minimized by matching the right amount of baseband computing load with traffic load. Simulation results demonstrate that the proposed scheme achieves an enhanced energy performance compared to the existing distributed long term evolution advanced (LTE-A) system.

Conduit par une croissance exponentielle dans les appareils mobiles et une augmentation continue de la consommation individuelle des données, le trafic de données mobiles a augmenté de 4000 fois au cours des 10 dernières années et près de 400millions fois au cours des 15 dernières années. Les réseaux cellulaires homogènes rencontrent de plus en plus de difficultés à gérer l’énorme trafic de données mobiles et à assurer un débit plus élevé et une meilleure qualité d’expérience pour les utilisateurs.Ces difficultés sont essentiellement liées au spectre disponible et à la capacité du réseau.L’industrie de télécommunication doit relever ces défis et en même temps doit garantir un modèle économique pour les opérateurs qui leur permettra de continuer à investir pour répondre à la demande croissante et réduire l’empreinte carbone due aux communications mobiles. Les réseaux cellulaires hétérogènes (HetNets), composés de stations de base macro et de différentes stations de base de faible puissance,sont considérés comme la solution clé pour améliorer l’efficacité spectrale par unité de surface et pour éliminer les trous de couverture. Dans de tels réseaux, il est primordial d’attacher intelligemment les utilisateurs aux stations de base et de bien gérer les interférences afin de gagner en performance. Comme la différence de puissance d’émission est importante entre les grandes et petites cellules, l’association habituelle des mobiles aux stations de bases en se basant sur le signal le plus fort, n’est plus adaptée dans les HetNets. Une technique basée sur des offsets individuelles par cellule Offset(CIO) est donc nécessaire afin d’équilibrer la charge entre les cellules et d’augmenter l’attraction des petites cellules (SC) par rapport aux cellules macro (MC). Cette offset est ajoutée à la valeur moyenne de la puissance reçue du signal de référence(RSRP) mesurée par le mobile et peut donc induire à un changement d’attachement vers différents eNodeB. Comme les stations de bases dans les réseaux cellulaires LTE utilisent les mêmes sous-bandes de fréquences, les mobiles peuvent connaître une forte interférence intercellulaire, en particulier en bordure de cellules. Par conséquent, il est primordial de coordonner l’allocation des ressources entre les cellules et de minimiser l’interférence entre les cellules. Pour atténuer la forte interférence intercellulaire, les ressources, en termes de temps, fréquence et puissance d’émission, devraient être alloués efficacement. Un modèle pour chaque dimension est calculé pour permettre en particulier aux utilisateurs en bordure de cellule de bénéficier d’un débit plus élevé et d’une meilleure qualité de l’expérience. L’optimisation de tous ces paramètres peut également offrir un gain en consommation d’énergie. Dans cette thèse, nous proposons une solution dynamique polyvalente effectuant une optimisation de l’attachement des mobiles aux stations de base et de l’allocation des ressources dans les réseaux cellulaires LTE maximisant une fonction d’utilité du réseau qui peut être choisie de manière adéquate.Notre solution, basée sur la théorie des jeux, permet de calculer les meilleures valeurs pour l’offset individuelle par cellule (CIO) et pour les niveaux de puissance à appliquer au niveau temporel et fréquentiel pour chaque cellule. Nous présentons des résultats des simulations effectuées pour illustrer le gain de performance important apporté par cette optimisation. Nous obtenons une significative hausse dans le débit moyen et le débit des utilisateurs en bordure de cellule avec 40 % et 55 % de gains respectivement. En outre, on obtient un gain important en énergie. Ce travail aborde des défis pour l’industrie des télécoms et en tant que tel, un prototype de l’optimiseur a été implémenté en se basant sur un trafic HetNets émulé. / Driven by an exponential growth in mobile broadband-enabled devices and a continue dincrease in individual data consumption, mobile data traffic has grown 4000-fold over the past 10 years and almost 400-million-fold over the past 15 years. Homogeneouscellular networks have been facing limitations to handle soaring mobile data traffic and to meet the growing end-user demand for more bandwidth and betterquality of experience. These limitations are mainly related to the available spectrumand the capacity of the network. Telecommunication industry has to address these challenges and meet exploding demand. At the same time, it has to guarantee a healthy economic model to reduce the carbon footprint which is caused by mobile communications.Heterogeneous Networks (HetNets), composed of macro base stations and low powerbase stations of different types, are seen as the key solution to improve spectral efficiency per unit area and to eliminate coverage holes. In such networks, intelligent user association and interference management schemes are needed to achieve gains in performance. Due to the large imbalance in transmission power between macroand small cells, user association based on strongest signal received is not adapted inHetNets as only few users would attach to low power nodes. A technique based onCell Individual Offset (CIO) is therefore required to perform load balancing and to favor some Small Cell (SC) attraction against Macro Cell (MC). This offset is addedto users’ Reference Signal Received Power (RSRP) measurements and hence inducing handover towards different eNodeBs. As Long Term Evolution (LTE) cellular networks use the same frequency sub-bands, mobile users may experience strong inter-cellxv interference, especially at cell edge. Therefore, there is a need to coordinate resource allocation among the cells and minimize inter-cell interference. To mitigate stronginter-cell interference, the resource, in time, frequency and power domain, should be allocated efficiently. A pattern for each dimension is computed to permit especially for cell edge users to benefit of higher throughput and quality of experience. The optimization of all these parameters can also offer gain in energy use. In this thesis,we propose a concrete versatile dynamic solution performing an optimization of user association and resource allocation in LTE cellular networks maximizing a certainnet work utility function that can be adequately chosen. Our solution, based on gametheory, permits to compute Cell Individual Offset and a pattern of power transmission over frequency and time domain for each cell. We present numerical simulations toillustrate the important performance gain brought by this optimization. We obtain significant benefits in the average throughput and also cell edge user through put of40% and 55% gains respectively. Furthermore, we also obtain a meaningful improvement in energy efficiency. This work addresses industrial research challenges and assuch, a prototype acting on emulated HetNets traffic has been implemented.

