Lithium-ion based battery energy storage system has become one of the most popular forms of energy storage system for its high charge and discharge efficiency and high energy density. This dissertation proposes a high-efficiency grid-tie lithium-ion battery based energy storage system, which consists of a LiFePO4 battery based energy storage and associated battery management system (BMS), a high-efficiency bidirectional ac-dc converter and the central control unit which controls the operation mode and grid interface of the energy storage system. The BMS estimates the state of charge (SOC) and state of health (SOH) of each battery cell in the pack and applies active charge equalization to balance the charge of all the cells in the pack. The bidirectional ac-dc converter works as the interface between the battery pack and the ac grid, which needs to meet the requirements of bidirectional power flow capability and to ensure high power factor and low THD as well as to regulate the dc side power regulation. A highly efficient dual-buck converter based bidirectional ac-dc converter is proposed. The implemented converter efficiency peaks at 97.8% at 50-kHz switching frequency for both rectifier and inverter modes. To better utilize the dc bus voltage and eliminate the two dc bus bulk capacitors in the conventional dual-buck converter, a novel bidirectional ac-dc converter is proposed by replacing the capacitor leg of the dual-buck converter based single-phase bidirectional ac-dc converter with a half-bridge switch leg. Based on the single-phase bidirectional ac-dc converter topology, three novel three-phase bidirectional ac-dc converter topologies are proposed. In order to control the bidirectional power flow and at the same time stabilize the system in mode transition, an admittance compensator along with a quasi-proportional-resonant (QPR) controller is adopted to allow smooth startup and elimination of the steady-state error over the entire load range. The proposed QPR controller is designed and implemented with a digital controller. The entire system has been simulated in both PSIM and Simulink and verified with hardware experiments. Small transient currents are observed with the power transferred from rectifier mode to inverter mode at peak current point and also from inverter mode to rectifier mode at peak current point. The designed BMS monitors and reports all battery cells parameters in the pack and estimates the SOC of each battery cell by using the Coulomb counting plus an accurate open-circuit voltage model. The SOC information is then used to control the isolated bidirectional dc-dc converter based active cell balancing circuits to mitigate the mismatch among the series connected cells. Using the proposed SOC balancing technique, the entire battery storage system has demonstrated more capacity than the system without SOC balancing. / Ph. D.

<p dir="ltr">This dissertation addresses the significant challenge of enhancing the performance of lithium-ion batteries (LIBs) in extremely low-temperature environments, which is critical for applications in defense and space exploration. By innovating both electrolyte formulations and electrode materials, this research extends the operational boundaries of LIBs to temperatures below -100 ℃. </p>

<p dir="ltr">Lithium-ion (Li-ion) batteries are promising electrochemical energy storage and conversion systems to drive the rechargeable world toward a sustainable future. Following the breakthrough of material innovations, advanced Li-ion batteries have significantly mitigated the range and lifetime anxieties of electric vehicles (EVs) and consumer electronics. Nevertheless, state-of-the-art Li-ion chemistries still suffer from several defects, such as rapid degradations under abusive or fast-charge scenarios and unfavorable high thermal instabilities. Essentially, aging mechanisms and safety hazards of Li-ion cells are strongly coupled events. The cell safety factors are most likely to be deteriorated as degradation progresses, making the cell less safe after a long-term deployment. In this thesis, we comprehensively investigate thermo-electrochemical interactions on the safety of Li-ion batteries. Fundamental principles of Li-ion batteries, basic knowledge about material-level thermal instabilities at electrode-electrolyte interphases, thermal characterization approaches, and thermal runaway mechanisms under abusive scenarios are fully overviewed. Thermally unstable characteristics of key cell components, including inter-electrode crosstalk as a result of oxygen liberation from cathode lattice structures, significant electric energy release from massive internal short circuit due to separator collapse, anode-centric lithium-plating-induced early exotherm, and silicon-dopant-driven thermal risks of composite anodes, are specifically discussed to understand their critical role in accelerating cell-level thermal runaway catastrophes. Aging pathways of Li-ion cells under off-normal conditions, particularly overdischarge and fast charging, are thoroughly elucidated using a promising reference electrode architecture, which effectively deconvolutes the electrode behaviors from the complex full-cell performance for precise identification of the root causes in cell failure. Given the profound revelation of degradation-safety sophistication in various Li-ion chemistries, corresponding mitigation and prevention strategies are proposed to maximize cell lifetime and reliability. This thesis provides new insights into aging and safety diagnostics of cutting-edge Li-ion batteries, taking one step further in the online monitoring of battery state of health to develop adaptive battery management systems.</p>

