This thesis is comprised of three essays. These essays model facets of illicit markets using economic theories of reputation and go on to develop new theories of reputation. In chapter 1, we start by defining illicit markets. We build a model of trade in an illicit market where honesty is enforced through reputation. We then show how criminals' heterogeneity in their ability to avoid detection can have interesting consequences. In particular, such heterogeneity can explain why illicit market participants might sometimes adopt surprisingly blatant trading strategies. Heterogeneity among criminals in terms of how they are affected by enforcement can give rise to counter-intuitive market reactions to changes in the level of enforcement. Chapter 2 considers the market for stolen payment data such as credit card numbers. The central observation is that stealing financial data and using it for personal gain are two very different skills. An online market exists through which those who steal data can sell it to those who can ``cash in''. The low prices in these markets are not evidence of a failure of the reputational system, but of large outside options on one side of the market. Finally chapter 3 considers reputation more generally. We find folk theorem and incomplete information models place too much faith in the knowledge and rationality of short-lived players. We propose instead a new model with more realistic assumptions about the information available to short-lived players and their ability to use it. This model generates natural cycles in the reputation of the rational long-lived player.

The Second Seminole War in Florida, 1835-1842, was a time of disruption and upheaval for all of those unfortunate enough to occupy the territory of Florida during the seven years of this protracted battle over Seminole removal to the West. Illicit trade was a major factor which enabled the Seminoles to resist removal for such an extended period. Illicit trade requires outside assistance. Documentary evidence suggests that such assistance was rendered by Spanish fishermen, English and American wreckers, slaves, free blacks, Native Americans and white American settlers. This thesis examines the evidence for plunder and illicit trade, and the possible outlets for various classes of plunder. Evidence is examined within a political economy theoretical framework. An archaeological research design is also developed to aid in identifying and recognizing war camps and war caches in the archaeological record.

The thesis concers the issue of conflict minerals in the Democratic republic of Congo. The situation in the country has been monitored by the NGO Global Witness for decades. Human rights violation, illicit trade followed by exporting of minerals out of the country, have been supervised by militaristic rebel groups. As a result these groups have been indirectly founded by international corporations.The aim of this thesis is to evaluate the performance of Global Witness at the agenda setting of conflict minerals, including a critical assessment of legislative measures.

The illicit trade with cultural property is a worldwide problem. Many of the cultural properties that are traded have been plundered and exported from countries and end up on western markets, often at auction houses and auction platforms online.  This study aims to understand the responsibility Swedish auction houses and online platforms have regarding the illicit trade with cultural properties. This is achieved by answering the following questions: what responsibility does the auction houses and online platforms have? Do they take this responsibility? Do auction houses and online platforms have policy documents regarding cultural objects? What do these policy documents in that case look like and can they be improved? Is there a difference between the policy documents of physical auction houses and auction platforms online?  To answer these questions this study focuses on three main areas of sources: document analysis of legal and policy documents, previous research and articles published in the field, as well as five qualitative and semi-struc- tured interviews. These sources are discussed throughout the analysis which have been divided thematically. An overview of the trade in Sweden culminates in a discussion about due diligence and provenance. Further, a discus- sion of the auction houses responsibilities and policy documents is followed by chapters discussing the same ques- tions in regard to the online platforms.  Conclusions which have been drawn from the empirical analysis are that the auction businesses take respon- sibility to a certain degree but that policy documents and the transparency in public discourses can be improved. Furthermore, they should be clear that they use due diligence and actually make sure that they do it in their daily activities.  This is a two-year master’s thesis in Museum and Cultural Heritage Studies.