La préservation de l’environnement et des ressources naturelles pour les prochaines générations est aujourd’hui considérée comme un des axes les plus prioritaires dans presque tous les secteurs économiques. Le secteur des Technologies de l’Information et de la Communication est loin d’être épargné de cette tendance écologique. Nous considérons dans cette thèse la problématique de la conservation d’énergie dans le contexte technologique actuel caractérisé par: • La coexistence d’une multitude de technologies d’accès sans fil offrant un environnement riche et dynamique • Des terminaux mobiles multimodaux • Limitations persistantes des sources d’énergie sur les terminaux mobiles. Dans ce contexte très riche, les possibilités offertes aux usagers sont à double tranchant. D’un côté, elles peuvent très bien améliorer la QoS en offrant toujours la meilleure connectivité en fonction du contexte de l’utilisateur. D’un autre côté, et sans une bonne optimisation de la consommation d’énergie sur le terminal, la disponibilité de celui-ci peut vite diminuer et donc faire baisser la QoE à cause de l’énergie nécessaire pour gérer plusieurs interfaces radio en parallèle. Nous considérons essentiellement les liens entre les stations de base (ou les point d’accès) et les terminaux mobiles. Notre objectif étant d’analyser la consommation d’énergie sur ces liens pour ensuite proposer des contributions permettant de mieux la maitriser. Nous focalisons essentiellement sur l’exploitation des multiples interfaces et du multi-flux pour étudier, analyser et proposer des solutions dynamiques et adaptatives d’ordonnancement, de sélection et de gestion d’interfaces minimisant la consommation d’énergie / Since the last decades, environmental issues are becoming among the major concerns for most human activities, including the Information and Communication Technologies sector. This will surely influence upcoming networking technologies, architectures and usage practices. New approaches and methodologies are required in order to evaluate and to reduce the Carbon Footprint toward what is commonly denoted as Green Networks. Within the ICT sector, the main efforts are related to energy saving techniques. These efforts started in early stages within wireless technologies, mainly because of energy limitations on mobile devices such as mobile phones and wireless sensors. Additionally, because of health considerations, standardization bodies and government had set stringent policies and limits on electromagnetic radiation levels that can be emitted by radio stations. For these reasons, many academic and industrial research and development activities had led to a number of relatively energy efficient solutions. In this thesis, we consider energy efficiency in the context of Heterogeneous Wireless Access Networks. These are composed of multi-standards wireless network solutions, with non uniform topologies and cell sizes and Multi-Modal mobile terminals able to manage simultaneously different connections. The main contributions of our studies include the proposal of new optimization solutions regarding user association and scheduling techniques at both flow and packet levels for multi-homed mobile terminals. An overall context-based solution is also proposed in order to provide end-to-end energy efficient networking solutions

There is a prolific increase in the penetration of user devices such as smartphones and tablets. In addition, user expectations for higher Quality of Service (QoS), enhanced data rates and lower latencies are relentless. In this context, network densification through the dense deployment of small cell networks, underlaying the currently existing macrocell networks, is the most appealing approach to handle the aforementioned requirements. Small cell networks are capable of reusing the spectrum locally and providing most of the capacity while macrocell networks provide a blanket coverage for mobile user equipment (UEs). However, such setup imposes a lot of issues, among which, co-tier and cross-tier interference are the most challenging. To handle co-tier interference, I have proposed a semi-distributed (hierarchical) interference management scheme based on joint clustering and resource allocation (RA) for small cells. I have formulated the problem as a Mixed Integer Non-Linear Program (MINLP), whose solution was obtained by dividing the problem into two sub-problems, where the related tasks were shared between the Femto Gateway (FGW) and small cells. As for cross-tier interference, I have formulated RA problems for both the macrocell and small cells as optimization problems. In particular, I have introduced the idea of ``Tier-Awareness'' and studied the impact of the different RA policies in the macrocell tier on the small cells performance. I have shown that the RA policy in one tier should be carefully selected. In addition, I have formulated the RA problem for small cells as an optimization problem with an objective function that accounts for both RA and admission control (AC). Finally, I have studied cloud radio access network (C-RAN) of small cells which has been considered as a typical realization of a mobile network which is capable of supporting soft and green technologies in Fifth Generation (5G) networks, as well as a platform for the practical implementation of network multiple-input multiple-output (MIMO) and coordinated multi-point (CoMP) transmission concepts. / February 2016