Lithium-ion batteries are complex systems and making a simulation model of them is always challenging. A method for producing an accurate model with high capabilities for predicting the behavior of the battery in a time and cost efficient way is desired in this field of work. The aim of this thesis has been to develop a method to be close to the desired method as much as possible, especially in two important aspects, time and cost. The method which is the goal of this thesis should fulfill the below five requirements: 1. Able to produce a generic battery model for different types of lithium-ion batteries 2. No or low cost for the development of the model 3. A time span around one week for obtaining the model 4. Able to predict the most aspects of the battery’s behavior like the voltage, SOC, temperature and, preferably, simulate the degradation effects, safety and thermal aspects 5. Accuracy with less than 15% error The start point of this thesis was the study of current methods for cell modeling. Based on their approach, they are divided into three categories, abstract, black box and white box methods. Each of these methods has its own advantages and disadvantages, but none of them are able to fulfill the above requirements. This thesis presents a method, called “gray box”, which is, partially, a mix of the black and white boxes’ concepts. The gray box method uses values for model’s parameters from different sources. Firstly, some chemical/physical measurements like in the case of the white box method, secondly, some of the physical tests/experiments used in the case of the black box method and thirdly, information provided by cell datasheets, books, papers, journals and scientific databases. As practical part of this thesis, a prismatic cell, EIG C20 with 20Ah capacity was selected as the sample cell and its electrochemical model was produced with the proposed method. Some of the model’s parameters are measured and some others are estimated. Also, the abilities of AutoLion, a specialized software for lithium-ion battery modeling were used to accelerate the modeling process. Finally, the physical tests were used as part of the references for calculating the accuracy of the produced model. The results show that the gray box method can produce a model with nearly no cost, in less than one week and with error around 30% for the HPPC tests and, less than this, for the OCV and voltage tests. The proposed method could, largely, fulfill the five mentioned requirements. These results were achieved even without using any physical tests/experimental data for tuning the parameters, which is expected to reduce the error considerably. These are promising results for the idea of the gray box which is in its nascent stages and needs time to develop and be useful for commercial purposes.

Silicon (Si) has been considered as a promising negative electrode material for lithium ion batteries (LIBs) because of its high theoretical capacity, low discharge voltage, and low cost. However, the utilization of Si electrode has been hampered by problems such as slow ionic transport, large stress/strain generation, and unstable solid electrolyte interphase (SEI). These problems severely influence the performance and cycle life of Si electrodes. In general, ionic conduction determines the rate performance of the electrode, while electron leakage through the SEI causes electrolyte decomposition and, thus, causes capacity loss. The goal of this thesis research is to design Si electrodes with high current efficiency and durability through a fundamental understanding of the ionic and electronic conduction in Si and its SEI. Multi-scale physical and chemical processes occur in the electrode during charging and discharging. This thesis, thus, focuses on multi-scale modeling, including developing new methods, to help understand these coupled physical and chemical processes. For example, we developed a new method based on ab initio molecular dynamics to study the effects of stress/strain on Li ion transport in amorphous lithiated Si electrodes. This method not only quantitatively shows the effect of stress on ionic transport in amorphous materials, but also uncovers the underlying atomistic mechanisms. However, the origin of ionic conduction in the inorganic components in SEI is different from that in the amorphous Si electrode. To tackle this problem, we developed a model by separating the problem into two scales: 1) atomistic scale: defect physics and transport in individual SEI components with consideration of the environment, e.g., LiF in equilibrium with Si electrode; 2) mesoscopic scale: defect distribution near the heterogeneous interface based on a space charge model. In addition, to help design better artificial SEI, we further demonstrated a theoretical design of multicomponent SEIs by utilizing the synergetic effect found in the natural SEI. We show that the electrical conduction can be optimized by varying the grain size and volume fraction of two phases in the artificial multicomponent SEI.