yes / Historically, UN conferences have been criticised for resulting more in compromises than in commitments to real change, which is also a charge that has been levelled against the UN Conference on the Illicit Trade in Small Arms and Light Weapons in All Its Aspects (UN Small Arms Conference). The consensus-based approach adopted throughout the negotiations had the advantage of binding all participating States to all aspects of the agreed Programme of Action (PoA), but it also ensured that it would be difficult to achieve a sufficiently rigorous and comprehensive agreement on all of the measures required to tackle the trafficking, proliferation and misuse of small arms and light weapons (SALW). Therefore, in spite of the efforts of many governments and NGOs, the UN Small Arms Conference did not agree sufficiently robust agreements in several areas. Nonetheless, it was a valuable and productive process. The resulting PoA includes a reasonably comprehensive set of key principles and commitments, which provide a basis for taking forward action at national, regional and global levels. The PoAwas agreed by all of the participating States, amounting to more than 100, and each are politically bound to adopt and implement it. Given that the UN Small Arms Conference was the first of its kind, its achievement in generating political will and momentum for efforts to control SALW is important. Although many of the commitments are weaker and less comprehensive than hoped for by many governments and organisations, it is significant that the PoAcontains at least some important commitments in all but two of the `core¿ issue areas raised by States. The two exceptions relate to transfers to non-State actors and to civilian trade, possession and use of SALW, restrictions which were strongly opposed by the USA. Equally, human rights related issues were noteworthy by their absence in the PoA. Whilst the process of reaching agreement began with a far-reaching draft PoA in December 2000 (A/Conf.192/L.4), most of the comments that were tabled on this text during the second Preparatory Committee in January 2001 came from countries that sought to weaken its commitments. The subsequent draft (A/Conf.192/L.4/Rev.1) was therefore weaker, with the result that progressive States faced an uphill task in seeking to strengthen its provisions. The next draft PoA emerged at the UN Small Arms Conference itself in the form of a third draft (A/Conf.192/L.5). Although still limited in a number of key areas ¿ such as export criteria and transparency ¿ this document went further than L.4/Rev.1 in a number of respects and included specific international commitments, including on brokering and tracing lines of supply. This, however, proved too ambitious an agenda for a small group of States and in the end the document that was adopted by consensus (A/Conf.192/L.5/Rev.1) represented a lower-level compromise. Despite the difficulties of agreeing the consensus-based PoA, the process culminating in the agreement was perhaps as important as the agreement itself. UN Small Arms Conference represented the first time that all UN Member States had met to discuss the illicit trade in SALW in all its aspects with a view to agreeing a comprehensive set of measures to address the problem. Although many of the commitments contained in the PoAare couched in equivocal language that will allow States to do as much or as little as they like, it is clear that the UN Small Arms Conference has contributed to a much better understanding, amongst all stakeholders, of the nature of the illicit trade in SALW and of the particular concerns and priorities of different countries and sub-regions. It is also clear that although the Programme of Action provides a set of minimum standards and commitments which all states should adopt, it also encourages further action from all States willing to adopt more stringent commitments and stronger programmes. There is a willingness among a number of States to build upon the PoAand take more concrete and far-reaching measures at national, sub-regional, regional and international levels, such as specific arrangements for tracing co-operation, or mechanisms to co-ordinate e fforts to improve stockpile security or weapons destruction. This briefing provides a critical assessment of key provisions in the UN Small Arms Conference PoA. Section 1 measures the overall outcomes of the conference against those that the Biting the Bullet (BtB) project proposed as optimal conclusions, and suggests ways to put the commitments contained in the PoA into practice. Section 2 assesses the implementation and follow-up commitments contained in the PoA, and identifies ways of promoting the implementation of Sections III and IV, as well as options for making the most of the Biennial Meetings of States and the Review Conference in 2006. Section 3 examines funding and resourcing possibilities for the PoA including identifying needs, mobilising resources and matching needs with resources. The final section of the briefing focuses on the way forward, and in particular on how implementation of the PoA could build on existing regional initiatives and develop common international approaches to controlling SALW proliferation, availability and misuse. It also examines how action to prevent and combat the illicit trade in SALW in all its aspects can be taken forward at sub-regional and regional levels in conjunction with all major stakeholders, including civil society, in the period leading up to the first Review Conference.