There is an intense, worldwide effort to develop durable lithium ion batteries with high energy and power densities for a wide range of applications, including electric and hybrid electric vehicles. For improvement of battery technology understanding the capacity fading mechanism in batteries is of utmost importance. Novel electrode material and improved electrode designs are needed for high energy- high power batteries with less capacity fading. Furthermore, for applications such as automotive applications, precise cycle-life prediction of batteries is necessary. One of the critical challenges in advancing lithium ion battery technologies is fracture and decrepitation of the electrodes as a result of lithium diffusion during charging and discharging operations. When lithium is inserted in either the positive or negative electrode, there is a volume change associated with insertion or de-insertion. Diffusion-induced stresses (DISs) can therefore cause the nucleation and growth of cracks, leading to mechanical degradation of the batteries. With different mathematical models we studied the behavior of diffusion induces stresses and effects of electrode shape, size, concentration dependent material properties, pre-existing cracks, phase transformations, operating conditions etc. on the diffusion induced stresses. Thus we develop tools to guide the design of the electrode material with better mechanical stability for durable batteries. Along with mechanical degradation, chemical degradation of batteries also plays an important role in deciding battery cycle life. The instability of commonly employed electrolytes results in solid electrolyte interphase (SEI) formation. Although SEI formation contributes to irreversible capacity loss, the SEI layer is necessary, as it passivates the electrode-electrolyte interface from further solvent decomposition. SEI layer and diffusion induced stresses are inter-dependent and affect each-other. We study coupled chemical-mechanical degradation of electrode materials to understand the capacity fading of the battery with cycling. With the understanding of chemical and mechanical degradation, we develop a simple phenomenological model to predict battery life. On the experimental part we come up with a novel concept of using liquid metal alloy as a self-healing battery electrode. We develop a method to prepare thin film liquid gallium electrode on a conductive substrate. This enabled us to perform a series of electrochemical and characterization experiments which certify that liquid electrode undergo liquid-solid-liquid transition and thus self-heals the cracks formed during de-insertion. Thus the mechanical degradation can be avoided. We also perform ab-initio calculations to understand the equilibrium potential of various lithium-gallium phases.

Deux approches ont été considérées pour l'optimisation de matériaux lamellaires d'électrode positive pour batteries lithium-ion de type Li1+x(Ni1/2-yMn1/2-yCo2y)1-xO2 : la modification de surface (coating) et la substitution partielle. Dans un premier temps, nous avons montré que la substitution anionique du fluor à l'oxygène n'était pas effective contrairement aux hypothèses proposées dans la littérature par certains auteurs, mais qu'en réalité une couche de LiF était formée à la surface de ces matériaux, quelle que soit la voie de synthèse utilisée. Ces matériaux "coatés" présentent néanmoins une cyclabilité améliorée en batterie au lithium. Leurs propriétés structurales et physico-chimiques ont été caractérisées en combinant notamment la diffraction des rayons X, la spectroscopie RMN MAS du 7Li et du 19F et la spectroscopie d'électrons Auger. Dans un second temps, nous avons étudié l'effet de la substitution de l'aluminium (électrochimiquement inerte) au cobalt au sein de ces matériaux lamellaires riches en nickel et en manganèse. Les conditions de synthèse ont été optimisées et un matériau intéressant a ainsi été proposé. La structure, et plus particulièrement la distribution cationique, ont été déterminées par des analyses chimiques, par diffraction des rayons X et par des mesures magnétiques : la substitution de l'aluminium au cobalt entraîne une surlithiation moindre, un taux d'échange Li+ / Ni2+ plus important et par conséquent une diminution du caractère bidimensionnel de la structure. Ces matériaux présentent une bonne cyclabilité même à des régimes élevés et une stabilité thermique améliorée à l'état désintercalé.

Le travail de thèse, présenté dans ce mémoire, est consacré à l'étude de nouveaux matériaux d'électrode négative pour batteries Li-ion et plus particulièrement aux phosphures d'éléments de transition (PET). En général, ces matériaux présentent des capacités massiques et volumiques de l'ordre de 600-1200mAh/g, très supérieures à celles des composés carbonés utilisés dans les dispositifs actuellement commercialisés. Les phases des deux systèmes binaires Fe-P et Ni-P ont été étudiées dans ce travail en tant qu'électrodes négatives pour les batteries Li-ion. Les phosphures de fer et de nickel présentent des performances et mécanismes électrochimiques vis-à-vis du lithium intéressants. Diverses méthodes de synthèse ont été employées pour obtenir des matériaux de morphologie, de structure et de stoechiométrie variées. Plusieurs techniques de caractérisation ont été employées pour analyser les mécanismes électrochimiques : diffraction des rayons X, spectroscopie XANES, spectroscopie Mössbauer de 57Fe, RMN 31P et mesures magnétiques. L'étude approfondie de la réactivité de ces phases vis-à-vis du lithium nous a permis d'expliquer leurs fortes capacités massiques par un mécanisme redox impliquant le phosphore. Une étude du rôle de la mise en forme de l'électrode sur les performances a été également menée.