yes / [Introduction]International commitments and measures to prevent, reduce and combat uncontrolled or illicit small arms and light weapons (SALW) holdings and flows are widely understood to encompass not only the weapons but also their ammunition. This is obviously necessary. Thus the UN Programme of Action to Prevent Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects (PoA) includes many commitments that apply to ammunition as well as to small and light weapons. Progress in implementing the PoA includes many measures concerning ammunition, including: controls on transfers; preventing diversion to illicit trade; marking, record-keeping and tracing; weapons collection; secure storage; and destruction.1 Unfortunately, progress in implementing the PoA in relation to ammunition remains particularly patchy and inadequate. This is partly because it has too often been considered as a residual category. Negotiations and programmes to control SALW have tended in the first instance to focus on the weapons systems, and have then been deemed to apply, `as appropriate¿, also to ammunition. But control and reduction of ammunition raise their own distinct and challenging issues. Without focused attention, and clarification of what is meant by `appropriate¿, controls and measures on ammunition have often been neglected or mishandled.[Executive summary] The 2001 United Nations Programme of Action to Prevent, Combat and Eradicate the Illicit Trade in Small Arms and Light Weapons in All Its Aspects (PoA) and other associated Small Arms and Light Weapons (SALW) international commitments and measures are widely understood to encompass not only the weapons but also their ammunition. Unfortunately, progress in implementing the PoA in relation to ammunition remains particularly patchy and inadequate. This is partly because it has too often been considered as a residual category. But control and reduction of ammunition raise their own distinct and challenging issues. This relative neglect is resulting in large numbers of avoidable deaths and injuries.

yes / The United Nations will convene the `UN Conference on the Illicit Trade in Small Arms and Light Weapons in All Its Aspects¿ in June/July 2001. The `2001 Conference¿ is now the primary focus for international efforts to strengthen and develop co-ordinated and comprehensive global action to prevent and reduce the proliferation and misuse of small arms and light weapons. A powerful international coalition of States, international organisations and civil society groups is uniting to promote effective global action. Expectations for the 2001 Conference are high and public awareness of the opportunities it offers is growing. It is critical that the 2001 Conference is a success. The 2001 Conference must achieve agreement on an effective International Action Programme to prevent and reduce small arms and light weapons proliferation and combat illicit trafficking in such weapons. This International Action Programme should reinforce, co-ordinate and extend measures being taken at local, national and regional levels. In addition to establishing an appropriate set of international norms and standards, the 2001 Conference should achieve agreement on specific international action on the problems associated with small arms and light weapons. The specific objectives of the 2001 Conference are currently undecided. This paper, the first in a series of briefings, outlines a proposed scope for the Conference. It further proposes concrete objectives and practical agreements which could be achieved during the Conference. It is hoped that the proposals and recommendations presented will contribute to efforts to secure a comprehensive and progressive framework for the Conference.