This dissertation addresses the synthesis mechanism of mesoporous titania thin films with 2D Hexagonal Close Packed (HCP) cylindrical nanopores by an evaporation-induced self-assembly (EISA) method with Pluronic surfactants P123 and F127 as structure directing agents, and their applications in photovoltaics and lithium ion batteries. To provide orthogonal alignment of the pores, surface modification of substrates with crosslinked surfactant has been used to provide a chemically neutral surface. GISAXS studies show not only that aging at 4°C facilitates ordered mesostructure development, but also that aging at this temperature helps to provide orthogonal orientation of the cylindrical micelles which assemble into an ordered mesophase directly by a disorder-order transition. These films provide pores with 8-9 nm diameter, which is precisely the structure expected to provide short carrier diffusion length and high hole conductivity required for efficient bulk heterojunction solar cells. In addition, anatase titania is a n-type semiconductor with a band gap of +3.2 eV. Therefore, titania readily absorbs UV light with a wavelength below 387 nm. Because of this, these titania films can be used as window layers with a p-type semiconductor incorporated into the pores and at the top surface of the device to synthesize a photovoltaic cell. The pores provide opportunities to increase the surface area for contact between the two semiconductors, to align a p-type semiconductor at the junction, and to induce quantum confinement effects. These titania films with hexagonal phase are infiltrated with a hole conducting polymer, poly(3-hexylthiophene) (P3HT), in order to create a p-n junctions for organic-inorganic hybrid solar cells, by spin coating followed by thermal annealing. This assembly is hypothesized to give better photovoltaic performance compared to disordered or bicontinuous cubic nanopore arrangements; confinement in cylindrical nanopores is expected to provide isolated, regioregular “wires” of conjugated polymers with tunable optoelectronic properties, such as improved hole conductivity over that in bicontinuous cubic structure. The kinetics of infiltration into the pores show that maximum infiltration occurs within less than one hour in these films, and give materials with improved photovoltaic performance relative to planar TiO2/P3HT assemblies. These oriented mesoporous titania films are also used to develop an inorganic solar cell by depositing CdTe at the top using the Close Spaced Sublimation (CSS) technique. A power conversion efficiency of 5.53% is measured for heterostructures built using mesoporous titania films, which is significantly enhanced relative to planar TiO2/CdTe devices and prior reports in the literature. These mesoporous titania films have a great potential in inorganic solar cell development and can potentially replace CdS window layers which are conventionally used in inorganic CdS-CdTe solar cells. The last part of the dissertation addresses layer-by-layer synthesis to increase the thickness of mesoporous titania films with vertically oriented 2D-HCP nanopores, and their use in lithium ion batteries as negative electrodes because of advantages such as good cycling stability, small volume expansion (~3%) during intercalation/extraction and high discharge voltage plateau. The high surface area and small wall thickness of these titania films provide excellent lithium ion insertion and reduced Li-ion diffusion length, resulting in stable capacities as high as 200-250 mAh/g over 200 cycles.

L’objectif de cette thèse est l’évaluation du vieillissement calendaire des supercondensateurs. Le début est consacré à l’examen des principes et des technologies des générations récentes de supercondensateurs. Ensuite, une modélisation comportementale de ces composants est proposée sur la base des principes physico-chimiques mais surtout à partir de méthodes de caractérisation électriques originales menées sur une plate-forme dédiée. La majeure partie des résultats concerne la quantification du vieillissement calendaire de différents types d’échantillons en focalisant sur l’impact de la tension et de la température. Enfin, ces résultats, pris en compte dans les modèles, sont mis en regard de ceux obtenus lors du vieillissement en cyclage actif et les contributions individuelles identifiées. / Abstract