yes / As the agenda for the United Nations (UN) 2001 Conference on The Illicit Trade in Small Arms and Light Weapons in All Its Aspects takes shape, governments should begin to identify a set of standards, mechanisms and specific agreements that will help consolidate, reinforce and co-ordinate regional and national measures to address the problem of the proliferation and misuse of small arms. An important element of this approach will be to build upon the wealth of regional and national experiences and perspectives that illustrate the different contexts in which efforts to combat the proliferation and misuse of small arms and light weapons have occurred. At the same time, agreements reached at the UN 2001 Conference should be substantial, establishing an agreed comprehensive `international action programme¿ f o r sustained global effort on this complex problem. However there remain issues and concerns that are common to all regions: these should be identified and addressed internationally within the context of the UN 2001 Conference. This briefing, the second in the Biting the Bullet series, reviews some of the current regional e fforts on small arms and light weapons. It identifies common approaches that have been used in different regions to counter the proliferation and misuse of small arms and light weapons, these include: law enforcement and crime control; supplier restraint and transparency; national legislation and regulation of arms; and arms reduction and control. The briefing analyses initiatives using these approaches that are moving forward in West Africa, Eastern and Southern Africa, the European Union (EU), and the development of cooperation between EU Member States and other countries and regional organizations, including Cambodia and the Southern African Development Community. The briefing identifies the impact and priorities of these initiatives, suggesting ways in which the UN 2001 Conference is both relevant to the region and what the region can contribute to the outcomes of the Conference. The briefing concludes with recommendations on the ways in which regional processes can be reinforced and further developed by the international community, focusing especially on the contribution of the UN 2001 Conference. Experience is showing that much of what happens nationally and regionally needs reinforcement and further development with assistance from the international community. The UN 2001 Conference comes at an important time for providing the framework ¿ through the international action programme ¿ to develop, reinforce and c o-ordinate these national and regional processes, through developing appropriate international norms, standards, programmes and mechanisms. Using the illustration of combating illicit arms trafficking, this briefing outlines some of the processes that could be taken forward through the UN 2001 Conference which would build upon and strengthen national and regional eff o r t s . The briefing contains an annex, which provides background information on many current regional and international initiatives, including those in Africa, the Americas, Asia, Europe and inter-regionally, such as the Organisation for Security and Co-operation in Europe and the North Atlantic Treaty Organisation.

yes / Measures to enhance the security and management of legal stocks of small arms and to reduce `surplus¿ weapons are clearly essential components of an effective international action programme to combat illicit trafficking and prevent and reduce the proliferation of small arms. Many of the weapons of concern are lost from official stockpiles through theft, corruption or neglect. Moreover, the existence of large quantities of `surplus¿ small arms is a major factor in the excessive availability and flows of these weapons. The primary responsibility for measures to address these problems lies with governments. Regional and international organisations involved in any way with managing and disposing of small arms also have important responsibilities to take action. Nevertheless, this is a global issue, and the entire international community should play a role in developing policies on the management of stockpiles and the disposal or destruction of surplus weapons. This briefing outlines the dimensions of the issues, drawing on recent experience, and identifies ways in which an international action programme could usefully be developed to address them.

yes / Since April 1998, the Vienna-based UN Economic and Social Council (ECOSOC) Commission on Crime Prevention and Criminal Justice has been negotiating the draft Protocol Against the Illicit Manufacturing of and Trafficking in Firearms, Their Parts and Components and Ammunition (hereafter referred to as the Firearms Protocol). This Protocol will be the first global measure regulating international transfers of small arms and light weapons, and should have a tremendous impact on both the legal and the illicit manufacture and trade in firearms. The draft agreement seeks to combat and criminalise trafficking in firearms, through the development of harmonised international standards governing the manufacture, possession and transfer of commercial shipments of these weapons. While the final outcome of the Protocol relies on the outcome of negotiations in February 2001, the draft agreement contains provisions which commit states, among other things, to: l Adopt legislative measures to criminalise the illicit manufacture, trafficking, possession and use of firearms; l Maintain detailed records on the import, export and in-transit movements of firearms; l Adopt an international system for marking firearms at the time of manufacture and each time they are imported; l Establish a harmonised licensing system governing the import, export, in-transit movement and re-export of firearms; l Exchange information regarding authorised producers, dealers, importers and exporters, the routes used by illicit traffickers, best practice in combating trafficking in order to enhance states ability to prevent, detect and investigate illicit trafficking; l Co-operate at the bilateral, regional and international level to prevent, combat and eradicate the illicit manufacturing of and trafficking in firearms; and l Consider developing systems to require arms brokers, traders and forwarders to register and obtain licences for their transactions. The Protocol places a premium on international co-operation, information exchange and transparency. The provisions in the Firearms Protocol are an important complement to those being developed for the UN 2001 Conference. Issues such as improving the ability to trace small arms and light weapons through effective marking systems, regulating the activities of arms brokers and building international norms on the responsible disposal of surplus small arms are common to both initiatives.